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PROTECTION ONE 401(K) PLAN 401k Plan overview

Plan NamePROTECTION ONE 401(K) PLAN
Plan identification number 001

PROTECTION ONE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PROTECTION ONE ALARM MONITORING INC has sponsored the creation of one or more 401k plans.

Company Name:PROTECTION ONE ALARM MONITORING INC
Employer identification number (EIN):931064579
NAIC Classification:561600

Additional information about PROTECTION ONE ALARM MONITORING INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2272745

More information about PROTECTION ONE ALARM MONITORING INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROTECTION ONE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01ELIZABETH SCOTT CHRIS SHIMANEK2016-09-09
0012014-01-01ELIZABETH SCOTT CHRIS SHIMANEK2015-10-14
0012013-01-01ELIZABETH SCOTT CHRIS SHIMANEK2014-10-15
0012012-01-01ELIZABETH SCOTT CHRIS SHIMANEK2013-07-31
0012011-01-01ELIZABETH SCOTT CHRIS SHIMANEK2012-07-31
0012009-01-01ELIZABETH SCOTT SARAH STRAHM2010-10-15

Plan Statistics for PROTECTION ONE 401(K) PLAN

401k plan membership statisitcs for PROTECTION ONE 401(K) PLAN

Measure Date Value
2017: PROTECTION ONE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,221
Total number of active participants reported on line 7a of the Form 55002017-01-013,505
Number of retired or separated participants receiving benefits2017-01-0115
Number of other retired or separated participants entitled to future benefits2017-01-01420
Total of all active and inactive participants2017-01-013,940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-013,945
Number of participants with account balances2017-01-012,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0133
2016: PROTECTION ONE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,120
Total number of active participants reported on line 7a of the Form 55002016-01-013,671
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-01529
Total of all active and inactive participants2016-01-014,215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-014,221
Number of participants with account balances2016-01-012,431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01114
2015: PROTECTION ONE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,954
Total number of active participants reported on line 7a of the Form 55002015-01-012,697
Number of retired or separated participants receiving benefits2015-01-0112
Number of other retired or separated participants entitled to future benefits2015-01-01410
Total of all active and inactive participants2015-01-013,119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-013,120
Number of participants with account balances2015-01-011,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01109
2014: PROTECTION ONE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,790
Total number of active participants reported on line 7a of the Form 55002014-01-012,582
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-01363
Total of all active and inactive participants2014-01-012,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-012,954
Number of participants with account balances2014-01-011,680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01109
2013: PROTECTION ONE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,636
Total number of active participants reported on line 7a of the Form 55002013-01-012,415
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-01368
Total of all active and inactive participants2013-01-012,789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-012,790
Number of participants with account balances2013-01-011,689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0180
2012: PROTECTION ONE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,460
Total number of active participants reported on line 7a of the Form 55002012-01-012,228
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01402
Total of all active and inactive participants2012-01-012,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-012,636
Number of participants with account balances2012-01-011,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01107
2011: PROTECTION ONE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,653
Total number of active participants reported on line 7a of the Form 55002011-01-012,019
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01436
Total of all active and inactive participants2011-01-012,459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-012,460
Number of participants with account balances2011-01-011,769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01224
2009: PROTECTION ONE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,192
Total number of active participants reported on line 7a of the Form 55002009-01-012,423
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01425
Total of all active and inactive participants2009-01-012,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,849
Number of participants with account balances2009-01-012,469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01553

Financial Data on PROTECTION ONE 401(K) PLAN

Measure Date Value
2017 : PROTECTION ONE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-04$0
Total transfer of assets from this plan2017-04-04$93,867,459
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-04$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-04$268,913
Total income from all sources (including contributions)2017-04-04$7,141,781
Total loss/gain on sale of assets2017-04-04$0
Total of all expenses incurred2017-04-04$4,341,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-04$4,261,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-04$2,583,391
Value of total assets at end of year2017-04-04$0
Value of total assets at beginning of year2017-04-04$91,336,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-04$80,441
Total interest from all sources2017-04-04$45,651
Total dividends received (eg from common stock, registered investment company shares)2017-04-04$140,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-04No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-04$140,989
Was this plan covered by a fidelity bond2017-04-04Yes
Value of fidelity bond cover2017-04-04$15,000,000
If this is an individual account plan, was there a blackout period2017-04-04Yes
Were there any nonexempt tranactions with any party-in-interest2017-04-04No
Contributions received from participants2017-04-04$1,854,885
Participant contributions at beginning of year2017-04-04$3,757,628
Participant contributions at beginning of year2017-04-04$250,314
Income. Received or receivable in cash from other sources (including rollovers)2017-04-04$116,963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-04-04$268,913
Other income not declared elsewhere2017-04-04$557
Administrative expenses (other) incurred2017-04-04$80,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-04No
Value of net income/loss2017-04-04$2,800,140
Value of net assets at end of year (total assets less liabilities)2017-04-04$0
Value of net assets at beginning of year (total assets less liabilities)2017-04-04$91,067,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-04No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-04No
Were any leases to which the plan was party in default or uncollectible2017-04-04No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-04$87,278,558
Interest on participant loans2017-04-04$45,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-04$4,371,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-04No
Was there a failure to transmit to the plan any participant contributions2017-04-04No
Has the plan failed to provide any benefit when due under the plan2017-04-04No
Contributions received in cash from employer2017-04-04$611,543
Employer contributions (assets) at beginning of year2017-04-04$49,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-04$4,261,200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-04-04Yes
Did the plan have assets held for investment2017-04-04No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-04No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-04Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-04Yes
Opinion of an independent qualified public accountant for this plan2017-04-04Disclaimer
Accountancy firm name2017-04-04PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2017-04-04134008324
2016 : PROTECTION ONE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$6,234,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$268,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$99,346
Total income from all sources (including contributions)2016-12-31$16,182,147
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,198,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,026,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,146,647
Value of total assets at end of year2016-12-31$91,336,232
Value of total assets at beginning of year2016-12-31$74,948,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$172,899
Total interest from all sources2016-12-31$148,502
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,539,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,539,922
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,475,751
Participant contributions at end of year2016-12-31$3,757,628
Participant contributions at beginning of year2016-12-31$3,274,326
Participant contributions at end of year2016-12-31$250,314
Participant contributions at beginning of year2016-12-31$62,779
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$328,885
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$268,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$99,346
Other income not declared elsewhere2016-12-31$9,604
Administrative expenses (other) incurred2016-12-31$172,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,983,208
Value of net assets at end of year (total assets less liabilities)2016-12-31$91,067,319
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$74,849,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$87,278,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$71,585,822
Interest on participant loans2016-12-31$148,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,337,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,342,011
Employer contributions (assets) at end of year2016-12-31$49,732
Employer contributions (assets) at beginning of year2016-12-31$26,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,026,040
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2016-12-31134008324
2015 : PROTECTION ONE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$99,346
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$87,352
Total income from all sources (including contributions)2015-12-31$8,699,453
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,281,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,155,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,885,110
Value of total assets at end of year2015-12-31$74,948,940
Value of total assets at beginning of year2015-12-31$73,518,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$126,189
Total interest from all sources2015-12-31$129,240
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,052,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,052,169
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,505,919
Participant contributions at end of year2015-12-31$3,274,326
Participant contributions at beginning of year2015-12-31$3,035,866
Participant contributions at end of year2015-12-31$62,779
Participant contributions at beginning of year2015-12-31$64,902
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,270,963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$99,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$87,352
Other income not declared elsewhere2015-12-31$4,826
Administrative expenses (other) incurred2015-12-31$126,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,418,037
Value of net assets at end of year (total assets less liabilities)2015-12-31$74,849,594
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$73,431,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$71,585,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$70,392,042
Interest on participant loans2015-12-31$129,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,371,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,108,228
Employer contributions (assets) at end of year2015-12-31$26,013
Employer contributions (assets) at beginning of year2015-12-31$26,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,155,227
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2015-12-31134008324
2014 : PROTECTION ONE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$87,352
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$31,334
Total income from all sources (including contributions)2014-12-31$12,556,206
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,681,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,558,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,054,773
Value of total assets at end of year2014-12-31$73,518,909
Value of total assets at beginning of year2014-12-31$68,587,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$122,896
Total interest from all sources2014-12-31$122,138
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,520,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,520,098
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,016,038
Participant contributions at end of year2014-12-31$3,035,866
Participant contributions at beginning of year2014-12-31$2,822,954
Participant contributions at end of year2014-12-31$64,902
Participant contributions at beginning of year2014-12-31$59,581
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$198,432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$87,352
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$31,334
Other income not declared elsewhere2014-12-31$2,703
Administrative expenses (other) incurred2014-12-31$122,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,875,113
Value of net assets at end of year (total assets less liabilities)2014-12-31$73,431,557
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$68,556,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$70,392,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$65,682,390
Interest on participant loans2014-12-31$122,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,856,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,840,303
Employer contributions (assets) at end of year2014-12-31$26,099
Employer contributions (assets) at beginning of year2014-12-31$22,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,558,197
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2014-12-31134008324
2013 : PROTECTION ONE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$31,334
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,343
Total income from all sources (including contributions)2013-12-31$20,711,023
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,768,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,667,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,656,456
Value of total assets at end of year2013-12-31$68,587,778
Value of total assets at beginning of year2013-12-31$54,617,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$101,506
Total interest from all sources2013-12-31$117,582
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,835,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,835,291
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,584,988
Participant contributions at end of year2013-12-31$2,822,954
Participant contributions at beginning of year2013-12-31$2,762,884
Participant contributions at end of year2013-12-31$59,581
Participant contributions at beginning of year2013-12-31$43,936
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,257,637
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$31,334
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,343
Other income not declared elsewhere2013-12-31$1,597
Administrative expenses (other) incurred2013-12-31$101,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,942,159
Value of net assets at end of year (total assets less liabilities)2013-12-31$68,556,444
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$54,614,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$65,682,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$51,792,269
Interest on participant loans2013-12-31$117,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,100,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,813,831
Employer contributions (assets) at end of year2013-12-31$22,853
Employer contributions (assets) at beginning of year2013-12-31$18,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,667,358
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS,LLC
Accountancy firm EIN2013-12-31134008324
2012 : PROTECTION ONE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,343
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$11,763,201
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,447,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,316,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,694,475
Value of total assets at end of year2012-12-31$54,617,628
Value of total assets at beginning of year2012-12-31$48,298,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$131,205
Total interest from all sources2012-12-31$116,396
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,202,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,202,353
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,006,101
Participant contributions at end of year2012-12-31$2,762,884
Participant contributions at beginning of year2012-12-31$2,634,819
Participant contributions at end of year2012-12-31$43,936
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$185,921
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,343
Other income not declared elsewhere2012-12-31$547
Administrative expenses (other) incurred2012-12-31$131,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,315,728
Value of net assets at end of year (total assets less liabilities)2012-12-31$54,614,285
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$48,298,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$51,792,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$45,663,738
Interest on participant loans2012-12-31$116,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,749,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,502,453
Employer contributions (assets) at end of year2012-12-31$18,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,316,268
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2012-12-31134008324
2011 : PROTECTION ONE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,489
Total income from all sources (including contributions)2011-12-31$5,983,900
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,450,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,302,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,236,423
Value of total assets at end of year2011-12-31$48,298,557
Value of total assets at beginning of year2011-12-31$49,772,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$148,714
Total interest from all sources2011-12-31$113,800
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,174,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,174,717
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,227,227
Participant contributions at end of year2011-12-31$2,634,819
Participant contributions at beginning of year2011-12-31$2,466,318
Participant contributions at beginning of year2011-12-31$172,738
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$441,527
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,489
Other income not declared elsewhere2011-12-31$681
Administrative expenses (other) incurred2011-12-31$148,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,467,008
Value of net assets at end of year (total assets less liabilities)2011-12-31$48,298,557
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$49,765,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$45,663,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$47,059,385
Interest on participant loans2011-12-31$113,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,541,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,567,669
Employer contributions (assets) at beginning of year2011-12-31$73,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,302,194
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2011-12-31134008324
2010 : PROTECTION ONE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,489
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,498,840
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$8,793,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,619,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,072,223
Value of total assets at end of year2010-12-31$49,772,054
Value of total assets at beginning of year2010-12-31$46,060,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$174,655
Total interest from all sources2010-12-31$105,120
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$995,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$995,958
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,866,019
Participant contributions at end of year2010-12-31$2,466,318
Participant contributions at beginning of year2010-12-31$1,972,121
Participant contributions at end of year2010-12-31$172,738
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$324,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,489
Other income not declared elsewhere2010-12-31$6,989
Administrative expenses (other) incurred2010-12-31$174,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,704,879
Value of net assets at end of year (total assets less liabilities)2010-12-31$49,765,565
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$46,060,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$47,059,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$44,088,565
Interest on participant loans2010-12-31$105,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,318,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,881,891
Employer contributions (assets) at end of year2010-12-31$73,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,619,306
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2010-12-31134008324

Form 5500 Responses for PROTECTION ONE 401(K) PLAN

2017: PROTECTION ONE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PROTECTION ONE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PROTECTION ONE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PROTECTION ONE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PROTECTION ONE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PROTECTION ONE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PROTECTION ONE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PROTECTION ONE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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