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HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameHAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN
Plan identification number 001

HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

HAGENS BERMAN SOBOL SHAPIRO LLP has sponsored the creation of one or more 401k plans.

Company Name:HAGENS BERMAN SOBOL SHAPIRO LLP
Employer identification number (EIN):912017394
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about HAGENS BERMAN SOBOL SHAPIRO LLP

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1999-12-15
Company Identification Number: 601998902
Legal Registered Office Address: 1301 2ND AVE SUITE 2000

SEATTLE
United States of America (USA)
981013810

More information about HAGENS BERMAN SOBOL SHAPIRO LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LEE CAPELL
0012016-01-01LEE CAPELL
0012015-01-01LEE CAPELL
0012014-01-01LEE CAPELL
0012013-01-01LEE CAPELL
0012012-01-01LEE CAPELL2013-09-25
0012011-01-01LEE CAPELL2012-10-03
0012010-01-01GARY BEISHEIM2011-10-10

Plan Statistics for HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01185
Total number of active participants reported on line 7a of the Form 55002022-01-01136
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0152
Total of all active and inactive participants2022-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01190
Number of participants with account balances2022-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01187
Total number of active participants reported on line 7a of the Form 55002021-01-01137
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0145
Total of all active and inactive participants2021-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01185
Number of participants with account balances2021-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01189
Total number of active participants reported on line 7a of the Form 55002020-01-01144
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0142
Total of all active and inactive participants2020-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01187
Number of participants with account balances2020-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01173
Total number of active participants reported on line 7a of the Form 55002019-01-01147
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01189
Number of participants with account balances2019-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01167
Total number of active participants reported on line 7a of the Form 55002018-01-01142
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0131
Total of all active and inactive participants2018-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01173
Number of participants with account balances2018-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01158
Total number of active participants reported on line 7a of the Form 55002017-01-01139
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0128
Total of all active and inactive participants2017-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01167
Number of participants with account balances2017-01-01152
2016: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01156
Total number of active participants reported on line 7a of the Form 55002016-01-01140
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01158
Number of participants with account balances2016-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01152
Total number of active participants reported on line 7a of the Form 55002015-01-01141
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01156
Number of participants with account balances2015-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01131
Total number of active participants reported on line 7a of the Form 55002014-01-01138
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01152
Number of participants with account balances2014-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01126
Total number of active participants reported on line 7a of the Form 55002013-01-01116
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01131
Number of participants with account balances2013-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,889,699
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,855,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,790,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,108,053
Value of total assets at end of year2022-12-31$21,118,587
Value of total assets at beginning of year2022-12-31$24,863,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,992
Total interest from all sources2022-12-31$9,669
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$459,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$459,703
Administrative expenses professional fees incurred2022-12-31$11,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,092,783
Participant contributions at end of year2022-12-31$51,402
Participant contributions at beginning of year2022-12-31$71,251
Participant contributions at end of year2022-12-31$26,660
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$4,518,777
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$5,462,818
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$15,270
Other income not declared elsewhere2022-12-31$-1,010,828
Administrative expenses (other) incurred2022-12-31$48,364
Total non interest bearing cash at end of year2022-12-31$23,413
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,745,404
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,118,587
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$24,863,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$5,628
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,724,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$18,672,922
Interest on participant loans2022-12-31$3,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$773,342
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$657,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$657,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$5,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,456,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,790,713
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SWEENEY CONRAD, P.S.
Accountancy firm EIN2022-12-31911301672
2021 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,929,618
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,462,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,399,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,460,237
Value of total assets at end of year2021-12-31$24,863,991
Value of total assets at beginning of year2021-12-31$22,397,126
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$63,488
Total interest from all sources2021-12-31$5,743
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$517,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$517,061
Administrative expenses professional fees incurred2021-12-31$10,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,957,493
Participant contributions at end of year2021-12-31$71,251
Participant contributions at beginning of year2021-12-31$88,589
Assets. Other investments not covered elsewhere at end of year2021-12-31$5,462,818
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$4,904,252
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$502,744
Other income not declared elsewhere2021-12-31$914,683
Administrative expenses (other) incurred2021-12-31$48,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,466,865
Value of net assets at end of year (total assets less liabilities)2021-12-31$24,863,991
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,397,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$5,463
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$18,672,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$16,513,891
Interest on participant loans2021-12-31$5,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$657,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$890,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$890,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,031,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,399,265
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SWEENEY CONRAD, P.S.
Accountancy firm EIN2021-12-31911301672
2020 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,826,498
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$936,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$852,446
Value of total corrective distributions2020-12-31$31,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,436,457
Value of total assets at end of year2020-12-31$22,397,126
Value of total assets at beginning of year2020-12-31$18,507,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$53,088
Total interest from all sources2020-12-31$9,139
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$300,806
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$300,806
Administrative expenses professional fees incurred2020-12-31$9,750
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,933,617
Participant contributions at end of year2020-12-31$88,589
Participant contributions at beginning of year2020-12-31$120,579
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$58,374
Assets. Other investments not covered elsewhere at end of year2020-12-31$4,904,252
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,030,283
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$502,030
Other income not declared elsewhere2020-12-31$734,977
Administrative expenses (other) incurred2020-12-31$41,257
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$6,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,889,678
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,397,126
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,507,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$2,081
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$16,513,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,740,594
Interest on participant loans2020-12-31$6,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$890,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$550,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$550,737
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,345,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$852,446
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SWEENEY CONRAD, P.S.
Accountancy firm EIN2020-12-31911301672
2019 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,291,762
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,264,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,210,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,035,018
Value of total assets at end of year2019-12-31$18,507,448
Value of total assets at beginning of year2019-12-31$14,480,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,960
Total interest from all sources2019-12-31$10,730
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$283,473
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$283,473
Administrative expenses professional fees incurred2019-12-31$9,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,761,474
Participant contributions at end of year2019-12-31$120,579
Participant contributions at beginning of year2019-12-31$133,126
Participant contributions at end of year2019-12-31$58,374
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,030,283
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,038,780
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$273,544
Other income not declared elsewhere2019-12-31$766,580
Administrative expenses (other) incurred2019-12-31$43,637
Total non interest bearing cash at end of year2019-12-31$6,881
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,027,354
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,507,448
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,480,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,323
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,740,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,992,043
Interest on participant loans2019-12-31$5,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$550,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$316,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$316,145
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,195,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,210,448
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SWEENEYCONRAD
Accountancy firm EIN2019-12-31911301672
2018 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$995,310
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,021,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$966,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,759,226
Value of total assets at end of year2018-12-31$14,480,094
Value of total assets at beginning of year2018-12-31$14,506,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$54,426
Total interest from all sources2018-12-31$11,880
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$353,002
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$353,002
Administrative expenses professional fees incurred2018-12-31$8,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,759,226
Participant contributions at end of year2018-12-31$133,126
Participant contributions at beginning of year2018-12-31$164,835
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,038,780
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,041,590
Other income not declared elsewhere2018-12-31$-144,864
Administrative expenses (other) incurred2018-12-31$41,781
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-26,034
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,480,094
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,506,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,145
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,992,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,782,632
Interest on participant loans2018-12-31$9,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$316,145
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$517,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$517,071
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-983,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$966,918
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SWEENEYCONRAD
Accountancy firm EIN2018-12-31911301672
2017 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,557,110
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$982,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$937,899
Value of total corrective distributions2017-12-31$-4,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,333,193
Value of total assets at end of year2017-12-31$14,506,128
Value of total assets at beginning of year2017-12-31$11,931,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,896
Total interest from all sources2017-12-31$11,139
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$264,409
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$264,409
Administrative expenses professional fees incurred2017-12-31$8,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,332,834
Participant contributions at end of year2017-12-31$164,835
Participant contributions at beginning of year2017-12-31$102,906
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$32,801
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,041,590
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,471,136
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$288
Other income not declared elsewhere2017-12-31$467,248
Administrative expenses (other) incurred2017-12-31$37,732
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$27,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,574,822
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,506,128
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,931,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$3,164
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,782,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,926,626
Interest on participant loans2017-12-31$8,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$517,071
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$370,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$370,342
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,481,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$71
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$937,899
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SWEENEYCONRAD
Accountancy firm EIN2017-12-31911301672
2016 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,340,711
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$135,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$80,187
Value of total corrective distributions2016-12-31$12,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,348,353
Value of total assets at end of year2016-12-31$11,931,306
Value of total assets at beginning of year2016-12-31$9,725,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$42,669
Total interest from all sources2016-12-31$6,187
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$250,229
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$250,229
Administrative expenses professional fees incurred2016-12-31$8,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,268,658
Participant contributions at end of year2016-12-31$102,906
Participant contributions at beginning of year2016-12-31$79,469
Participant contributions at end of year2016-12-31$32,801
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,471,136
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,856,077
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$79,695
Other income not declared elsewhere2016-12-31$185,048
Administrative expenses (other) incurred2016-12-31$31,868
Total non interest bearing cash at end of year2016-12-31$27,495
Total non interest bearing cash at beginning of year2016-12-31$20,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,205,534
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,931,306
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,725,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,801
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,926,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,392,698
Interest on participant loans2016-12-31$5,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$370,342
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$377,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$377,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$550,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$80,187
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SWEENEYCONRAD
Accountancy firm EIN2016-12-31911301672
2015 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$13,221
Total income from all sources (including contributions)2015-12-31$1,111,276
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$103,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$63,837
Value of total corrective distributions2015-12-31$198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,172,927
Value of total assets at end of year2015-12-31$9,725,772
Value of total assets at beginning of year2015-12-31$8,731,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$39,838
Total interest from all sources2015-12-31$3,796
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$223,981
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$223,981
Administrative expenses professional fees incurred2015-12-31$7,545
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,064,610
Participant contributions at end of year2015-12-31$79,469
Participant contributions at beginning of year2015-12-31$93,430
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$190,844
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,856,077
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,575,717
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$108,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$13,221
Other income not declared elsewhere2015-12-31$-27,084
Administrative expenses (other) incurred2015-12-31$29,792
Total non interest bearing cash at end of year2015-12-31$20,190
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,007,403
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,725,772
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,718,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,501
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,392,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,573,238
Interest on participant loans2015-12-31$3,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$377,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$298,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$298,361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$425
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-262,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$63,837
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SWEENEYCONRAD
Accountancy firm EIN2015-12-31911301672
2014 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$13,221
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$99,512
Total income from all sources (including contributions)2014-12-31$1,684,317
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,320,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,274,961
Value of total corrective distributions2014-12-31$9,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,103,102
Value of total assets at end of year2014-12-31$8,731,590
Value of total assets at beginning of year2014-12-31$8,454,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$36,175
Total interest from all sources2014-12-31$4,039
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$177,649
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$177,649
Administrative expenses professional fees incurred2014-12-31$7,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,088,428
Participant contributions at end of year2014-12-31$93,430
Participant contributions at beginning of year2014-12-31$38,370
Participant contributions at end of year2014-12-31$190,844
Participant contributions at beginning of year2014-12-31$401,564
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,575,717
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,215,964
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$13,221
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$99,512
Other income not declared elsewhere2014-12-31$74,339
Administrative expenses (other) incurred2014-12-31$28,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$363,385
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,718,369
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,354,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$78
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,573,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,639,148
Interest on participant loans2014-12-31$3,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$298,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$159,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$159,450
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$325,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,274,961
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SWEENEYCONRAD
Accountancy firm EIN2014-12-31911301672
2013 : HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$99,512
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,494,498
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$299,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$227,481
Value of total corrective distributions2013-12-31$48,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,213,724
Value of total assets at end of year2013-12-31$8,454,496
Value of total assets at beginning of year2013-12-31$6,160,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$24,125
Total interest from all sources2013-12-31$3,077
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$135,559
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$135,559
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,095,101
Participant contributions at end of year2013-12-31$38,370
Participant contributions at beginning of year2013-12-31$62,151
Participant contributions at end of year2013-12-31$401,564
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,215,964
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,004,868
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$118,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$99,512
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$135,568
Administrative expenses (other) incurred2013-12-31$24,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,194,867
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,354,984
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,160,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,639,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,957,395
Interest on participant loans2013-12-31$2,783
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$159,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$135,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$135,703
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,006,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$227,481
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SWEENEYCONRAD
Accountancy firm EIN2013-12-31911301672

Form 5500 Responses for HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN

2022: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAGENS BERMAN SOBOL SHAPIRO LLP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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