401k Plan data: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST plan

HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HART WAGNER LLP has sponsored the creation of one or more 401k plans.

Company Name: HART WAGNER LLP

Employer identification number (EIN): 931091353

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about HART WAGNER LLP

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 1997-11-10

Company Identification Number: 60011781

More information about HART WAGNER LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MICHAEL J. WISWALL 2023-10-05
001 2021-01-01 MICHAEL J. WISWALL 2022-10-17
001 2020-01-01 MICHAEL J. WISWALL 2021-06-28
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 JANET M. SCHROER
001 2013-01-01 STEVEN A KRAEMER
001 2012-01-01 JANET M. SCHROER
001 2009-01-01 CONNIE E. MCKELVEY CONNIE E. MCKELVEY 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MICHAEL J. WISWALL	2023-10-05
001	2021-01-01	MICHAEL J. WISWALL	2022-10-17
001	2020-01-01	MICHAEL J. WISWALL	2021-06-28
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	JANET M. SCHROER
001	2013-01-01	STEVEN A KRAEMER
001	2012-01-01	JANET M. SCHROER
001	2009-01-01	CONNIE E. MCKELVEY		CONNIE E. MCKELVEY	2010-10-12

Plan Statistics for HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2019: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 76
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 17
Total of all active and inactive participants 2019-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 93
Number of participants with account balances 2019-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 71
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 36
Total of all active and inactive participants 2018-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 107
Number of participants with account balances 2018-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 79
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 40
Total of all active and inactive participants 2017-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 119
Number of participants with account balances 2017-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 86
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 44
Total of all active and inactive participants 2016-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 130
Number of participants with account balances 2016-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 89
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 43
Total of all active and inactive participants 2015-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 132
Number of participants with account balances 2015-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 88
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 43
Total of all active and inactive participants 2014-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 131
Number of participants with account balances 2014-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 92
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 36
Total of all active and inactive participants 2013-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 128
Number of participants with account balances 2013-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 101
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 32
Total of all active and inactive participants 2012-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 134
Number of participants with account balances 2012-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2009: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 115
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 29
Total of all active and inactive participants 2009-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 144
Number of participants with account balances 2009-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	76
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	17
Total of all active and inactive participants	2019-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	93
Number of participants with account balances	2019-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	71
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	36
Total of all active and inactive participants	2018-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	107
Number of participants with account balances	2018-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	79
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	40
Total of all active and inactive participants	2017-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	119
Number of participants with account balances	2017-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	86
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	44
Total of all active and inactive participants	2016-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	130
Number of participants with account balances	2016-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	89
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	43
Total of all active and inactive participants	2015-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	132
Number of participants with account balances	2015-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	88
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	43
Total of all active and inactive participants	2014-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	131
Number of participants with account balances	2014-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	92
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	36
Total of all active and inactive participants	2013-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	128
Number of participants with account balances	2013-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	101
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	32
Total of all active and inactive participants	2012-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	134
Number of participants with account balances	2012-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2009: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	115
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	29
Total of all active and inactive participants	2009-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	144
Number of participants with account balances	2009-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2019 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,771,999
Total income from all sources (including contributions)	2019-12-31	$5,771,999
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$5,644,316
Total of all expenses incurred	2019-12-31	$5,644,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,601,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,601,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,273,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,273,602
Value of total assets at end of year	2019-12-31	$18,684,536
Value of total assets at end of year	2019-12-31	$18,684,536
Value of total assets at beginning of year	2019-12-31	$18,556,853
Value of total assets at beginning of year	2019-12-31	$18,556,853
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$43,239
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$43,239
Total interest from all sources	2019-12-31	$18,200
Total interest from all sources	2019-12-31	$18,200
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$418,518
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$418,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$418,518
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$418,518
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$537,415
Contributions received from participants	2019-12-31	$537,415
Participant contributions at end of year	2019-12-31	$140,430
Participant contributions at end of year	2019-12-31	$140,430
Participant contributions at beginning of year	2019-12-31	$133,319
Participant contributions at beginning of year	2019-12-31	$133,319
Participant contributions at end of year	2019-12-31	$127,218
Participant contributions at end of year	2019-12-31	$127,218
Participant contributions at beginning of year	2019-12-31	$119,318
Participant contributions at beginning of year	2019-12-31	$119,318
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$5,877,754
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$5,877,754
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$7,080,591
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$7,080,591
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$51,343
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$51,343
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$776
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$776
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$1,834,889
Other income not declared elsewhere	2019-12-31	$1,834,889
Administrative expenses (other) incurred	2019-12-31	$4,328
Administrative expenses (other) incurred	2019-12-31	$4,328
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$4
Total non interest bearing cash at beginning of year	2019-12-31	$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$127,683
Value of net income/loss	2019-12-31	$127,683
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$18,684,536
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$18,684,536
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,556,853
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,556,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$33,731
Investment advisory and management fees	2019-12-31	$33,731
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,628,609
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,628,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,835,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,835,296
Interest on participant loans	2019-12-31	$7,457
Interest on participant loans	2019-12-31	$7,457
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$3,159,347
Value of interest in common/collective trusts at beginning of year	2019-12-31	$3,159,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$224,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$224,905
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$571,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$571,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$571,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$571,040
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$10,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$10,743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,850,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,850,507
Net investment gain or loss from common/collective trusts	2019-12-31	$376,283
Net investment gain or loss from common/collective trusts	2019-12-31	$376,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$684,844
Contributions received in cash from employer	2019-12-31	$684,844
Employer contributions (assets) at end of year	2019-12-31	$684,844
Employer contributions (assets) at end of year	2019-12-31	$684,844
Employer contributions (assets) at beginning of year	2019-12-31	$657,938
Employer contributions (assets) at beginning of year	2019-12-31	$657,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,601,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,601,077
Contract administrator fees	2019-12-31	$5,180
Contract administrator fees	2019-12-31	$5,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GM BRANDT P.C. CPA
Accountancy firm name	2019-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2019-12-31	208146927
Accountancy firm EIN	2019-12-31	208146927
2018 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-192,917
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,343,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,292,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,207,361
Value of total assets at end of year	2018-12-31	$18,556,853
Value of total assets at beginning of year	2018-12-31	$20,093,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$51,230
Total interest from all sources	2018-12-31	$15,442
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$502,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$502,477
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$549,423
Participant contributions at end of year	2018-12-31	$133,319
Participant contributions at beginning of year	2018-12-31	$154,742
Participant contributions at end of year	2018-12-31	$119,318
Participant contributions at beginning of year	2018-12-31	$82,415
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$7,080,591
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$7,496,596
Other income not declared elsewhere	2018-12-31	$-710,924
Administrative expenses (other) incurred	2018-12-31	$1,037
Total non interest bearing cash at end of year	2018-12-31	$4
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,536,440
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$18,556,853
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$20,093,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$47,666
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,835,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$8,387,984
Interest on participant loans	2018-12-31	$5,979
Value of interest in common/collective trusts at end of year	2018-12-31	$3,159,347
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,267,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$571,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$3
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$3
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$9,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$16,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,007,676
Net investment gain or loss from common/collective trusts	2018-12-31	$-199,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$657,938
Employer contributions (assets) at end of year	2018-12-31	$657,938
Employer contributions (assets) at beginning of year	2018-12-31	$687,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,292,293
Contract administrator fees	2018-12-31	$2,527
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2018-12-31	208146927
2017 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,259,677
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,433,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,387,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,198,906
Value of total assets at end of year	2017-12-31	$20,093,293
Value of total assets at beginning of year	2017-12-31	$19,267,523
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$46,317
Total interest from all sources	2017-12-31	$5,945
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$497,060
Participant contributions at end of year	2017-12-31	$154,742
Participant contributions at beginning of year	2017-12-31	$197,005
Participant contributions at end of year	2017-12-31	$82,415
Participant contributions at beginning of year	2017-12-31	$88,408
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$7,496,596
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$6,228,347
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$14,290
Other income not declared elsewhere	2017-12-31	$1,139,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$825,770
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$20,093,293
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$19,267,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$44,186
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$8,387,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$9,187,736
Interest on participant loans	2017-12-31	$5,945
Value of interest in common/collective trusts at end of year	2017-12-31	$3,267,131
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,765,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$3
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$16,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$14,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,484,504
Net investment gain or loss from common/collective trusts	2017-12-31	$430,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$687,556
Employer contributions (assets) at end of year	2017-12-31	$687,556
Employer contributions (assets) at beginning of year	2017-12-31	$786,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,387,590
Contract administrator fees	2017-12-31	$2,131
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2017-12-31	208146927
2016 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,387,457
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,881,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,834,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,322,191
Value of total assets at end of year	2016-12-31	$19,267,523
Value of total assets at beginning of year	2016-12-31	$19,762,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$47,171
Total interest from all sources	2016-12-31	$7,075
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$504,735
Participant contributions at end of year	2016-12-31	$197,005
Participant contributions at beginning of year	2016-12-31	$219,427
Participant contributions at end of year	2016-12-31	$88,408
Participant contributions at beginning of year	2016-12-31	$67,730
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$6,228,347
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$8,250,525
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$30,531
Other income not declared elsewhere	2016-12-31	$297,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-494,539
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$19,267,523
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$19,762,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$45,729
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,187,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,912,758
Interest on participant loans	2016-12-31	$7,075
Value of interest in common/collective trusts at end of year	2016-12-31	$2,765,052
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,527,121
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$2
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$14,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$11,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$600,176
Net investment gain or loss from common/collective trusts	2016-12-31	$160,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$786,925
Employer contributions (assets) at end of year	2016-12-31	$786,925
Employer contributions (assets) at beginning of year	2016-12-31	$773,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,834,825
Contract administrator fees	2016-12-31	$1,442
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2016-12-31	208146927
2015 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,498
Total income from all sources (including contributions)	2015-12-31	$1,101,997
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,598,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,548,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,410,845
Value of total assets at end of year	2015-12-31	$19,762,062
Value of total assets at beginning of year	2015-12-31	$20,260,306
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$49,798
Total interest from all sources	2015-12-31	$6,413
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$570,860
Participant contributions at end of year	2015-12-31	$219,427
Participant contributions at beginning of year	2015-12-31	$196,719
Participant contributions at end of year	2015-12-31	$67,730
Participant contributions at beginning of year	2015-12-31	$69,941
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$8,250,525
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$8,549,222
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$66,785
Other income not declared elsewhere	2015-12-31	$-299,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-496,746
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$19,762,062
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$20,258,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$47,698
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,912,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,185,141
Interest on participant loans	2015-12-31	$6,413
Value of interest in common/collective trusts at end of year	2015-12-31	$2,527,121
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,845,640
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$594,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$594,889
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$11,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$8,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$12,878
Net investment gain or loss from common/collective trusts	2015-12-31	$-28,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$773,200
Employer contributions (assets) at end of year	2015-12-31	$773,200
Employer contributions (assets) at beginning of year	2015-12-31	$810,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,548,945
Contract administrator fees	2015-12-31	$2,100
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$1,498
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2015-12-31	208146927
2014 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,498
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,498
Total income from all sources (including contributions)	2014-12-31	$2,691,403
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,381,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,332,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,370,655
Value of total assets at end of year	2014-12-31	$20,260,306
Value of total assets at beginning of year	2014-12-31	$19,950,007
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$48,248
Total interest from all sources	2014-12-31	$5,693
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$557,604
Participant contributions at end of year	2014-12-31	$196,719
Participant contributions at beginning of year	2014-12-31	$147,978
Participant contributions at end of year	2014-12-31	$69,941
Participant contributions at beginning of year	2014-12-31	$73,612
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$8,549,222
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$9,303,268
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,997
Other income not declared elsewhere	2014-12-31	$586,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$310,299
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$20,258,808
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$19,948,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,185,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,525,130
Interest on participant loans	2014-12-31	$4,810
Interest earned on other investments	2014-12-31	$813
Value of interest in common/collective trusts at end of year	2014-12-31	$2,845,640
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,473,640
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$594,889
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$597,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$597,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$70
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$8,700
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$6,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$573,562
Net investment gain or loss from common/collective trusts	2014-12-31	$154,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$810,054
Employer contributions (assets) at end of year	2014-12-31	$810,054
Employer contributions (assets) at beginning of year	2014-12-31	$823,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,332,856
Contract administrator fees	2014-12-31	$48,248
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$1,498
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$1,498
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2014-12-31	208146927
2013 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,498
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,498
Total income from all sources (including contributions)	2013-12-31	$4,526,969
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,797,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,739,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,470,094
Value of total assets at end of year	2013-12-31	$19,950,007
Value of total assets at beginning of year	2013-12-31	$18,220,583
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$58,136
Total interest from all sources	2013-12-31	$1,965
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$617,229
Participant contributions at end of year	2013-12-31	$147,978
Participant contributions at end of year	2013-12-31	$73,612
Participant contributions at beginning of year	2013-12-31	$60,662
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$9,303,268
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$9,650,674
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$29,839
Other income not declared elsewhere	2013-12-31	$1,509,523
Administrative expenses (other) incurred	2013-12-31	$6,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,729,424
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$19,948,509
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$18,219,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,525,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,841,191
Interest earned on other investments	2013-12-31	$779
Value of interest in common/collective trusts at end of year	2013-12-31	$2,473,640
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,116,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$597,132
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$601,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$601,997
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,186
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$6,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,184,536
Net investment gain or loss from common/collective trusts	2013-12-31	$360,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$823,026
Employer contributions (assets) at end of year	2013-12-31	$823,026
Employer contributions (assets) at beginning of year	2013-12-31	$946,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,739,409
Contract administrator fees	2013-12-31	$51,376
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$1,498
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$1,498
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2013-12-31	208146927
2012 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,498
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,498
Total income from all sources (including contributions)	2012-12-31	$3,767,888
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$724,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$665,025
Value of total corrective distributions	2012-12-31	$1,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,529,834
Value of total assets at end of year	2012-12-31	$18,220,583
Value of total assets at beginning of year	2012-12-31	$15,176,775
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$57,349
Total interest from all sources	2012-12-31	$300
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$583,820
Participant contributions at end of year	2012-12-31	$60,662
Participant contributions at beginning of year	2012-12-31	$62,640
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$9,650,674
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$7,739,874
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$3,430
Other income not declared elsewhere	2012-12-31	$1,400,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,043,808
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$18,219,085
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,175,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,841,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,218,322
Interest earned on other investments	2012-12-31	$245
Income. Interest from US Government securities	2012-12-31	$55
Value of interest in common/collective trusts at end of year	2012-12-31	$2,116,185
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,685,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$601,997
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$501,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$501,588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$922
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$606,146
Net investment gain or loss from common/collective trusts	2012-12-31	$230,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$946,014
Employer contributions (assets) at end of year	2012-12-31	$946,014
Employer contributions (assets) at beginning of year	2012-12-31	$964,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$665,025
Contract administrator fees	2012-12-31	$57,349
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$1,498
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$1,498
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GM BRANDT P.C. CPA
Accountancy firm EIN	2012-12-31	208146927
2010 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,112,918
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,933,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,893,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,526,790
Value of total assets at end of year	2010-12-31	$14,304,132
Value of total assets at beginning of year	2010-12-31	$14,124,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$39,720
Total interest from all sources	2010-12-31	$651
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$350,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$482,094
Participant contributions at end of year	2010-12-31	$45,205
Participant contributions at beginning of year	2010-12-31	$40,263
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$7,078,536
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$6,932,121
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$103,724
Other income not declared elsewhere	2010-12-31	$921,530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$179,443
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,304,132
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,124,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$34,600
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,310,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,513,675
Interest earned on other investments	2010-12-31	$531
Value of interest in common/collective trusts at end of year	2010-12-31	$1,471,731
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,358,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$457,146
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$271,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$271,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$26
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$106,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$490,776
Net investment gain or loss from common/collective trusts	2010-12-31	$173,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$940,972
Employer contributions (assets) at end of year	2010-12-31	$940,973
Employer contributions (assets) at beginning of year	2010-12-31	$902,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,893,755
Contract administrator fees	2010-12-31	$5,120
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GM BRANDT CPA
Accountancy firm EIN	2010-12-31	208146927
2009 : HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST

2019: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2009: HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $108
Total amount of fees paid to insurance company	USD $45
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $60
Amount paid for insurance broker fees	25
Additional information about fees paid to insurance broker	OTHER COMPENSATION
Insurance broker organization code?	3

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $102
Total amount of fees paid to insurance company	USD $42
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $58
Amount paid for insurance broker fees	24
Additional information about fees paid to insurance broker	OTHER COMPENSATION
Insurance broker organization code?	3

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $98
Total amount of fees paid to insurance company	USD $39
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $56
Amount paid for insurance broker fees	22
Additional information about fees paid to insurance broker	OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	CAM GROUPL LLC

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $210
Total amount of fees paid to insurance company	USD $61
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $97
Amount paid for insurance broker fees	39
Additional information about fees paid to insurance broker	OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	ANDREW THOMAS USHER

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $249
Total amount of fees paid to insurance company	USD $76
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $81
Amount paid for insurance broker fees	31
Additional information about fees paid to insurance broker	OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	CORY A MAHAFFEY

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $309
Total amount of fees paid to insurance company	USD $98
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $141
Amount paid for insurance broker fees	53
Additional information about fees paid to insurance broker	OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	CORY A MAHAFFEY

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	1
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $398
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $186
Insurance broker organization code?	3
Insurance broker name	CORY A MAHAFFEY

MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )

Policy contract number

L007928179

Policy instance

Insurance contract or identification number	L007928179
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $96
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

37333

Policy instance

Insurance contract or identification number	37333
Number of Individuals Covered	2
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $204
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

HART WAGNER LLP 401(K) PROFIT SHARING PLAN & TRUST [EIN = 911803409]

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Company Name:	HART WAGNER LLP
Employer identification number (EIN):	931091353
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	1997-11-10
Company Identification Number:	60011781