401k Plan data: ESI EMPLOYEE SAVINGS PLAN AND TRUST plan

ESI EMPLOYEE SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	ESI EMPLOYEE SAVINGS PLAN AND TRUST
Plan identification number	004

ESI EMPLOYEE SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ELECTRO SCIENTIFIC INDUSTRIES, INC has sponsored the creation of one or more 401k plans.

Company Name: ELECTRO SCIENTIFIC INDUSTRIES, INC

Employer identification number (EIN): 930370304

NAIC Classification: 335310

Additional information about ELECTRO SCIENTIFIC INDUSTRIES, INC

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 2049-04-19

Company Identification Number: 4795415

Legal Registered Office Address: 698 12TH ST SE STE 200

SALEM
United States of America (USA)
97301

More information about ELECTRO SCIENTIFIC INDUSTRIES, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESI EMPLOYEE SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2019-01-01
004 2018-01-01
004 2017-01-01 DONNA M. KNEES DONNA M. KNEES 2018-09-26
004 2016-01-01 DONNA M. KNEES DONNA M. KNEES 2017-09-07
004 2015-01-01 DONNA M. KNEES DONNA M. KNEES 2016-10-05
004 2014-01-01 DONNA M. KNEES DONNA M. KNEES 2015-10-14
004 2013-01-01 DONNA M. KNEES DONNA M. KNEES 2014-09-09
004 2012-01-01 DONNA M. KNEES DONNA M. KNEES 2013-08-08
004 2011-01-01 DONNA M. KNEES DONNA M. KNEES 2012-08-24
004 2010-01-01 DONNA M. KNEES DONNA M. KNEES 2011-07-27
004 2009-01-01 DONNA M. KNEES DONNA M. KNEES 2010-07-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2019-01-01
004	2018-01-01
004	2017-01-01	DONNA M. KNEES	DONNA M. KNEES	2018-09-26
004	2016-01-01	DONNA M. KNEES	DONNA M. KNEES	2017-09-07
004	2015-01-01	DONNA M. KNEES	DONNA M. KNEES	2016-10-05
004	2014-01-01	DONNA M. KNEES	DONNA M. KNEES	2015-10-14
004	2013-01-01	DONNA M. KNEES	DONNA M. KNEES	2014-09-09
004	2012-01-01	DONNA M. KNEES	DONNA M. KNEES	2013-08-08
004	2011-01-01	DONNA M. KNEES	DONNA M. KNEES	2012-08-24
004	2010-01-01	DONNA M. KNEES	DONNA M. KNEES	2011-07-27
004	2009-01-01	DONNA M. KNEES	DONNA M. KNEES	2010-07-08

Plan Statistics for ESI EMPLOYEE SAVINGS PLAN AND TRUST

401k plan membership statisitcs for ESI EMPLOYEE SAVINGS PLAN AND TRUST

Measure Date Value
2019: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 594
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 599
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 294
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 299
Total of all active and inactive participants 2018-01-01 593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 593
Number of participants with account balances 2018-01-01 572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 618
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 278
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 321
Total of all active and inactive participants 2017-01-01 599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 599
Number of participants with account balances 2017-01-01 566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 19
2016: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 627
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 315
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 300
Total of all active and inactive participants 2016-01-01 615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 617
Number of participants with account balances 2016-01-01 579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 667
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 287
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 333
Total of all active and inactive participants 2015-01-01 620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 622
Number of participants with account balances 2015-01-01 583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 12
2014: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 670
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 352
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 304
Total of all active and inactive participants 2014-01-01 656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 658
Number of participants with account balances 2014-01-01 613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 667
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 345
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 326
Total of all active and inactive participants 2013-01-01 671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 673
Number of participants with account balances 2013-01-01 624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 21
2012: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 723
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 332
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 330
Total of all active and inactive participants 2012-01-01 662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 664
Number of participants with account balances 2012-01-01 627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 16
2011: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 740
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 386
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 330
Total of all active and inactive participants 2011-01-01 716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 716
Number of participants with account balances 2011-01-01 683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2010: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 740
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 397
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 327
Total of all active and inactive participants 2010-01-01 724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 724
Number of participants with account balances 2010-01-01 690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 806
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 384
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 347
Total of all active and inactive participants 2009-01-01 731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 731
Number of participants with account balances 2009-01-01 698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 18

Measure	Date	Value
2019: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	594
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	599
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	294
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	299
Total of all active and inactive participants	2018-01-01	593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	593
Number of participants with account balances	2018-01-01	572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	618
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	278
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	321
Total of all active and inactive participants	2017-01-01	599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	599
Number of participants with account balances	2017-01-01	566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	19
2016: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	627
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	315
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	300
Total of all active and inactive participants	2016-01-01	615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	617
Number of participants with account balances	2016-01-01	579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	667
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	287
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	333
Total of all active and inactive participants	2015-01-01	620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	622
Number of participants with account balances	2015-01-01	583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	12
2014: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	670
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	352
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	304
Total of all active and inactive participants	2014-01-01	656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	658
Number of participants with account balances	2014-01-01	613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	667
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	345
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	326
Total of all active and inactive participants	2013-01-01	671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	673
Number of participants with account balances	2013-01-01	624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	21
2012: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	723
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	332
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	330
Total of all active and inactive participants	2012-01-01	662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	664
Number of participants with account balances	2012-01-01	627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	16
2011: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	740
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	386
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	330
Total of all active and inactive participants	2011-01-01	716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	716
Number of participants with account balances	2011-01-01	683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2010: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	740
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	397
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	327
Total of all active and inactive participants	2010-01-01	724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	724
Number of participants with account balances	2010-01-01	690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	806
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	384
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	347
Total of all active and inactive participants	2009-01-01	731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	731
Number of participants with account balances	2009-01-01	698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on ESI EMPLOYEE SAVINGS PLAN AND TRUST

Measure	Date	Value
2019 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$85,601,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$22,362,311
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$16,680,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$16,643,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,043,923
Value of total assets at end of year	2019-12-31	$0
Value of total assets at beginning of year	2019-12-31	$79,919,662
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$37,066
Total interest from all sources	2019-12-31	$12,652
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,969,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,969,943
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,238,466
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$259,349
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$44,754
Other income not declared elsewhere	2019-12-31	$146,430
Administrative expenses (other) incurred	2019-12-31	$35,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,681,347
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$79,919,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$1,400
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$71,166,383
Interest on participant loans	2019-12-31	$12,652
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$8,493,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$13,955,932
Net investment gain or loss from common/collective trusts	2019-12-31	$233,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$760,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$16,643,898
Did the plan have assets held for investment	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MSP ACCOUNTING P.C.
Accountancy firm EIN	2019-12-31	471325069
2018 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,017,096
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$8,950,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,896,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,742,825
Value of total assets at end of year	2018-12-31	$79,919,662
Value of total assets at beginning of year	2018-12-31	$87,853,393
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$53,873
Total interest from all sources	2018-12-31	$13,239
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$5,737,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$5,737,403
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,105,688
Participant contributions at end of year	2018-12-31	$259,349
Participant contributions at beginning of year	2018-12-31	$277,452
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$78,739
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$883,464
Other income not declared elsewhere	2018-12-31	$98,454
Administrative expenses (other) incurred	2018-12-31	$28,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-7,933,731
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$79,919,662
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$87,853,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$71,166,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$77,717,268
Interest on participant loans	2018-12-31	$13,239
Value of interest in common/collective trusts at end of year	2018-12-31	$8,493,930
Value of interest in common/collective trusts at beginning of year	2018-12-31	$9,758,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-9,753,105
Net investment gain or loss from common/collective trusts	2018-12-31	$178,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$753,673
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$21,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,896,954
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2018-12-31	200500304
2017 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$18,205,659
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,510,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,461,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,127,688
Value of total assets at end of year	2017-12-31	$87,853,393
Value of total assets at beginning of year	2017-12-31	$76,158,194
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$49,180
Total interest from all sources	2017-12-31	$15,781
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$4,662,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$4,662,114
Administrative expenses professional fees incurred	2017-12-31	$28,000
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,011,641
Participant contributions at end of year	2017-12-31	$277,452
Participant contributions at beginning of year	2017-12-31	$404,232
Participant contributions at end of year	2017-12-31	$78,739
Participant contributions at beginning of year	2017-12-31	$90,633
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$364,400
Other income not declared elsewhere	2017-12-31	$51,488
Administrative expenses (other) incurred	2017-12-31	$1,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$11,695,199
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$87,853,393
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$76,158,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$77,717,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$66,084,087
Interest on participant loans	2017-12-31	$15,781
Value of interest in common/collective trusts at end of year	2017-12-31	$9,758,293
Value of interest in common/collective trusts at beginning of year	2017-12-31	$9,555,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$9,164,013
Net investment gain or loss from common/collective trusts	2017-12-31	$184,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$751,647
Employer contributions (assets) at end of year	2017-12-31	$21,641
Employer contributions (assets) at beginning of year	2017-12-31	$23,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,461,280
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2017-12-31	200500304
2016 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$670,802
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$14,308
Total income from all sources (including contributions)	2016-12-31	$9,219,827
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$5,518,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,477,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,763,064
Value of total assets at end of year	2016-12-31	$76,158,194
Value of total assets at beginning of year	2016-12-31	$71,800,726
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$41,218
Total interest from all sources	2016-12-31	$18,761
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,628,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,628,479
Administrative expenses professional fees incurred	2016-12-31	$39,350
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,762,330
Participant contributions at end of year	2016-12-31	$404,232
Participant contributions at beginning of year	2016-12-31	$491,013
Participant contributions at end of year	2016-12-31	$90,633
Participant contributions at beginning of year	2016-12-31	$84,112
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$283,372
Other income not declared elsewhere	2016-12-31	$40,000
Administrative expenses (other) incurred	2016-12-31	$1,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,700,974
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$76,158,194
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$71,786,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$66,084,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$61,763,986
Interest on participant loans	2016-12-31	$18,761
Value of interest in common/collective trusts at end of year	2016-12-31	$9,555,482
Value of interest in common/collective trusts at beginning of year	2016-12-31	$9,440,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,596,021
Net investment gain or loss from common/collective trusts	2016-12-31	$173,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$717,362
Employer contributions (assets) at end of year	2016-12-31	$23,760
Employer contributions (assets) at beginning of year	2016-12-31	$21,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,477,635
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$14,308
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2016-12-31	200500304
2015 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$14,308
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$5,070,169
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$7,713,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,687,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,481,198
Value of total assets at end of year	2015-12-31	$71,800,726
Value of total assets at beginning of year	2015-12-31	$74,430,012
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$26,746
Total interest from all sources	2015-12-31	$21,059
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$3,508,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,508,523
Administrative expenses professional fees incurred	2015-12-31	$25,000
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,847,959
Participant contributions at end of year	2015-12-31	$491,013
Participant contributions at beginning of year	2015-12-31	$519,008
Participant contributions at end of year	2015-12-31	$84,112
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$880,936
Other income not declared elsewhere	2015-12-31	$40,231
Administrative expenses (other) incurred	2015-12-31	$1,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,643,594
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$71,786,418
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$74,430,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$61,763,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$63,898,376
Interest on participant loans	2015-12-31	$21,059
Value of interest in common/collective trusts at end of year	2015-12-31	$9,440,372
Value of interest in common/collective trusts at beginning of year	2015-12-31	$10,012,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,035,994
Net investment gain or loss from common/collective trusts	2015-12-31	$55,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$752,303
Employer contributions (assets) at end of year	2015-12-31	$21,243
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,687,017
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$14,308
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2015-12-31	200500304
2014 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$7,865,482
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,315,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,275,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,235,687
Value of total assets at end of year	2014-12-31	$74,430,012
Value of total assets at beginning of year	2014-12-31	$72,880,479
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$40,050
Total interest from all sources	2014-12-31	$19,837
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,225,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,225,964
Administrative expenses professional fees incurred	2014-12-31	$39,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,820,192
Participant contributions at end of year	2014-12-31	$519,008
Participant contributions at beginning of year	2014-12-31	$393,055
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$45,457
Other income not declared elsewhere	2014-12-31	$41,591
Administrative expenses (other) incurred	2014-12-31	$1,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,549,533
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$74,430,012
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$72,880,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$63,898,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$62,889,299
Interest on participant loans	2014-12-31	$19,837
Value of interest in common/collective trusts at end of year	2014-12-31	$10,012,628
Value of interest in common/collective trusts at beginning of year	2014-12-31	$9,598,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$132,776
Net investment gain or loss from common/collective trusts	2014-12-31	$209,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$370,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,275,899
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2014-12-31	200500304
2013 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$16,530,306
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,499,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,459,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,131,560
Value of total assets at end of year	2013-12-31	$72,880,479
Value of total assets at beginning of year	2013-12-31	$61,849,893
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$40,266
Total interest from all sources	2013-12-31	$15,901
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,243,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,243,761
Administrative expenses professional fees incurred	2013-12-31	$38,975
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,886,044
Participant contributions at end of year	2013-12-31	$393,055
Participant contributions at beginning of year	2013-12-31	$387,092
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$82,159
Other income not declared elsewhere	2013-12-31	$40,000
Administrative expenses (other) incurred	2013-12-31	$1,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,030,586
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$72,880,479
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$61,849,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$62,889,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$50,654,002
Interest on participant loans	2013-12-31	$15,901
Value of interest in common/collective trusts at end of year	2013-12-31	$9,598,125
Value of interest in common/collective trusts at beginning of year	2013-12-31	$10,640,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$11,190,616
Net investment gain or loss from common/collective trusts	2013-12-31	$-91,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$163,357
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$167,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,459,454
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2013-12-31	200500304
2012 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$11,111,073
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$7,741,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,715,691
Value of total corrective distributions	2012-12-31	$1,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,404,476
Value of total assets at end of year	2012-12-31	$61,849,893
Value of total assets at beginning of year	2012-12-31	$58,480,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$24,307
Total interest from all sources	2012-12-31	$19,262
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,454,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,454,189
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,961,369
Participant contributions at end of year	2012-12-31	$387,092
Participant contributions at beginning of year	2012-12-31	$642,996
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$92,105
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$119,695
Other income not declared elsewhere	2012-12-31	$23,750
Administrative expenses (other) incurred	2012-12-31	$24,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,369,230
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$61,849,893
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$58,480,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$50,654,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$46,638,377
Interest on participant loans	2012-12-31	$19,262
Value of interest in common/collective trusts at end of year	2012-12-31	$10,640,852
Value of interest in common/collective trusts at beginning of year	2012-12-31	$11,107,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,913,924
Net investment gain or loss from common/collective trusts	2012-12-31	$295,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$323,412
Employer contributions (assets) at end of year	2012-12-31	$167,947
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,715,691
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2012-12-31	200500304
2011 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$29,024
Total income from all sources (including contributions)	2011-12-31	$3,456,853
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,447,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,426,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,290,278
Value of total assets at end of year	2011-12-31	$58,480,663
Value of total assets at beginning of year	2011-12-31	$59,500,088
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,915
Total interest from all sources	2011-12-31	$21,922
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,195,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,195,135
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,534,483
Participant contributions at end of year	2011-12-31	$642,996
Participant contributions at beginning of year	2011-12-31	$465,903
Participant contributions at end of year	2011-12-31	$92,105
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$271,354
Other income not declared elsewhere	2011-12-31	$20,000
Administrative expenses (other) incurred	2011-12-31	$20,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-990,401
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$58,480,663
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$59,471,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$46,638,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$47,647,223
Interest on participant loans	2011-12-31	$21,922
Value of interest in common/collective trusts at end of year	2011-12-31	$11,107,185
Value of interest in common/collective trusts at beginning of year	2011-12-31	$11,386,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,398,016
Net investment gain or loss from common/collective trusts	2011-12-31	$327,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$484,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,426,339
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$29,024
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2011-12-31	200500304
2010 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$29,024
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,658
Total income from all sources (including contributions)	2010-12-31	$10,597,196
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,887,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,887,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,488,271
Value of total assets at end of year	2010-12-31	$59,500,088
Value of total assets at beginning of year	2010-12-31	$51,773,193
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$19,036
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$817,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$817,109
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,927,113
Participant contributions at end of year	2010-12-31	$465,903
Participant contributions at beginning of year	2010-12-31	$351,754
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$101,830
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$561,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,709,529
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$59,471,064
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$51,761,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$47,647,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$41,164,708
Interest on participant loans	2010-12-31	$19,036
Value of interest in common/collective trusts at end of year	2010-12-31	$11,386,962
Value of interest in common/collective trusts at beginning of year	2010-12-31	$10,154,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,754,482
Net investment gain or loss from common/collective trusts	2010-12-31	$518,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,887,667
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$29,024
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$11,658
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ANTICO & FORBESS, LLP
Accountancy firm EIN	2010-12-31	200500304
2009 : ESI EMPLOYEE SAVINGS PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ESI EMPLOYEE SAVINGS PLAN AND TRUST

2019: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ESI EMPLOYEE SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ELECTRO SCIENTIFIC INDUSTRIES, INC
Employer identification number (EIN):	930370304
NAIC Classification:	335310

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	2049-04-19
Company Identification Number:	4795415
Legal Registered Office Address:	698 12TH ST SE STE 200 SALEM United States of America (USA) 97301