KAYE-SMITH ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.
Additional information about KAYE-SMITH ENTERPRISES, INC.
Submission information for form 5500 for 401k plan KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST
401k plan membership statisitcs for KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST
Measure | Date | Value |
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2022 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,889,140 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,503,688 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,444,181 |
Value of total corrective distributions | 2022-12-31 | $9,385 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $892,921 |
Value of total assets at end of year | 2022-12-31 | $14,872,245 |
Value of total assets at beginning of year | 2022-12-31 | $20,265,073 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $50,122 |
Total interest from all sources | 2022-12-31 | $7,502 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $252,908 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $252,908 |
Administrative expenses professional fees incurred | 2022-12-31 | $15,250 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $762,565 |
Participant contributions at end of year | 2022-12-31 | $153,057 |
Participant contributions at beginning of year | 2022-12-31 | $118,050 |
Participant contributions at end of year | 2022-12-31 | $531 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $64,756 |
Administrative expenses (other) incurred | 2022-12-31 | $2,427 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $99 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-5,392,828 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $14,872,245 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $20,265,073 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $17,649 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $14,328,319 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $19,579,814 |
Interest on participant loans | 2022-12-31 | $7,502 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $385,238 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $561,410 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,042,471 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $65,600 |
Employer contributions (assets) at end of year | 2022-12-31 | $5,100 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $5,700 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,444,181 |
Contract administrator fees | 2022-12-31 | $14,796 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2022-12-31 | 911301672 |
2021 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,849,941 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,077,613 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,043,536 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $788,480 |
Value of total assets at end of year | 2021-12-31 | $20,265,073 |
Value of total assets at beginning of year | 2021-12-31 | $18,492,745 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $34,077 |
Total interest from all sources | 2021-12-31 | $18,382 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $372,753 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $372,753 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $721,303 |
Participant contributions at end of year | 2021-12-31 | $118,050 |
Participant contributions at beginning of year | 2021-12-31 | $154,428 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $4,876 |
Administrative expenses (other) incurred | 2021-12-31 | $1,094 |
Total non interest bearing cash at end of year | 2021-12-31 | $99 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $99 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Income. Non cash contributions | 2021-12-31 | $201 |
Value of net income/loss | 2021-12-31 | $1,772,328 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $20,265,073 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $18,492,745 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $18,324 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $19,579,814 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $16,924,361 |
Interest on participant loans | 2021-12-31 | $7,130 |
Interest earned on other investments | 2021-12-31 | $11,252 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $561,410 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,407,667 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,670,326 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $62,100 |
Employer contributions (assets) at end of year | 2021-12-31 | $5,700 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $6,190 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,043,536 |
Contract administrator fees | 2021-12-31 | $14,659 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2021-12-31 | 911301672 |
2020 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,700,867 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,323,874 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,289,132 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $778,971 |
Value of total assets at end of year | 2020-12-31 | $18,492,745 |
Value of total assets at beginning of year | 2020-12-31 | $16,115,752 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $34,742 |
Total interest from all sources | 2020-12-31 | $28,063 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $590,914 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $590,914 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $716,811 |
Participant contributions at end of year | 2020-12-31 | $154,428 |
Participant contributions at beginning of year | 2020-12-31 | $125,407 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $195 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $90 |
Administrative expenses (other) incurred | 2020-12-31 | $34,742 |
Total non interest bearing cash at end of year | 2020-12-31 | $99 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $93 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,376,993 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $18,492,745 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $16,115,752 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $16,924,361 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $15,990,057 |
Interest on participant loans | 2020-12-31 | $7,882 |
Interest earned on other investments | 2020-12-31 | $20,181 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,407,667 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,128,918 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $1,174,001 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $62,070 |
Employer contributions (assets) at end of year | 2020-12-31 | $6,190 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,289,132 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2020-12-31 | 911301672 |
2019 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $4,090,155 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,719,294 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,693,408 |
Value of total corrective distributions | 2019-12-31 | $8,698 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $813,079 |
Value of total assets at end of year | 2019-12-31 | $16,115,752 |
Value of total assets at beginning of year | 2019-12-31 | $13,744,891 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $17,188 |
Total interest from all sources | 2019-12-31 | $54,825 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Administrative expenses professional fees incurred | 2019-12-31 | $475 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $694,394 |
Participant contributions at end of year | 2019-12-31 | $125,407 |
Participant contributions at beginning of year | 2019-12-31 | $176,232 |
Participant contributions at end of year | 2019-12-31 | $195 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $62,060 |
Total non interest bearing cash at end of year | 2019-12-31 | $93 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $92 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,370,861 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $16,115,752 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $13,744,891 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,990,057 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $13,568,567 |
Interest on participant loans | 2019-12-31 | $8,314 |
Interest earned on other investments | 2019-12-31 | $46,511 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,222,251 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $56,625 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,693,408 |
Contract administrator fees | 2019-12-31 | $16,713 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2019-12-31 | 911301672 |
2018 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-2,976 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $207,606 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $191,774 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $776,104 |
Value of total assets at end of year | 2018-12-31 | $13,744,891 |
Value of total assets at beginning of year | 2018-12-31 | $13,955,473 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $15,832 |
Total interest from all sources | 2018-12-31 | $49,476 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $625 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $591,402 |
Participant contributions at end of year | 2018-12-31 | $176,232 |
Participant contributions at beginning of year | 2018-12-31 | $142,980 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $137,671 |
Total non interest bearing cash at end of year | 2018-12-31 | $92 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $90 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-210,582 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $13,744,891 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $13,955,473 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $13,568,567 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $13,812,269 |
Interest on participant loans | 2018-12-31 | $7,366 |
Interest earned on other investments | 2018-12-31 | $42,110 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-828,556 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $47,031 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $134 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $191,774 |
Contract administrator fees | 2018-12-31 | $15,207 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2018-12-31 | 911301672 |
2017 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,965,868 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $541,402 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $527,174 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $634,420 |
Value of total assets at end of year | 2017-12-31 | $13,955,473 |
Value of total assets at beginning of year | 2017-12-31 | $11,531,007 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $14,228 |
Total interest from all sources | 2017-12-31 | $39,005 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $450 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $520,943 |
Participant contributions at end of year | 2017-12-31 | $142,980 |
Participant contributions at beginning of year | 2017-12-31 | $182,990 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $67,143 |
Total non interest bearing cash at end of year | 2017-12-31 | $90 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $91 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,424,466 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,955,473 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,531,007 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $13,812,269 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,288,629 |
Interest on participant loans | 2017-12-31 | $6,988 |
Interest earned on other investments | 2017-12-31 | $31,991 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $26 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $58,985 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,292,443 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $46,334 |
Employer contributions (assets) at end of year | 2017-12-31 | $134 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $312 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $527,174 |
Contract administrator fees | 2017-12-31 | $13,778 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2017-12-31 | 911301672 |
2016 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,255,740 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $391,087 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $378,496 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $503,866 |
Value of total assets at end of year | 2016-12-31 | $11,531,007 |
Value of total assets at beginning of year | 2016-12-31 | $10,666,354 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $12,591 |
Total interest from all sources | 2016-12-31 | $39,675 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $456,726 |
Participant contributions at end of year | 2016-12-31 | $182,990 |
Participant contributions at beginning of year | 2016-12-31 | $153,537 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $68 |
Administrative expenses (other) incurred | 2016-12-31 | $825 |
Total non interest bearing cash at end of year | 2016-12-31 | $91 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $23 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $864,653 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,531,007 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,666,354 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,288,629 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,459,978 |
Interest on participant loans | 2016-12-31 | $7,222 |
Interest earned on other investments | 2016-12-31 | $32,218 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $235 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $58,985 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $52,816 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $712,199 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $47,072 |
Employer contributions (assets) at end of year | 2016-12-31 | $312 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $378,496 |
Contract administrator fees | 2016-12-31 | $11,766 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2016-12-31 | 911301672 |
2015 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $579,637 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $587,853 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $579,648 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $440,445 |
Value of total assets at end of year | 2015-12-31 | $10,666,354 |
Value of total assets at beginning of year | 2015-12-31 | $10,674,570 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $8,205 |
Total interest from all sources | 2015-12-31 | $31,974 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $7,605 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $428,361 |
Participant contributions at end of year | 2015-12-31 | $153,537 |
Participant contributions at beginning of year | 2015-12-31 | $204,047 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $8,234 |
Administrative expenses (other) incurred | 2015-12-31 | $600 |
Total non interest bearing cash at end of year | 2015-12-31 | $23 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $23 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-8,216 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,666,354 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,674,570 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,459,978 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,416,994 |
Interest on participant loans | 2015-12-31 | $8,052 |
Interest earned on other investments | 2015-12-31 | $23,785 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $137 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $52,816 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $53,506 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $107,218 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,850 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $579,648 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2015-12-31 | 911301672 |
2014 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,128,194 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $801,036 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $798,700 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $417,709 |
Value of total assets at end of year | 2014-12-31 | $10,674,570 |
Value of total assets at beginning of year | 2014-12-31 | $10,347,412 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,336 |
Total interest from all sources | 2014-12-31 | $16,037 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $900 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $413,608 |
Participant contributions at end of year | 2014-12-31 | $204,047 |
Participant contributions at beginning of year | 2014-12-31 | $231,407 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $4,101 |
Administrative expenses (other) incurred | 2014-12-31 | $83 |
Total non interest bearing cash at end of year | 2014-12-31 | $23 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $24 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $327,158 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,674,570 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,347,412 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,416,994 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $10,067,821 |
Interest on participant loans | 2014-12-31 | $9,392 |
Interest earned on other investments | 2014-12-31 | $6,493 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $152 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $53,506 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $48,160 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $694,448 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $798,700 |
Contract administrator fees | 2014-12-31 | $1,353 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2014-12-31 | 911301672 |
2013 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,310,532 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $681,867 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $679,955 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $414,133 |
Value of total assets at end of year | 2013-12-31 | $10,347,412 |
Value of total assets at beginning of year | 2013-12-31 | $8,718,747 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,912 |
Total interest from all sources | 2013-12-31 | $10,552 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $750 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $414,133 |
Participant contributions at end of year | 2013-12-31 | $231,407 |
Participant contributions at beginning of year | 2013-12-31 | $260,878 |
Other income not declared elsewhere | 2013-12-31 | $4,604 |
Administrative expenses (other) incurred | 2013-12-31 | $219 |
Total non interest bearing cash at end of year | 2013-12-31 | $24 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $152 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,628,665 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $10,347,412 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,718,747 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $10,067,821 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $8,414,723 |
Interest on participant loans | 2013-12-31 | $10,391 |
Interest earned on other investments | 2013-12-31 | $161 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $48,160 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $42,994 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,881,243 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $679,955 |
Contract administrator fees | 2013-12-31 | $943 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2013-12-31 | 911301672 |
2012 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,504,163 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $713,018 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $700,211 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $9,488 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $440,041 |
Value of total assets at end of year | 2012-12-31 | $8,718,747 |
Value of total assets at beginning of year | 2012-12-31 | $7,927,602 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,319 |
Total interest from all sources | 2012-12-31 | $9,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $2,300 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $440,041 |
Participant contributions at end of year | 2012-12-31 | $260,878 |
Participant contributions at beginning of year | 2012-12-31 | $130,036 |
Other income not declared elsewhere | 2012-12-31 | $4,157 |
Administrative expenses (other) incurred | 2012-12-31 | $77 |
Total non interest bearing cash at end of year | 2012-12-31 | $152 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $791,145 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,718,747 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,927,602 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $8,414,723 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $7,756,666 |
Interest on participant loans | 2012-12-31 | $9,127 |
Interest earned on other investments | 2012-12-31 | $358 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $42,994 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $40,900 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,050,480 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $700,211 |
Contract administrator fees | 2012-12-31 | $942 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2012-12-31 | 911301672 |
2011 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $218,872 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $622,941 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $621,438 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $433,574 |
Value of total assets at end of year | 2011-12-31 | $7,927,602 |
Value of total assets at beginning of year | 2011-12-31 | $8,331,671 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,503 |
Total interest from all sources | 2011-12-31 | $7,895 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $600 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $430,902 |
Participant contributions at end of year | 2011-12-31 | $130,036 |
Participant contributions at beginning of year | 2011-12-31 | $189,862 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,672 |
Other income not declared elsewhere | 2011-12-31 | $4,082 |
Administrative expenses (other) incurred | 2011-12-31 | $5 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-404,069 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,927,602 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,331,671 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,756,666 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $8,106,466 |
Interest on participant loans | 2011-12-31 | $7,353 |
Interest earned on other investments | 2011-12-31 | $542 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $40,900 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $35,343 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-226,679 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $621,438 |
Contract administrator fees | 2011-12-31 | $898 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2011-12-31 | 911301672 |
2010 : KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,486,722 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $546,883 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $530,735 |
Value of total corrective distributions | 2010-12-31 | $13,670 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $432,596 |
Value of total assets at end of year | 2010-12-31 | $8,331,671 |
Value of total assets at beginning of year | 2010-12-31 | $7,391,832 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,478 |
Total interest from all sources | 2010-12-31 | $9,224 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $1,650 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $432,596 |
Participant contributions at end of year | 2010-12-31 | $189,862 |
Participant contributions at beginning of year | 2010-12-31 | $183,475 |
Other income not declared elsewhere | 2010-12-31 | $1,823 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $939,839 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,331,671 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,391,832 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $8,106,466 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,175,457 |
Interest on participant loans | 2010-12-31 | $8,677 |
Interest earned on other investments | 2010-12-31 | $547 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $35,343 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $32,900 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $1,043,079 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $530,735 |
Contract administrator fees | 2010-12-31 | $828 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | SWEENEY CONRAD, PS |
Accountancy firm EIN | 2010-12-31 | 911301672 |