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Plan Name | SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SWANSON GROUP, INC. |
Employer identification number (EIN): | 930475444 |
NAIC Classification: | 321110 |
Additional information about SWANSON GROUP, INC.
Jurisdiction of Incorporation: | Oregon Secretary of State Corporations Division |
Incorporation Date: | 2058-12-19 |
Company Identification Number: | 6105613 |
Legal Registered Office Address: |
251 NE GARDEN VALLEY BLVD STE A ROSEBURG United States of America (USA) 97470 |
More information about SWANSON GROUP, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | ||||
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | KATHY CAMPBELL | |||
002 | 2016-01-01 | KATHY CAMPBELL | |||
002 | 2015-01-01 | RICK BERNHEISEL | |||
002 | 2014-01-01 | KATHY CAMPBELL | |||
002 | 2013-01-01 | KATHY CAMPBELL | |||
002 | 2012-01-01 | KATHY CAMPBELL | |||
002 | 2011-01-01 | RICHARD BERNHEISEL | |||
002 | 2009-01-01 | DAVID JONES |
Measure | Date | Value |
---|---|---|
2022: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 960 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 732 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 283 |
Total of all active and inactive participants | 2022-01-01 | 1,015 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 6 |
Total participants | 2022-01-01 | 1,021 |
Number of participants with account balances | 2022-01-01 | 968 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 96 |
2021: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 890 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 704 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 251 |
Total of all active and inactive participants | 2021-01-01 | 955 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 5 |
Total participants | 2021-01-01 | 960 |
Number of participants with account balances | 2021-01-01 | 924 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 133 |
2020: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 892 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 680 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 208 |
Total of all active and inactive participants | 2020-01-01 | 888 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 2 |
Total participants | 2020-01-01 | 890 |
Number of participants with account balances | 2020-01-01 | 859 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 4 |
2019: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 920 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 700 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 192 |
Total of all active and inactive participants | 2019-01-01 | 892 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 892 |
Number of participants with account balances | 2019-01-01 | 865 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 2 |
2018: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 981 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 694 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 224 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
Total of all active and inactive participants | 2018-01-01 | 918 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 2 |
Total participants | 2018-01-01 | 920 |
Number of participants with account balances | 2018-01-01 | 880 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 894 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 810 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 169 |
Total of all active and inactive participants | 2017-01-01 | 979 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 2 |
Total participants | 2017-01-01 | 981 |
Number of participants with account balances | 2017-01-01 | 779 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 881 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 747 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 146 |
Total of all active and inactive participants | 2016-01-01 | 893 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1 |
Total participants | 2016-01-01 | 894 |
Number of participants with account balances | 2016-01-01 | 719 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
2015: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 824 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 640 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 161 |
Total of all active and inactive participants | 2015-01-01 | 801 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 801 |
Number of participants with account balances | 2015-01-01 | 708 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 19 |
2014: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 850 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 597 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 220 |
Total of all active and inactive participants | 2014-01-01 | 817 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 1 |
Total participants | 2014-01-01 | 818 |
Number of participants with account balances | 2014-01-01 | 769 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 106 |
2013: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 789 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 733 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 117 |
Total of all active and inactive participants | 2013-01-01 | 850 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 850 |
Number of participants with account balances | 2013-01-01 | 763 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 31 |
2012: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 790 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 646 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 135 |
Total of all active and inactive participants | 2012-01-01 | 781 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 781 |
Number of participants with account balances | 2012-01-01 | 669 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 36 |
2011: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 802 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 571 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 42 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 166 |
Total of all active and inactive participants | 2011-01-01 | 779 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 779 |
Number of participants with account balances | 2011-01-01 | 663 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,070 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 624 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 225 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
Total of all active and inactive participants | 2009-01-01 | 849 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 849 |
Number of participants with account balances | 2009-01-01 | 744 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,295,955 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $6,495,041 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,324,211 |
Value of total corrective distributions | 2022-12-31 | $768 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,194,304 |
Value of total assets at end of year | 2022-12-31 | $49,718,293 |
Value of total assets at beginning of year | 2022-12-31 | $59,509,289 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $170,062 |
Total interest from all sources | 2022-12-31 | $52,467 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,070,817 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,070,817 |
Administrative expenses professional fees incurred | 2022-12-31 | $13,625 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,445,039 |
Participant contributions at end of year | 2022-12-31 | $1,253,529 |
Participant contributions at beginning of year | 2022-12-31 | $1,247,529 |
Participant contributions at end of year | 2022-12-31 | $850 |
Participant contributions at beginning of year | 2022-12-31 | $378 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $284,781 |
Administrative expenses (other) incurred | 2022-12-31 | $103,130 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $927 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-9,790,996 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $49,718,293 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $59,509,289 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $53,307 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $46,019,765 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $55,971,989 |
Interest on participant loans | 2022-12-31 | $52,467 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,443,513 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,288,154 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-10,654,433 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $40,890 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,464,484 |
Employer contributions (assets) at end of year | 2022-12-31 | $636 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $312 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,324,211 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2022-12-31 | 910189318 |
2021 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $13,605,255 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $6,598,168 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $6,423,626 |
Value of total corrective distributions | 2021-12-31 | $14,933 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $6,409,511 |
Value of total assets at end of year | 2021-12-31 | $59,509,289 |
Value of total assets at beginning of year | 2021-12-31 | $52,502,202 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $159,609 |
Total interest from all sources | 2021-12-31 | $61,374 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,282,951 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,282,951 |
Administrative expenses professional fees incurred | 2021-12-31 | $5,000 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,120,230 |
Participant contributions at end of year | 2021-12-31 | $1,247,529 |
Participant contributions at beginning of year | 2021-12-31 | $1,366,625 |
Participant contributions at end of year | 2021-12-31 | $378 |
Participant contributions at beginning of year | 2021-12-31 | $111,132 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,723,754 |
Administrative expenses (other) incurred | 2021-12-31 | $100,408 |
Total non interest bearing cash at end of year | 2021-12-31 | $927 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,007,087 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $59,509,289 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $52,502,202 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $54,201 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $55,971,989 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $48,197,173 |
Interest on participant loans | 2021-12-31 | $61,374 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,288,154 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,827,272 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,818,550 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $32,869 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,565,527 |
Employer contributions (assets) at end of year | 2021-12-31 | $312 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $6,423,626 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2021-12-31 | 910189318 |
2020 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $10,145,746 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $6,091,955 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,931,414 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,624,266 |
Value of total assets at end of year | 2020-12-31 | $52,502,202 |
Value of total assets at beginning of year | 2020-12-31 | $48,448,411 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $160,541 |
Total interest from all sources | 2020-12-31 | $59,526 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $702,693 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $702,693 |
Administrative expenses professional fees incurred | 2020-12-31 | $13,584 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,780,696 |
Participant contributions at end of year | 2020-12-31 | $1,366,625 |
Participant contributions at beginning of year | 2020-12-31 | $1,136,139 |
Participant contributions at end of year | 2020-12-31 | $111,132 |
Participant contributions at beginning of year | 2020-12-31 | $380 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $419,562 |
Administrative expenses (other) incurred | 2020-12-31 | $84,695 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $4,053,791 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $52,502,202 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $48,448,411 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $62,262 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $48,197,173 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $46,804,302 |
Interest on participant loans | 2020-12-31 | $59,526 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,827,272 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $507,308 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,730,414 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $28,847 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $424,008 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $282 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $5,931,414 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2020-12-31 | 910189318 |
2019 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $13,124,406 |
Total income from all sources (including contributions) | 2019-12-31 | $13,124,406 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,047,424 |
Total of all expenses incurred | 2019-12-31 | $4,047,424 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,895,227 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,895,227 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $3,546 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $3,546 |
Value of total corrective distributions | 2019-12-31 | $1 |
Value of total corrective distributions | 2019-12-31 | $1 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,834,340 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,834,340 |
Value of total assets at end of year | 2019-12-31 | $48,448,411 |
Value of total assets at beginning of year | 2019-12-31 | $39,371,429 |
Value of total assets at beginning of year | 2019-12-31 | $39,371,429 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $148,650 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $148,650 |
Total interest from all sources | 2019-12-31 | $61,816 |
Total interest from all sources | 2019-12-31 | $61,816 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $718,551 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $718,551 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $718,551 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $718,551 |
Administrative expenses professional fees incurred | 2019-12-31 | $21,677 |
Administrative expenses professional fees incurred | 2019-12-31 | $21,677 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,041,313 |
Contributions received from participants | 2019-12-31 | $3,041,313 |
Participant contributions at end of year | 2019-12-31 | $1,136,139 |
Participant contributions at end of year | 2019-12-31 | $1,136,139 |
Participant contributions at beginning of year | 2019-12-31 | $1,151,107 |
Participant contributions at beginning of year | 2019-12-31 | $1,151,107 |
Participant contributions at end of year | 2019-12-31 | $380 |
Participant contributions at end of year | 2019-12-31 | $380 |
Participant contributions at beginning of year | 2019-12-31 | $278 |
Participant contributions at beginning of year | 2019-12-31 | $278 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $583 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $583 |
Administrative expenses (other) incurred | 2019-12-31 | $114,684 |
Administrative expenses (other) incurred | 2019-12-31 | $114,684 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $7,873 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $7,873 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $9,076,982 |
Value of net income/loss | 2019-12-31 | $9,076,982 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $48,448,411 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $48,448,411 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $39,371,429 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $39,371,429 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $12,289 |
Investment advisory and management fees | 2019-12-31 | $12,289 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $46,804,302 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $46,804,302 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $37,475,184 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $37,475,184 |
Interest on participant loans | 2019-12-31 | $61,816 |
Interest on participant loans | 2019-12-31 | $61,816 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $507,308 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $736,844 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $736,844 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,501,362 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $8,337 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $8,337 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,792,444 |
Contributions received in cash from employer | 2019-12-31 | $1,792,444 |
Employer contributions (assets) at end of year | 2019-12-31 | $282 |
Employer contributions (assets) at end of year | 2019-12-31 | $282 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $143 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $143 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,895,227 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,895,227 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2019-12-31 | 910189318 |
Accountancy firm EIN | 2019-12-31 | 910189318 |
2018 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,109,480 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $4,685,238 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $4,519,101 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,838,388 |
Value of total assets at end of year | 2018-12-31 | $39,371,429 |
Value of total assets at beginning of year | 2018-12-31 | $41,947,187 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $166,137 |
Total interest from all sources | 2018-12-31 | $48,612 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,464,326 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $166,137 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,139,240 |
Participant contributions at end of year | 2018-12-31 | $1,151,107 |
Participant contributions at beginning of year | 2018-12-31 | $983,356 |
Participant contributions at end of year | 2018-12-31 | $278 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $149,673 |
Total non interest bearing cash at end of year | 2018-12-31 | $7,873 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $6,319 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,575,758 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $39,371,429 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $41,947,187 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $37,475,184 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $40,535,106 |
Interest on participant loans | 2018-12-31 | $48,612 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $736,844 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $422,406 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,251,773 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $9,927 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,549,475 |
Employer contributions (assets) at end of year | 2018-12-31 | $143 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Income. Dividends from preferred stock | 2018-12-31 | $1,464,326 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $4,519,101 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2018-12-31 | 910189318 |
2017 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $8,552,293 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,764,085 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,609,312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,733,143 |
Value of total assets at end of year | 2017-12-31 | $41,947,187 |
Value of total assets at beginning of year | 2017-12-31 | $36,158,979 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $154,773 |
Total interest from all sources | 2017-12-31 | $40,566 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,330,027 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,330,027 |
Administrative expenses professional fees incurred | 2017-12-31 | $154,773 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,410,648 |
Participant contributions at end of year | 2017-12-31 | $983,356 |
Participant contributions at beginning of year | 2017-12-31 | $909,801 |
Participant contributions at beginning of year | 2017-12-31 | $253 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $322,495 |
Other income not declared elsewhere | 2017-12-31 | $5,509 |
Total non interest bearing cash at end of year | 2017-12-31 | $6,319 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $17,475 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,788,208 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $41,947,187 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $36,158,979 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $40,535,106 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $34,586,778 |
Interest on participant loans | 2017-12-31 | $40,566 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $422,406 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $644,672 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,435,644 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $7,404 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,609,312 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $6,230,265 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $5,517,582 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,349,930 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,935,695 |
Value of total assets at end of year | 2016-12-31 | $36,158,979 |
Value of total assets at beginning of year | 2016-12-31 | $35,446,296 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $167,652 |
Total interest from all sources | 2016-12-31 | $32,378 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,076,721 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,076,721 |
Administrative expenses professional fees incurred | 2016-12-31 | $121,636 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,275,750 |
Participant contributions at end of year | 2016-12-31 | $909,801 |
Participant contributions at beginning of year | 2016-12-31 | $681,768 |
Participant contributions at end of year | 2016-12-31 | $253 |
Participant contributions at beginning of year | 2016-12-31 | $47 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $200,763 |
Total non interest bearing cash at end of year | 2016-12-31 | $17,475 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $24,086 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $712,683 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $36,158,979 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $35,446,296 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $46,016 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $34,586,778 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $34,040,657 |
Interest on participant loans | 2016-12-31 | $32,378 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $644,672 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $680,393 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,177,981 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $7,490 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $459,182 |
Employer contributions (assets) at end of year | 2016-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $19,345 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,349,930 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2015 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,174 |
Total income from all sources (including contributions) | 2015-12-31 | $3,625,278 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,925,594 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,792,056 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,876,305 |
Value of total assets at end of year | 2015-12-31 | $35,446,296 |
Value of total assets at beginning of year | 2015-12-31 | $35,748,786 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $133,538 |
Total interest from all sources | 2015-12-31 | $24,541 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,216,381 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,216,381 |
Administrative expenses professional fees incurred | 2015-12-31 | $133,538 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,186,259 |
Participant contributions at end of year | 2015-12-31 | $681,768 |
Participant contributions at beginning of year | 2015-12-31 | $515,099 |
Participant contributions at end of year | 2015-12-31 | $47 |
Participant contributions at beginning of year | 2015-12-31 | $208 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $82,683 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $2,174 |
Total non interest bearing cash at end of year | 2015-12-31 | $24,086 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $2,494 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-300,316 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $35,446,296 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $35,746,612 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $34,040,657 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $34,588,734 |
Interest on participant loans | 2015-12-31 | $24,541 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $680,393 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $607,188 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,498,266 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $6,317 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,607,363 |
Employer contributions (assets) at end of year | 2015-12-31 | $19,345 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $35,063 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,792,056 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2015-12-31 | 910189318 |
2014 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,174 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $8,405 |
Total income from all sources (including contributions) | 2014-12-31 | $7,035,699 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $4,797,375 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $4,643,416 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,435,092 |
Value of total assets at end of year | 2014-12-31 | $35,748,786 |
Value of total assets at beginning of year | 2014-12-31 | $33,516,693 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $153,959 |
Total interest from all sources | 2014-12-31 | $17,438 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $990,084 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $990,084 |
Administrative expenses professional fees incurred | 2014-12-31 | $109,371 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,390,222 |
Participant contributions at end of year | 2014-12-31 | $515,099 |
Participant contributions at beginning of year | 2014-12-31 | $340,291 |
Participant contributions at end of year | 2014-12-31 | $208 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $178,753 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $2,174 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $300 |
Total non interest bearing cash at end of year | 2014-12-31 | $2,494 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,238,324 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $35,746,612 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $33,508,288 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $44,588 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $34,588,734 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $32,022,303 |
Interest on participant loans | 2014-12-31 | $17,438 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $607,188 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,057,400 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $8,619 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $8,619 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,586,060 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $7,025 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,866,117 |
Employer contributions (assets) at end of year | 2014-12-31 | $35,063 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $88,080 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $4,643,416 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $8,105 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2014-12-31 | 910189318 |
2013 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $8,405 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,443 |
Total income from all sources (including contributions) | 2013-12-31 | $8,256,594 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $2,498,598 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,352,300 |
Value of total corrective distributions | 2013-12-31 | $10,705 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,349,657 |
Value of total assets at end of year | 2013-12-31 | $33,516,693 |
Value of total assets at beginning of year | 2013-12-31 | $27,751,735 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $135,593 |
Total interest from all sources | 2013-12-31 | $10,993 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $733,920 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $733,920 |
Administrative expenses professional fees incurred | 2013-12-31 | $93,545 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,870,194 |
Participant contributions at end of year | 2013-12-31 | $340,291 |
Participant contributions at beginning of year | 2013-12-31 | $240,039 |
Participant contributions at beginning of year | 2013-12-31 | $123 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $335,918 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $300 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $50 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $5,757,996 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $33,508,288 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $27,750,292 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $42,048 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $32,022,303 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $26,279,634 |
Interest on participant loans | 2013-12-31 | $10,993 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,057,400 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,230,272 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $8,619 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,606 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,606 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,172,936 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-10,912 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,143,545 |
Employer contributions (assets) at end of year | 2013-12-31 | $88,080 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $61 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,352,300 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $8,105 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $1,393 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2013-12-31 | 910189318 |
2012 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,443 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $54,646 |
Total income from all sources (including contributions) | 2012-12-31 | $5,190,916 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,796,230 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,618,658 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,649,562 |
Value of total assets at end of year | 2012-12-31 | $27,751,735 |
Value of total assets at beginning of year | 2012-12-31 | $25,410,252 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $177,572 |
Total interest from all sources | 2012-12-31 | $9,522 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,082,556 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,082,556 |
Administrative expenses professional fees incurred | 2012-12-31 | $136,989 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,388,627 |
Participant contributions at end of year | 2012-12-31 | $240,039 |
Participant contributions at beginning of year | 2012-12-31 | $231,703 |
Participant contributions at end of year | 2012-12-31 | $123 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $36,871 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $748 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $54,444 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $50 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $202 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,394,686 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $27,750,292 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $25,355,606 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $40,583 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $26,279,634 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $25,123,237 |
Interest on participant loans | 2012-12-31 | $9,512 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,230,272 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,606 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $54,564 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $54,564 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $10 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,418,327 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $30,949 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $224,064 |
Employer contributions (assets) at end of year | 2012-12-31 | $61 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,618,658 |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $1,393 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2012-12-31 | 910189318 |
2011 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $54,646 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $2,728 |
Total income from all sources (including contributions) | 2011-12-31 | $1,094,328 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $3,391,315 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,197,344 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,562,860 |
Value of total assets at end of year | 2011-12-31 | $25,410,252 |
Value of total assets at beginning of year | 2011-12-31 | $27,655,321 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $193,971 |
Total interest from all sources | 2011-12-31 | $15,112 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $78,927 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,288,353 |
Participant contributions at end of year | 2011-12-31 | $231,703 |
Participant contributions at beginning of year | 2011-12-31 | $368,062 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $31 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $105,557 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $4,554 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $748 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $54,444 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $2,511 |
Other income not declared elsewhere | 2011-12-31 | $25,253 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $202 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $217 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,296,987 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $25,355,606 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $27,652,593 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $40,907 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $25,123,237 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $27,284,299 |
Interest on participant loans | 2011-12-31 | $15,112 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $54,564 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $2,790 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $2,790 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-508,897 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $168,950 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $139 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,192,790 |
Contract administrator fees | 2011-12-31 | $74,137 |
Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2011-12-31 | 910189318 |
2010 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $2,728 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $662 |
Total income from all sources (including contributions) | 2010-12-31 | $4,886,834 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $3,366,490 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $3,222,295 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,397,203 |
Value of total assets at end of year | 2010-12-31 | $27,655,321 |
Value of total assets at beginning of year | 2010-12-31 | $26,132,911 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $144,195 |
Total interest from all sources | 2010-12-31 | $22,363 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $64,347 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,273,728 |
Participant contributions at end of year | 2010-12-31 | $368,062 |
Participant contributions at beginning of year | 2010-12-31 | $427,734 |
Participant contributions at end of year | 2010-12-31 | $31 |
Participant contributions at beginning of year | 2010-12-31 | $457 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $123,475 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $16,112 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $2,511 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $90 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $217 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $572 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,520,344 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $27,652,593 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $26,132,249 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $40,287 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $27,284,299 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,682,577 |
Interest on participant loans | 2010-12-31 | $22,361 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $2,790 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $6,031 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $6,031 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,467,268 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Employer contributions (assets) at end of year | 2010-12-31 | $139 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,222,295 |
Contract administrator fees | 2010-12-31 | $39,561 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2010-12-31 | 910189318 |
2009 : SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SWANSON GROUP, INC. AND AFFILIATED COMPANIES EMPLOYEE SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |