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SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan NameSWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN
Plan identification number 002

SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SWANSON GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:SWANSON GROUP, INC.
Employer identification number (EIN):930475444
NAIC Classification:321110

Additional information about SWANSON GROUP, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 2058-12-19
Company Identification Number: 6105613
Legal Registered Office Address: 251 NE GARDEN VALLEY BLVD STE A

ROSEBURG
United States of America (USA)
97470

More information about SWANSON GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KATHY CAMPBELL
0022016-01-01KATHY CAMPBELL
0022015-01-01RICK BERNHEISEL
0022014-01-01KATHY CAMPBELL
0022013-01-01KATHY CAMPBELL
0022012-01-01KATHY CAMPBELL
0022011-01-01RICHARD BERNHEISEL
0022009-01-01DAVID JONES

Plan Statistics for SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN

Measure Date Value
2022: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01960
Total number of active participants reported on line 7a of the Form 55002022-01-01732
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01283
Total of all active and inactive participants2022-01-011,015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-011,021
Number of participants with account balances2022-01-01968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0196
2021: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01890
Total number of active participants reported on line 7a of the Form 55002021-01-01704
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01251
Total of all active and inactive participants2021-01-01955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-01960
Number of participants with account balances2021-01-01924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01133
2020: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01892
Total number of active participants reported on line 7a of the Form 55002020-01-01680
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01208
Total of all active and inactive participants2020-01-01888
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01890
Number of participants with account balances2020-01-01859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01920
Total number of active participants reported on line 7a of the Form 55002019-01-01700
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01192
Total of all active and inactive participants2019-01-01892
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01892
Number of participants with account balances2019-01-01865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01981
Total number of active participants reported on line 7a of the Form 55002018-01-01694
Number of retired or separated participants receiving benefits2018-01-01224
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-01918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01920
Number of participants with account balances2018-01-01880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01894
Total number of active participants reported on line 7a of the Form 55002017-01-01810
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01169
Total of all active and inactive participants2017-01-01979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01981
Number of participants with account balances2017-01-01779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01881
Total number of active participants reported on line 7a of the Form 55002016-01-01747
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01146
Total of all active and inactive participants2016-01-01893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01894
Number of participants with account balances2016-01-01719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01824
Total number of active participants reported on line 7a of the Form 55002015-01-01640
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01161
Total of all active and inactive participants2015-01-01801
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01801
Number of participants with account balances2015-01-01708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01850
Total number of active participants reported on line 7a of the Form 55002014-01-01597
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01220
Total of all active and inactive participants2014-01-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01818
Number of participants with account balances2014-01-01769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01106
2013: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01789
Total number of active participants reported on line 7a of the Form 55002013-01-01733
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01117
Total of all active and inactive participants2013-01-01850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01850
Number of participants with account balances2013-01-01763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01790
Total number of active participants reported on line 7a of the Form 55002012-01-01646
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01135
Total of all active and inactive participants2012-01-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01781
Number of participants with account balances2012-01-01669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0136
2011: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01802
Total number of active participants reported on line 7a of the Form 55002011-01-01571
Number of retired or separated participants receiving benefits2011-01-0142
Number of other retired or separated participants entitled to future benefits2011-01-01166
Total of all active and inactive participants2011-01-01779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01779
Number of participants with account balances2011-01-01663
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,070
Total number of active participants reported on line 7a of the Form 55002009-01-01624
Number of retired or separated participants receiving benefits2009-01-01225
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01849
Number of participants with account balances2009-01-01744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN

Measure Date Value
2022 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,295,955
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,495,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,324,211
Value of total corrective distributions2022-12-31$768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,194,304
Value of total assets at end of year2022-12-31$49,718,293
Value of total assets at beginning of year2022-12-31$59,509,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$170,062
Total interest from all sources2022-12-31$52,467
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,070,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,070,817
Administrative expenses professional fees incurred2022-12-31$13,625
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,445,039
Participant contributions at end of year2022-12-31$1,253,529
Participant contributions at beginning of year2022-12-31$1,247,529
Participant contributions at end of year2022-12-31$850
Participant contributions at beginning of year2022-12-31$378
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$284,781
Administrative expenses (other) incurred2022-12-31$103,130
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,790,996
Value of net assets at end of year (total assets less liabilities)2022-12-31$49,718,293
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$59,509,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$53,307
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$46,019,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$55,971,989
Interest on participant loans2022-12-31$52,467
Value of interest in common/collective trusts at end of year2022-12-31$2,443,513
Value of interest in common/collective trusts at beginning of year2022-12-31$2,288,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,654,433
Net investment gain or loss from common/collective trusts2022-12-31$40,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,464,484
Employer contributions (assets) at end of year2022-12-31$636
Employer contributions (assets) at beginning of year2022-12-31$312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,324,211
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,605,255
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,598,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,423,626
Value of total corrective distributions2021-12-31$14,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,409,511
Value of total assets at end of year2021-12-31$59,509,289
Value of total assets at beginning of year2021-12-31$52,502,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$159,609
Total interest from all sources2021-12-31$61,374
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,282,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,282,951
Administrative expenses professional fees incurred2021-12-31$5,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,120,230
Participant contributions at end of year2021-12-31$1,247,529
Participant contributions at beginning of year2021-12-31$1,366,625
Participant contributions at end of year2021-12-31$378
Participant contributions at beginning of year2021-12-31$111,132
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,723,754
Administrative expenses (other) incurred2021-12-31$100,408
Total non interest bearing cash at end of year2021-12-31$927
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,007,087
Value of net assets at end of year (total assets less liabilities)2021-12-31$59,509,289
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$52,502,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$54,201
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$55,971,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$48,197,173
Interest on participant loans2021-12-31$61,374
Value of interest in common/collective trusts at end of year2021-12-31$2,288,154
Value of interest in common/collective trusts at beginning of year2021-12-31$2,827,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,818,550
Net investment gain or loss from common/collective trusts2021-12-31$32,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,565,527
Employer contributions (assets) at end of year2021-12-31$312
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,423,626
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,145,746
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,091,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,931,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,624,266
Value of total assets at end of year2020-12-31$52,502,202
Value of total assets at beginning of year2020-12-31$48,448,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$160,541
Total interest from all sources2020-12-31$59,526
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$702,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$702,693
Administrative expenses professional fees incurred2020-12-31$13,584
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,780,696
Participant contributions at end of year2020-12-31$1,366,625
Participant contributions at beginning of year2020-12-31$1,136,139
Participant contributions at end of year2020-12-31$111,132
Participant contributions at beginning of year2020-12-31$380
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$419,562
Administrative expenses (other) incurred2020-12-31$84,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,053,791
Value of net assets at end of year (total assets less liabilities)2020-12-31$52,502,202
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$48,448,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$62,262
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$48,197,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$46,804,302
Interest on participant loans2020-12-31$59,526
Value of interest in common/collective trusts at end of year2020-12-31$2,827,272
Value of interest in common/collective trusts at beginning of year2020-12-31$507,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,730,414
Net investment gain or loss from common/collective trusts2020-12-31$28,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$424,008
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,931,414
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$13,124,406
Total income from all sources (including contributions)2019-12-31$13,124,406
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,047,424
Total of all expenses incurred2019-12-31$4,047,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,895,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,895,227
Expenses. Certain deemed distributions of participant loans2019-12-31$3,546
Expenses. Certain deemed distributions of participant loans2019-12-31$3,546
Value of total corrective distributions2019-12-31$1
Value of total corrective distributions2019-12-31$1
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,834,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,834,340
Value of total assets at end of year2019-12-31$48,448,411
Value of total assets at beginning of year2019-12-31$39,371,429
Value of total assets at beginning of year2019-12-31$39,371,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$148,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$148,650
Total interest from all sources2019-12-31$61,816
Total interest from all sources2019-12-31$61,816
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$718,551
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$718,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$718,551
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$718,551
Administrative expenses professional fees incurred2019-12-31$21,677
Administrative expenses professional fees incurred2019-12-31$21,677
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,041,313
Contributions received from participants2019-12-31$3,041,313
Participant contributions at end of year2019-12-31$1,136,139
Participant contributions at end of year2019-12-31$1,136,139
Participant contributions at beginning of year2019-12-31$1,151,107
Participant contributions at beginning of year2019-12-31$1,151,107
Participant contributions at end of year2019-12-31$380
Participant contributions at end of year2019-12-31$380
Participant contributions at beginning of year2019-12-31$278
Participant contributions at beginning of year2019-12-31$278
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$583
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$583
Administrative expenses (other) incurred2019-12-31$114,684
Administrative expenses (other) incurred2019-12-31$114,684
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$7,873
Total non interest bearing cash at beginning of year2019-12-31$7,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,076,982
Value of net income/loss2019-12-31$9,076,982
Value of net assets at end of year (total assets less liabilities)2019-12-31$48,448,411
Value of net assets at end of year (total assets less liabilities)2019-12-31$48,448,411
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$39,371,429
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$39,371,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$12,289
Investment advisory and management fees2019-12-31$12,289
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$46,804,302
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$46,804,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,475,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,475,184
Interest on participant loans2019-12-31$61,816
Interest on participant loans2019-12-31$61,816
Value of interest in common/collective trusts at end of year2019-12-31$507,308
Value of interest in common/collective trusts at beginning of year2019-12-31$736,844
Value of interest in common/collective trusts at beginning of year2019-12-31$736,844
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,501,362
Net investment gain or loss from common/collective trusts2019-12-31$8,337
Net investment gain or loss from common/collective trusts2019-12-31$8,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,792,444
Contributions received in cash from employer2019-12-31$1,792,444
Employer contributions (assets) at end of year2019-12-31$282
Employer contributions (assets) at end of year2019-12-31$282
Employer contributions (assets) at beginning of year2019-12-31$143
Employer contributions (assets) at beginning of year2019-12-31$143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,895,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,895,227
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,109,480
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,685,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,519,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,838,388
Value of total assets at end of year2018-12-31$39,371,429
Value of total assets at beginning of year2018-12-31$41,947,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$166,137
Total interest from all sources2018-12-31$48,612
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,464,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$166,137
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,139,240
Participant contributions at end of year2018-12-31$1,151,107
Participant contributions at beginning of year2018-12-31$983,356
Participant contributions at end of year2018-12-31$278
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$149,673
Total non interest bearing cash at end of year2018-12-31$7,873
Total non interest bearing cash at beginning of year2018-12-31$6,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,575,758
Value of net assets at end of year (total assets less liabilities)2018-12-31$39,371,429
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$41,947,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$37,475,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$40,535,106
Interest on participant loans2018-12-31$48,612
Value of interest in common/collective trusts at end of year2018-12-31$736,844
Value of interest in common/collective trusts at beginning of year2018-12-31$422,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,251,773
Net investment gain or loss from common/collective trusts2018-12-31$9,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,549,475
Employer contributions (assets) at end of year2018-12-31$143
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$1,464,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,519,101
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,552,293
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,764,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,609,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,733,143
Value of total assets at end of year2017-12-31$41,947,187
Value of total assets at beginning of year2017-12-31$36,158,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$154,773
Total interest from all sources2017-12-31$40,566
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,330,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,330,027
Administrative expenses professional fees incurred2017-12-31$154,773
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,410,648
Participant contributions at end of year2017-12-31$983,356
Participant contributions at beginning of year2017-12-31$909,801
Participant contributions at beginning of year2017-12-31$253
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$322,495
Other income not declared elsewhere2017-12-31$5,509
Total non interest bearing cash at end of year2017-12-31$6,319
Total non interest bearing cash at beginning of year2017-12-31$17,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,788,208
Value of net assets at end of year (total assets less liabilities)2017-12-31$41,947,187
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,158,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$40,535,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$34,586,778
Interest on participant loans2017-12-31$40,566
Value of interest in common/collective trusts at end of year2017-12-31$422,406
Value of interest in common/collective trusts at beginning of year2017-12-31$644,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,435,644
Net investment gain or loss from common/collective trusts2017-12-31$7,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,609,312
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,230,265
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,517,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,349,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,935,695
Value of total assets at end of year2016-12-31$36,158,979
Value of total assets at beginning of year2016-12-31$35,446,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$167,652
Total interest from all sources2016-12-31$32,378
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,076,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,076,721
Administrative expenses professional fees incurred2016-12-31$121,636
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,275,750
Participant contributions at end of year2016-12-31$909,801
Participant contributions at beginning of year2016-12-31$681,768
Participant contributions at end of year2016-12-31$253
Participant contributions at beginning of year2016-12-31$47
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$200,763
Total non interest bearing cash at end of year2016-12-31$17,475
Total non interest bearing cash at beginning of year2016-12-31$24,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$712,683
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,158,979
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,446,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$46,016
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$34,586,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,040,657
Interest on participant loans2016-12-31$32,378
Value of interest in common/collective trusts at end of year2016-12-31$644,672
Value of interest in common/collective trusts at beginning of year2016-12-31$680,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,177,981
Net investment gain or loss from common/collective trusts2016-12-31$7,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$459,182
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$19,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,349,930
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,174
Total income from all sources (including contributions)2015-12-31$3,625,278
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,925,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,792,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,876,305
Value of total assets at end of year2015-12-31$35,446,296
Value of total assets at beginning of year2015-12-31$35,748,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$133,538
Total interest from all sources2015-12-31$24,541
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,216,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,216,381
Administrative expenses professional fees incurred2015-12-31$133,538
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,186,259
Participant contributions at end of year2015-12-31$681,768
Participant contributions at beginning of year2015-12-31$515,099
Participant contributions at end of year2015-12-31$47
Participant contributions at beginning of year2015-12-31$208
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$82,683
Liabilities. Value of operating payables at beginning of year2015-12-31$2,174
Total non interest bearing cash at end of year2015-12-31$24,086
Total non interest bearing cash at beginning of year2015-12-31$2,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-300,316
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,446,296
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,746,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,040,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$34,588,734
Interest on participant loans2015-12-31$24,541
Value of interest in common/collective trusts at end of year2015-12-31$680,393
Value of interest in common/collective trusts at beginning of year2015-12-31$607,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,498,266
Net investment gain or loss from common/collective trusts2015-12-31$6,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,607,363
Employer contributions (assets) at end of year2015-12-31$19,345
Employer contributions (assets) at beginning of year2015-12-31$35,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,792,056
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,174
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,405
Total income from all sources (including contributions)2014-12-31$7,035,699
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,797,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,643,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,435,092
Value of total assets at end of year2014-12-31$35,748,786
Value of total assets at beginning of year2014-12-31$33,516,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$153,959
Total interest from all sources2014-12-31$17,438
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$990,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$990,084
Administrative expenses professional fees incurred2014-12-31$109,371
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,390,222
Participant contributions at end of year2014-12-31$515,099
Participant contributions at beginning of year2014-12-31$340,291
Participant contributions at end of year2014-12-31$208
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$178,753
Liabilities. Value of operating payables at end of year2014-12-31$2,174
Liabilities. Value of operating payables at beginning of year2014-12-31$300
Total non interest bearing cash at end of year2014-12-31$2,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,238,324
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,746,612
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$33,508,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$44,588
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$34,588,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,022,303
Interest on participant loans2014-12-31$17,438
Value of interest in common/collective trusts at end of year2014-12-31$607,188
Value of interest in common/collective trusts at beginning of year2014-12-31$1,057,400
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$8,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$8,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,586,060
Net investment gain or loss from common/collective trusts2014-12-31$7,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,866,117
Employer contributions (assets) at end of year2014-12-31$35,063
Employer contributions (assets) at beginning of year2014-12-31$88,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,643,416
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$8,105
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,405
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,443
Total income from all sources (including contributions)2013-12-31$8,256,594
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,498,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,352,300
Value of total corrective distributions2013-12-31$10,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,349,657
Value of total assets at end of year2013-12-31$33,516,693
Value of total assets at beginning of year2013-12-31$27,751,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$135,593
Total interest from all sources2013-12-31$10,993
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$733,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$733,920
Administrative expenses professional fees incurred2013-12-31$93,545
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,870,194
Participant contributions at end of year2013-12-31$340,291
Participant contributions at beginning of year2013-12-31$240,039
Participant contributions at beginning of year2013-12-31$123
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$335,918
Liabilities. Value of operating payables at end of year2013-12-31$300
Liabilities. Value of operating payables at beginning of year2013-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,757,996
Value of net assets at end of year (total assets less liabilities)2013-12-31$33,508,288
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$27,750,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$42,048
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,022,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,279,634
Interest on participant loans2013-12-31$10,993
Value of interest in common/collective trusts at end of year2013-12-31$1,057,400
Value of interest in common/collective trusts at beginning of year2013-12-31$1,230,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$8,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,172,936
Net investment gain or loss from common/collective trusts2013-12-31$-10,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,143,545
Employer contributions (assets) at end of year2013-12-31$88,080
Employer contributions (assets) at beginning of year2013-12-31$61
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,352,300
Liabilities. Value of benefit claims payable at end of year2013-12-31$8,105
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$1,393
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,443
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$54,646
Total income from all sources (including contributions)2012-12-31$5,190,916
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,796,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,618,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,649,562
Value of total assets at end of year2012-12-31$27,751,735
Value of total assets at beginning of year2012-12-31$25,410,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$177,572
Total interest from all sources2012-12-31$9,522
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,082,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,082,556
Administrative expenses professional fees incurred2012-12-31$136,989
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,388,627
Participant contributions at end of year2012-12-31$240,039
Participant contributions at beginning of year2012-12-31$231,703
Participant contributions at end of year2012-12-31$123
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$36,871
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$54,444
Liabilities. Value of operating payables at end of year2012-12-31$50
Liabilities. Value of operating payables at beginning of year2012-12-31$202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,394,686
Value of net assets at end of year (total assets less liabilities)2012-12-31$27,750,292
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$25,355,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$40,583
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,279,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$25,123,237
Interest on participant loans2012-12-31$9,512
Value of interest in common/collective trusts at end of year2012-12-31$1,230,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$54,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$54,564
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$10
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,418,327
Net investment gain or loss from common/collective trusts2012-12-31$30,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$224,064
Employer contributions (assets) at end of year2012-12-31$61
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,618,658
Liabilities. Value of benefit claims payable at end of year2012-12-31$1,393
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$54,646
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,728
Total income from all sources (including contributions)2011-12-31$1,094,328
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,391,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,197,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,562,860
Value of total assets at end of year2011-12-31$25,410,252
Value of total assets at beginning of year2011-12-31$27,655,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$193,971
Total interest from all sources2011-12-31$15,112
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$78,927
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,288,353
Participant contributions at end of year2011-12-31$231,703
Participant contributions at beginning of year2011-12-31$368,062
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$31
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$105,557
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$4,554
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$748
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$54,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,511
Other income not declared elsewhere2011-12-31$25,253
Liabilities. Value of operating payables at end of year2011-12-31$202
Liabilities. Value of operating payables at beginning of year2011-12-31$217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,296,987
Value of net assets at end of year (total assets less liabilities)2011-12-31$25,355,606
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,652,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$40,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$25,123,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$27,284,299
Interest on participant loans2011-12-31$15,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$54,564
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,790
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-508,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$168,950
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,192,790
Contract administrator fees2011-12-31$74,137
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,728
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$662
Total income from all sources (including contributions)2010-12-31$4,886,834
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,366,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,222,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,397,203
Value of total assets at end of year2010-12-31$27,655,321
Value of total assets at beginning of year2010-12-31$26,132,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$144,195
Total interest from all sources2010-12-31$22,363
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$64,347
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,273,728
Participant contributions at end of year2010-12-31$368,062
Participant contributions at beginning of year2010-12-31$427,734
Participant contributions at end of year2010-12-31$31
Participant contributions at beginning of year2010-12-31$457
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$123,475
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$16,112
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,511
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$90
Liabilities. Value of operating payables at end of year2010-12-31$217
Liabilities. Value of operating payables at beginning of year2010-12-31$572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,520,344
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,652,593
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$26,132,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$40,287
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$27,284,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$25,682,577
Interest on participant loans2010-12-31$22,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,790
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$6,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$6,031
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,467,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,222,295
Contract administrator fees2010-12-31$39,561
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN

2022: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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