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KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 401k Plan overview

Plan NameKAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST
Plan identification number 001

KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KAYE-SMITH ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name:KAYE-SMITH ENTERPRISES, INC.
Employer identification number (EIN):930523003
NAIC Classification:323100

Additional information about KAYE-SMITH ENTERPRISES, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 2063-10-18
Company Identification Number: 7202419
Legal Registered Office Address: 4810 N LAGOON AVE STE 300

PORTLAND
United States of America (USA)
97217

More information about KAYE-SMITH ENTERPRISES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOAN ST MARIE
0012016-01-01JOAN ST MARIE
0012015-01-01JOAN ST MARIE
0012014-01-01JOAN ST MARIE
0012013-01-01JOAN ST MARIE
0012012-01-01JOAN ST. MARIE
0012011-01-01JOAN ST. MARIE
0012010-01-01JOAN ST. MARIE
0012009-01-01JOAN ST. MARIE

Plan Statistics for KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST

401k plan membership statisitcs for KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2022: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01233
Total number of active participants reported on line 7a of the Form 55002022-01-01212
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0151
Total of all active and inactive participants2022-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01267
Number of participants with account balances2022-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01226
Total number of active participants reported on line 7a of the Form 55002021-01-01183
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0148
Total of all active and inactive participants2021-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01233
Number of participants with account balances2021-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01177
Total number of active participants reported on line 7a of the Form 55002020-01-01174
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0151
Total of all active and inactive participants2020-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01225
Number of participants with account balances2020-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01212
Total number of active participants reported on line 7a of the Form 55002019-01-01176
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0149
Total of all active and inactive participants2019-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01226
Number of participants with account balances2019-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01196
Total number of active participants reported on line 7a of the Form 55002018-01-01158
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0150
Total of all active and inactive participants2018-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01209
Number of participants with account balances2018-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01187
Total number of active participants reported on line 7a of the Form 55002017-01-01144
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0148
Total of all active and inactive participants2017-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01194
Number of participants with account balances2017-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01188
Total number of active participants reported on line 7a of the Form 55002016-01-01137
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01186
Number of participants with account balances2016-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01197
Total number of active participants reported on line 7a of the Form 55002015-01-01137
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0147
Total of all active and inactive participants2015-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01186
Number of participants with account balances2015-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01211
Total number of active participants reported on line 7a of the Form 55002014-01-01138
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01196
Number of participants with account balances2014-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01270
Total number of active participants reported on line 7a of the Form 55002013-01-01160
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0148
Total of all active and inactive participants2013-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01208
Number of participants with account balances2013-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01282
Total number of active participants reported on line 7a of the Form 55002012-01-01161
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01103
Total of all active and inactive participants2012-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01264
Number of participants with account balances2012-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01325
Total number of active participants reported on line 7a of the Form 55002011-01-01169
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01114
Total of all active and inactive participants2011-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01283
Number of participants with account balances2011-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01326
Total number of active participants reported on line 7a of the Form 55002010-01-01211
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01114
Total of all active and inactive participants2010-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01325
Number of participants with account balances2010-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01344
Total number of active participants reported on line 7a of the Form 55002009-01-01204
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01122
Total of all active and inactive participants2009-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01326
Number of participants with account balances2009-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2022 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,889,140
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,503,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,444,181
Value of total corrective distributions2022-12-31$9,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$892,921
Value of total assets at end of year2022-12-31$14,872,245
Value of total assets at beginning of year2022-12-31$20,265,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$50,122
Total interest from all sources2022-12-31$7,502
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$252,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$252,908
Administrative expenses professional fees incurred2022-12-31$15,250
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$762,565
Participant contributions at end of year2022-12-31$153,057
Participant contributions at beginning of year2022-12-31$118,050
Participant contributions at end of year2022-12-31$531
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$64,756
Administrative expenses (other) incurred2022-12-31$2,427
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$99
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,392,828
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,872,245
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$20,265,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$17,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,328,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$19,579,814
Interest on participant loans2022-12-31$7,502
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$385,238
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$561,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,042,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$65,600
Employer contributions (assets) at end of year2022-12-31$5,100
Employer contributions (assets) at beginning of year2022-12-31$5,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,444,181
Contract administrator fees2022-12-31$14,796
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2022-12-31911301672
2021 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,849,941
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,077,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,043,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$788,480
Value of total assets at end of year2021-12-31$20,265,073
Value of total assets at beginning of year2021-12-31$18,492,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$34,077
Total interest from all sources2021-12-31$18,382
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$372,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$372,753
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$721,303
Participant contributions at end of year2021-12-31$118,050
Participant contributions at beginning of year2021-12-31$154,428
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,876
Administrative expenses (other) incurred2021-12-31$1,094
Total non interest bearing cash at end of year2021-12-31$99
Total non interest bearing cash at beginning of year2021-12-31$99
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$201
Value of net income/loss2021-12-31$1,772,328
Value of net assets at end of year (total assets less liabilities)2021-12-31$20,265,073
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,492,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$18,324
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$19,579,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$16,924,361
Interest on participant loans2021-12-31$7,130
Interest earned on other investments2021-12-31$11,252
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$561,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,407,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,670,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$62,100
Employer contributions (assets) at end of year2021-12-31$5,700
Employer contributions (assets) at beginning of year2021-12-31$6,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,043,536
Contract administrator fees2021-12-31$14,659
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2021-12-31911301672
2020 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,700,867
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,323,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,289,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$778,971
Value of total assets at end of year2020-12-31$18,492,745
Value of total assets at beginning of year2020-12-31$16,115,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$34,742
Total interest from all sources2020-12-31$28,063
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$590,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$590,914
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$716,811
Participant contributions at end of year2020-12-31$154,428
Participant contributions at beginning of year2020-12-31$125,407
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$195
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$90
Administrative expenses (other) incurred2020-12-31$34,742
Total non interest bearing cash at end of year2020-12-31$99
Total non interest bearing cash at beginning of year2020-12-31$93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,376,993
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,492,745
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,115,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$16,924,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,990,057
Interest on participant loans2020-12-31$7,882
Interest earned on other investments2020-12-31$20,181
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,407,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,128,918
Net investment gain/loss from pooled separate accounts2020-12-31$1,174,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$62,070
Employer contributions (assets) at end of year2020-12-31$6,190
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,289,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2020-12-31911301672
2019 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,090,155
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,719,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,693,408
Value of total corrective distributions2019-12-31$8,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$813,079
Value of total assets at end of year2019-12-31$16,115,752
Value of total assets at beginning of year2019-12-31$13,744,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,188
Total interest from all sources2019-12-31$54,825
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$475
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$694,394
Participant contributions at end of year2019-12-31$125,407
Participant contributions at beginning of year2019-12-31$176,232
Participant contributions at end of year2019-12-31$195
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$62,060
Total non interest bearing cash at end of year2019-12-31$93
Total non interest bearing cash at beginning of year2019-12-31$92
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,370,861
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,115,752
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,744,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,990,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,568,567
Interest on participant loans2019-12-31$8,314
Interest earned on other investments2019-12-31$46,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,222,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$56,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,693,408
Contract administrator fees2019-12-31$16,713
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2019-12-31911301672
2018 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-2,976
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$207,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$191,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$776,104
Value of total assets at end of year2018-12-31$13,744,891
Value of total assets at beginning of year2018-12-31$13,955,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,832
Total interest from all sources2018-12-31$49,476
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$625
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$591,402
Participant contributions at end of year2018-12-31$176,232
Participant contributions at beginning of year2018-12-31$142,980
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$137,671
Total non interest bearing cash at end of year2018-12-31$92
Total non interest bearing cash at beginning of year2018-12-31$90
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-210,582
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,744,891
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,955,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,568,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,812,269
Interest on participant loans2018-12-31$7,366
Interest earned on other investments2018-12-31$42,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-828,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$47,031
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$191,774
Contract administrator fees2018-12-31$15,207
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2018-12-31911301672
2017 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,965,868
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$541,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$527,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$634,420
Value of total assets at end of year2017-12-31$13,955,473
Value of total assets at beginning of year2017-12-31$11,531,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,228
Total interest from all sources2017-12-31$39,005
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$450
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$520,943
Participant contributions at end of year2017-12-31$142,980
Participant contributions at beginning of year2017-12-31$182,990
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$67,143
Total non interest bearing cash at end of year2017-12-31$90
Total non interest bearing cash at beginning of year2017-12-31$91
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,424,466
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,955,473
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,531,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,812,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,288,629
Interest on participant loans2017-12-31$6,988
Interest earned on other investments2017-12-31$31,991
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$58,985
Net investment gain/loss from pooled separate accounts2017-12-31$2,292,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$46,334
Employer contributions (assets) at end of year2017-12-31$134
Employer contributions (assets) at beginning of year2017-12-31$312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$527,174
Contract administrator fees2017-12-31$13,778
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2017-12-31911301672
2016 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,255,740
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$391,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$378,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$503,866
Value of total assets at end of year2016-12-31$11,531,007
Value of total assets at beginning of year2016-12-31$10,666,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,591
Total interest from all sources2016-12-31$39,675
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$456,726
Participant contributions at end of year2016-12-31$182,990
Participant contributions at beginning of year2016-12-31$153,537
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$68
Administrative expenses (other) incurred2016-12-31$825
Total non interest bearing cash at end of year2016-12-31$91
Total non interest bearing cash at beginning of year2016-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$864,653
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,531,007
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,666,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,288,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,459,978
Interest on participant loans2016-12-31$7,222
Interest earned on other investments2016-12-31$32,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$235
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$58,985
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$52,816
Net investment gain/loss from pooled separate accounts2016-12-31$712,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$47,072
Employer contributions (assets) at end of year2016-12-31$312
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$378,496
Contract administrator fees2016-12-31$11,766
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2016-12-31911301672
2015 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$579,637
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$587,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$579,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$440,445
Value of total assets at end of year2015-12-31$10,666,354
Value of total assets at beginning of year2015-12-31$10,674,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,205
Total interest from all sources2015-12-31$31,974
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$7,605
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$428,361
Participant contributions at end of year2015-12-31$153,537
Participant contributions at beginning of year2015-12-31$204,047
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,234
Administrative expenses (other) incurred2015-12-31$600
Total non interest bearing cash at end of year2015-12-31$23
Total non interest bearing cash at beginning of year2015-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,216
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,666,354
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,674,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,459,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,416,994
Interest on participant loans2015-12-31$8,052
Interest earned on other investments2015-12-31$23,785
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$137
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$52,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$53,506
Net investment gain/loss from pooled separate accounts2015-12-31$107,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$579,648
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2015-12-31911301672
2014 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,128,194
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$801,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$798,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$417,709
Value of total assets at end of year2014-12-31$10,674,570
Value of total assets at beginning of year2014-12-31$10,347,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,336
Total interest from all sources2014-12-31$16,037
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$900
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$413,608
Participant contributions at end of year2014-12-31$204,047
Participant contributions at beginning of year2014-12-31$231,407
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,101
Administrative expenses (other) incurred2014-12-31$83
Total non interest bearing cash at end of year2014-12-31$23
Total non interest bearing cash at beginning of year2014-12-31$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$327,158
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,674,570
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,347,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,416,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,067,821
Interest on participant loans2014-12-31$9,392
Interest earned on other investments2014-12-31$6,493
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$53,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$48,160
Net investment gain/loss from pooled separate accounts2014-12-31$694,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$798,700
Contract administrator fees2014-12-31$1,353
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2014-12-31911301672
2013 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,310,532
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$681,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$679,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$414,133
Value of total assets at end of year2013-12-31$10,347,412
Value of total assets at beginning of year2013-12-31$8,718,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,912
Total interest from all sources2013-12-31$10,552
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$750
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$414,133
Participant contributions at end of year2013-12-31$231,407
Participant contributions at beginning of year2013-12-31$260,878
Other income not declared elsewhere2013-12-31$4,604
Administrative expenses (other) incurred2013-12-31$219
Total non interest bearing cash at end of year2013-12-31$24
Total non interest bearing cash at beginning of year2013-12-31$152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,628,665
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,347,412
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,718,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,067,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,414,723
Interest on participant loans2013-12-31$10,391
Interest earned on other investments2013-12-31$161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$48,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$42,994
Net investment gain/loss from pooled separate accounts2013-12-31$1,881,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$679,955
Contract administrator fees2013-12-31$943
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2013-12-31911301672
2012 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,504,163
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$713,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$700,211
Expenses. Certain deemed distributions of participant loans2012-12-31$9,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$440,041
Value of total assets at end of year2012-12-31$8,718,747
Value of total assets at beginning of year2012-12-31$7,927,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,319
Total interest from all sources2012-12-31$9,485
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$2,300
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$440,041
Participant contributions at end of year2012-12-31$260,878
Participant contributions at beginning of year2012-12-31$130,036
Other income not declared elsewhere2012-12-31$4,157
Administrative expenses (other) incurred2012-12-31$77
Total non interest bearing cash at end of year2012-12-31$152
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$791,145
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,718,747
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,927,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$8,414,723
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,756,666
Interest on participant loans2012-12-31$9,127
Interest earned on other investments2012-12-31$358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$42,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$40,900
Net investment gain/loss from pooled separate accounts2012-12-31$1,050,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$700,211
Contract administrator fees2012-12-31$942
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2012-12-31911301672
2011 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$218,872
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$622,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$621,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$433,574
Value of total assets at end of year2011-12-31$7,927,602
Value of total assets at beginning of year2011-12-31$8,331,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,503
Total interest from all sources2011-12-31$7,895
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$600
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$430,902
Participant contributions at end of year2011-12-31$130,036
Participant contributions at beginning of year2011-12-31$189,862
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,672
Other income not declared elsewhere2011-12-31$4,082
Administrative expenses (other) incurred2011-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-404,069
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,927,602
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,331,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,756,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,106,466
Interest on participant loans2011-12-31$7,353
Interest earned on other investments2011-12-31$542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$40,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$35,343
Net investment gain/loss from pooled separate accounts2011-12-31$-226,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$621,438
Contract administrator fees2011-12-31$898
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2011-12-31911301672
2010 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,486,722
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$546,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$530,735
Value of total corrective distributions2010-12-31$13,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$432,596
Value of total assets at end of year2010-12-31$8,331,671
Value of total assets at beginning of year2010-12-31$7,391,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,478
Total interest from all sources2010-12-31$9,224
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,650
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$432,596
Participant contributions at end of year2010-12-31$189,862
Participant contributions at beginning of year2010-12-31$183,475
Other income not declared elsewhere2010-12-31$1,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$939,839
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,331,671
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,391,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,106,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,175,457
Interest on participant loans2010-12-31$8,677
Interest earned on other investments2010-12-31$547
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$35,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$32,900
Net investment gain/loss from pooled separate accounts2010-12-31$1,043,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$530,735
Contract administrator fees2010-12-31$828
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SWEENEY CONRAD, PS
Accountancy firm EIN2010-12-31911301672

Form 5500 Responses for KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST

2022: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberKA14P2
Policy instance 1
Insurance contract or identification numberKA14P2
Number of Individuals Covered23
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberKA14P2
Policy instance 1
Insurance contract or identification numberKA14P2
Number of Individuals Covered192
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberKA14P2
Policy instance 2
Insurance contract or identification numberKA14P2
Number of Individuals Covered24
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-10-12
Total amount of commissions paid to insurance brokerUSD $13,394
Total amount of fees paid to insurance companyUSD $6,446
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,394
Insurance broker organization code?3
Amount paid for insurance broker fees6446
Additional information about fees paid to insurance brokerFORUM REVENUE & LOAN PROCESSING FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered203
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $15,610
Total amount of fees paid to insurance companyUSD $8,282
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,610
Insurance broker organization code?3
Amount paid for insurance broker fees8282
Additional information about fees paid to insurance brokerFORUM REVENUE & LOAN PROCESSING FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered177
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $12,764
Total amount of fees paid to insurance companyUSD $6,830
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,764
Insurance broker organization code?3
Amount paid for insurance broker fees6830
Additional information about fees paid to insurance brokerFORUM REVENUE & LOAN PROCESSING FEES
Insurance broker nameFLEX-PLAN RETIREMENT SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered174
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $6,282
Total amount of fees paid to insurance companyUSD $6,013
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6013
Additional information about fees paid to insurance brokerFORUM REVENUE & LOAN PROCESSING FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $4,492
Insurance broker nameLPL FINANCIAL CORPORATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered183
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $5,298
Total amount of fees paid to insurance companyUSD $6,204
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,298
Insurance broker organization code?3
Amount paid for insurance broker fees4828
Additional information about fees paid to insurance brokerFORUM REVENUE & LOAN PROCESSING FEES
Insurance broker nameHUNTER BENEFITS CONSULTING GROUP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered191
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,729
Total amount of fees paid to insurance companyUSD $5,480
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5480
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $4,729
Insurance broker nameADMINISTRATIVE SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered245
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,264
Total amount of fees paid to insurance companyUSD $6,568
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5707
Additional information about fees paid to insurance brokerADMINISTRATION AND TPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $4,264
Insurance broker nameHUNTER BENEFITS CONSULTING GROUP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered260
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,168
Total amount of fees paid to insurance companyUSD $5,460
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56208
Policy instance 1
Insurance contract or identification number56208
Number of Individuals Covered276
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,706
Total amount of fees paid to insurance companyUSD $4,498
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,706
Insurance broker organization code?5
Amount paid for insurance broker fees2848
Additional information about fees paid to insurance brokerJOHN HANCOCK PAID TPA EFFICIENCY ALLOWANCE
Insurance broker nameADMINISTRATIVE SERVICES, INC.

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