?>
Logo

HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN
Plan identification number 001

HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MALARKEY ROOFING has sponsored the creation of one or more 401k plans.

Company Name:MALARKEY ROOFING
Employer identification number (EIN):930508973
NAIC Classification:339900

Additional information about MALARKEY ROOFING

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 2062-12-24
Company Identification Number: 7011612
Legal Registered Office Address: 1552 CHANDLER RD

LAKE OSWEGO
United States of America (USA)
97034

More information about MALARKEY ROOFING

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MAX SCHWARTZ
0012016-01-01MAX SCHWARTZ
0012015-01-01JAMES S. FAGAN
0012014-01-01JAMES S. FAGAN
0012013-01-01JAMES S. FAGEN
0012012-01-01JAMES S. FAGEN
0012011-01-01JAMES S. FAGEN
0012010-01-01JENNIFER A KETTLESTRINGS2011-07-27 JENNIFER A KETTLESTRINGS2011-07-27

Plan Statistics for HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01612
Total number of active participants reported on line 7a of the Form 55002022-01-01556
Number of retired or separated participants receiving benefits2022-01-0121
Number of other retired or separated participants entitled to future benefits2022-01-0153
Total of all active and inactive participants2022-01-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01630
Number of participants with account balances2022-01-01615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0144
2021: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01542
Total number of active participants reported on line 7a of the Form 55002021-01-01559
Number of retired or separated participants receiving benefits2021-01-0112
Number of other retired or separated participants entitled to future benefits2021-01-0141
Total of all active and inactive participants2021-01-01612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01612
Number of participants with account balances2021-01-01587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0133
2020: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01496
Total number of active participants reported on line 7a of the Form 55002020-01-01499
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-0132
Total of all active and inactive participants2020-01-01542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01542
Number of participants with account balances2020-01-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01495
Total number of active participants reported on line 7a of the Form 55002019-01-01448
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-0131
Total of all active and inactive participants2019-01-01496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01496
Number of participants with account balances2019-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0119
2018: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01488
Total number of active participants reported on line 7a of the Form 55002018-01-01453
Number of retired or separated participants receiving benefits2018-01-0112
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01491
Number of participants with account balances2018-01-01436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01475
Total number of active participants reported on line 7a of the Form 55002017-01-01463
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01488
Number of participants with account balances2017-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0122
2016: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01308
Total number of active participants reported on line 7a of the Form 55002016-01-01456
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01475
Number of participants with account balances2016-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01281
Total number of active participants reported on line 7a of the Form 55002015-01-01283
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01308
Number of participants with account balances2015-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01269
Total number of active participants reported on line 7a of the Form 55002014-01-01259
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01281
Number of participants with account balances2014-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01228
Total number of active participants reported on line 7a of the Form 55002013-01-01248
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01269
Number of participants with account balances2013-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01162
Total number of active participants reported on line 7a of the Form 55002012-01-01203
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01228
Number of participants with account balances2012-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01133
Total number of active participants reported on line 7a of the Form 55002011-01-01146
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01162
Total participants2011-01-01162
Number of participants with account balances2011-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012

Financial Data on HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$19,072
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,825,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,658,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,386,462
Value of total assets at end of year2022-12-31$39,544,877
Value of total assets at beginning of year2022-12-31$43,350,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$166,451
Total interest from all sources2022-12-31$63,576
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$937,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$937,088
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,856,602
Participant contributions at end of year2022-12-31$1,182,940
Participant contributions at beginning of year2022-12-31$1,237,768
Participant contributions at end of year2022-12-31$1,195
Participant contributions at beginning of year2022-12-31$8,392
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$541,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,805,928
Value of net assets at end of year (total assets less liabilities)2022-12-31$39,544,877
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$43,350,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,522,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$29,193,869
Interest on participant loans2022-12-31$63,576
Value of interest in common/collective trusts at end of year2022-12-31$10,742,986
Value of interest in common/collective trusts at beginning of year2022-12-31$8,567,748
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,095,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,338,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,368,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,988,178
Employer contributions (assets) at end of year2022-12-31$17
Employer contributions (assets) at beginning of year2022-12-31$4,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,658,549
Contract administrator fees2022-12-31$166,451
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE MORAN
Accountancy firm EIN2022-12-31381357951
2021 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,746,901
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,738,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,582,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,369,769
Value of total assets at end of year2021-12-31$43,350,805
Value of total assets at beginning of year2021-12-31$36,342,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$156,542
Total interest from all sources2021-12-31$62,325
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,590,885
Participant contributions at end of year2021-12-31$1,237,768
Participant contributions at beginning of year2021-12-31$932,297
Participant contributions at end of year2021-12-31$8,392
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$85,827
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,008,222
Value of net assets at end of year (total assets less liabilities)2021-12-31$43,350,805
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$36,342,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$156,542
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$29,193,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$24,661,199
Interest on participant loans2021-12-31$62,325
Value of interest in common/collective trusts at end of year2021-12-31$8,567,748
Value of interest in common/collective trusts at beginning of year2021-12-31$6,612,354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,338,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,136,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,314,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,693,057
Employer contributions (assets) at end of year2021-12-31$4,741
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,582,137
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2021-12-31931042710
2020 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$71,519
Total income from all sources (including contributions)2020-12-31$9,978,827
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,793,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,657,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,645,690
Value of total assets at end of year2020-12-31$36,342,583
Value of total assets at beginning of year2020-12-31$34,228,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$135,233
Total interest from all sources2020-12-31$62,845
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,090,615
Participant contributions at end of year2020-12-31$932,297
Participant contributions at beginning of year2020-12-31$1,056,707
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$943
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$944,775
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$71,519
Other income not declared elsewhere2020-12-31$71,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,185,735
Value of net assets at end of year (total assets less liabilities)2020-12-31$36,342,583
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$34,156,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$135,233
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$24,661,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,703,987
Interest on participant loans2020-12-31$62,845
Value of interest in common/collective trusts at end of year2020-12-31$6,612,354
Value of interest in common/collective trusts at beginning of year2020-12-31$6,150,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,136,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,315,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,198,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,610,300
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,657,859
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2020-12-31931042710
2019 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$71,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$71,619
Total income from all sources (including contributions)2019-12-31$9,809,778
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,459,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,354,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,355,085
Value of total assets at end of year2019-12-31$34,228,367
Value of total assets at beginning of year2019-12-31$27,878,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$105,009
Total interest from all sources2019-12-31$68,412
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,816,482
Participant contributions at end of year2019-12-31$1,056,707
Participant contributions at beginning of year2019-12-31$1,075,238
Participant contributions at end of year2019-12-31$943
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$77,583
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$39,349
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$71,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$71,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,349,887
Value of net assets at end of year (total assets less liabilities)2019-12-31$34,156,848
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,806,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$105,009
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,703,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$23,999,669
Income. Interest from loans (other than to participants)2019-12-31$68,412
Value of interest in common/collective trusts at end of year2019-12-31$6,150,500
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,315,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,803,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,386,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,461,020
Employer contributions (assets) at end of year2019-12-31$436
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,315,533
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2019-12-31931042710
2018 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$2,171,377
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$71,619
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$10,010
Total income from all sources (including contributions)2018-12-31$3,095,719
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,191,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,096,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,352,456
Value of total assets at end of year2018-12-31$27,878,580
Value of total assets at beginning of year2018-12-31$23,741,636
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$95,614
Total interest from all sources2018-12-31$58,874
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,703,655
Participant contributions at end of year2018-12-31$1,075,238
Participant contributions at beginning of year2018-12-31$839,095
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$227,244
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$59,868
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$71,619
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$10,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,903,958
Value of net assets at end of year (total assets less liabilities)2018-12-31$27,806,961
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,731,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$95,614
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$23,999,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$21,616,245
Interest on participant loans2018-12-31$58,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,803,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,286,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,315,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,421,557
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,036,279
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2018-12-31931042710
2017 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$10,010
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,049,020
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,300,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,229,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,099,552
Value of total assets at end of year2017-12-31$23,741,636
Value of total assets at beginning of year2017-12-31$17,983,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$71,600
Total interest from all sources2017-12-31$37,648
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,467,025
Participant contributions at end of year2017-12-31$839,095
Participant contributions at beginning of year2017-12-31$630,751
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$62,658
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,439,601
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$10,010
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,748,357
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,731,626
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,983,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$71,600
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$21,616,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,166,686
Interest on participant loans2017-12-31$37,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,286,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,094,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,911,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,192,926
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$28,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,229,063
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2017-12-31931042710
2016 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,975,471
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,477,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,418,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,641,932
Value of total assets at end of year2016-12-31$17,983,269
Value of total assets at beginning of year2016-12-31$15,485,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,755
Total interest from all sources2016-12-31$22,230
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,719,512
Participant contributions at end of year2016-12-31$630,751
Participant contributions at beginning of year2016-12-31$633,263
Participant contributions at end of year2016-12-31$62,658
Participant contributions at beginning of year2016-12-31$56,628
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$151,274
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$11,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$2,497,697
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,983,269
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,485,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$59,755
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,166,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,682,481
Interest on participant loans2016-12-31$18,642
Interest earned on other investments2016-12-31$3,588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,094,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,076,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,311,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$771,146
Employer contributions (assets) at end of year2016-12-31$28,424
Employer contributions (assets) at beginning of year2016-12-31$25,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,418,019
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2016-12-31931042710
2015 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,317,128
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,127,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,067,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,399,957
Value of total assets at end of year2015-12-31$15,485,572
Value of total assets at beginning of year2015-12-31$14,295,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$60,227
Total interest from all sources2015-12-31$30,273
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,542,297
Participant contributions at end of year2015-12-31$633,263
Participant contributions at beginning of year2015-12-31$612,144
Participant contributions at end of year2015-12-31$56,628
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$160,292
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$11,135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$1,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$1,189,756
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,485,572
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,295,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$59,115
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,682,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,682,578
Interest on participant loans2015-12-31$30,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,076,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-113,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$697,368
Employer contributions (assets) at end of year2015-12-31$25,583
Employer contributions (assets) at beginning of year2015-12-31$1,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,067,145
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2015-12-31931042710
2014 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,619,519
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$577,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$517,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,766,838
Value of total assets at end of year2014-12-31$14,295,816
Value of total assets at beginning of year2014-12-31$12,253,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$60,569
Total interest from all sources2014-12-31$29,575
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,194,493
Participant contributions at end of year2014-12-31$612,144
Participant contributions at beginning of year2014-12-31$652,779
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$556
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$15,532
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$2,041,944
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,295,816
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,253,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$60,569
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,682,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,599,999
Interest on participant loans2014-12-31$29,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$823,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$556,813
Employer contributions (assets) at end of year2014-12-31$1,094
Employer contributions (assets) at beginning of year2014-12-31$538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$517,006
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2014-12-31931042710
2013 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,646,926
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,191,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,157,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,750,711
Value of total assets at end of year2013-12-31$12,253,872
Value of total assets at beginning of year2013-12-31$9,798,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$34,340
Total interest from all sources2013-12-31$32,133
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,103,847
Participant contributions at end of year2013-12-31$652,779
Participant contributions at beginning of year2013-12-31$677,818
Participant contributions at end of year2013-12-31$556
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$155,895
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,455,351
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,253,872
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,798,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$34,340
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,599,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,104,148
Interest on participant loans2013-12-31$32,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,864,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$490,969
Employer contributions (assets) at end of year2013-12-31$538
Employer contributions (assets) at beginning of year2013-12-31$13,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,157,235
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2013-12-31931042710
2012 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$6
Total income from all sources (including contributions)2012-12-31$2,749,862
Total of all expenses incurred2012-12-31$644,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$634,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,722,400
Value of total assets at end of year2012-12-31$9,798,521
Value of total assets at beginning of year2012-12-31$7,692,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,042
Total interest from all sources2012-12-31$28,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$953,750
Participant contributions at end of year2012-12-31$677,818
Participant contributions at beginning of year2012-12-31$450,085
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$328,959
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,690
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,105,730
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,798,521
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,692,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$10,042
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,104,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,239,953
Interest on participant loans2012-12-31$28,747
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$998,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$439,691
Employer contributions (assets) at end of year2012-12-31$13,865
Employer contributions (assets) at beginning of year2012-12-31$2,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$634,090
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2012-12-31931042710
2011 : HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$14
Total income from all sources (including contributions)2011-12-31$1,149,282
Total of all expenses incurred2011-12-31$542,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$532,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,264,373
Value of total assets at end of year2011-12-31$7,692,827
Value of total assets at beginning of year2011-12-31$7,086,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,436
Total interest from all sources2011-12-31$22,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$842,792
Participant contributions at end of year2011-12-31$450,085
Participant contributions at beginning of year2011-12-31$321,421
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$30,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$6
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$14
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$606,578
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,692,821
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,086,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$10,436
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,239,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,763,276
Interest on participant loans2011-12-31$22,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$14
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-137,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$391,268
Employer contributions (assets) at end of year2011-12-31$2,783
Employer contributions (assets) at beginning of year2011-12-31$1,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$532,268
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GEFFEN MESHER & COMPANY, PC
Accountancy firm EIN2011-12-31931042710

Form 5500 Responses for HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN

2022: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HERBERT MALARKEY ROOFING COMPANY 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number91618-01
Policy instance 1
Insurance contract or identification number91618-01
Number of Individuals Covered288
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number91618-01
Policy instance 1
Insurance contract or identification number91618-01
Number of Individuals Covered283
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number91618-01
Policy instance 1
Insurance contract or identification number91618-01
Number of Individuals Covered280
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number91618-01
Policy instance 1
Insurance contract or identification number91618-01
Number of Individuals Covered247
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number91618-01
Policy instance 1
Insurance contract or identification number91618-01
Number of Individuals Covered239
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number91618-01
Policy instance 1
Insurance contract or identification number91618-01
Number of Individuals Covered141
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $498
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $498
Insurance broker organization code?3
Insurance broker nameSTEPHEN BEYER

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3