MASON, BRUCE & GIRARD, INC. has sponsored the creation of one or more 401k plans.
Additional information about MASON, BRUCE & GIRARD, INC.
Submission information for form 5500 for 401k plan MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2022: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 144 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 66 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 14 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 55 |
| Total of all active and inactive participants | 2022-01-01 | 135 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 135 |
| Number of participants with account balances | 2022-01-01 | 135 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2018: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 96 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 60 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 42 |
| Total of all active and inactive participants | 2018-01-01 | 102 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 102 |
| Number of participants with account balances | 2018-01-01 | 102 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 96 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 53 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 43 |
| Total of all active and inactive participants | 2017-01-01 | 96 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 96 |
| Number of participants with account balances | 2017-01-01 | 93 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 76 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 61 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 26 |
| Total of all active and inactive participants | 2016-01-01 | 87 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 87 |
| Number of participants with account balances | 2016-01-01 | 87 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 76 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 47 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 6 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 23 |
| Total of all active and inactive participants | 2015-01-01 | 76 |
| Total participants | 2015-01-01 | 76 |
| Number of participants with account balances | 2015-01-01 | 76 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 7 |
| 2014: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 86 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 49 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 5 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 22 |
| Total of all active and inactive participants | 2014-01-01 | 76 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 76 |
| Number of participants with account balances | 2014-01-01 | 76 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 82 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 62 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 24 |
| Total of all active and inactive participants | 2013-01-01 | 86 |
| Total participants | 2013-01-01 | 86 |
| Number of participants with account balances | 2013-01-01 | 77 |
| Measure | Date | Value |
|---|
| 2022 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-608,978 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $958,439 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $907,712 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,277,266 |
| Value of total assets at end of year | 2022-12-31 | $10,153,464 |
| Value of total assets at beginning of year | 2022-12-31 | $11,720,881 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $50,727 |
| Total interest from all sources | 2022-12-31 | $6,252 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $309,223 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $309,223 |
| Administrative expenses professional fees incurred | 2022-12-31 | $7,849 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $613,228 |
| Participant contributions at end of year | 2022-12-31 | $11,306 |
| Participant contributions at beginning of year | 2022-12-31 | $14,101 |
| Participant contributions at end of year | 2022-12-31 | $32,178 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $35,703 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $265,000 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $195,712 |
| Other income not declared elsewhere | 2022-12-31 | $11,955 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,567,417 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $10,153,464 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $11,720,881 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $24,421 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $9,053,362 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $10,516,061 |
| Interest on participant loans | 2022-12-31 | $822 |
| Interest earned on other investments | 2022-12-31 | $5,430 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $552,589 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $471,908 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $1,789 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,213,674 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $468,326 |
| Employer contributions (assets) at end of year | 2022-12-31 | $468,326 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $453,811 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $905,923 |
| Contract administrator fees | 2022-12-31 | $18,457 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ISLER NORTHWEST LLC |
| Accountancy firm EIN | 2022-12-31 | 204723636 |
| 2018 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $41,865 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $1,573,609 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $1,539,893 |
| Total plan assets at end of year | 2018-12-31 | $8,391,341 |
| Total plan assets at beginning of year | 2018-12-31 | $9,923,085 |
| Value of fidelity bond covering the plan | 2018-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $422,250 |
| Expenses. Other expenses not covered elsewhere | 2018-12-31 | $1,313 |
| Other income received | 2018-12-31 | $-676,735 |
| Net income (gross income less expenses) | 2018-12-31 | $-1,531,744 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $8,391,341 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $9,923,085 |
| Assets. Value of participant loans | 2018-12-31 | $1,644 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $296,350 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $32,403 |
| 2017 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-12-31 | $0 |
| Total plan liabilities at beginning of year | 2017-12-31 | $0 |
| Total income from all sources | 2017-12-31 | $2,147,549 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $381,173 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $354,872 |
| Total plan assets at end of year | 2017-12-31 | $9,923,085 |
| Total plan assets at beginning of year | 2017-12-31 | $8,156,709 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $437,094 |
| Expenses. Other expenses not covered elsewhere | 2017-12-31 | $3,548 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $40,063 |
| Other income received | 2017-12-31 | $1,379,791 |
| Net income (gross income less expenses) | 2017-12-31 | $1,766,376 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $9,923,085 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,156,709 |
| Assets. Value of participant loans | 2017-12-31 | $21,488 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $290,601 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $22,753 |
| 2016 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $0 |
| Total plan liabilities at beginning of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $1,155,432 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $598,846 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $595,298 |
| Total plan assets at end of year | 2016-12-31 | $8,156,709 |
| Total plan assets at beginning of year | 2016-12-31 | $7,600,123 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $374,545 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $3,548 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $2,227 |
| Other income received | 2016-12-31 | $522,385 |
| Net income (gross income less expenses) | 2016-12-31 | $556,586 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $8,156,709 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,600,123 |
| Assets. Value of participant loans | 2016-12-31 | $69,513 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $256,275 |
| 2015 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-31 | $0 |
| Total plan liabilities at beginning of year | 2015-12-31 | $852 |
| Total income from all sources | 2015-12-31 | $1,126,849 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $463,968 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $419,943 |
| Total plan assets at end of year | 2015-12-31 | $7,600,123 |
| Total plan assets at beginning of year | 2015-12-31 | $6,938,094 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $371,136 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $3,548 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $538,257 |
| Other income received | 2015-12-31 | $-24,531 |
| Net income (gross income less expenses) | 2015-12-31 | $662,881 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $7,600,123 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,937,242 |
| Assets. Value of participant loans | 2015-12-31 | $31,970 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $241,987 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $40,477 |
| 2014 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-12-31 | $852 |
| Total plan liabilities at beginning of year | 2014-12-31 | $422 |
| Total income from all sources | 2014-12-31 | $930,707 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $848,491 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $841,936 |
| Total plan assets at end of year | 2014-12-31 | $6,938,094 |
| Total plan assets at beginning of year | 2014-12-31 | $6,855,448 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $327,012 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $6,555 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $31,154 |
| Other income received | 2014-12-31 | $327,244 |
| Net income (gross income less expenses) | 2014-12-31 | $82,216 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $6,937,242 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,855,026 |
| Assets. Value of participant loans | 2014-12-31 | $50,332 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $245,297 |
| 2013 : MASON, BRUCE AND GIRARD, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-31 | $422 |
| Total plan liabilities at beginning of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $1,571,199 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $922,596 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $899,164 |
| Total plan assets at end of year | 2013-12-31 | $6,855,448 |
| Total plan assets at beginning of year | 2013-12-31 | $6,206,423 |
| Value of fidelity bond covering the plan | 2013-12-31 | $400,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $302,778 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $3,548 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $15,469 |
| Other income received | 2013-12-31 | $1,068,223 |
| Net income (gross income less expenses) | 2013-12-31 | $648,603 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $6,855,026 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,206,423 |
| Assets. Value of participant loans | 2013-12-31 | $73,564 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $184,729 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $19,884 |
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | D9181 |
| Policy instance | 2 |
| Insurance contract or identification number | D9181 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with allocated funds for individual policies? | 1 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 500891-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 500891-01 | | Number of Individuals Covered | 25 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 500891 |
| Policy instance | 2 |
| Insurance contract or identification number | 500891 | | Number of Individuals Covered | 17 | | Other welfare benefits provided | GROUP ANNUITY CONTRACT |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 18213 |
| Policy instance | 1 |
| Insurance contract or identification number | 18213 | | Number of Individuals Covered | 3 |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 500891-01 |
| Policy instance | 2 |
| Insurance contract or identification number | 500891-01 | | Number of Individuals Covered | 18 | | Other welfare benefits provided | GROUP ANNUINTY CONTRACT |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 18213 |
| Policy instance | 1 |
| Insurance contract or identification number | 18213 | | Number of Individuals Covered | 3 |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 312378 |
| Policy instance | 2 |
| Insurance contract or identification number | 312378 | | Number of Individuals Covered | 75 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of fees paid to insurance company | USD $996 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 996 | | Additional information about fees paid to insurance broker | REFERRAL SERVICE FEE | | Insurance broker organization code? | 5 | | Insurance broker name | PREMIER RETIREMENT SERVICES, INC. |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 18213 |
| Policy instance | 1 |
| Insurance contract or identification number | 18213 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 312378 |
| Policy instance | 2 |
| Insurance contract or identification number | 312378 | | Number of Individuals Covered | 75 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $3,266 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 3266 | | Insurance broker organization code? | 5 | | Insurance broker name | PREMIER RETIREMENT SERVICES, INC. |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 18213 |
| Policy instance | 1 |
| Insurance contract or identification number | 18213 | | Are there contracts with allocated funds for individual policies? | Yes |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 312378 |
| Policy instance | 2 |
| Insurance contract or identification number | 312378 | | Number of Individuals Covered | 77 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of fees paid to insurance company | USD $3,815 | | Amount paid for insurance broker fees | 3815 | | Insurance broker organization code? | 5 | | Insurance broker name | PREMIER RETIREMENT SERVICES, INC. |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 18213 |
| Policy instance | 1 |
| Insurance contract or identification number | 18213 | | Number of Individuals Covered | 3 |
|
