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DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 401k Plan overview

Plan NameDUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN
Plan identification number 001

DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DUNN CARNEY ALLEN HIGGINS & TONGUE LLP has sponsored the creation of one or more 401k plans.

Company Name:DUNN CARNEY ALLEN HIGGINS & TONGUE LLP
Employer identification number (EIN):930552179
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about DUNN CARNEY ALLEN HIGGINS & TONGUE LLP

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1999-09-15
Company Identification Number: 71033386
Legal Registered Office Address: SUITE 1500
851 SW SIXTH AVENUE
PORTLAND
United States of America (USA)
97204

More information about DUNN CARNEY ALLEN HIGGINS & TONGUE LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01ADMIN COMM MEMB ROBERT K. WINGER2021-10-12
0012019-01-01ADMIN COMM MEMB ROBERT K. WINGER2020-11-03
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01ADMIN COMM ROBERT K. WINGER MEMBER
0012013-01-01ADMIN COMM ROBERT K. WINGER MEMBER
0012012-01-01ADMIN COMM ROBERT K. WINGER MEMBER
0012011-01-01ADMIN COMM ROBERT K. WINGER MEMBER
0012010-01-01PENSION PLANNERS NORTHWEST
0012009-01-01PENSION PLANNERS NORTHWEST

Plan Statistics for DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN

401k plan membership statisitcs for DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN

Measure Date Value
2020: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01102
Total number of active participants reported on line 7a of the Form 55002020-01-0179
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0118
Total of all active and inactive participants2020-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0197
Number of participants with account balances2020-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01100
Total number of active participants reported on line 7a of the Form 55002019-01-0184
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-019
Total of all active and inactive participants2019-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0198
Number of participants with account balances2019-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01103
Total number of active participants reported on line 7a of the Form 55002018-01-0182
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-0110
Total of all active and inactive participants2018-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0196
Number of participants with account balances2018-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01103
Total number of active participants reported on line 7a of the Form 55002017-01-0179
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01101
Number of participants with account balances2017-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01116
Total number of active participants reported on line 7a of the Form 55002016-01-0175
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0199
Number of participants with account balances2016-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01121
Total number of active participants reported on line 7a of the Form 55002015-01-0174
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0142
Total of all active and inactive participants2015-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01116
Number of participants with account balances2015-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01134
Total number of active participants reported on line 7a of the Form 55002014-01-0176
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0145
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01121
Number of participants with account balances2014-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01135
Total number of active participants reported on line 7a of the Form 55002013-01-0189
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01132
Number of participants with account balances2013-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01124
Total number of active participants reported on line 7a of the Form 55002012-01-0192
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01128
Number of participants with account balances2012-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01122
Total number of active participants reported on line 7a of the Form 55002011-01-0195
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0129
Total of all active and inactive participants2011-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01124
Number of participants with account balances2011-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01131
Total number of active participants reported on line 7a of the Form 55002010-01-0197
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0120
Total of all active and inactive participants2010-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01117
Number of participants with account balances2010-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01120
Total number of active participants reported on line 7a of the Form 55002009-01-01107
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01121
Number of participants with account balances2009-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN

Measure Date Value
2020 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,782,606
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,685,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,649,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,560,322
Value of total assets at end of year2020-12-31$26,429,205
Value of total assets at beginning of year2020-12-31$24,331,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,149
Total interest from all sources2020-12-31$17,973
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$28,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$28,966
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$792,713
Participant contributions at end of year2020-12-31$223,415
Participant contributions at beginning of year2020-12-31$311,034
Participant contributions at end of year2020-12-31$265,575
Participant contributions at beginning of year2020-12-31$253,000
Assets. Other investments not covered elsewhere at end of year2020-12-31$638,695
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$607,403
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$146,843
Other income not declared elsewhere2020-12-31$31,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,097,381
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,429,205
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$24,331,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,590,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,100,504
Value of interest in pooled separate accounts at end of year2020-12-31$10,111,905
Value of interest in pooled separate accounts at beginning of year2020-12-31$9,536,031
Interest on participant loans2020-12-31$17,973
Value of interest in common/collective trusts at end of year2020-12-31$10,978,814
Value of interest in common/collective trusts at beginning of year2020-12-31$9,977,690
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$7,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$558,642
Net investment gain/loss from pooled separate accounts2020-12-31$1,197,803
Net investment gain or loss from common/collective trusts2020-12-31$1,387,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$620,766
Employer contributions (assets) at end of year2020-12-31$620,766
Employer contributions (assets) at beginning of year2020-12-31$546,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,641,458
Contract administrator fees2020-12-31$36,149
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,681,949
Total income from all sources (including contributions)2019-12-31$5,681,949
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,430,368
Total of all expenses incurred2019-12-31$3,430,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,382,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,382,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,380,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,380,264
Value of total assets at end of year2019-12-31$24,331,824
Value of total assets at end of year2019-12-31$24,331,824
Value of total assets at beginning of year2019-12-31$22,080,243
Value of total assets at beginning of year2019-12-31$22,080,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$48,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$48,318
Total interest from all sources2019-12-31$21,558
Total interest from all sources2019-12-31$21,558
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$43,018
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$43,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$43,018
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$43,018
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$769,113
Contributions received from participants2019-12-31$769,113
Participant contributions at end of year2019-12-31$311,034
Participant contributions at end of year2019-12-31$311,034
Participant contributions at beginning of year2019-12-31$236,714
Participant contributions at end of year2019-12-31$253,000
Participant contributions at end of year2019-12-31$253,000
Participant contributions at beginning of year2019-12-31$215,722
Participant contributions at beginning of year2019-12-31$215,722
Assets. Other investments not covered elsewhere at end of year2019-12-31$607,403
Assets. Other investments not covered elsewhere at end of year2019-12-31$607,403
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$576,546
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$576,546
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$64,989
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$64,989
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,053
Other income not declared elsewhere2019-12-31$30,858
Other income not declared elsewhere2019-12-31$30,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,251,581
Value of net income/loss2019-12-31$2,251,581
Value of net assets at end of year (total assets less liabilities)2019-12-31$24,331,824
Value of net assets at end of year (total assets less liabilities)2019-12-31$24,331,824
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,080,243
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,080,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,100,504
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,100,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,053,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,053,081
Value of interest in pooled separate accounts at end of year2019-12-31$9,536,031
Value of interest in pooled separate accounts at end of year2019-12-31$9,536,031
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,391,281
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,391,281
Interest on participant loans2019-12-31$21,558
Interest on participant loans2019-12-31$21,558
Value of interest in common/collective trusts at end of year2019-12-31$9,977,690
Value of interest in common/collective trusts at end of year2019-12-31$9,977,690
Value of interest in common/collective trusts at beginning of year2019-12-31$9,067,765
Value of interest in common/collective trusts at beginning of year2019-12-31$9,067,765
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$7,731
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$7,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$701,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$701,564
Net investment gain/loss from pooled separate accounts2019-12-31$1,741,606
Net investment gain/loss from pooled separate accounts2019-12-31$1,741,606
Net investment gain or loss from common/collective trusts2019-12-31$1,763,081
Net investment gain or loss from common/collective trusts2019-12-31$1,763,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$546,162
Contributions received in cash from employer2019-12-31$546,162
Employer contributions (assets) at end of year2019-12-31$546,162
Employer contributions (assets) at end of year2019-12-31$546,162
Employer contributions (assets) at beginning of year2019-12-31$537,081
Employer contributions (assets) at beginning of year2019-12-31$537,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,374,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,374,319
Contract administrator fees2019-12-31$48,318
Contract administrator fees2019-12-31$48,318
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$98,836
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,197,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,186,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,292,709
Value of total assets at end of year2018-12-31$22,080,243
Value of total assets at beginning of year2018-12-31$23,178,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,304
Total interest from all sources2018-12-31$10,694
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$40,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$40,412
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$685,183
Participant contributions at end of year2018-12-31$236,714
Participant contributions at beginning of year2018-12-31$133,563
Participant contributions at end of year2018-12-31$215,722
Participant contributions at beginning of year2018-12-31$214,900
Assets. Other investments not covered elsewhere at end of year2018-12-31$576,546
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$548,918
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$70,446
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$27,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,098,327
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,080,243
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,178,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,053,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,251,458
Value of interest in pooled separate accounts at end of year2018-12-31$8,391,281
Value of interest in pooled separate accounts at beginning of year2018-12-31$18,369,521
Interest on participant loans2018-12-31$10,694
Value of interest in common/collective trusts at end of year2018-12-31$9,067,765
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$9,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-465,943
Net investment gain/loss from pooled separate accounts2018-12-31$-113,394
Net investment gain or loss from common/collective trusts2018-12-31$-693,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$537,080
Employer contributions (assets) at end of year2018-12-31$537,081
Employer contributions (assets) at beginning of year2018-12-31$660,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,176,897
Contract administrator fees2018-12-31$10,304
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,633,319
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,852,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,851,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,524,376
Value of total assets at end of year2017-12-31$23,178,570
Value of total assets at beginning of year2017-12-31$20,398,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,460
Total interest from all sources2017-12-31$5,311
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$22,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$22,773
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$625,308
Participant contributions at end of year2017-12-31$133,563
Participant contributions at beginning of year2017-12-31$101,453
Participant contributions at end of year2017-12-31$214,900
Participant contributions at beginning of year2017-12-31$208,000
Assets. Other investments not covered elsewhere at end of year2017-12-31$548,918
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$520,929
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$238,793
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$8,654
Other income not declared elsewhere2017-12-31$27,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,780,513
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,178,570
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,398,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,251,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,839,035
Value of interest in pooled separate accounts at end of year2017-12-31$18,369,521
Value of interest in pooled separate accounts at beginning of year2017-12-31$16,292,971
Interest on participant loans2017-12-31$5,311
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$9,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$591,319
Net investment gain/loss from pooled separate accounts2017-12-31$2,461,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$660,275
Employer contributions (assets) at end of year2017-12-31$660,210
Employer contributions (assets) at beginning of year2017-12-31$427,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,841,917
Contract administrator fees2017-12-31$1,460
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,522,078
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,459,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,456,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,250,012
Value of total assets at end of year2016-12-31$20,398,057
Value of total assets at beginning of year2016-12-31$22,335,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,603
Total interest from all sources2016-12-31$6,235
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$27,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$27,875
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$557,160
Participant contributions at end of year2016-12-31$101,453
Participant contributions at beginning of year2016-12-31$148,954
Participant contributions at end of year2016-12-31$208,000
Participant contributions at beginning of year2016-12-31$215,813
Assets. Other investments not covered elsewhere at end of year2016-12-31$520,929
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$491,348
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$265,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$8,654
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$29,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,937,016
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,398,057
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$22,335,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,839,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,150,651
Value of interest in pooled separate accounts at end of year2016-12-31$16,292,971
Value of interest in pooled separate accounts at beginning of year2016-12-31$16,792,517
Interest on participant loans2016-12-31$6,235
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$8,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$197,272
Net investment gain/loss from pooled separate accounts2016-12-31$1,011,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$427,015
Employer contributions (assets) at end of year2016-12-31$427,015
Employer contributions (assets) at beginning of year2016-12-31$535,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,447,920
Contract administrator fees2016-12-31$2,603
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,092,677
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,220,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,218,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,112,227
Value of total assets at end of year2015-12-31$22,335,073
Value of total assets at beginning of year2015-12-31$22,462,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,236
Total interest from all sources2015-12-31$6,859
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$42,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$42,880
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$559,612
Participant contributions at end of year2015-12-31$148,954
Participant contributions at beginning of year2015-12-31$153,169
Participant contributions at end of year2015-12-31$215,813
Participant contributions at beginning of year2015-12-31$203,794
Assets. Other investments not covered elsewhere at end of year2015-12-31$491,348
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$462,231
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$16,825
Other income not declared elsewhere2015-12-31$29,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-127,649
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,335,073
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,462,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,150,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,176,492
Value of interest in pooled separate accounts at end of year2015-12-31$16,792,517
Value of interest in pooled separate accounts at beginning of year2015-12-31$16,892,292
Interest on participant loans2015-12-31$6,859
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$8,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-134,782
Net investment gain/loss from pooled separate accounts2015-12-31$36,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$535,790
Employer contributions (assets) at end of year2015-12-31$535,790
Employer contributions (assets) at beginning of year2015-12-31$574,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,209,519
Contract administrator fees2015-12-31$2,236
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,524,646
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,201,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,199,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,262,267
Value of total assets at end of year2014-12-31$22,462,722
Value of total assets at beginning of year2014-12-31$21,140,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,174
Total interest from all sources2014-12-31$6,802
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$35,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$35,881
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$633,864
Participant contributions at end of year2014-12-31$153,169
Participant contributions at beginning of year2014-12-31$120,046
Participant contributions at end of year2014-12-31$203,794
Participant contributions at beginning of year2014-12-31$267,710
Assets. Other investments not covered elsewhere at end of year2014-12-31$462,231
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$533,579
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$53,447
Other income not declared elsewhere2014-12-31$31,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,322,649
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,462,722
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,140,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,176,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,071,846
Value of interest in pooled separate accounts at end of year2014-12-31$16,892,292
Value of interest in pooled separate accounts at beginning of year2014-12-31$15,466,376
Interest on participant loans2014-12-31$6,802
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$8,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$122,199
Net investment gain/loss from pooled separate accounts2014-12-31$1,066,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$574,956
Employer contributions (assets) at end of year2014-12-31$574,744
Employer contributions (assets) at beginning of year2014-12-31$680,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,191,305
Contract administrator fees2014-12-31$2,174
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,940,268
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,253,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,251,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,689,067
Value of total assets at end of year2013-12-31$21,140,073
Value of total assets at beginning of year2013-12-31$17,453,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,017
Total interest from all sources2013-12-31$5,578
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$26,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$26,743
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$650,532
Participant contributions at end of year2013-12-31$120,046
Participant contributions at beginning of year2013-12-31$109,066
Participant contributions at end of year2013-12-31$267,710
Participant contributions at beginning of year2013-12-31$240,693
Assets. Other investments not covered elsewhere at end of year2013-12-31$533,579
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$500,299
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$353,273
Other income not declared elsewhere2013-12-31$33,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,686,905
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,140,073
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,453,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,071,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,229,128
Value of interest in pooled separate accounts at end of year2013-12-31$15,466,376
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,061,070
Income. Interest from loans (other than to participants)2013-12-31$5,578
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$9,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$866,413
Net investment gain/loss from pooled separate accounts2013-12-31$2,319,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$685,262
Employer contributions (assets) at end of year2013-12-31$680,516
Employer contributions (assets) at beginning of year2013-12-31$312,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,241,430
Contract administrator fees2013-12-31$2,017
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,865,620
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$532,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$531,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$931,321
Value of total assets at end of year2012-12-31$17,453,168
Value of total assets at beginning of year2012-12-31$15,119,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,259
Total interest from all sources2012-12-31$3,802
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$34,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$34,518
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$603,327
Participant contributions at end of year2012-12-31$109,066
Participant contributions at beginning of year2012-12-31$105,801
Participant contributions at end of year2012-12-31$240,693
Participant contributions at beginning of year2012-12-31$288,087
Assets. Other investments not covered elsewhere at end of year2012-12-31$500,299
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$467,541
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,033
Other income not declared elsewhere2012-12-31$32,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,333,358
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,453,168
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,119,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,229,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,781,380
Value of interest in pooled separate accounts at end of year2012-12-31$13,061,070
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,130,291
Interest on participant loans2012-12-31$3,802
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$9,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$449,512
Net investment gain/loss from pooled separate accounts2012-12-31$1,413,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$312,961
Employer contributions (assets) at end of year2012-12-31$312,912
Employer contributions (assets) at beginning of year2012-12-31$346,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$521,097
Contract administrator fees2012-12-31$1,259
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$918,736
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$327,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$326,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,164,384
Value of total assets at end of year2011-12-31$15,119,810
Value of total assets at beginning of year2011-12-31$14,529,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,059
Total interest from all sources2011-12-31$4,319
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$30,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$30,669
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$637,209
Participant contributions at end of year2011-12-31$105,801
Participant contributions at beginning of year2011-12-31$123,783
Participant contributions at end of year2011-12-31$288,087
Participant contributions at beginning of year2011-12-31$327,207
Assets. Other investments not covered elsewhere at end of year2011-12-31$467,541
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$435,641
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$180,465
Other income not declared elsewhere2011-12-31$31,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$590,764
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,119,810
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,529,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,781,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,901,764
Value of interest in pooled separate accounts at end of year2011-12-31$11,130,291
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,345,310
Interest on participant loans2011-12-31$4,319
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$9,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-352,398
Net investment gain/loss from pooled separate accounts2011-12-31$39,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$346,710
Employer contributions (assets) at end of year2011-12-31$346,710
Employer contributions (assets) at beginning of year2011-12-31$395,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$317,023
Contract administrator fees2011-12-31$1,059
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,739,574
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$497,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$491,178
Value of total corrective distributions2010-12-31$5,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,085,933
Value of total assets at end of year2010-12-31$14,529,046
Value of total assets at beginning of year2010-12-31$12,286,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$988
Total interest from all sources2010-12-31$5,446
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$31,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$31,027
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$678,953
Participant contributions at end of year2010-12-31$123,783
Participant contributions at beginning of year2010-12-31$101,720
Participant contributions at end of year2010-12-31$327,207
Participant contributions at beginning of year2010-12-31$243,950
Assets. Other investments not covered elsewhere at end of year2010-12-31$435,641
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$404,653
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,639
Other income not declared elsewhere2010-12-31$32,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,242,075
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,529,046
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,286,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,901,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,233,567
Value of interest in pooled separate accounts at end of year2010-12-31$9,345,310
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,922,252
Interest on participant loans2010-12-31$5,446
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$9,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$464,563
Net investment gain/loss from pooled separate accounts2010-12-31$1,120,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$395,341
Employer contributions (assets) at end of year2010-12-31$395,341
Employer contributions (assets) at beginning of year2010-12-31$380,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$481,312
Contract administrator fees2010-12-31$988
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN

2020: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DUNN CARNEY ALLEN HIGGINS & TONGUE LLP PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered93
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $8,794
Total amount of fees paid to insurance companyUSD $6,688
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,794
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered4
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered4
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered93
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,199
Total amount of fees paid to insurance companyUSD $9,202
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9202
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $4,199
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered4
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered89
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,599
Total amount of fees paid to insurance companyUSD $12,354
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12354
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $7,599
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered4
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGARY WILLIAM HARDING
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered95
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $25,245
Total amount of fees paid to insurance companyUSD $19,897
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,245
Amount paid for insurance broker fees1163
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker namePENSION PLANNERS NORTHWEST
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered4
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $73
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees51
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGARY WILLIAM HARDING
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered107
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $20,805
Total amount of fees paid to insurance companyUSD $21,230
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,805
Amount paid for insurance broker fees2713
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker namePENSION PLANNERS NORTHWEST
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered118
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $21,341
Total amount of fees paid to insurance companyUSD $18,932
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,341
Amount paid for insurance broker fees1588
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker namePENSION PLANNERS NORTHWEST
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered4
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $73
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees51
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGARY WILLIAM HARDING
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered117
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $18,771
Total amount of fees paid to insurance companyUSD $25,296
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,771
Amount paid for insurance broker fees6405
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker namePENSION PLANNERS NORTHWEST
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered5
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $81
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees51
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGARY WILLIAM HARDING
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered117
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $15,027
Total amount of fees paid to insurance companyUSD $18,624
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,027
Amount paid for insurance broker fees2301
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker namePENSION PLANNERS NORTHWEST
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered5
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $81
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees51
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGARY WILLIAM HARDING
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered116
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13,270
Total amount of fees paid to insurance companyUSD $20,719
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered5
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610193
Policy instance 2
Insurance contract or identification number610193
Number of Individuals Covered116
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,378
Total amount of fees paid to insurance companyUSD $17,755
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number94045
Policy instance 1
Insurance contract or identification number94045
Number of Individuals Covered5
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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