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BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameBEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN
Plan identification number 001

BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BEND UROLOGY ASSOCIATES LLC has sponsored the creation of one or more 401k plans.

Company Name:BEND UROLOGY ASSOCIATES LLC
Employer identification number (EIN):930964320
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about BEND UROLOGY ASSOCIATES LLC

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1996-12-18
Company Identification Number: 54873287
Legal Registered Office Address: KARNOPP PETERSEN LLP

BEND
United States of America (USA)
97702

More information about BEND UROLOGY ASSOCIATES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01NORA V TAKLA2021-04-21
0012019-01-01NORA V TAKLA2020-08-31
0012018-01-01
0012017-01-01
0012017-01-01NORA V TAKLA2019-07-15
0012016-01-01
0012015-01-01
0012014-01-01BRIAN O'HOLLAREN2015-04-23
0012013-01-01BRIAN O'HOLLAREN2014-06-27
0012012-01-01BRIAN O'HOLLAREN2013-06-04
0012011-01-01NORA TAKLA2012-04-23
0012010-01-01MICHEL A. BOILEAU, M.D.2011-08-15

Plan Statistics for BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN

401k plan membership statisitcs for BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN

Measure Date Value
2020: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0118
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013
Number of participants with account balances2020-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0133
Total number of active participants reported on line 7a of the Form 55002019-01-015
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0112
Total of all active and inactive participants2019-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0118
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0142
Total number of active participants reported on line 7a of the Form 55002018-01-0121
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0111
Total of all active and inactive participants2018-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0133
Number of participants with account balances2018-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0146
Total number of active participants reported on line 7a of the Form 55002017-01-0120
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0118
Total of all active and inactive participants2017-01-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0142
Number of participants with account balances2017-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0138
Total number of active participants reported on line 7a of the Form 55002016-01-0128
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0146
Number of participants with account balances2016-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018

Financial Data on BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN

Measure Date Value
2020 : BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$1
Total plan liabilities at beginning of year2020-12-31$2,550
Total income from all sources2020-12-31$117,000
Expenses. Total of all expenses incurred2020-12-31$2,423,136
Benefits paid (including direct rollovers)2020-12-31$2,402,837
Total plan assets at end of year2020-12-31$24,656
Total plan assets at beginning of year2020-12-31$2,333,341
Value of fidelity bond covering the plan2020-12-31$366,000
Expenses. Other expenses not covered elsewhere2020-12-31$81
Other income received2020-12-31$117,000
Net income (gross income less expenses)2020-12-31$-2,306,136
Net plan assets at end of year (total assets less liabilities)2020-12-31$24,655
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,330,791
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$20,218
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$356,130
2019 : BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$2,550
Total plan liabilities at beginning of year2019-12-31$7,571
Total income from all sources2019-12-31$519,484
Expenses. Total of all expenses incurred2019-12-31$1,847,211
Benefits paid (including direct rollovers)2019-12-31$1,805,945
Total plan assets at end of year2019-12-31$2,333,341
Total plan assets at beginning of year2019-12-31$3,666,089
Value of fidelity bond covering the plan2019-12-31$366,000
Expenses. Other expenses not covered elsewhere2019-12-31$12
Other income received2019-12-31$519,484
Net income (gross income less expenses)2019-12-31$-1,327,727
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,330,791
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,658,518
Assets. Value of real-estate (other than employer real property)2019-12-31$356,130
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$41,254
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$7,571
Total plan liabilities at beginning of year2018-12-31$11
Total income from all sources2018-12-31$12,304
Expenses. Total of all expenses incurred2018-12-31$486,080
Benefits paid (including direct rollovers)2018-12-31$447,677
Total plan assets at end of year2018-12-31$3,666,089
Total plan assets at beginning of year2018-12-31$4,132,305
Value of fidelity bond covering the plan2018-12-31$414,000
Total contributions received or receivable from participants2018-12-31$77,862
Expenses. Other expenses not covered elsewhere2018-12-31$7,909
Other income received2018-12-31$-148,407
Net income (gross income less expenses)2018-12-31$-473,776
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,658,518
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,132,294
Assets. Value of real-estate (other than employer real property)2018-12-31$335,310
Total contributions received or receivable from employer(s)2018-12-31$82,849
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$30,494
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$11
Total plan liabilities at beginning of year2017-12-31$50
Total income from all sources2017-12-31$704,087
Expenses. Total of all expenses incurred2017-12-31$66,591
Benefits paid (including direct rollovers)2017-12-31$30,880
Total plan assets at end of year2017-12-31$4,132,705
Total plan assets at beginning of year2017-12-31$3,495,248
Value of fidelity bond covering the plan2017-12-31$330,000
Total contributions received or receivable from participants2017-12-31$85,252
Expenses. Other expenses not covered elsewhere2017-12-31$1,209
Other income received2017-12-31$495,655
Net income (gross income less expenses)2017-12-31$637,496
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,132,694
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,495,198
Assets. Value of real-estate (other than employer real property)2017-12-31$360,000
Total contributions received or receivable from employer(s)2017-12-31$123,180
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$34,502
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$50
Total income from all sources2016-12-31$500,995
Expenses. Total of all expenses incurred2016-12-31$330,198
Benefits paid (including direct rollovers)2016-12-31$298,981
Total plan assets at end of year2016-12-31$3,495,248
Total plan assets at beginning of year2016-12-31$3,324,401
Value of fidelity bond covering the plan2016-12-31$330,000
Total contributions received or receivable from participants2016-12-31$112,738
Expenses. Other expenses not covered elsewhere2016-12-31$884
Other income received2016-12-31$234,898
Net income (gross income less expenses)2016-12-31$170,797
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,495,198
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,324,401
Assets. Value of real-estate (other than employer real property)2016-12-31$292,860
Total contributions received or receivable from employer(s)2016-12-31$153,359
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$30,333
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0

Form 5500 Responses for BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN

2020: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BEND UROLOGY ASSOCIATES, L.L.C. 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801548-000
Policy instance 1
Insurance contract or identification number801548-000
Number of Individuals Covered18
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,722
Total amount of fees paid to insurance companyUSD $172
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,722
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER FEES
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801548-000
Policy instance 1
Insurance contract or identification number801548-000
Number of Individuals Covered29
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $3,255
Total amount of fees paid to insurance companyUSD $324
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,255
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER FEES
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801548-000
Policy instance 1
Insurance contract or identification number801548-000
Number of Individuals Covered42
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,332
Total amount of fees paid to insurance companyUSD $336
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,332
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER FEES
Insurance broker organization code?3
Insurance broker nameNORTHWEST RETIREMENT PLANS

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