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BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan NameBAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN
Plan identification number 002

BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BAKER ROCK CRUSHING CO. has sponsored the creation of one or more 401k plans.

Company Name:BAKER ROCK CRUSHING CO.
Employer identification number (EIN):930470624
NAIC Classification:212310
NAIC Description: Stone Mining and Quarrying

Additional information about BAKER ROCK CRUSHING CO.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 2058-08-13
Company Identification Number: 6046411
Legal Registered Office Address: 21880 SW FARMINGTON RD

BEAVERTON
United States of America (USA)
97007

More information about BAKER ROCK CRUSHING CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-05-01
0022021-05-01
0022020-05-01
0022019-05-01
0022019-05-01
0022018-05-01
0022017-05-01WENDY ORTMAN
0022016-05-01WENDY ORTMAN
0022015-05-01WENDY ORTMAN
0022014-05-01WENDY ORTMAN
0022013-05-01WENDY ORTMAN
0022012-05-01WENDY ORTMAN
0022011-05-01WENDY ORTMAN
0022009-05-01WENDY ORTMAN
0022009-05-01WENDY ORTMAN

Plan Statistics for BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN

401k plan membership statisitcs for BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN

Measure Date Value
2022: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-05-01139
Total number of active participants reported on line 7a of the Form 55002022-05-0176
Number of retired or separated participants receiving benefits2022-05-010
Number of other retired or separated participants entitled to future benefits2022-05-0138
Total of all active and inactive participants2022-05-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-05-010
Total participants2022-05-01114
Number of participants with account balances2022-05-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-05-011
2021: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-05-01183
Total number of active participants reported on line 7a of the Form 55002021-05-0198
Number of retired or separated participants receiving benefits2021-05-010
Number of other retired or separated participants entitled to future benefits2021-05-0141
Total of all active and inactive participants2021-05-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-05-010
Total participants2021-05-01139
Number of participants with account balances2021-05-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-05-016
2020: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-05-01184
Total number of active participants reported on line 7a of the Form 55002020-05-01149
Number of retired or separated participants receiving benefits2020-05-012
Number of other retired or separated participants entitled to future benefits2020-05-0132
Total of all active and inactive participants2020-05-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-05-010
Total participants2020-05-01183
Number of participants with account balances2020-05-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-05-013
2019: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-05-01183
Total number of active participants reported on line 7a of the Form 55002019-05-01150
Number of retired or separated participants receiving benefits2019-05-012
Number of other retired or separated participants entitled to future benefits2019-05-0132
Total of all active and inactive participants2019-05-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-05-010
Total participants2019-05-01184
Number of participants with account balances2019-05-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-05-014
2018: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-05-01160
Total number of active participants reported on line 7a of the Form 55002018-05-01145
Number of retired or separated participants receiving benefits2018-05-012
Number of other retired or separated participants entitled to future benefits2018-05-0131
Total of all active and inactive participants2018-05-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-010
Total participants2018-05-01178
Number of participants with account balances2018-05-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-05-013
2017: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-05-01161
Total number of active participants reported on line 7a of the Form 55002017-05-01131
Number of retired or separated participants receiving benefits2017-05-010
Number of other retired or separated participants entitled to future benefits2017-05-0129
Total of all active and inactive participants2017-05-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-010
Total participants2017-05-01160
Number of participants with account balances2017-05-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-014
2016: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-05-01110
Total number of active participants reported on line 7a of the Form 55002016-05-01141
Number of retired or separated participants receiving benefits2016-05-010
Number of other retired or separated participants entitled to future benefits2016-05-0120
Total of all active and inactive participants2016-05-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-010
Total participants2016-05-01161
Number of participants with account balances2016-05-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-011
2015: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-05-01134
Total number of active participants reported on line 7a of the Form 55002015-05-0187
Number of retired or separated participants receiving benefits2015-05-010
Number of other retired or separated participants entitled to future benefits2015-05-0118
Total of all active and inactive participants2015-05-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-010
Total participants2015-05-01105
Number of participants with account balances2015-05-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-012
2014: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-05-01137
Total number of active participants reported on line 7a of the Form 55002014-05-01115
Number of retired or separated participants receiving benefits2014-05-010
Number of other retired or separated participants entitled to future benefits2014-05-0119
Total of all active and inactive participants2014-05-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-05-010
Total participants2014-05-01134
Number of participants with account balances2014-05-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-012
2013: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-05-01108
Total number of active participants reported on line 7a of the Form 55002013-05-01116
Number of retired or separated participants receiving benefits2013-05-010
Number of other retired or separated participants entitled to future benefits2013-05-0117
Total of all active and inactive participants2013-05-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-010
Total participants2013-05-01133
Number of participants with account balances2013-05-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-05-010
2012: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-05-01131
Total number of active participants reported on line 7a of the Form 55002012-05-0194
Number of retired or separated participants receiving benefits2012-05-010
Number of other retired or separated participants entitled to future benefits2012-05-0112
Total of all active and inactive participants2012-05-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-010
Total participants2012-05-01106
Number of participants with account balances2012-05-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-012
2011: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-05-01103
Total number of active participants reported on line 7a of the Form 55002011-05-01112
Number of retired or separated participants receiving benefits2011-05-010
Number of other retired or separated participants entitled to future benefits2011-05-0117
Total of all active and inactive participants2011-05-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-010
Total participants2011-05-01129
Number of participants with account balances2011-05-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-05-010
2009: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-05-01146
Total number of active participants reported on line 7a of the Form 55002009-05-0198
Number of retired or separated participants receiving benefits2009-05-010
Number of other retired or separated participants entitled to future benefits2009-05-0112
Total of all active and inactive participants2009-05-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-010
Total participants2009-05-01110
Number of participants with account balances2009-05-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-011

Financial Data on BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN

Measure Date Value
2023 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$0
Total income from all sources (including contributions)2023-04-30$95,809
Total loss/gain on sale of assets2023-04-30$0
Total of all expenses incurred2023-04-30$388,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-04-30$345,402
Expenses. Certain deemed distributions of participant loans2023-04-30$5,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-04-30$0
Value of total assets at end of year2023-04-30$6,511,775
Value of total assets at beginning of year2023-04-30$6,804,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-04-30$37,895
Total interest from all sources2023-04-30$5,142
Total dividends received (eg from common stock, registered investment company shares)2023-04-30$81,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-04-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2023-04-30$0
Total dividends received from registered investment company shares (eg mutual funds)2023-04-30$81,923
Was this plan covered by a fidelity bond2023-04-30Yes
Value of fidelity bond cover2023-04-30$500,000
If this is an individual account plan, was there a blackout period2023-04-30No
Were there any nonexempt tranactions with any party-in-interest2023-04-30No
Participant contributions at beginning of year2023-04-30$0
Participant contributions at end of year2023-04-30$0
Participant contributions at beginning of year2023-04-30$0
Other income not declared elsewhere2023-04-30$5,761
Administrative expenses (other) incurred2023-04-30$593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Value of net income/loss2023-04-30$-292,683
Value of net assets at end of year (total assets less liabilities)2023-04-30$6,511,775
Value of net assets at beginning of year (total assets less liabilities)2023-04-30$6,804,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-04-30No
Were any leases to which the plan was party in default or uncollectible2023-04-30No
Investment advisory and management fees2023-04-30$16,287
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-04-30$5,731,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-04-30$5,961,229
Value of interest in pooled separate accounts at end of year2023-04-30$276,630
Value of interest in pooled separate accounts at beginning of year2023-04-30$304,163
Interest earned on other investments2023-04-30$5,142
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-04-30$503,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-04-30$539,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-04-30$-120
Net investment gain/loss from pooled separate accounts2023-04-30$3,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-04-30No
Was there a failure to transmit to the plan any participant contributions2023-04-30No
Has the plan failed to provide any benefit when due under the plan2023-04-30No
Employer contributions (assets) at end of year2023-04-30$0
Employer contributions (assets) at beginning of year2023-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-04-30$345,402
Contract administrator fees2023-04-30$21,015
Did the plan have assets held for investment2023-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-04-30No
Opinion of an independent qualified public accountant for this plan2023-04-30Unqualified
Accountancy firm name2023-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2023-04-30930567723
2022 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-04-30$0
Total transfer of assets from this plan2022-04-30$140,018
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$0
Total income from all sources (including contributions)2022-04-30$255,305
Total loss/gain on sale of assets2022-04-30$0
Total of all expenses incurred2022-04-30$4,470,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-30$4,369,714
Expenses. Certain deemed distributions of participant loans2022-04-30$13,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-30$753,889
Value of total assets at end of year2022-04-30$6,804,458
Value of total assets at beginning of year2022-04-30$11,160,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-30$87,934
Total interest from all sources2022-04-30$10,920
Total dividends received (eg from common stock, registered investment company shares)2022-04-30$130,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-04-30$0
Total dividends received from registered investment company shares (eg mutual funds)2022-04-30$130,768
Was this plan covered by a fidelity bond2022-04-30Yes
Value of fidelity bond cover2022-04-30$500,000
If this is an individual account plan, was there a blackout period2022-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-04-30$0
Were there any nonexempt tranactions with any party-in-interest2022-04-30No
Contributions received from participants2022-04-30$457,421
Participant contributions at end of year2022-04-30$0
Participant contributions at beginning of year2022-04-30$207,569
Participant contributions at end of year2022-04-30$0
Participant contributions at beginning of year2022-04-30$13,522
Income. Received or receivable in cash from other sources (including rollovers)2022-04-30$41,778
Other income not declared elsewhere2022-04-30$20,811
Administrative expenses (other) incurred2022-04-30$87,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Value of net income/loss2022-04-30$-4,215,600
Value of net assets at end of year (total assets less liabilities)2022-04-30$6,804,458
Value of net assets at beginning of year (total assets less liabilities)2022-04-30$11,160,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-30No
Were any leases to which the plan was party in default or uncollectible2022-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-30$5,961,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-30$9,346,736
Value of interest in pooled separate accounts at end of year2022-04-30$304,163
Value of interest in pooled separate accounts at beginning of year2022-04-30$375,331
Interest on participant loans2022-04-30$4,278
Interest earned on other investments2022-04-30$6,642
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-30$539,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-30$994,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-30$-651,803
Net investment gain/loss from pooled separate accounts2022-04-30$-9,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-30No
Was there a failure to transmit to the plan any participant contributions2022-04-30No
Has the plan failed to provide any benefit when due under the plan2022-04-30No
Contributions received in cash from employer2022-04-30$254,690
Employer contributions (assets) at end of year2022-04-30$0
Employer contributions (assets) at beginning of year2022-04-30$222,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-30$4,369,714
Did the plan have assets held for investment2022-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-30No
Opinion of an independent qualified public accountant for this plan2022-04-30Unqualified
Accountancy firm name2022-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2022-04-30930567723
2021 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$0
Total income from all sources (including contributions)2021-04-30$3,886,478
Total loss/gain on sale of assets2021-04-30$0
Total of all expenses incurred2021-04-30$608,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$523,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$881,009
Value of total assets at end of year2021-04-30$11,160,076
Value of total assets at beginning of year2021-04-30$7,882,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$84,966
Total interest from all sources2021-04-30$17,704
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$82,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-04-30$82,281
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$500,000
If this is an individual account plan, was there a blackout period2021-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-04-30$0
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Contributions received from participants2021-04-30$551,451
Participant contributions at end of year2021-04-30$207,569
Participant contributions at beginning of year2021-04-30$198,882
Participant contributions at end of year2021-04-30$13,522
Participant contributions at beginning of year2021-04-30$7,768
Income. Received or receivable in cash from other sources (including rollovers)2021-04-30$14,829
Other income not declared elsewhere2021-04-30$19,587
Administrative expenses (other) incurred2021-04-30$84,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$3,277,914
Value of net assets at end of year (total assets less liabilities)2021-04-30$11,160,076
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$7,882,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$9,346,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$5,487,271
Value of interest in pooled separate accounts at end of year2021-04-30$375,331
Value of interest in pooled separate accounts at beginning of year2021-04-30$1,076,017
Interest on participant loans2021-04-30$9,010
Interest earned on other investments2021-04-30$8,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$994,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$906,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$2,433,389
Net investment gain/loss from pooled separate accounts2021-04-30$452,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30No
Was there a failure to transmit to the plan any participant contributions2021-04-30No
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Contributions received in cash from employer2021-04-30$314,729
Employer contributions (assets) at end of year2021-04-30$222,079
Employer contributions (assets) at beginning of year2021-04-30$206,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$523,598
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Opinion of an independent qualified public accountant for this plan2021-04-30Disclaimer
Accountancy firm name2021-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2021-04-30930567723
2020 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Total income from all sources (including contributions)2020-04-30$595,523
Total loss/gain on sale of assets2020-04-30$0
Total of all expenses incurred2020-04-30$1,105,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$1,047,112
Value of total corrective distributions2020-04-30$49
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$836,712
Value of total assets at end of year2020-04-30$7,882,162
Value of total assets at beginning of year2020-04-30$8,391,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$57,843
Total interest from all sources2020-04-30$21,915
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$92,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-04-30$92,071
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$500,000
If this is an individual account plan, was there a blackout period2020-04-30No
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Contributions received from participants2020-04-30$535,387
Participant contributions at end of year2020-04-30$198,882
Participant contributions at beginning of year2020-04-30$212,270
Participant contributions at end of year2020-04-30$7,768
Participant contributions at beginning of year2020-04-30$8,245
Other income not declared elsewhere2020-04-30$4,384
Administrative expenses (other) incurred2020-04-30$57,843
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$-509,481
Value of net assets at end of year (total assets less liabilities)2020-04-30$7,882,162
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$8,391,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$5,487,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$5,865,579
Value of interest in pooled separate accounts at end of year2020-04-30$1,076,017
Value of interest in pooled separate accounts at beginning of year2020-04-30$956,245
Interest on participant loans2020-04-30$9,963
Interest earned on other investments2020-04-30$11,952
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$906,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-04-30$1,172,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$-179,356
Net investment gain/loss from pooled separate accounts2020-04-30$-180,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Contributions received in cash from employer2020-04-30$301,325
Employer contributions (assets) at end of year2020-04-30$206,100
Employer contributions (assets) at beginning of year2020-04-30$176,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$1,047,112
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30Yes
Opinion of an independent qualified public accountant for this plan2020-04-30Disclaimer
Accountancy firm name2020-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2020-04-30930567723
2019 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total income from all sources (including contributions)2019-04-30$1,276,794
Total loss/gain on sale of assets2019-04-30$0
Total of all expenses incurred2019-04-30$633,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$604,638
Expenses. Certain deemed distributions of participant loans2019-04-30$-4,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$774,383
Value of total assets at end of year2019-04-30$8,391,643
Value of total assets at beginning of year2019-04-30$7,748,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$33,365
Total interest from all sources2019-04-30$25,499
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$71,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-04-30$71,596
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$500,000
If this is an individual account plan, was there a blackout period2019-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Contributions received from participants2019-04-30$440,467
Participant contributions at end of year2019-04-30$212,270
Participant contributions at beginning of year2019-04-30$273,695
Participant contributions at end of year2019-04-30$8,245
Participant contributions at beginning of year2019-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-04-30$83,516
Other income not declared elsewhere2019-04-30$15,579
Administrative expenses (other) incurred2019-04-30$33,365
Total non interest bearing cash at end of year2019-04-30$0
Total non interest bearing cash at beginning of year2019-04-30$71
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$642,988
Value of net assets at end of year (total assets less liabilities)2019-04-30$8,391,643
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$7,748,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$5,865,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-30$5,264,564
Value of interest in pooled separate accounts at end of year2019-04-30$956,245
Value of interest in pooled separate accounts at beginning of year2019-04-30$895,676
Interest on participant loans2019-04-30$12,542
Interest earned on other investments2019-04-30$12,957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-30$1,172,974
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-30$1,159,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$367,015
Net investment gain/loss from pooled separate accounts2019-04-30$22,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30Yes
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Contributions received in cash from employer2019-04-30$250,400
Employer contributions (assets) at end of year2019-04-30$176,330
Employer contributions (assets) at beginning of year2019-04-30$155,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$604,638
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30Yes
Opinion of an independent qualified public accountant for this plan2019-04-30Disclaimer
Accountancy firm name2019-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2019-04-30930567723
2018 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total income from all sources (including contributions)2018-04-30$1,283,094
Total loss/gain on sale of assets2018-04-30$0
Total of all expenses incurred2018-04-30$1,720,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$1,696,913
Expenses. Certain deemed distributions of participant loans2018-04-30$4,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$601,687
Value of total assets at end of year2018-04-30$7,748,655
Value of total assets at beginning of year2018-04-30$8,185,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$19,116
Total interest from all sources2018-04-30$27,090
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$50,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$50,394
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$500,000
If this is an individual account plan, was there a blackout period2018-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Contributions received from participants2018-04-30$366,163
Participant contributions at end of year2018-04-30$273,695
Participant contributions at beginning of year2018-04-30$259,087
Other income not declared elsewhere2018-04-30$15,526
Administrative expenses (other) incurred2018-04-30$19,116
Total non interest bearing cash at end of year2018-04-30$71
Total non interest bearing cash at beginning of year2018-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$-437,132
Value of net assets at end of year (total assets less liabilities)2018-04-30$7,748,655
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$8,185,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$5,264,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$5,264,657
Value of interest in pooled separate accounts at end of year2018-04-30$895,676
Value of interest in pooled separate accounts at beginning of year2018-04-30$986,571
Interest on participant loans2018-04-30$12,860
Interest earned on other investments2018-04-30$14,230
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$1,159,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$1,526,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$485,721
Net investment gain/loss from pooled separate accounts2018-04-30$102,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$235,524
Employer contributions (assets) at end of year2018-04-30$155,560
Employer contributions (assets) at beginning of year2018-04-30$149,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$1,696,913
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2018-04-30930567723
2017 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$392
Total income from all sources (including contributions)2017-04-30$1,371,269
Total loss/gain on sale of assets2017-04-30$0
Total of all expenses incurred2017-04-30$850,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$818,973
Expenses. Certain deemed distributions of participant loans2017-04-30$12,505
Value of total corrective distributions2017-04-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$549,262
Value of total assets at end of year2017-04-30$8,185,787
Value of total assets at beginning of year2017-04-30$7,665,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$18,647
Total interest from all sources2017-04-30$29,715
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$55,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-30$55,348
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$500,000
If this is an individual account plan, was there a blackout period2017-04-30No
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Contributions received from participants2017-04-30$320,844
Participant contributions at end of year2017-04-30$259,087
Participant contributions at beginning of year2017-04-30$301,519
Participant contributions at end of year2017-04-30$0
Participant contributions at beginning of year2017-04-30$8,144
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$9,413
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-04-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-04-30$392
Other income not declared elsewhere2017-04-30$14,900
Administrative expenses (other) incurred2017-04-30$18,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$521,144
Value of net assets at end of year (total assets less liabilities)2017-04-30$8,185,787
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$7,664,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$5,264,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$4,836,162
Value of interest in pooled separate accounts at end of year2017-04-30$986,571
Value of interest in pooled separate accounts at beginning of year2017-04-30$860,050
Interest on participant loans2017-04-30$14,052
Interest earned on other investments2017-04-30$15,663
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$1,526,361
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$1,531,263
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$603,390
Net investment gain/loss from pooled separate accounts2017-04-30$118,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$219,005
Employer contributions (assets) at end of year2017-04-30$149,111
Employer contributions (assets) at beginning of year2017-04-30$127,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$818,973
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30Yes
Opinion of an independent qualified public accountant for this plan2017-04-30Disclaimer
Accountancy firm name2017-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2017-04-30930567723
2016 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$392
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$0
Total income from all sources (including contributions)2016-04-30$350,288
Total loss/gain on sale of assets2016-04-30$0
Total of all expenses incurred2016-04-30$406,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$387,279
Value of total corrective distributions2016-04-30$392
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$477,925
Value of total assets at end of year2016-04-30$7,665,035
Value of total assets at beginning of year2016-04-30$7,720,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$18,341
Total interest from all sources2016-04-30$33,253
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$67,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-04-30$67,566
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$500,000
If this is an individual account plan, was there a blackout period2016-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Contributions received from participants2016-04-30$288,925
Participant contributions at end of year2016-04-30$301,519
Participant contributions at beginning of year2016-04-30$329,279
Participant contributions at end of year2016-04-30$8,144
Participant contributions at beginning of year2016-04-30$4,812
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$4,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-04-30$392
Other income not declared elsewhere2016-04-30$14,284
Administrative expenses (other) incurred2016-04-30$18,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$-55,724
Value of net assets at end of year (total assets less liabilities)2016-04-30$7,664,643
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$7,720,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$4,836,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$4,831,831
Value of interest in pooled separate accounts at end of year2016-04-30$860,050
Value of interest in pooled separate accounts at beginning of year2016-04-30$893,513
Interest on participant loans2016-04-30$16,427
Interest earned on other investments2016-04-30$16,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$1,531,263
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$1,511,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$-187,070
Net investment gain/loss from pooled separate accounts2016-04-30$-55,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Contributions received in cash from employer2016-04-30$184,497
Employer contributions (assets) at end of year2016-04-30$127,897
Employer contributions (assets) at beginning of year2016-04-30$149,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$387,279
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30Yes
Opinion of an independent qualified public accountant for this plan2016-04-30Disclaimer
Accountancy firm name2016-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2016-04-30930567723
2015 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total income from all sources (including contributions)2015-04-30$1,086,096
Total loss/gain on sale of assets2015-04-30$0
Total of all expenses incurred2015-04-30$1,210,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$1,192,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$501,306
Value of total assets at end of year2015-04-30$7,720,367
Value of total assets at beginning of year2015-04-30$7,845,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$17,792
Total interest from all sources2015-04-30$35,793
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$48,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-04-30$48,052
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$500,000
If this is an individual account plan, was there a blackout period2015-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-30$0
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Contributions received from participants2015-04-30$315,080
Participant contributions at end of year2015-04-30$329,279
Participant contributions at beginning of year2015-04-30$262,813
Participant contributions at end of year2015-04-30$4,812
Participant contributions at beginning of year2015-04-30$5,190
Other income not declared elsewhere2015-04-30$14,430
Administrative expenses (other) incurred2015-04-30$17,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$-124,688
Value of net assets at end of year (total assets less liabilities)2015-04-30$7,720,367
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$7,845,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$4,831,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$4,495,237
Value of interest in pooled separate accounts at end of year2015-04-30$893,513
Value of interest in pooled separate accounts at beginning of year2015-04-30$1,287,977
Interest on participant loans2015-04-30$15,299
Interest earned on other investments2015-04-30$20,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$1,511,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$1,695,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$426,235
Net investment gain/loss from pooled separate accounts2015-04-30$60,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Contributions received in cash from employer2015-04-30$186,226
Employer contributions (assets) at end of year2015-04-30$149,449
Employer contributions (assets) at beginning of year2015-04-30$98,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$1,192,992
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30Yes
Opinion of an independent qualified public accountant for this plan2015-04-30Disclaimer
Accountancy firm name2015-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2015-04-30930567723
2014 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total income from all sources (including contributions)2014-04-30$1,296,505
Total loss/gain on sale of assets2014-04-30$0
Total of all expenses incurred2014-04-30$597,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$588,743
Expenses. Certain deemed distributions of participant loans2014-04-30$-1,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$504,616
Value of total assets at end of year2014-04-30$7,845,055
Value of total assets at beginning of year2014-04-30$7,146,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$10,199
Total interest from all sources2014-04-30$41,842
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$31,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-04-30$31,883
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$500,000
If this is an individual account plan, was there a blackout period2014-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-04-30$0
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Contributions received from participants2014-04-30$303,577
Participant contributions at end of year2014-04-30$262,813
Participant contributions at beginning of year2014-04-30$285,415
Participant contributions at end of year2014-04-30$5,190
Participant contributions at beginning of year2014-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-04-30$77,249
Other income not declared elsewhere2014-04-30$7,465
Administrative expenses (other) incurred2014-04-30$10,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$698,580
Value of net assets at end of year (total assets less liabilities)2014-04-30$7,845,055
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$7,146,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$4,495,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$3,798,344
Value of interest in pooled separate accounts at end of year2014-04-30$1,287,977
Value of interest in pooled separate accounts at beginning of year2014-04-30$1,205,295
Interest on participant loans2014-04-30$16,956
Interest earned on other investments2014-04-30$24,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$1,695,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$1,765,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-04-30$668,949
Net investment gain/loss from pooled separate accounts2014-04-30$41,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30No
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$123,790
Employer contributions (assets) at end of year2014-04-30$98,155
Employer contributions (assets) at beginning of year2014-04-30$91,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$588,743
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30Yes
Opinion of an independent qualified public accountant for this plan2014-04-30Disclaimer
Accountancy firm name2014-04-30MAGINNIS CAREY LLP
Accountancy firm EIN2014-04-30930567723
2013 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total income from all sources (including contributions)2013-04-30$1,039,543
Total loss/gain on sale of assets2013-04-30$0
Total of all expenses incurred2013-04-30$580,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$574,869
Expenses. Certain deemed distributions of participant loans2013-04-30$2,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$422,658
Value of total assets at end of year2013-04-30$7,146,475
Value of total assets at beginning of year2013-04-30$6,687,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$2,998
Total interest from all sources2013-04-30$47,130
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$54,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-04-30$54,037
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$500,000
If this is an individual account plan, was there a blackout period2013-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-04-30$0
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Contributions received from participants2013-04-30$303,649
Participant contributions at end of year2013-04-30$285,415
Participant contributions at beginning of year2013-04-30$305,727
Participant contributions at end of year2013-04-30$0
Participant contributions at beginning of year2013-04-30$5,011
Administrative expenses (other) incurred2013-04-30$2,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$459,013
Value of net assets at end of year (total assets less liabilities)2013-04-30$7,146,475
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$6,687,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$3,798,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$3,396,804
Value of interest in pooled separate accounts at end of year2013-04-30$1,205,295
Value of interest in pooled separate accounts at beginning of year2013-04-30$1,023,482
Interest on participant loans2013-04-30$15,566
Interest earned on other investments2013-04-30$31,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$1,765,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$1,894,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$430,210
Net investment gain/loss from pooled separate accounts2013-04-30$85,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30No
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Contributions received in cash from employer2013-04-30$119,009
Employer contributions (assets) at end of year2013-04-30$91,599
Employer contributions (assets) at beginning of year2013-04-30$61,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$574,869
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30Yes
Opinion of an independent qualified public accountant for this plan2013-04-30Disclaimer
Accountancy firm name2013-04-30MAGINNIS & CAREY LLP
Accountancy firm EIN2013-04-30930567723
2012 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total income from all sources (including contributions)2012-04-30$743,539
Total loss/gain on sale of assets2012-04-30$0
Total of all expenses incurred2012-04-30$1,024,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$1,021,039
Expenses. Certain deemed distributions of participant loans2012-04-30$120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$816,707
Value of total assets at end of year2012-04-30$6,687,462
Value of total assets at beginning of year2012-04-30$6,968,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$3,060
Total interest from all sources2012-04-30$55,242
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$29,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$29,893
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$500,000
If this is an individual account plan, was there a blackout period2012-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-30$0
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Contributions received from participants2012-04-30$275,294
Participant contributions at end of year2012-04-30$305,727
Participant contributions at beginning of year2012-04-30$287,339
Participant contributions at end of year2012-04-30$5,011
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$457,740
Other income not declared elsewhere2012-04-30$-76
Administrative expenses (other) incurred2012-04-30$3,060
Total non interest bearing cash at end of year2012-04-30$0
Total non interest bearing cash at beginning of year2012-04-30$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$-280,680
Value of net assets at end of year (total assets less liabilities)2012-04-30$6,687,462
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$6,968,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$3,396,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$3,979,935
Value of interest in pooled separate accounts at end of year2012-04-30$1,023,482
Value of interest in pooled separate accounts at beginning of year2012-04-30$1,038,926
Interest on participant loans2012-04-30$15,867
Interest earned on other investments2012-04-30$39,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-04-30$1,894,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-04-30$1,610,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$-190,313
Net investment gain/loss from pooled separate accounts2012-04-30$32,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Contributions received in cash from employer2012-04-30$83,673
Employer contributions (assets) at end of year2012-04-30$61,798
Employer contributions (assets) at beginning of year2012-04-30$51,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$1,021,039
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30MAGINNIS & CAREY, LLP
Accountancy firm EIN2012-04-30930567723
2011 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$6,650
Total income from all sources (including contributions)2011-04-30$1,008,977
Total loss/gain on sale of assets2011-04-30$0
Total of all expenses incurred2011-04-30$713,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$691,572
Expenses. Certain deemed distributions of participant loans2011-04-30$19,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$304,794
Value of total assets at end of year2011-04-30$6,968,142
Value of total assets at beginning of year2011-04-30$6,679,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$2,310
Total interest from all sources2011-04-30$63,070
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$37,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-04-30$37,441
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$500,000
If this is an individual account plan, was there a blackout period2011-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-30$0
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Contributions received from participants2011-04-30$237,730
Participant contributions at end of year2011-04-30$287,339
Participant contributions at beginning of year2011-04-30$353,870
Participant contributions at end of year2011-04-30$0
Participant contributions at beginning of year2011-04-30$5,612
Income. Received or receivable in cash from other sources (including rollovers)2011-04-30$752
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-04-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-04-30$6,650
Other income not declared elsewhere2011-04-30$6,774
Administrative expenses (other) incurred2011-04-30$2,310
Total non interest bearing cash at end of year2011-04-30$127
Total non interest bearing cash at beginning of year2011-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$295,386
Value of net assets at end of year (total assets less liabilities)2011-04-30$6,968,142
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$6,672,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$3,979,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$3,252,714
Value of interest in pooled separate accounts at end of year2011-04-30$1,038,926
Value of interest in pooled separate accounts at beginning of year2011-04-30$942,520
Interest on participant loans2011-04-30$18,817
Interest earned on other investments2011-04-30$44,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-30$1,610,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-30$2,063,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$532,514
Net investment gain/loss from pooled separate accounts2011-04-30$64,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$66,312
Employer contributions (assets) at end of year2011-04-30$51,064
Employer contributions (assets) at beginning of year2011-04-30$61,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$691,572
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30Yes
Opinion of an independent qualified public accountant for this plan2011-04-30Disclaimer
Accountancy firm name2011-04-30MAGINNIS & CAREY, LLP
Accountancy firm EIN2011-04-30930567723
2010 : BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-04-30$0

Form 5500 Responses for BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN

2022: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2022 form 5500 responses
2022-05-01Type of plan entitySingle employer plan
2022-05-01Submission has been amendedNo
2022-05-01This submission is the final filingNo
2022-05-01This return/report is a short plan year return/report (less than 12 months)No
2022-05-01Plan is a collectively bargained planNo
2022-05-01Plan funding arrangement – InsuranceYes
2022-05-01Plan funding arrangement – TrustYes
2022-05-01Plan benefit arrangement – InsuranceYes
2022-05-01Plan benefit arrangement - TrustYes
2021: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2021 form 5500 responses
2021-05-01Type of plan entitySingle employer plan
2021-05-01Submission has been amendedNo
2021-05-01This submission is the final filingNo
2021-05-01This return/report is a short plan year return/report (less than 12 months)No
2021-05-01Plan is a collectively bargained planNo
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement – InsuranceYes
2021-05-01Plan benefit arrangement - TrustYes
2020: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2020 form 5500 responses
2020-05-01Type of plan entitySingle employer plan
2020-05-01Submission has been amendedNo
2020-05-01This submission is the final filingNo
2020-05-01This return/report is a short plan year return/report (less than 12 months)No
2020-05-01Plan is a collectively bargained planNo
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement – InsuranceYes
2020-05-01Plan benefit arrangement - TrustYes
2019: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2019 form 5500 responses
2019-05-01Type of plan entitySingle employer plan
2019-05-01Submission has been amendedNo
2019-05-01This submission is the final filingNo
2019-05-01This return/report is a short plan year return/report (less than 12 months)No
2019-05-01Plan is a collectively bargained planNo
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement – InsuranceYes
2019-05-01Plan benefit arrangement - TrustYes
2018: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2018 form 5500 responses
2018-05-01Type of plan entitySingle employer plan
2018-05-01Submission has been amendedNo
2018-05-01This submission is the final filingNo
2018-05-01This return/report is a short plan year return/report (less than 12 months)No
2018-05-01Plan is a collectively bargained planNo
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2017 form 5500 responses
2017-05-01Type of plan entitySingle employer plan
2017-05-01Submission has been amendedNo
2017-05-01This submission is the final filingNo
2017-05-01This return/report is a short plan year return/report (less than 12 months)No
2017-05-01Plan is a collectively bargained planNo
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2016 form 5500 responses
2016-05-01Type of plan entitySingle employer plan
2016-05-01Submission has been amendedNo
2016-05-01This submission is the final filingNo
2016-05-01This return/report is a short plan year return/report (less than 12 months)No
2016-05-01Plan is a collectively bargained planNo
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01Submission has been amendedNo
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)No
2015-05-01Plan is a collectively bargained planNo
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2014 form 5500 responses
2014-05-01Type of plan entitySingle employer plan
2014-05-01Submission has been amendedNo
2014-05-01This submission is the final filingNo
2014-05-01This return/report is a short plan year return/report (less than 12 months)No
2014-05-01Plan is a collectively bargained planNo
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2013: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2013 form 5500 responses
2013-05-01Type of plan entitySingle employer plan
2013-05-01Submission has been amendedNo
2013-05-01This submission is the final filingNo
2013-05-01This return/report is a short plan year return/report (less than 12 months)No
2013-05-01Plan is a collectively bargained planNo
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2012 form 5500 responses
2012-05-01Type of plan entitySingle employer plan
2012-05-01Submission has been amendedNo
2012-05-01This submission is the final filingNo
2012-05-01This return/report is a short plan year return/report (less than 12 months)No
2012-05-01Plan is a collectively bargained planNo
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2011 form 5500 responses
2011-05-01Type of plan entitySingle employer plan
2011-05-01Submission has been amendedNo
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planNo
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement – InsuranceYes
2011-05-01Plan benefit arrangement - TrustYes
2009: BAKER ROCK RESOURCES EMPLOYEE 401(K) & PROFIT SHARING PLAN 2009 form 5500 responses
2009-05-01Type of plan entitySingle employer plan
2009-05-01Submission has been amendedYes
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan is a collectively bargained planNo
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041333
Policy instance 1
Insurance contract or identification number041333
Number of Individuals Covered114
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041333
Policy instance 1
Insurance contract or identification number041333
Number of Individuals Covered139
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041333
Policy instance 1
Insurance contract or identification number041333
Number of Individuals Covered183
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041333
Policy instance 1
Insurance contract or identification number041333
Number of Individuals Covered184
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041333
Policy instance 1
Insurance contract or identification number041333
Number of Individuals Covered178
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041333
Policy instance 1
Insurance contract or identification number041333
Number of Individuals Covered160
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41333
Policy instance 1
Insurance contract or identification number41333
Number of Individuals Covered105
Insurance policy start date2015-05-01
Insurance policy end date2016-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41333
Policy instance 1
Insurance contract or identification number41333
Number of Individuals Covered134
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41333
Policy instance 1
Insurance contract or identification number41333
Number of Individuals Covered133
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,541
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5541
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameGENEOS WEALTH MANAGEMENT INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41333
Policy instance 1
Insurance contract or identification number41333
Number of Individuals Covered106
Insurance policy start date2012-05-01
Insurance policy end date2013-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,297
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7297
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameGENEOS WEALTH MANAGEMENT INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41333
Policy instance 1
Insurance contract or identification number41333
Number of Individuals Covered129
Insurance policy start date2011-05-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,034
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41333
Policy instance 1
Insurance contract or identification number41333
Number of Individuals Covered102
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,423
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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