PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 401k Plan overview

Plan Name	PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN
Plan identification number	005

PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PORTLAND GENERAL ELECTRIC COMPANY has sponsored the creation of one or more 401k plans.

Company Name:	PORTLAND GENERAL ELECTRIC COMPANY
Employer identification number (EIN):	930256820
NAIC Classification:	221100

Additional information about PORTLAND GENERAL ELECTRIC COMPANY

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	2030-07-25
Company Identification Number:	3414216
Legal Registered Office Address:	121 SW SALMON ST PORTLAND United States of America (USA) 97204

More information about PORTLAND GENERAL ELECTRIC COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
005	2022-01-01
005	2021-01-01
005	2020-01-01
005	2019-01-01
005	2018-01-01
005	2017-01-01	ANNE MERSEREAU		ANNE MERSEREAU	2018-10-10
005	2016-01-01	ANNE MERSEREAU
005	2015-01-01	ANNE MERSEREAU		ANNE MERSEREAU	2016-10-17
005	2014-01-01	ARLEEN N. BARNETT, VP ADMIN
005	2013-01-01	ARLEEN N. BARNETT, VP ADMIN
005	2012-01-01	ARLEEN N. BARNETT
005	2011-01-01	ARLEEN BARNETT
005	2010-01-01	ARLEEN N. BARNETT
005	2009-01-01	ARLEEN N. BARNETT

Plan Statistics for PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN

401k plan membership statisitcs for PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN

Measure	Date	Value
2022: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	4,139
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,935
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,251
Total of all active and inactive participants	2022-01-01	4,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	28
Total participants	2022-01-01	4,214
Number of participants with account balances	2022-01-01	4,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	118
2021: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	4,001
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2,928
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,185
Total of all active and inactive participants	2021-01-01	4,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	26
Total participants	2021-01-01	4,139
Number of participants with account balances	2021-01-01	4,076
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	68
2020: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	4,039
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	2,868
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,113
Total of all active and inactive participants	2020-01-01	3,981
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	20
Total participants	2020-01-01	4,001
Number of participants with account balances	2020-01-01	3,956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	74
2019: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	3,797
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2,997
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,026
Total of all active and inactive participants	2019-01-01	4,023
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	16
Total participants	2019-01-01	4,039
Number of participants with account balances	2019-01-01	3,995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	107
2018: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3,881
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2,990
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	782
Total of all active and inactive participants	2018-01-01	3,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	25
Total participants	2018-01-01	3,797
Number of participants with account balances	2018-01-01	3,732
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	110
2017: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3,607
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,978
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	872
Total of all active and inactive participants	2017-01-01	3,850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	31
Total participants	2017-01-01	3,881
Number of participants with account balances	2017-01-01	3,798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	24
2016: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4,342
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,844
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	752
Total of all active and inactive participants	2016-01-01	3,596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	36
Total participants	2016-01-01	3,632
Number of participants with account balances	2016-01-01	3,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	14
2015: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,580
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,690
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,647
Total of all active and inactive participants	2015-01-01	4,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	5
Total participants	2015-01-01	4,342
Number of participants with account balances	2015-01-01	4,342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	93
2014: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,427
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,819
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	733
Total of all active and inactive participants	2014-01-01	3,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	28
Total participants	2014-01-01	3,580
Number of participants with account balances	2014-01-01	3,302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	99
2013: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,392
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,678
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	723
Total of all active and inactive participants	2013-01-01	3,401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	26
Total participants	2013-01-01	3,427
Number of participants with account balances	2013-01-01	3,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	87
2012: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,363
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,716
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	654
Total of all active and inactive participants	2012-01-01	3,370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	23
Total participants	2012-01-01	3,393
Number of participants with account balances	2012-01-01	3,318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	51
2011: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,458
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,751
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	664
Total of all active and inactive participants	2011-01-01	3,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	28
Total participants	2011-01-01	3,443
Number of participants with account balances	2011-01-01	3,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	78
2010: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	3,469
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,753
Number of other retired or separated participants entitled to future benefits	2010-01-01	663
Total of all active and inactive participants	2010-01-01	3,416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	28
Total participants	2010-01-01	3,444
Number of participants with account balances	2010-01-01	3,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	78
2009: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,466
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,808
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	626
Total of all active and inactive participants	2009-01-01	3,434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	20
Total participants	2009-01-01	3,454
Number of participants with account balances	2009-01-01	3,338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	30

Financial Data on PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN

Measure	Date	Value
2022 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$321,937
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$252,385
Total income from all sources (including contributions)	2022-12-31	$-133,525,237
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$86,120,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$84,339,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$68,136,343
Value of total assets at end of year	2022-12-31	$971,824,150
Value of total assets at beginning of year	2022-12-31	$1,191,400,217
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,781,181
Total interest from all sources	2022-12-31	$377,091
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$684,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$684,589
Administrative expenses professional fees incurred	2022-12-31	$480,303
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$36,473,074
Participant contributions at end of year	2022-12-31	$8,140,288
Participant contributions at beginning of year	2022-12-31	$8,342,306
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$51,091,797
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$54,691,875
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,243,676
Administrative expenses (other) incurred	2022-12-31	$1,082,113
Liabilities. Value of operating payables at end of year	2022-12-31	$321,937
Liabilities. Value of operating payables at beginning of year	2022-12-31	$252,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-219,645,619
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$971,502,213
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$1,191,147,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$218,765
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$166,648,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$233,260,038
Interest on participant loans	2022-12-31	$377,091
Value of interest in common/collective trusts at end of year	2022-12-31	$743,809,146
Value of interest in common/collective trusts at beginning of year	2022-12-31	$892,257,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,134,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,848,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,848,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-70,631,918
Net investment gain or loss from common/collective trusts	2022-12-31	$-132,091,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$29,419,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$84,339,201
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2022-12-31	366055558
2021 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$252,385
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$143,165
Total income from all sources (including contributions)	2021-12-31	$202,048,057
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$104,820,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$102,854,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$63,358,385
Value of total assets at end of year	2021-12-31	$1,191,400,217
Value of total assets at beginning of year	2021-12-31	$1,094,063,169
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,965,502
Total interest from all sources	2021-12-31	$399,283
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$5,280,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$5,280,737
Administrative expenses professional fees incurred	2021-12-31	$393,658
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$33,461,628
Participant contributions at end of year	2021-12-31	$8,342,306
Participant contributions at beginning of year	2021-12-31	$8,478,411
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$54,691,875
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$45,516,608
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$3,880,330
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$174,978
Other income not declared elsewhere	2021-12-31	$40,445
Administrative expenses (other) incurred	2021-12-31	$1,351,856
Liabilities. Value of operating payables at end of year	2021-12-31	$252,385
Liabilities. Value of operating payables at beginning of year	2021-12-31	$143,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$97,227,828
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$1,191,147,832
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$1,093,920,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$219,988
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$233,260,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$222,059,963
Interest on participant loans	2021-12-31	$399,283
Value of interest in common/collective trusts at end of year	2021-12-31	$892,257,172
Value of interest in common/collective trusts at beginning of year	2021-12-31	$814,197,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$2,848,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$3,635,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$3,635,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$34,740,603
Net investment gain or loss from common/collective trusts	2021-12-31	$98,228,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$26,016,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$102,854,727
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2021-12-31	366055558
2020 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$143,165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$93,900
Total income from all sources (including contributions)	2020-12-31	$218,103,769
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$69,974,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$68,334,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$63,038,016
Value of total assets at end of year	2020-12-31	$1,094,063,169
Value of total assets at beginning of year	2020-12-31	$945,884,890
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$1,640,303
Total interest from all sources	2020-12-31	$472,311
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$13,911,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$13,911,830
Administrative expenses professional fees incurred	2020-12-31	$423,267
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$33,572,991
Participant contributions at end of year	2020-12-31	$8,478,411
Participant contributions at beginning of year	2020-12-31	$9,255,884
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$45,516,608
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$31,864,949
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,809,068
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$174,978
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$214,256
Other income not declared elsewhere	2020-12-31	$-194,812
Administrative expenses (other) incurred	2020-12-31	$998,229
Liabilities. Value of operating payables at end of year	2020-12-31	$143,165
Liabilities. Value of operating payables at beginning of year	2020-12-31	$93,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$148,129,014
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$1,093,920,004
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$945,790,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$218,807
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$222,059,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$563,953,143
Interest on participant loans	2020-12-31	$472,311
Value of interest in common/collective trusts at end of year	2020-12-31	$814,197,843
Value of interest in common/collective trusts at beginning of year	2020-12-31	$338,164,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$3,635,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,431,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,431,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$25,286,018
Net investment gain or loss from common/collective trusts	2020-12-31	$115,590,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$26,655,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$68,334,452
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2020-12-31	366055558
2019 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$93,900
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$196,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$196,762
Total income from all sources (including contributions)	2019-12-31	$226,275,609
Total income from all sources (including contributions)	2019-12-31	$226,275,609
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$63,873,428
Total of all expenses incurred	2019-12-31	$63,873,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$62,260,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$62,260,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$62,309,367
Value of total assets at end of year	2019-12-31	$945,884,890
Value of total assets at beginning of year	2019-12-31	$783,585,571
Value of total assets at beginning of year	2019-12-31	$783,585,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,612,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,612,591
Total interest from all sources	2019-12-31	$485,006
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$16,445,318
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$16,445,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$16,445,318
Administrative expenses professional fees incurred	2019-12-31	$395,934
Administrative expenses professional fees incurred	2019-12-31	$395,934
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$31,254,557
Participant contributions at end of year	2019-12-31	$9,255,884
Participant contributions at beginning of year	2019-12-31	$9,943,996
Participant contributions at beginning of year	2019-12-31	$9,943,996
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$128,290
Participant contributions at beginning of year	2019-12-31	$128,290
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$31,864,949
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$29,769,251
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$29,769,251
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$6,501,705
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$214,256
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$214,256
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$215,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$215,214
Other income not declared elsewhere	2019-12-31	$-207,506
Other income not declared elsewhere	2019-12-31	$-207,506
Administrative expenses (other) incurred	2019-12-31	$1,001,396
Administrative expenses (other) incurred	2019-12-31	$1,001,396
Liabilities. Value of operating payables at end of year	2019-12-31	$93,900
Liabilities. Value of operating payables at beginning of year	2019-12-31	$196,762
Liabilities. Value of operating payables at beginning of year	2019-12-31	$196,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$162,402,181
Value of net income/loss	2019-12-31	$162,402,181
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$945,790,990
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$783,388,809
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$783,388,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$215,261
Investment advisory and management fees	2019-12-31	$215,261
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$563,953,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$441,815,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$441,815,461
Interest on participant loans	2019-12-31	$485,006
Value of interest in common/collective trusts at end of year	2019-12-31	$338,164,776
Value of interest in common/collective trusts at beginning of year	2019-12-31	$294,641,111
Value of interest in common/collective trusts at beginning of year	2019-12-31	$294,641,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,431,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,431,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$6,983,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$6,983,436
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$6,983,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$6,983,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$106,262,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$106,262,816
Net investment gain or loss from common/collective trusts	2019-12-31	$40,980,608
Net investment gain or loss from common/collective trusts	2019-12-31	$40,980,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$24,553,105
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$88,812
Employer contributions (assets) at beginning of year	2019-12-31	$88,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$62,260,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$62,260,837
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GRANT THORNTON LLP
Accountancy firm name	2019-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2019-12-31	366055558
Accountancy firm EIN	2019-12-31	366055558
2018 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$196,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$117,789
Total income from all sources (including contributions)	2018-12-31	$15,987,472
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$68,773,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$67,017,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$55,465,030
Value of total assets at end of year	2018-12-31	$783,585,571
Value of total assets at beginning of year	2018-12-31	$836,292,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,755,848
Total interest from all sources	2018-12-31	$530,252
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$7,303,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$7,303,870
Administrative expenses professional fees incurred	2018-12-31	$471,326
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$27,898,742
Participant contributions at end of year	2018-12-31	$9,943,996
Participant contributions at beginning of year	2018-12-31	$10,227,158
Participant contributions at end of year	2018-12-31	$128,290
Participant contributions at beginning of year	2018-12-31	$1,204,634
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$29,769,251
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$32,477,045
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$5,787,011
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$215,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$43,155
Other income not declared elsewhere	2018-12-31	$-13,533
Administrative expenses (other) incurred	2018-12-31	$1,073,629
Liabilities. Value of operating payables at end of year	2018-12-31	$196,762
Liabilities. Value of operating payables at beginning of year	2018-12-31	$117,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-52,786,247
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$783,388,809
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$836,175,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$210,893
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$441,815,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$484,049,531
Interest on participant loans	2018-12-31	$530,252
Value of interest in common/collective trusts at end of year	2018-12-31	$294,641,111
Value of interest in common/collective trusts at beginning of year	2018-12-31	$302,446,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$6,983,436
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$5,041,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$5,041,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-39,062,376
Net investment gain or loss from common/collective trusts	2018-12-31	$-8,235,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$21,779,277
Employer contributions (assets) at end of year	2018-12-31	$88,812
Employer contributions (assets) at beginning of year	2018-12-31	$803,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$67,017,871
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2018-12-31	366055558
2017 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$117,789
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$62,391
Total income from all sources (including contributions)	2017-12-31	$167,680,342
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$54,407,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$52,844,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$50,039,099
Value of total assets at end of year	2017-12-31	$836,292,845
Value of total assets at beginning of year	2017-12-31	$722,964,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,562,271
Total interest from all sources	2017-12-31	$445,478
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$5,850,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$5,850,124
Administrative expenses professional fees incurred	2017-12-31	$391,084
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$26,820,708
Participant contributions at end of year	2017-12-31	$10,227,158
Participant contributions at beginning of year	2017-12-31	$9,925,125
Participant contributions at end of year	2017-12-31	$1,204,634
Participant contributions at beginning of year	2017-12-31	$735,586
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$32,477,045
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$27,601,531
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,522,062
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$43,155
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$242,420
Other income not declared elsewhere	2017-12-31	$4,360,026
Administrative expenses (other) incurred	2017-12-31	$955,527
Liabilities. Value of operating payables at end of year	2017-12-31	$117,789
Liabilities. Value of operating payables at beginning of year	2017-12-31	$62,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$113,273,338
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$836,175,056
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$722,901,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$215,660
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$484,049,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$563,207,552
Interest on participant loans	2017-12-31	$445,478
Value of interest in common/collective trusts at end of year	2017-12-31	$302,446,913
Value of interest in common/collective trusts at beginning of year	2017-12-31	$116,552,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$5,041,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$3,562,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$3,562,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$64,129,505
Net investment gain or loss from common/collective trusts	2017-12-31	$42,856,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$20,696,329
Employer contributions (assets) at end of year	2017-12-31	$803,244
Employer contributions (assets) at beginning of year	2017-12-31	$1,136,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$52,844,733
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2017-12-31	366055558
2016 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-1,032,948
Total unrealized appreciation/depreciation of assets	2016-12-31	$-1,032,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$62,391
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$113,623
Total income from all sources (including contributions)	2016-12-31	$94,224,803
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$47,932,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$46,591,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$46,713,486
Value of total assets at end of year	2016-12-31	$722,964,109
Value of total assets at beginning of year	2016-12-31	$676,723,224
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,341,329
Total interest from all sources	2016-12-31	$512,574
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$11,207,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$11,207,864
Administrative expenses professional fees incurred	2016-12-31	$33,436
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$24,829,569
Participant contributions at end of year	2016-12-31	$9,925,125
Participant contributions at beginning of year	2016-12-31	$9,943,511
Participant contributions at end of year	2016-12-31	$735,586
Participant contributions at beginning of year	2016-12-31	$984,989
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$27,601,531
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$25,828,772
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$3,196,700
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$242,420
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$123,770
Administrative expenses (other) incurred	2016-12-31	$815,848
Liabilities. Value of operating payables at end of year	2016-12-31	$62,391
Liabilities. Value of operating payables at beginning of year	2016-12-31	$113,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$46,292,117
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$722,901,718
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$676,609,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$492,045
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$563,207,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$508,787,543
Interest on participant loans	2016-12-31	$402,693
Interest earned on other investments	2016-12-31	$109,881
Value of interest in common/collective trusts at end of year	2016-12-31	$120,115,623
Value of interest in common/collective trusts at beginning of year	2016-12-31	$130,453,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$34,637,470
Net investment gain or loss from common/collective trusts	2016-12-31	$2,186,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$18,687,217
Employer contributions (assets) at end of year	2016-12-31	$1,136,272
Employer contributions (assets) at beginning of year	2016-12-31	$601,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$46,591,357
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2016-12-31	366055558
2015 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-834,243
Total unrealized appreciation/depreciation of assets	2015-12-31	$-834,243
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$113,623
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$544,409
Total income from all sources (including contributions)	2015-12-31	$39,417,858
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$49,666,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$48,498,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$41,915,566
Value of total assets at end of year	2015-12-31	$676,723,224
Value of total assets at beginning of year	2015-12-31	$687,402,688
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,168,518
Total interest from all sources	2015-12-31	$2,011,191
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$11,810,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$11,810,473
Administrative expenses professional fees incurred	2015-12-31	$184,022
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$24,105,620
Participant contributions at end of year	2015-12-31	$9,943,511
Participant contributions at beginning of year	2015-12-31	$9,995,440
Participant contributions at end of year	2015-12-31	$984,989
Participant contributions at beginning of year	2015-12-31	$726,097
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$25,828,772
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$28,180,100
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,455,063
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$123,770
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$162,836
Administrative expenses (other) incurred	2015-12-31	$639,088
Liabilities. Value of operating payables at end of year	2015-12-31	$113,623
Liabilities. Value of operating payables at beginning of year	2015-12-31	$544,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-10,248,678
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$676,609,601
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$686,858,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$345,408
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$508,787,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$503,278,795
Interest on participant loans	2015-12-31	$540,591
Interest earned on other investments	2015-12-31	$1,470,600
Value of interest in common/collective trusts at end of year	2015-12-31	$130,453,275
Value of interest in common/collective trusts at beginning of year	2015-12-31	$144,810,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-15,347,170
Net investment gain or loss from common/collective trusts	2015-12-31	$-137,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$16,354,883
Employer contributions (assets) at end of year	2015-12-31	$601,364
Employer contributions (assets) at beginning of year	2015-12-31	$249,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$48,498,018
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,493,552
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,493,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$544,409
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$399,421
Total income from all sources (including contributions)	2014-12-31	$78,130,552
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$57,617,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$56,413,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$39,679,714
Value of total assets at end of year	2014-12-31	$687,402,688
Value of total assets at beginning of year	2014-12-31	$666,744,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,203,985
Total interest from all sources	2014-12-31	$400,323
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$9,015,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$8,218,413
Administrative expenses professional fees incurred	2014-12-31	$791,147
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$21,623,809
Participant contributions at end of year	2014-12-31	$9,995,440
Participant contributions at beginning of year	2014-12-31	$9,573,440
Participant contributions at end of year	2014-12-31	$726,097
Participant contributions at beginning of year	2014-12-31	$700,548
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$28,180,100
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$28,238,074
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,976,493
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$162,836
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$155,194
Other income not declared elsewhere	2014-12-31	$6,897,854
Liabilities. Value of operating payables at end of year	2014-12-31	$544,409
Liabilities. Value of operating payables at beginning of year	2014-12-31	$399,421
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$1,396,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$20,513,318
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$686,858,279
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$666,344,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$412,838
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$503,278,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$489,397,103
Interest on participant loans	2014-12-31	$400,323
Value of interest in common/collective trusts at end of year	2014-12-31	$144,810,358
Value of interest in common/collective trusts at beginning of year	2014-12-31	$136,866,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$18,562,939
Net investment gain or loss from common/collective trusts	2014-12-31	$2,081,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$16,079,412
Employer contributions (assets) at end of year	2014-12-31	$249,062
Employer contributions (assets) at beginning of year	2014-12-31	$416,207
Income. Dividends from common stock	2014-12-31	$796,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$56,413,249
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$45,509,804
Total unrealized appreciation/depreciation of assets	2013-12-31	$45,509,804
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$399,421
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$287,234
Total income from all sources (including contributions)	2013-12-31	$138,086,026
Total loss/gain on sale of assets	2013-12-31	$5,516
Total of all expenses incurred	2013-12-31	$57,714,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$56,368,611
Expenses. Certain deemed distributions of participant loans	2013-12-31	$321,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$38,062,811
Value of total assets at end of year	2013-12-31	$666,744,382
Value of total assets at beginning of year	2013-12-31	$586,260,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,023,798
Total interest from all sources	2013-12-31	$2,344,688
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$7,151,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$7,151,098
Administrative expenses professional fees incurred	2013-12-31	$808,909
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$21,257,207
Participant contributions at end of year	2013-12-31	$9,573,440
Participant contributions at beginning of year	2013-12-31	$9,921,802
Participant contributions at end of year	2013-12-31	$700,548
Participant contributions at beginning of year	2013-12-31	$1,392,496
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$28,238,074
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$148,210,783
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,313,020
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$155,194
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$178,320
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$1,400,953
Administrative expenses (other) incurred	2013-12-31	$19,516
Liabilities. Value of operating payables at end of year	2013-12-31	$399,421
Liabilities. Value of operating payables at beginning of year	2013-12-31	$287,234
Total non interest bearing cash at end of year	2013-12-31	$1,396,817
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$80,371,831
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$666,344,961
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$585,973,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$195,373
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$489,397,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$403,258,012
Interest on participant loans	2013-12-31	$397,536
Interest earned on other investments	2013-12-31	$1,947,152
Value of interest in common/collective trusts at end of year	2013-12-31	$136,866,999
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$445,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$445,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$41,400,566
Net investment gain or loss from common/collective trusts	2013-12-31	$2,210,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$15,492,584
Employer contributions (assets) at end of year	2013-12-31	$416,207
Employer contributions (assets) at beginning of year	2013-12-31	$925,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$56,368,611
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$21,927,884
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$49,797,860
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$49,792,344
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$287,234
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$719,739
Total income from all sources (including contributions)	2012-12-31	$99,598,594
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$42,028,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$40,748,509
Expenses. Certain deemed distributions of participant loans	2012-12-31	$125,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$36,706,236
Value of total assets at end of year	2012-12-31	$586,260,364
Value of total assets at beginning of year	2012-12-31	$529,122,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,153,894
Total interest from all sources	2012-12-31	$3,079,530
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$8,017,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$7,609,276
Administrative expenses professional fees incurred	2012-12-31	$662,533
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$20,892,931
Participant contributions at end of year	2012-12-31	$9,921,802
Participant contributions at beginning of year	2012-12-31	$10,013,494
Participant contributions at end of year	2012-12-31	$1,392,496
Participant contributions at beginning of year	2012-12-31	$828,906
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$148,210,783
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$153,171,155
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$444,768
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$178,320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$429,515
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$324,953
Other income not declared elsewhere	2012-12-31	$6,551,235
Administrative expenses (other) incurred	2012-12-31	$102,539
Liabilities. Value of operating payables at end of year	2012-12-31	$287,234
Liabilities. Value of operating payables at beginning of year	2012-12-31	$394,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$57,570,244
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$585,973,130
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$528,402,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$388,822
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$403,258,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$330,448,639
Interest on participant loans	2012-12-31	$430,891
Interest earned on other investments	2012-12-31	$2,648,633
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$13,080,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$445,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$887,345
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$887,345
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$45,178,880
Net investment gain or loss from common/collective trusts	2012-12-31	$65,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$15,368,537
Employer contributions (assets) at end of year	2012-12-31	$925,402
Employer contributions (assets) at beginning of year	2012-12-31	$603,081
Income. Dividends from common stock	2012-12-31	$407,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$40,748,509
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$21,927,884
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$19,660,345
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON
Accountancy firm EIN	2012-12-31	366055558
2011 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$719,739
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,442,601
Total income from all sources (including contributions)	2011-12-31	$36,540,889
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$39,889,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$38,586,778
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$37,114,004
Value of total assets at end of year	2011-12-31	$529,122,625
Value of total assets at beginning of year	2011-12-31	$534,193,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,300,683
Total interest from all sources	2011-12-31	$3,907,595
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$6,611,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$6,280,872
Administrative expenses professional fees incurred	2011-12-31	$690,514
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$20,508,023
Participant contributions at end of year	2011-12-31	$10,013,494
Participant contributions at beginning of year	2011-12-31	$9,497,211
Participant contributions at end of year	2011-12-31	$828,906
Participant contributions at beginning of year	2011-12-31	$860,281
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$153,171,155
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$152,445,180
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,041,438
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$429,515
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$324,953
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$2,216,373
Other income not declared elsewhere	2011-12-31	$203,079
Administrative expenses (other) incurred	2011-12-31	$81,419
Liabilities. Value of operating payables at end of year	2011-12-31	$394,786
Liabilities. Value of operating payables at beginning of year	2011-12-31	$226,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,348,306
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$528,402,886
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$531,751,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$528,750
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$330,448,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$280,058,479
Interest on participant loans	2011-12-31	$450,056
Interest earned on other investments	2011-12-31	$3,457,619
Value of interest in common/collective trusts at end of year	2011-12-31	$13,080,145
Value of interest in common/collective trusts at beginning of year	2011-12-31	$68,182,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$887,345
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,946,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,946,871
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$-80
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-9,614,067
Net investment gain or loss from common/collective trusts	2011-12-31	$-1,681,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$15,564,543
Employer contributions (assets) at end of year	2011-12-31	$603,081
Employer contributions (assets) at beginning of year	2011-12-31	$531,671
Income. Dividends from common stock	2011-12-31	$330,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$38,586,778
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$19,660,345
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$16,671,748
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE AND TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,442,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,119,354
Total income from all sources (including contributions)	2010-12-31	$105,755,446
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$26,534,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$25,635,684
Expenses. Certain deemed distributions of participant loans	2010-12-31	$9,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$51,027,987
Value of total assets at end of year	2010-12-31	$534,193,793
Value of total assets at beginning of year	2010-12-31	$454,649,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$889,063
Total interest from all sources	2010-12-31	$1,377,156
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$246,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$653,122
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$19,861,546
Participant contributions at end of year	2010-12-31	$9,497,211
Participant contributions at beginning of year	2010-12-31	$7,666,365
Participant contributions at end of year	2010-12-31	$860,281
Participant contributions at beginning of year	2010-12-31	$794,500
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$152,445,180
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$146,315,119
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$16,464,612
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$2,216,373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,953,122
Other income not declared elsewhere	2010-12-31	$9,323,370
Liabilities. Value of operating payables at end of year	2010-12-31	$226,228
Liabilities. Value of operating payables at beginning of year	2010-12-31	$166,232
Total non interest bearing cash at beginning of year	2010-12-31	$2,192,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$79,221,175
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$531,751,192
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$452,530,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$235,941
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$280,058,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$219,747,096
Interest on participant loans	2010-12-31	$449,213
Value of interest in common/collective trusts at end of year	2010-12-31	$68,182,352
Value of interest in common/collective trusts at beginning of year	2010-12-31	$57,570,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,946,871
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,016,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,016,751
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$927,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$35,022,379
Net investment gain or loss from common/collective trusts	2010-12-31	$8,757,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$14,701,829
Employer contributions (assets) at end of year	2010-12-31	$531,671
Employer contributions (assets) at beginning of year	2010-12-31	$460,817
Income. Dividends from common stock	2010-12-31	$246,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$25,635,684
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$16,671,748
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$16,885,872
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE AND TOUCHE, LLP
Accountancy firm EIN	2010-12-31	133891517
2009 : PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN

2022: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PORTLAND GENERAL ELECTRIC COMPANY 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	MDA01099TR
Policy instance	2
Insurance contract or identification number MDA01099TR Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342C
Policy instance	7
Insurance contract or identification number 60342C Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062461
Policy instance	6
Insurance contract or identification number 062461 Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	38154
Policy instance	5
Insurance contract or identification number 38154 Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342D
Policy instance	4
Insurance contract or identification number 60342D Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	3
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	1
Insurance contract or identification number 60342B Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	INV_PGE_IP_0918
Policy instance	8
Insurance contract or identification number INV_PGE_IP_0918 Number of Individuals Covered 4158 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342C
Policy instance	3
Insurance contract or identification number 60342C Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062461
Policy instance	1
Insurance contract or identification number 062461 Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342D
Policy instance	2
Insurance contract or identification number 60342D Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	INV_PGE_IP_0918
Policy instance	4
Insurance contract or identification number INV_PGE_IP_0918 Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	5
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	6
Insurance contract or identification number 60342B Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	38154
Policy instance	7
Insurance contract or identification number 38154 Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	MDA01099TR
Policy instance	8
Insurance contract or identification number MDA01099TR Number of Individuals Covered 4076 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA PREMIER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86321 )
Policy contract number	MDA01099TR
Policy instance	2
Insurance contract or identification number MDA01099TR Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	1
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062461
Policy instance	3
Insurance contract or identification number 062461 Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	INV_PGE_IP_0918
Policy instance	4
Insurance contract or identification number INV_PGE_IP_0918 Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342C
Policy instance	5
Insurance contract or identification number 60342C Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342D
Policy instance	6
Insurance contract or identification number 60342D Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	7
Insurance contract or identification number 60342B Number of Individuals Covered 3956 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	2
Insurance contract or identification number 60342B Number of Individuals Covered 3995 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	INV_PGE_IP_0918
Policy instance	6
Insurance contract or identification number INV_PGE_IP_0918 Number of Individuals Covered 3995 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342C
Policy instance	5
Insurance contract or identification number 60342C Number of Individuals Covered 3995 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA01099TR
Policy instance	4
Insurance contract or identification number MDA01099TR Number of Individuals Covered 3995 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	62461
Policy instance	1
Insurance contract or identification number 62461 Number of Individuals Covered 3995 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	3
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 3995 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	2
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342C
Policy instance	3
Insurance contract or identification number 60342C Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	INV_PGE_IP_0918
Policy instance	1
Insurance contract or identification number INV_PGE_IP_0918 Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	INV_PGE_IP_1117
Policy instance	8
Insurance contract or identification number INV_PGE_IP_1117 Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342A
Policy instance	7
Insurance contract or identification number 60342A Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	62461
Policy instance	6
Insurance contract or identification number 62461 Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	5
Insurance contract or identification number 60342B Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA01099TR
Policy instance	4
Insurance contract or identification number MDA01099TR Number of Individuals Covered 3797 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	1
Insurance contract or identification number 60342B Number of Individuals Covered 3798 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	2
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 3798 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	62461
Policy instance	3
Insurance contract or identification number 62461 Number of Individuals Covered 3798 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342A
Policy instance	4
Insurance contract or identification number 60342A Number of Individuals Covered 3798 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA01099TR
Policy instance	5
Insurance contract or identification number MDA01099TR Number of Individuals Covered 3798 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62461
Policy instance	1
Insurance contract or identification number GA-62461 Number of Individuals Covered 4342 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	2
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 4342 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA01099TR
Policy instance	3
Insurance contract or identification number MDA01099TR Number of Individuals Covered 4342 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342A
Policy instance	4
Insurance contract or identification number 60342A Number of Individuals Covered 4342 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	5
Insurance contract or identification number 60342B Number of Individuals Covered 4342 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342A
Policy instance	1
Insurance contract or identification number 60342A Number of Individuals Covered 598 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA01099TR
Policy instance	2
Insurance contract or identification number MDA01099TR Number of Individuals Covered 598 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	3
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 598 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62461
Policy instance	4
Insurance contract or identification number GA-62461 Number of Individuals Covered 598 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60342B
Policy instance	5
Insurance contract or identification number 60342B Number of Individuals Covered 598 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062461
Policy instance	6
Insurance contract or identification number 062461 Number of Individuals Covered 199 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	PGECO-0213-01
Policy instance	5
Insurance contract or identification number PGECO-0213-01 Number of Individuals Covered 199 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	31838
Policy instance	4
Insurance contract or identification number 31838 Number of Individuals Covered 199 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA01099TR
Policy instance	3
Insurance contract or identification number MDA01099TR Number of Individuals Covered 199 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060342
Policy instance	2
Insurance contract or identification number 060342 Number of Individuals Covered 199 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060342
Policy instance	1
Insurance contract or identification number 060342 Number of Individuals Covered 199 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No