401k Plan data: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN plan

SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 401k Plan overview

Plan Name	SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN
Plan identification number	002

SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

SOUTHEAST ROADBUILDERS, INC. has sponsored the creation of one or more 401k plans.

Company Name: SOUTHEAST ROADBUILDERS, INC.

Employer identification number (EIN): 920159551

NAIC Classification: 237310
NAIC Description: Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 BRENDA JOSEPHSON
002 2018-01-01 BRENDA JOSEPHSON
002 2017-01-01
002 2016-01-01 BRENDA JOSEPHSON
002 2015-01-01 BRENDA JOSEPHSON
002 2014-01-01 BRENDA JOSEPHSON
002 2013-01-01 BRENDA JONES BRENDA JONES 2014-10-07
002 2012-01-01 BRENDA JONES
002 2011-01-01 BRENDA JONES
002 2009-01-01 BRENDA JONES

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	BRENDA JOSEPHSON
002	2018-01-01	BRENDA JOSEPHSON
002	2017-01-01
002	2016-01-01	BRENDA JOSEPHSON
002	2015-01-01	BRENDA JOSEPHSON
002	2014-01-01	BRENDA JOSEPHSON
002	2013-01-01	BRENDA JONES	BRENDA JONES	2014-10-07
002	2012-01-01	BRENDA JONES
002	2011-01-01	BRENDA JONES
002	2009-01-01	BRENDA JONES

Plan Statistics for SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN

401k plan membership statisitcs for SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN

Measure Date Value
2018: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 63
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 68
Total of all active and inactive participants 2017-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 131
Number of participants with account balances 2017-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 17
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 171
Total of all active and inactive participants 2016-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 188
Number of participants with account balances 2016-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 184
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 15
Number of retired or separated participants receiving benefits 2015-01-01 7
Number of other retired or separated participants entitled to future benefits 2015-01-01 162
Total of all active and inactive participants 2015-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 184
Number of participants with account balances 2015-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 20
Number of retired or separated participants receiving benefits 2014-01-01 32
Number of other retired or separated participants entitled to future benefits 2014-01-01 119
Total of all active and inactive participants 2014-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 171
Number of participants with account balances 2014-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 148
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 64
Total of all active and inactive participants 2013-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 212
Number of participants with account balances 2013-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 89
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 71
Total of all active and inactive participants 2012-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 160
Number of participants with account balances 2012-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 90
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 95
Total of all active and inactive participants 2011-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 185
Number of participants with account balances 2011-01-01 179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 54
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 109
Total of all active and inactive participants 2009-01-01 163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 163
Number of participants with account balances 2009-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 26

Measure	Date	Value
2018: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	63
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	68
Total of all active and inactive participants	2017-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	131
Number of participants with account balances	2017-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	17
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	171
Total of all active and inactive participants	2016-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	188
Number of participants with account balances	2016-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	184
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	15
Number of retired or separated participants receiving benefits	2015-01-01	7
Number of other retired or separated participants entitled to future benefits	2015-01-01	162
Total of all active and inactive participants	2015-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	184
Number of participants with account balances	2015-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	20
Number of retired or separated participants receiving benefits	2014-01-01	32
Number of other retired or separated participants entitled to future benefits	2014-01-01	119
Total of all active and inactive participants	2014-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	171
Number of participants with account balances	2014-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	148
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	64
Total of all active and inactive participants	2013-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	212
Number of participants with account balances	2013-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	89
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	71
Total of all active and inactive participants	2012-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	160
Number of participants with account balances	2012-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	90
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	95
Total of all active and inactive participants	2011-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	185
Number of participants with account balances	2011-01-01	179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	54
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	109
Total of all active and inactive participants	2009-01-01	163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	163
Number of participants with account balances	2009-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	26

Financial Data on SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN

Measure	Date	Value
2018 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-08-17	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-17	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-17	$0
Total income from all sources (including contributions)	2018-08-17	$213,003
Total loss/gain on sale of assets	2018-08-17	$0
Total of all expenses incurred	2018-08-17	$7,956,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-08-17	$7,919,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-08-17	$111,386
Value of total assets at end of year	2018-08-17	$0
Value of total assets at beginning of year	2018-08-17	$7,743,543
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-08-17	$36,697
Total interest from all sources	2018-08-17	$2,540
Total dividends received (eg from common stock, registered investment company shares)	2018-08-17	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-08-17	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-08-17	$0
Was this plan covered by a fidelity bond	2018-08-17	Yes
Value of fidelity bond cover	2018-08-17	$500,000
If this is an individual account plan, was there a blackout period	2018-08-17	No
Were there any nonexempt tranactions with any party-in-interest	2018-08-17	No
Contributions received from participants	2018-08-17	$84,093
Participant contributions at end of year	2018-08-17	$0
Participant contributions at beginning of year	2018-08-17	$244,488
Participant contributions at end of year	2018-08-17	$0
Participant contributions at beginning of year	2018-08-17	$728
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-08-17	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-08-17	$0
Other income not declared elsewhere	2018-08-17	$-469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-17	No
Value of net income/loss	2018-08-17	$-7,743,543
Value of net assets at end of year (total assets less liabilities)	2018-08-17	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-08-17	$7,743,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-08-17	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-08-17	No
Were any leases to which the plan was party in default or uncollectible	2018-08-17	No
Investment advisory and management fees	2018-08-17	$36,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-08-17	$5,335,266
Interest on participant loans	2018-08-17	$2,540
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-08-17	$2,156,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-08-17	$99,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-08-17	No
Was there a failure to transmit to the plan any participant contributions	2018-08-17	No
Has the plan failed to provide any benefit when due under the plan	2018-08-17	No
Contributions received in cash from employer	2018-08-17	$27,293
Employer contributions (assets) at end of year	2018-08-17	$0
Employer contributions (assets) at beginning of year	2018-08-17	$6,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-08-17	$7,919,849
Did the plan have assets held for investment	2018-08-17	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-17	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-08-17	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-08-17	Yes
Opinion of an independent qualified public accountant for this plan	2018-08-17	Disclaimer
Accountancy firm name	2018-08-17	PETERSON SULLIVAN LLP
Accountancy firm EIN	2018-08-17	910605875
2017 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,898,574
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,102,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,038,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,101,465
Value of total assets at end of year	2017-12-31	$7,743,543
Value of total assets at beginning of year	2017-12-31	$6,947,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$64,020
Total interest from all sources	2017-12-31	$5,840
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$163,815
Participant contributions at end of year	2017-12-31	$244,488
Participant contributions at beginning of year	2017-12-31	$161,085
Participant contributions at end of year	2017-12-31	$728
Participant contributions at beginning of year	2017-12-31	$522
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$61,610
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$796,027
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,743,543
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,947,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$61,008
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,335,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,541,558
Interest on participant loans	2017-12-31	$5,840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$2,156,748
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,241,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$791,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$876,040
Employer contributions (assets) at end of year	2017-12-31	$6,313
Employer contributions (assets) at beginning of year	2017-12-31	$2,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,038,527
Contract administrator fees	2017-12-31	$3,012
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2017-12-31	910605875
2016 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,675,105
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$587,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$542,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,373,459
Value of total assets at end of year	2016-12-31	$6,947,516
Value of total assets at beginning of year	2016-12-31	$5,860,355
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$45,585
Total interest from all sources	2016-12-31	$5,377
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$154,678
Participant contributions at end of year	2016-12-31	$161,085
Participant contributions at beginning of year	2016-12-31	$180,894
Participant contributions at end of year	2016-12-31	$522
Participant contributions at beginning of year	2016-12-31	$812
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$5,564
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,087,161
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,947,516
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,860,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$32,279
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,541,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,643,811
Interest on participant loans	2016-12-31	$5,377
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,241,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,996,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$296,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,213,217
Employer contributions (assets) at end of year	2016-12-31	$2,659
Employer contributions (assets) at beginning of year	2016-12-31	$38,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$542,359
Contract administrator fees	2016-12-31	$13,306
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2016-12-31	910605875
2015 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,076,344
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,067,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,023,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,040,965
Value of total assets at end of year	2015-12-31	$5,860,355
Value of total assets at beginning of year	2015-12-31	$5,851,268
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$43,357
Total interest from all sources	2015-12-31	$7,329
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$43,357
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$139,725
Participant contributions at end of year	2015-12-31	$180,894
Participant contributions at beginning of year	2015-12-31	$155,175
Participant contributions at end of year	2015-12-31	$812
Other income not declared elsewhere	2015-12-31	$28,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$9,087
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,860,355
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,851,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,643,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,852,405
Interest on participant loans	2015-12-31	$7,329
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,996,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,839,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$901,240
Employer contributions (assets) at end of year	2015-12-31	$38,390
Employer contributions (assets) at beginning of year	2015-12-31	$4,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,023,900
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2015-12-31	910605875
2014 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,385,022
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,035,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$991,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,116,592
Value of total assets at end of year	2014-12-31	$5,851,268
Value of total assets at beginning of year	2014-12-31	$5,502,088
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$44,508
Total interest from all sources	2014-12-31	$5,876
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$44,508
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$123,609
Participant contributions at end of year	2014-12-31	$155,175
Participant contributions at beginning of year	2014-12-31	$169,193
Participant contributions at beginning of year	2014-12-31	$1,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$349,180
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,851,268
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,502,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,852,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,114,487
Interest earned on other investments	2014-12-31	$5,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,839,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,207,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$262,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$992,983
Employer contributions (assets) at end of year	2014-12-31	$4,452
Employer contributions (assets) at beginning of year	2014-12-31	$9,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$991,334
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2014-12-31	910605875
2013 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,283,204
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,028,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$986,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,693,260
Value of total assets at end of year	2013-12-31	$5,502,088
Value of total assets at beginning of year	2013-12-31	$4,247,393
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$41,917
Total interest from all sources	2013-12-31	$183,343
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$41,917
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$129,319
Participant contributions at end of year	2013-12-31	$169,193
Participant contributions at beginning of year	2013-12-31	$94,780
Participant contributions at end of year	2013-12-31	$1,417
Participant contributions at beginning of year	2013-12-31	$188
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$80,176
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$77,766
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,254,695
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,502,088
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,247,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,678,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,655,169
Interest on participant loans	2013-12-31	$4,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$355,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$373,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$373,104
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$178,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,207,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,039,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$406,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,559,547
Employer contributions (assets) at end of year	2013-12-31	$9,500
Employer contributions (assets) at beginning of year	2013-12-31	$6,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$986,592
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2013-12-31	910605875
2012 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,438,445
Total of all expenses incurred	2012-12-31	$599,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$554,140
Expenses. Certain deemed distributions of participant loans	2012-12-31	$10,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,111,932
Value of total assets at end of year	2012-12-31	$4,247,393
Value of total assets at beginning of year	2012-12-31	$3,408,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$34,861
Total interest from all sources	2012-12-31	$3,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$104,910
Participant contributions at end of year	2012-12-31	$94,780
Participant contributions at beginning of year	2012-12-31	$69,928
Participant contributions at end of year	2012-12-31	$188
Participant contributions at beginning of year	2012-12-31	$125
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$77,766
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$76,031
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$838,990
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,247,393
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,408,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,655,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,967,438
Interest on participant loans	2012-12-31	$3,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$373,104
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$401,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$401,643
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,039,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$883,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$323,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,006,622
Employer contributions (assets) at end of year	2012-12-31	$6,593
Employer contributions (assets) at beginning of year	2012-12-31	$9,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$554,140
Contract administrator fees	2012-12-31	$34,861
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2012-12-31	910605875
2011 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$657,715
Total of all expenses incurred	2011-12-31	$668,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$641,863
Expenses. Certain deemed distributions of participant loans	2011-12-31	$26,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$810,551
Value of total assets at end of year	2011-12-31	$3,408,403
Value of total assets at beginning of year	2011-12-31	$3,419,432
Total interest from all sources	2011-12-31	$2,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$107,363
Participant contributions at end of year	2011-12-31	$69,928
Participant contributions at beginning of year	2011-12-31	$78,761
Participant contributions at end of year	2011-12-31	$125
Participant contributions at beginning of year	2011-12-31	$122
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$76,031
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$75,864
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-11,054
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,408,403
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,419,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,967,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,957,618
Interest on participant loans	2011-12-31	$2,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$401,643
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$418,527
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$418,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$883,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$873,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-155,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$702,013
Employer contributions (assets) at end of year	2011-12-31	$9,555
Employer contributions (assets) at beginning of year	2011-12-31	$14,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$641,863
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2011-12-31	910605875
2010 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2010 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,520
Total income from all sources (including contributions)	2010-12-31	$1,373,156
Total of all expenses incurred	2010-12-31	$770,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$699,689
Expenses. Certain deemed distributions of participant loans	2010-12-31	$30,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,049,483
Value of total assets at end of year	2010-12-31	$3,419,432
Value of total assets at beginning of year	2010-12-31	$2,818,197
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$40,700
Total interest from all sources	2010-12-31	$1,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$12,993
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$120,360
Participant contributions at end of year	2010-12-31	$78,761
Participant contributions at beginning of year	2010-12-31	$42,414
Participant contributions at end of year	2010-12-31	$122
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$75,864
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$44,516
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$249,068
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$602,755
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,419,432
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,816,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$11,749
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,957,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,692,471
Interest on participant loans	2010-12-31	$1,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$418,527
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$488,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$488,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$873,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$507,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$321,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$680,055
Employer contributions (assets) at end of year	2010-12-31	$14,589
Employer contributions (assets) at beginning of year	2010-12-31	$43,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$699,689
Contract administrator fees	2010-12-31	$15,958
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PETERSON SULLIVAN LLP
Accountancy firm EIN	2010-12-31	910605875
2009 : SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN

2018: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTHEAST ROAD EMPLOYEES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Number of Individuals Covered	129
Insurance policy start date	2018-01-01
Insurance policy end date	2018-08-17
Total amount of commissions paid to insurance broker	USD $2,432
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2,432
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Number of Individuals Covered	129
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $787
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $787
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Number of Individuals Covered	178
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5,309
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,309
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Number of Individuals Covered	169
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,827
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,827
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Insurance policy start date	2013-12-13
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4,110
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4,110
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Insurance policy start date	2012-12-13
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $3,452
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $3,452
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Number of Individuals Covered	180
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $3,242
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B3-XB51

Policy instance

Insurance contract or identification number	GAP-B3-XB51
Number of Individuals Covered	100
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $287
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $287
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES, INC.

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Company Name:	SOUTHEAST ROADBUILDERS, INC.
Employer identification number (EIN):	920159551
NAIC Classification:	237310
NAIC Description:	Highway, Street, and Bridge Construction