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CONTROLTEK 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCONTROLTEK 401(K) PROFIT SHARING PLAN
Plan identification number 001

CONTROLTEK 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONTROLTEK INC. has sponsored the creation of one or more 401k plans.

Company Name:CONTROLTEK INC.
Employer identification number (EIN):930600424
NAIC Classification:335310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONTROLTEK 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STACEY SMITH
0012016-11-01STACEY SMITH
0012015-11-01STACEY SMITH
0012014-11-01STACEY SMITH
0012013-11-01STACEY SMITH
0012012-11-01STACEY SMITH
0012011-11-01MICHELE BAKER STACEY SMITH2013-03-11
0012010-11-01MICHELE BAKER2012-01-10 STACEY SMITH2012-01-10
0012008-11-01

Plan Statistics for CONTROLTEK 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CONTROLTEK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: CONTROLTEK 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01131
Total number of active participants reported on line 7a of the Form 55002022-01-0191
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0132
Total of all active and inactive participants2022-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01125
Number of participants with account balances2022-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: CONTROLTEK 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01131
Total number of active participants reported on line 7a of the Form 55002021-01-0198
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0133
Total of all active and inactive participants2021-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01131
Number of participants with account balances2021-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CONTROLTEK 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01140
Total number of active participants reported on line 7a of the Form 55002020-01-01100
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0131
Total of all active and inactive participants2020-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01131
Number of participants with account balances2020-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CONTROLTEK 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01141
Total number of active participants reported on line 7a of the Form 55002019-01-01110
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0130
Total of all active and inactive participants2019-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01140
Number of participants with account balances2019-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: CONTROLTEK 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01136
Total number of active participants reported on line 7a of the Form 55002018-01-01120
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0121
Total of all active and inactive participants2018-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01141
Number of participants with account balances2018-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CONTROLTEK 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01129
Total number of active participants reported on line 7a of the Form 55002017-01-01121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01136
Number of participants with account balances2017-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CONTROLTEK 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01131
Total number of active participants reported on line 7a of the Form 55002016-11-01120
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-019
Total of all active and inactive participants2016-11-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-01129
Number of participants with account balances2016-11-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-010
2015: CONTROLTEK 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01134
Total number of active participants reported on line 7a of the Form 55002015-11-01121
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0110
Total of all active and inactive participants2015-11-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01131
Number of participants with account balances2015-11-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-010
2014: CONTROLTEK 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01137
Total number of active participants reported on line 7a of the Form 55002014-11-01122
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0112
Total of all active and inactive participants2014-11-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01134
Number of participants with account balances2014-11-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-010
2013: CONTROLTEK 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01132
Total number of active participants reported on line 7a of the Form 55002013-11-01129
Number of retired or separated participants receiving benefits2013-11-018
Number of other retired or separated participants entitled to future benefits2013-11-010
Total of all active and inactive participants2013-11-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01137
Number of participants with account balances2013-11-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-010
2012: CONTROLTEK 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01131
Total number of active participants reported on line 7a of the Form 55002012-11-01126
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-016
Total of all active and inactive participants2012-11-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01132
Number of participants with account balances2012-11-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-010
2011: CONTROLTEK 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01121
Total number of active participants reported on line 7a of the Form 55002011-11-01123
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-018
Total of all active and inactive participants2011-11-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-01131
Number of participants with account balances2011-11-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-010

Financial Data on CONTROLTEK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$5,901
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-718,400
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$682,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$618,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$790,454
Value of total assets at end of year2022-12-31$7,535,408
Value of total assets at beginning of year2022-12-31$8,930,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,481
Total interest from all sources2022-12-31$4,649
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$485,642
Participant contributions at end of year2022-12-31$106,021
Participant contributions at beginning of year2022-12-31$64,289
Participant contributions at end of year2022-12-31$30,401
Participant contributions at beginning of year2022-12-31$17,589
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$5,901
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$400
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,401,351
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,529,507
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,930,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,239,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$8,837,031
Interest on participant loans2022-12-31$4,599
Interest earned on other investments2022-12-31$50
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,581
Net investment gain/loss from pooled separate accounts2022-12-31$-1,513,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$303,661
Employer contributions (assets) at end of year2022-12-31$154,589
Employer contributions (assets) at beginning of year2022-12-31$7,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$618,470
Contract administrator fees2022-12-31$64,081
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2022-12-31208092242
2021 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$8,692
Total income from all sources (including contributions)2021-12-31$1,669,039
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$622,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$550,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$647,603
Value of total assets at end of year2021-12-31$8,930,858
Value of total assets at beginning of year2021-12-31$7,893,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$71,802
Total interest from all sources2021-12-31$4,903
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$490,587
Participant contributions at end of year2021-12-31$64,289
Participant contributions at beginning of year2021-12-31$97,893
Participant contributions at end of year2021-12-31$17,589
Participant contributions at beginning of year2021-12-31$16,449
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$8,692
Administrative expenses (other) incurred2021-12-31$300
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,046,261
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,930,858
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,884,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$8,837,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,762,892
Interest on participant loans2021-12-31$4,857
Interest earned on other investments2021-12-31$46
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,219
Net investment gain/loss from pooled separate accounts2021-12-31$1,016,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$157,016
Employer contributions (assets) at end of year2021-12-31$7,368
Employer contributions (assets) at beginning of year2021-12-31$11,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$550,976
Contract administrator fees2021-12-31$71,502
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2021-12-31208092242
2020 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$8,692
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,853
Total income from all sources (including contributions)2020-12-31$1,707,256
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$367,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$317,974
Expenses. Certain deemed distributions of participant loans2020-12-31$6,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$632,263
Value of total assets at end of year2020-12-31$7,893,289
Value of total assets at beginning of year2020-12-31$6,548,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$43,101
Total interest from all sources2020-12-31$7,904
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$443,987
Participant contributions at end of year2020-12-31$97,893
Participant contributions at beginning of year2020-12-31$140,370
Participant contributions at end of year2020-12-31$16,449
Participant contributions at beginning of year2020-12-31$13
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$23,767
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$8,692
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$3,853
Other income not declared elsewhere2020-12-31$1,787
Administrative expenses (other) incurred2020-12-31$372
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$5,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,339,903
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,884,597
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,544,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,762,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,398,544
Interest on participant loans2020-12-31$7,856
Interest earned on other investments2020-12-31$48
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,883
Net investment gain/loss from pooled separate accounts2020-12-31$1,065,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$164,509
Employer contributions (assets) at end of year2020-12-31$11,836
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$317,974
Contract administrator fees2020-12-31$42,729
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2020-12-31208092242
2019 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,853
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,853
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,717,579
Total income from all sources (including contributions)2019-12-31$1,717,579
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$151,033
Total of all expenses incurred2019-12-31$151,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$117,535
Expenses. Certain deemed distributions of participant loans2019-12-31$7,707
Expenses. Certain deemed distributions of participant loans2019-12-31$7,707
Value of total corrective distributions2019-12-31$1,438
Value of total corrective distributions2019-12-31$1,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$617,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$617,441
Value of total assets at end of year2019-12-31$6,548,547
Value of total assets at end of year2019-12-31$6,548,547
Value of total assets at beginning of year2019-12-31$4,978,148
Value of total assets at beginning of year2019-12-31$4,978,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$24,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$24,353
Total interest from all sources2019-12-31$8,373
Total interest from all sources2019-12-31$8,373
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$442,479
Contributions received from participants2019-12-31$442,479
Participant contributions at end of year2019-12-31$140,370
Participant contributions at end of year2019-12-31$140,370
Participant contributions at beginning of year2019-12-31$165,909
Participant contributions at beginning of year2019-12-31$165,909
Participant contributions at end of year2019-12-31$13
Participant contributions at end of year2019-12-31$13
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,824
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,824
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$3,853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$3,853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$3,454
Other income not declared elsewhere2019-12-31$3,454
Administrative expenses (other) incurred2019-12-31$200
Administrative expenses (other) incurred2019-12-31$200
Total non interest bearing cash at end of year2019-12-31$5,737
Total non interest bearing cash at end of year2019-12-31$5,737
Total non interest bearing cash at beginning of year2019-12-31$4
Total non interest bearing cash at beginning of year2019-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,566,546
Value of net income/loss2019-12-31$1,566,546
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,544,694
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,544,694
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,978,148
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,978,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,398,544
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,398,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,804,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,804,383
Interest on participant loans2019-12-31$8,329
Interest on participant loans2019-12-31$8,329
Interest earned on other investments2019-12-31$44
Interest earned on other investments2019-12-31$44
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,248
Net investment gain/loss from pooled separate accounts2019-12-31$1,088,311
Net investment gain/loss from pooled separate accounts2019-12-31$1,088,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$169,138
Contributions received in cash from employer2019-12-31$169,138
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$4,604
Employer contributions (assets) at beginning of year2019-12-31$4,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$117,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$117,535
Contract administrator fees2019-12-31$24,153
Contract administrator fees2019-12-31$24,153
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WORTHY & COMPANY, LLC
Accountancy firm name2019-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2019-12-31208092242
Accountancy firm EIN2019-12-31208092242
2018 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$249,909
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$377,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$340,459
Expenses. Certain deemed distributions of participant loans2018-12-31$14,801
Value of total corrective distributions2018-12-31$166
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$619,292
Value of total assets at end of year2018-12-31$4,978,148
Value of total assets at beginning of year2018-12-31$5,106,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$22,466
Total interest from all sources2018-12-31$9,045
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$452,754
Participant contributions at end of year2018-12-31$165,909
Participant contributions at beginning of year2018-12-31$160,749
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$3,052
Administrative expenses (other) incurred2018-12-31$1,100
Total non interest bearing cash at end of year2018-12-31$4
Total non interest bearing cash at beginning of year2018-12-31$170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-127,983
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,978,148
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,106,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,804,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,941,549
Interest on participant loans2018-12-31$9,012
Interest earned on other investments2018-12-31$33
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,011
Net investment gain/loss from pooled separate accounts2018-12-31$-381,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$166,538
Employer contributions (assets) at end of year2018-12-31$4,604
Employer contributions (assets) at beginning of year2018-12-31$457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$340,459
Contract administrator fees2018-12-31$21,366
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2018-12-31208092242
2017 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$170
Total income from all sources (including contributions)2017-12-31$1,453,062
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$208,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$186,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$767,107
Value of total assets at end of year2017-12-31$5,106,131
Value of total assets at beginning of year2017-12-31$3,862,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,855
Total interest from all sources2017-12-31$7,484
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$386,186
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$472,248
Participant contributions at end of year2017-12-31$160,749
Participant contributions at beginning of year2017-12-31$56,234
Participant contributions at end of year2017-12-31$195
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$129,152
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$170
Other income not declared elsewhere2017-12-31$2,622
Administrative expenses (other) incurred2017-12-31$900
Total non interest bearing cash at end of year2017-12-31$170
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,244,275
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,106,131
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,861,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,941,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,803,713
Interest on participant loans2017-12-31$7,458
Interest earned on other investments2017-12-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,079
Net investment gain/loss from pooled separate accounts2017-12-31$675,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$165,707
Employer contributions (assets) at end of year2017-12-31$457
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$186,932
Contract administrator fees2017-12-31$20,955
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2017-12-31208092242
2016 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,294
Total income from all sources (including contributions)2016-12-31$182,008
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$113,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$112,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$93,024
Value of total assets at end of year2016-12-31$3,862,026
Value of total assets at beginning of year2016-12-31$3,794,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$159
Total interest from all sources2016-12-31$410
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$379,430
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$84,568
Participant contributions at end of year2016-12-31$56,234
Participant contributions at beginning of year2016-12-31$29,602
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,294
Other income not declared elsewhere2016-12-31$371
Administrative expenses (other) incurred2016-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$68,858
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,861,856
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,792,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,803,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,663,104
Interest on participant loans2016-12-31$408
Interest earned on other investments2016-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,586
Net investment gain/loss from pooled separate accounts2016-12-31$88,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$8,456
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$112,991
Contract administrator fees2016-12-31$59
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WORTHY & COMPANY, LLC
Accountancy firm EIN2016-12-31208092242
Total unrealized appreciation/depreciation of assets2016-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$1,294
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total income from all sources (including contributions)2016-10-31$633,093
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$418,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$402,641
Value of total corrective distributions2016-10-31$1,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$525,054
Value of total assets at end of year2016-10-31$3,794,292
Value of total assets at beginning of year2016-10-31$3,578,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$14,285
Total interest from all sources2016-10-31$1,717
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$0
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$357,802
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$381,962
Participant contributions at end of year2016-10-31$29,602
Participant contributions at beginning of year2016-10-31$30,087
Income. Received or receivable in cash from other sources (including rollovers)2016-10-31$5,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-10-31$1,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-10-31$0
Other income not declared elsewhere2016-10-31$2,030
Administrative expenses (other) incurred2016-10-31$301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$214,987
Value of net assets at end of year (total assets less liabilities)2016-10-31$3,792,998
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$3,578,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-10-31$3,663,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-10-31$3,547,287
Interest on participant loans2016-10-31$1,705
Interest earned on other investments2016-10-31$12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-10-31$1,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-10-31$637
Net investment gain/loss from pooled separate accounts2016-10-31$104,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$138,083
Employer contributions (assets) at end of year2016-10-31$100,000
Employer contributions (assets) at beginning of year2016-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$402,641
Contract administrator fees2016-10-31$13,984
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31Yes
Opinion of an independent qualified public accountant for this plan2016-10-31Disclaimer
Accountancy firm name2016-10-31WORTHY & COMPANY, LLC
Accountancy firm EIN2016-10-31208092242
2015 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total income from all sources (including contributions)2015-10-31$356,990
Total loss/gain on sale of assets2015-10-31$0
Total of all expenses incurred2015-10-31$52,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$38,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$345,240
Value of total assets at end of year2015-10-31$3,578,011
Value of total assets at beginning of year2015-10-31$3,273,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$13,598
Total interest from all sources2015-10-31$1,898
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$0
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$328,000
If this is an individual account plan, was there a blackout period2015-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Contributions received from participants2015-10-31$306,282
Participant contributions at end of year2015-10-31$30,087
Participant contributions at beginning of year2015-10-31$39,888
Income. Received or receivable in cash from other sources (including rollovers)2015-10-31$8,330
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-10-31$0
Administrative expenses (other) incurred2015-10-31$201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Value of net income/loss2015-10-31$304,675
Value of net assets at end of year (total assets less liabilities)2015-10-31$3,578,011
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$3,273,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-10-31$3,547,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-10-31$3,230,401
Interest on participant loans2015-10-31$1,773
Interest earned on other investments2015-10-31$125
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-10-31$637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-10-31$299
Net investment gain/loss from pooled separate accounts2015-10-31$9,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Contributions received in cash from employer2015-10-31$30,628
Employer contributions (assets) at end of year2015-10-31$0
Employer contributions (assets) at beginning of year2015-10-31$2,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$38,717
Contract administrator fees2015-10-31$13,397
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31Yes
Opinion of an independent qualified public accountant for this plan2015-10-31Disclaimer
Accountancy firm name2015-10-31WORTHY & COMPANY, LLC
Accountancy firm EIN2015-10-31208092242
2014 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$638,160
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$52,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$37,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$396,241
Value of total assets at end of year2014-10-31$3,273,336
Value of total assets at beginning of year2014-10-31$2,687,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$14,814
Total interest from all sources2014-10-31$2,205
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$0
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$325,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$357,720
Participant contributions at end of year2014-10-31$39,888
Participant contributions at beginning of year2014-10-31$74,803
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-10-31$0
Administrative expenses (other) incurred2014-10-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$585,458
Value of net assets at end of year (total assets less liabilities)2014-10-31$3,273,336
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$2,687,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-10-31$3,230,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-31$2,613,075
Interest on participant loans2014-10-31$2,204
Interest earned on other investments2014-10-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-10-31$299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-10-31$0
Net investment gain/loss from pooled separate accounts2014-10-31$239,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$38,521
Employer contributions (assets) at end of year2014-10-31$2,748
Employer contributions (assets) at beginning of year2014-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$37,888
Contract administrator fees2014-10-31$14,514
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31WORTHY & COMPANY, LLC
Accountancy firm EIN2014-10-31208092242
2013 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$81
Total income from all sources (including contributions)2013-10-31$696,896
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$64,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$50,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$309,861
Value of total assets at end of year2013-10-31$2,687,878
Value of total assets at beginning of year2013-10-31$2,055,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$13,538
Total interest from all sources2013-10-31$3,728
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$205,530
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$281,691
Participant contributions at end of year2013-10-31$74,803
Participant contributions at beginning of year2013-10-31$74,652
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-10-31$81
Administrative expenses (other) incurred2013-10-31$201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$632,587
Value of net assets at end of year (total assets less liabilities)2013-10-31$2,687,878
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$2,055,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-10-31$2,613,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-10-31$1,980,720
Interest on participant loans2013-10-31$3,728
Net investment gain/loss from pooled separate accounts2013-10-31$383,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$28,170
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$50,771
Contract administrator fees2013-10-31$13,337
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31WORTHY & COMPANY, LLC
Accountancy firm EIN2013-10-31208092242
2012 : CONTROLTEK 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$81
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$410,403
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$91,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$79,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$242,614
Value of total assets at end of year2012-10-31$2,055,372
Value of total assets at beginning of year2012-10-31$1,735,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$11,731
Total interest from all sources2012-10-31$2,056
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$205,529
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$220,558
Participant contributions at end of year2012-10-31$74,652
Participant contributions at beginning of year2012-10-31$24,405
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-10-31$81
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-10-31$0
Administrative expenses (other) incurred2012-10-31$407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$319,347
Value of net assets at end of year (total assets less liabilities)2012-10-31$2,055,291
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$1,735,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$1,980,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$1,711,539
Interest on participant loans2012-10-31$2,056
Net investment gain/loss from pooled separate accounts2012-10-31$165,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$22,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$79,325
Contract administrator fees2012-10-31$11,324
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31WORTHY & COMPANY, LLC
Accountancy firm EIN2012-10-31208092242

Form 5500 Responses for CONTROLTEK 401(K) PROFIT SHARING PLAN

2022: CONTROLTEK 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CONTROLTEK 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CONTROLTEK 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CONTROLTEK 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONTROLTEK 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONTROLTEK 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONTROLTEK 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement – InsuranceYes
2016-11-01Plan benefit arrangement - TrustYes
2015: CONTROLTEK 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement – InsuranceYes
2015-11-01Plan benefit arrangement - TrustYes
2014: CONTROLTEK 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement – InsuranceYes
2014-11-01Plan benefit arrangement - TrustYes
2013: CONTROLTEK 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2012: CONTROLTEK 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2012-11-01Plan benefit arrangement - TrustYes
2011: CONTROLTEK 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – General assets of the sponsorYes
2011-11-01Plan benefit arrangement – InsuranceYes
2011-11-01Plan benefit arrangement – General assets of the sponsorYes
2008: CONTROLTEK 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14409
Policy instance 1
Insurance contract or identification number14409
Number of Individuals Covered136
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $30,644
Total amount of fees paid to insurance companyUSD $3,873
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,644
Insurance broker organization code?3
Amount paid for insurance broker fees3873
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14409
Policy instance 1
Insurance contract or identification number14409
Number of Individuals Covered142
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $33,242
Total amount of fees paid to insurance companyUSD $4,522
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,242
Insurance broker organization code?3
Amount paid for insurance broker fees4522
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES/TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14409
Policy instance 1
Insurance contract or identification number14409
Number of Individuals Covered141
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $25,857
Total amount of fees paid to insurance companyUSD $3,261
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,857
Insurance broker organization code?3
Amount paid for insurance broker fees3261
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES/TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14409
Policy instance 1
Insurance contract or identification number14409
Number of Individuals Covered145
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $23,022
Total amount of fees paid to insurance companyUSD $2,895
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,022
Insurance broker organization code?3
Amount paid for insurance broker fees2895
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES/TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14409
Policy instance 1
Insurance contract or identification number14409
Number of Individuals Covered142
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $20,981
Total amount of fees paid to insurance companyUSD $2,627
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,981
Insurance broker organization code?3
Amount paid for insurance broker fees2627
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES/TPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14409
Policy instance 1
Insurance contract or identification number14409
Number of Individuals Covered139
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,603
Total amount of fees paid to insurance companyUSD $3,117
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,603
Insurance broker organization code?3
Amount paid for insurance broker fees3117
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES/TPA COMPENSATION
Insurance broker namePENSION PLAN SPECIALISTS, PC

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