COLDSTREAM CAPITAL MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.
Additional information about COLDSTREAM CAPITAL MANAGEMENT, INC.
| Measure | Date | Value |
|---|
| 2023 : COLDSTREAM 401(K) PLAN 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $296,389 |
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $296,389 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $6,577,155 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $643,560 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $619,392 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $3,236,671 |
| Value of total assets at end of year | 2023-12-31 | $24,767,930 |
| Value of total assets at beginning of year | 2023-12-31 | $18,834,335 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $24,168 |
| Total interest from all sources | 2023-12-31 | $1,508 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,206,480 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,206,480 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,957,674 |
| Participant contributions at end of year | 2023-12-31 | $23,514 |
| Participant contributions at beginning of year | 2023-12-31 | $29,816 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $1,732,366 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $2,311,176 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $375,090 |
| Other income not declared elsewhere | 2023-12-31 | $24,861 |
| Total non interest bearing cash at end of year | 2023-12-31 | $83,177 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $66,736 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,933,595 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $24,767,930 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $18,834,335 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $22,072,255 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $15,725,199 |
| Interest on participant loans | 2023-12-31 | $1,508 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $825,082 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $701,408 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,794,658 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $16,588 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $903,907 |
| Employer contributions (assets) at end of year | 2023-12-31 | $31,536 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $619,392 |
| Contract administrator fees | 2023-12-31 | $17,510 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | SABEY CPA, PLLC |
| Accountancy firm EIN | 2023-12-31 | 832111556 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-01-01 | $296,389 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $296,389 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $6,577,155 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $643,560 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $619,392 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $3,236,671 |
| Value of total assets at end of year | 2023-01-01 | $24,767,930 |
| Value of total assets at beginning of year | 2023-01-01 | $18,834,335 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $24,168 |
| Total interest from all sources | 2023-01-01 | $1,508 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,206,480 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,206,480 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,957,674 |
| Participant contributions at end of year | 2023-01-01 | $23,514 |
| Participant contributions at beginning of year | 2023-01-01 | $29,816 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $1,732,366 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $2,311,176 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $375,090 |
| Other income not declared elsewhere | 2023-01-01 | $24,861 |
| Total non interest bearing cash at end of year | 2023-01-01 | $83,177 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $66,736 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,933,595 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $24,767,930 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $18,834,335 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $22,072,255 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $15,725,199 |
| Interest on participant loans | 2023-01-01 | $1,508 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $825,082 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $701,408 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,794,658 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $16,588 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $903,907 |
| Employer contributions (assets) at end of year | 2023-01-01 | $31,536 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $619,392 |
| Contract administrator fees | 2023-01-01 | $17,510 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | SABEY CPA, PLLC |
| Accountancy firm EIN | 2023-01-01 | 832111556 |
| 2022 : COLDSTREAM 401(K) PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-425,281 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-425,281 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-100,488 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,642,740 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,599,667 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $21,592 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,568,258 |
| Value of total assets at end of year | 2022-12-31 | $18,834,335 |
| Value of total assets at beginning of year | 2022-12-31 | $20,577,563 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $21,481 |
| Total interest from all sources | 2022-12-31 | $2,276 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,127,359 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,127,359 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,633,462 |
| Participant contributions at end of year | 2022-12-31 | $29,816 |
| Participant contributions at beginning of year | 2022-12-31 | $67,569 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $2,311,176 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $2,373,926 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,183,342 |
| Other income not declared elsewhere | 2022-12-31 | $24,097 |
| Administrative expenses (other) incurred | 2022-12-31 | $14,692 |
| Total non interest bearing cash at end of year | 2022-12-31 | $66,736 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $73,330 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,743,228 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $18,834,335 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $20,577,563 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $6,789 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $15,725,199 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $17,192,553 |
| Interest on participant loans | 2022-12-31 | $2,276 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $701,408 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $870,185 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,407,868 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $10,671 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $751,454 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,599,667 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | SABEY CPA, PLLC |
| Accountancy firm EIN | 2022-12-31 | 832111556 |
| Total expenses incurred by plan in this plan year | 2022-06-07 | 673102 |
| Net assets as of the end of the plan year | 2022-06-07 | 20577563 |
| Total assets as of the beginning of the plan year | 2022-06-07 | 13113549 |
| Value of plan covered by a fidelity bond | 2022-06-07 | 500000 |
| Participant contributions to plan in this plan year | 2022-06-07 | 1277053 |
| Value of participant loans at end of plan year | 2022-06-07 | 67569 |
| Other contributions to plan in this plan year | 2022-06-07 | 4479576 |
| Other income to plan in this plan year | 2022-06-07 | 1814247 |
| Plan net income in this plan year | 2022-06-07 | 7464014 |
| Net assets as of the end of the plan year | 2022-06-07 | 20577563 |
| Net assets as of the beginning of the plan year | 2022-06-07 | 13113549 |
| Employer contributions to plan in this plan year | 2022-06-07 | 566240 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-06-07 | 17886 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-01-01 | $-425,281 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $-425,281 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-100,488 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $1,642,740 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,599,667 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $21,592 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,568,258 |
| Value of total assets at end of year | 2022-01-01 | $18,834,335 |
| Value of total assets at beginning of year | 2022-01-01 | $20,577,563 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $21,481 |
| Total interest from all sources | 2022-01-01 | $2,276 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,127,359 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,127,359 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,633,462 |
| Participant contributions at end of year | 2022-01-01 | $29,816 |
| Participant contributions at beginning of year | 2022-01-01 | $67,569 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $2,311,176 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $2,373,926 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,183,342 |
| Other income not declared elsewhere | 2022-01-01 | $24,097 |
| Administrative expenses (other) incurred | 2022-01-01 | $14,692 |
| Total non interest bearing cash at end of year | 2022-01-01 | $66,736 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $73,330 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,743,228 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $18,834,335 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $20,577,563 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $6,789 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $15,725,199 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $17,192,553 |
| Interest on participant loans | 2022-01-01 | $2,276 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $701,408 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $870,185 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-4,407,868 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $10,671 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $751,454 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,599,667 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | SABEY CPA, PLLC |
| Accountancy firm EIN | 2022-01-01 | 832111556 |
