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AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 401k Plan overview

Plan NameAAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN
Plan identification number 001

AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AAVID THERMALLOY, LLC has sponsored the creation of one or more 401k plans.

Company Name:AAVID THERMALLOY, LLC
Employer identification number (EIN):912028289
NAIC Classification:332900

Additional information about AAVID THERMALLOY, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3164904

More information about AAVID THERMALLOY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01ERIC STRUIK
0012016-01-01MARK SHORTT
0012015-01-01DAVID WALL
0012014-01-01DAVID WALL
0012013-01-01BRIAN BYRNE
0012012-01-01BRIAN BYRNE
0012011-01-01BRIAN BYRNE
0012010-01-01BRIAN BYRNE
0012009-01-01SUSAN MARBLE

Plan Statistics for AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN

401k plan membership statisitcs for AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN

Measure Date Value
2019: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01409
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01453
Total number of active participants reported on line 7a of the Form 55002018-01-01287
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-01117
Total of all active and inactive participants2018-01-01409
Total participants2018-01-01409
Number of participants with account balances2018-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0143
2017: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01447
Total number of active participants reported on line 7a of the Form 55002017-01-01281
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01168
Total of all active and inactive participants2017-01-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01453
Number of participants with account balances2017-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0160
2016: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01245
Total number of active participants reported on line 7a of the Form 55002016-01-01297
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-01145
Total of all active and inactive participants2016-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01447
Number of participants with account balances2016-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01228
Total number of active participants reported on line 7a of the Form 55002015-01-01180
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0165
Total of all active and inactive participants2015-01-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01245
Number of participants with account balances2015-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01206
Total number of active participants reported on line 7a of the Form 55002014-01-01164
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0164
Total of all active and inactive participants2014-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01228
Number of participants with account balances2014-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01205
Total number of active participants reported on line 7a of the Form 55002013-01-01144
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0162
Total of all active and inactive participants2013-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01206
Number of participants with account balances2013-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01204
Total number of active participants reported on line 7a of the Form 55002012-01-01141
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0164
Total of all active and inactive participants2012-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01205
Number of participants with account balances2012-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01243
Total number of active participants reported on line 7a of the Form 55002011-01-01135
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0169
Total of all active and inactive participants2011-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01204
Number of participants with account balances2011-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01264
Total number of active participants reported on line 7a of the Form 55002010-01-01133
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01110
Total of all active and inactive participants2010-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01243
Number of participants with account balances2010-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01373
Total number of active participants reported on line 7a of the Form 55002009-01-01126
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01138
Total of all active and inactive participants2009-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01264
Number of participants with account balances2009-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN

Measure Date Value
2019 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2019 401k financial data
Total transfer of assets from this plan2019-12-31$26,945,611
Total transfer of assets from this plan2019-12-31$26,945,611
Total income from all sources (including contributions)2019-12-31$6,850,080
Total income from all sources (including contributions)2019-12-31$6,850,080
Total of all expenses incurred2019-12-31$3,230,491
Total of all expenses incurred2019-12-31$3,230,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,104,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,104,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,848,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,848,286
Value of total assets at end of year2019-12-31$0
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$23,326,022
Value of total assets at beginning of year2019-12-31$23,326,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$125,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$125,825
Total interest from all sources2019-12-31$19,798
Total interest from all sources2019-12-31$19,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,178,304
Contributions received from participants2019-12-31$1,178,304
Participant contributions at beginning of year2019-12-31$281,848
Participant contributions at beginning of year2019-12-31$281,848
Participant contributions at beginning of year2019-12-31$10,006
Participant contributions at beginning of year2019-12-31$10,006
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$252,144
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$252,144
Other income not declared elsewhere2019-12-31$390
Other income not declared elsewhere2019-12-31$390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,619,589
Value of net income/loss2019-12-31$3,619,589
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,326,022
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,326,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$125,825
Investment advisory and management fees2019-12-31$125,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,528,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,528,238
Interest on participant loans2019-12-31$19,798
Interest on participant loans2019-12-31$19,798
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$199
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$199
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$199
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,501,141
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,501,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,981,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$417,838
Contributions received in cash from employer2019-12-31$417,838
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$4,590
Employer contributions (assets) at beginning of year2019-12-31$4,590
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,104,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,104,666
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARON & BLETZER, PLLC
Accountancy firm name2019-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2019-12-31043499945
Accountancy firm EIN2019-12-31043499945
2018 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$140,715
Total of all expenses incurred2018-12-31$4,252,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,084,926
Expenses. Certain deemed distributions of participant loans2018-12-31$37,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,558,055
Value of total assets at end of year2018-12-31$23,326,022
Value of total assets at beginning of year2018-12-31$27,438,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$130,268
Total interest from all sources2018-12-31$13,028
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$-1,430,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$-1,430,368
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,028,558
Participant contributions at end of year2018-12-31$281,848
Participant contributions at beginning of year2018-12-31$263,501
Participant contributions at end of year2018-12-31$10,006
Participant contributions at beginning of year2018-12-31$8,754
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$153,525
Administrative expenses (other) incurred2018-12-31$130,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,112,071
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,326,022
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$27,438,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,528,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$25,839,456
Interest on participant loans2018-12-31$13,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$199
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,501,141
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,322,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$375,972
Employer contributions (assets) at end of year2018-12-31$4,590
Employer contributions (assets) at beginning of year2018-12-31$4,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,084,926
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2018-12-31043499945
2017 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,793,566
Total of all expenses incurred2017-12-31$2,280,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,136,815
Expenses. Certain deemed distributions of participant loans2017-12-31$21,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,590,902
Value of total assets at end of year2017-12-31$27,438,093
Value of total assets at beginning of year2017-12-31$23,924,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$121,507
Total interest from all sources2017-12-31$12,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,119,075
Participant contributions at end of year2017-12-31$263,501
Participant contributions at beginning of year2017-12-31$305,053
Participant contributions at end of year2017-12-31$8,754
Participant contributions at beginning of year2017-12-31$8,789
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$21,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,513,323
Value of net assets at end of year (total assets less liabilities)2017-12-31$27,438,093
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$23,924,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$121,507
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$25,839,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,287,973
Interest on participant loans2017-12-31$12,456
Value of interest in common/collective trusts at beginning of year2017-12-31$1,318,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,322,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,190,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$449,853
Employer contributions (assets) at end of year2017-12-31$4,164
Employer contributions (assets) at beginning of year2017-12-31$4,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,136,815
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2017-12-31043499945
2016 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$2,302,933
Total income from all sources (including contributions)2016-12-31$3,822,438
Total of all expenses incurred2016-12-31$1,272,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,192,041
Value of total corrective distributions2016-12-31$12,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,720,603
Value of total assets at end of year2016-12-31$23,924,770
Value of total assets at beginning of year2016-12-31$19,071,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$67,421
Total interest from all sources2016-12-31$11,731
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$841,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$841,108
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,239,495
Participant contributions at end of year2016-12-31$305,053
Participant contributions at beginning of year2016-12-31$169,414
Participant contributions at end of year2016-12-31$8,789
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$31
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,550,034
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,924,770
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,071,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$67,421
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,287,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,607,861
Interest on participant loans2016-12-31$11,731
Value of interest in common/collective trusts at end of year2016-12-31$1,318,679
Value of interest in common/collective trusts at beginning of year2016-12-31$1,294,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,240,865
Net investment gain or loss from common/collective trusts2016-12-31$8,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$481,108
Employer contributions (assets) at end of year2016-12-31$4,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,192,041
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2016-12-31043499945
2015 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,259,208
Total of all expenses incurred2015-12-31$2,578,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,513,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,491,835
Value of total assets at end of year2015-12-31$19,071,803
Value of total assets at beginning of year2015-12-31$20,390,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$64,422
Total interest from all sources2015-12-31$7,025
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$262,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$262,055
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,049,031
Participant contributions at end of year2015-12-31$169,414
Participant contributions at beginning of year2015-12-31$155,194
Assets. Other investments not covered elsewhere at end of year2015-12-31$31
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,008,069
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$46,176
Other income not declared elsewhere2015-12-31$30,327
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,318,863
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,071,803
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,390,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$64,422
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,607,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,014,582
Interest on participant loans2015-12-31$7,025
Value of interest in common/collective trusts at end of year2015-12-31$1,294,497
Value of interest in common/collective trusts at beginning of year2015-12-31$1,212,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-538,926
Net investment gain or loss from common/collective trusts2015-12-31$6,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$396,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,513,649
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2015-12-31043499945
2014 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$1,139,413
Total income from all sources (including contributions)2014-12-31$2,098,885
Total of all expenses incurred2014-12-31$1,288,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,230,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,214,513
Value of total assets at end of year2014-12-31$20,390,666
Value of total assets at beginning of year2014-12-31$18,441,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,456
Total interest from all sources2014-12-31$5,045
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$283,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$283,897
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$860,640
Participant contributions at end of year2014-12-31$155,194
Participant contributions at beginning of year2014-12-31$128,719
Participant contributions at beginning of year2014-12-31$23,948
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,008,069
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$950,093
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$31,075
Other income not declared elsewhere2014-12-31$10,784
Total non interest bearing cash at end of year2014-12-31$631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$810,026
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,390,666
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,441,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$58,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,014,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,067,129
Income. Interest from loans (other than to participants)2014-12-31$5,045
Value of interest in common/collective trusts at end of year2014-12-31$1,212,190
Value of interest in common/collective trusts at beginning of year2014-12-31$1,262,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$597,753
Net investment gain or loss from common/collective trusts2014-12-31$-13,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$322,798
Employer contributions (assets) at beginning of year2014-12-31$8,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,230,403
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31NATHAN WECHSLER & CO., PC
Accountancy firm EIN2014-12-31020327524
2013 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,154,051
Total of all expenses incurred2013-12-31$984,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$938,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,041,843
Value of total assets at end of year2013-12-31$18,441,227
Value of total assets at beginning of year2013-12-31$15,272,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$46,398
Total interest from all sources2013-12-31$6,126
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$197,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$197,541
Administrative expenses professional fees incurred2013-12-31$46,398
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$713,693
Participant contributions at end of year2013-12-31$128,719
Participant contributions at beginning of year2013-12-31$148,363
Participant contributions at end of year2013-12-31$23,948
Participant contributions at beginning of year2013-12-31$25,005
Assets. Other investments not covered elsewhere at end of year2013-12-31$950,093
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$646,191
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$68,730
Other income not declared elsewhere2013-12-31$117,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,169,156
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,441,227
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,272,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,067,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,693,766
Interest on participant loans2013-12-31$6,126
Value of interest in common/collective trusts at end of year2013-12-31$1,262,476
Value of interest in common/collective trusts at beginning of year2013-12-31$1,750,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,787,848
Net investment gain or loss from common/collective trusts2013-12-31$2,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$259,420
Employer contributions (assets) at end of year2013-12-31$8,862
Employer contributions (assets) at beginning of year2013-12-31$8,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$938,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31NATHAN WECHSLER & CO., PC
Accountancy firm EIN2013-12-31020327524
2012 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,742,843
Total of all expenses incurred2012-12-31$924,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$871,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$962,729
Value of total assets at end of year2012-12-31$15,272,071
Value of total assets at beginning of year2012-12-31$13,453,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$53,496
Total interest from all sources2012-12-31$6,422
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$224,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$224,220
Administrative expenses professional fees incurred2012-12-31$53,496
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$685,962
Participant contributions at end of year2012-12-31$148,363
Participant contributions at beginning of year2012-12-31$140,520
Participant contributions at end of year2012-12-31$25,005
Participant contributions at beginning of year2012-12-31$22,964
Assets. Other investments not covered elsewhere at end of year2012-12-31$646,191
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$556,127
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$40,759
Other income not declared elsewhere2012-12-31$90,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,818,327
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,272,071
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,453,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,693,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,687,417
Interest on participant loans2012-12-31$6,422
Value of interest in common/collective trusts at end of year2012-12-31$1,750,164
Value of interest in common/collective trusts at beginning of year2012-12-31$1,038,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,453,594
Net investment gain or loss from common/collective trusts2012-12-31$5,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$236,008
Employer contributions (assets) at end of year2012-12-31$8,582
Employer contributions (assets) at beginning of year2012-12-31$8,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$871,020
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31NATHAN WECHSLER & CO., PC
Accountancy firm EIN2012-12-31020327524
2011 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$348,686
Total of all expenses incurred2011-12-31$1,260,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,203,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$912,173
Value of total assets at end of year2011-12-31$13,453,744
Value of total assets at beginning of year2011-12-31$14,365,511
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$56,637
Total interest from all sources2011-12-31$6,369
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$217,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$217,483
Administrative expenses professional fees incurred2011-12-31$56,637
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$669,253
Participant contributions at end of year2011-12-31$140,520
Participant contributions at beginning of year2011-12-31$135,388
Participant contributions at end of year2011-12-31$22,964
Participant contributions at beginning of year2011-12-31$23,603
Assets. Other investments not covered elsewhere at end of year2011-12-31$556,127
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$409,903
Other income not declared elsewhere2011-12-31$11,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-911,767
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,453,744
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,365,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,687,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,803,431
Interest on participant loans2011-12-31$6,369
Value of interest in common/collective trusts at end of year2011-12-31$1,038,211
Value of interest in common/collective trusts at beginning of year2011-12-31$984,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-835,676
Net investment gain or loss from common/collective trusts2011-12-31$36,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$242,920
Employer contributions (assets) at end of year2011-12-31$8,505
Employer contributions (assets) at beginning of year2011-12-31$8,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,203,816
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31NATHAN WECHSLER & CO., PC
Accountancy firm EIN2011-12-31020327524
2010 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2010 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$57,326
Total income from all sources (including contributions)2010-12-31$2,603,111
Total of all expenses incurred2010-12-31$1,394,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,340,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$962,609
Value of total assets at end of year2010-12-31$14,365,511
Value of total assets at beginning of year2010-12-31$13,214,683
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$54,012
Total interest from all sources2010-12-31$6,414
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$184,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$184,237
Administrative expenses professional fees incurred2010-12-31$54,012
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$651,264
Participant contributions at end of year2010-12-31$135,388
Participant contributions at beginning of year2010-12-31$165,753
Participant contributions at end of year2010-12-31$23,603
Participant contributions at beginning of year2010-12-31$28,755
Assets. Other investments not covered elsewhere at end of year2010-12-31$409,903
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$35,651
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$82,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$57,326
Other income not declared elsewhere2010-12-31$58,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,208,154
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,365,511
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,157,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,803,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,656,504
Interest on participant loans2010-12-31$6,414
Value of interest in common/collective trusts at end of year2010-12-31$984,362
Value of interest in common/collective trusts at beginning of year2010-12-31$1,328,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,376,865
Net investment gain or loss from common/collective trusts2010-12-31$14,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$228,485
Employer contributions (assets) at end of year2010-12-31$8,824
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,340,945
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31NATHAN WECHSLER & CO., PC
Accountancy firm EIN2010-12-31020327524
2009 : AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN

2019: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AAVID THERMALLOY, LLC SAVINGS INCENTIVE PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number
Policy instance 1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number
Policy instance 1
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number
Policy instance 1

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