401k Plan data: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST plan

ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

ASHLAND ORTHOPEDIC ASSOCIATES, LLP has sponsored the creation of one or more 401k plans.

Company Name: ASHLAND ORTHOPEDIC ASSOCIATES, LLP

Employer identification number (EIN): 931100030

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about ASHLAND ORTHOPEDIC ASSOCIATES, LLP

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 1997-03-17

Company Identification Number: 55579388

More information about ASHLAND ORTHOPEDIC ASSOCIATES, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 GLEN O'SULLIVAN, M.D. 2021-01-06
001 2019-01-01 GLEN O'SULLIVAN, M.D. 2020-07-15
001 2018-01-01 GLEN O'SULLIVAN, M.D. 2019-08-30
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 DOUGLAS P. MORRISON, M.D.
001 2013-01-01 DOUGLAS P. MORRISON, M.D.
001 2012-01-01 DOUGLAS P. MORRISON, M.D.
001 2011-01-01 DOUGLAS P. MORRISON, M.D.
001 2010-01-01 DOUGLAS P. MORRISON, M.D.
001 2009-01-01 DOUGLAS P. MORRISON, M.D.

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01	GLEN O'SULLIVAN, M.D.	2021-01-06
001	2019-01-01	GLEN O'SULLIVAN, M.D.	2020-07-15
001	2018-01-01	GLEN O'SULLIVAN, M.D.	2019-08-30
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	DOUGLAS P. MORRISON, M.D.
001	2013-01-01	DOUGLAS P. MORRISON, M.D.
001	2012-01-01	DOUGLAS P. MORRISON, M.D.
001	2011-01-01	DOUGLAS P. MORRISON, M.D.
001	2010-01-01	DOUGLAS P. MORRISON, M.D.
001	2009-01-01	DOUGLAS P. MORRISON, M.D.

Plan Statistics for ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2020: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 8
Number of other retired or separated participants entitled to future benefits 2019-01-01 2
Total of all active and inactive participants 2019-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 10
Number of participants with account balances 2019-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 12
Total of all active and inactive participants 2018-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 16
Number of participants with account balances 2018-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 12
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 3
Total of all active and inactive participants 2017-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 17
Number of participants with account balances 2017-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 14
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 15
Number of participants with account balances 2016-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 15
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 18
Number of participants with account balances 2015-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 14
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 19
Number of participants with account balances 2014-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 18
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 21
Number of participants with account balances 2013-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 17
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 20
Number of participants with account balances 2012-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 22
Number of participants with account balances 2011-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 17
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 5
Total of all active and inactive participants 2010-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 22
Number of participants with account balances 2010-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 17
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 23
Number of participants with account balances 2009-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2020: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	8
Number of other retired or separated participants entitled to future benefits	2019-01-01	2
Total of all active and inactive participants	2019-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	10
Number of participants with account balances	2019-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	12
Total of all active and inactive participants	2018-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	16
Number of participants with account balances	2018-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	12
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	3
Total of all active and inactive participants	2017-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	17
Number of participants with account balances	2017-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	14
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	15
Number of participants with account balances	2016-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	15
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	18
Number of participants with account balances	2015-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	14
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	19
Number of participants with account balances	2014-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	18
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	21
Number of participants with account balances	2013-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	17
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	20
Number of participants with account balances	2012-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	22
Number of participants with account balances	2011-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	17
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	5
Total of all active and inactive participants	2010-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	22
Number of participants with account balances	2010-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	17
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	23
Number of participants with account balances	2009-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2020 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total plan liabilities at end of year	2020-09-30	$0
Total plan liabilities at beginning of year	2020-09-30	$1
Total income from all sources	2020-09-30	$1,302
Expenses. Total of all expenses incurred	2020-09-30	$367,565
Benefits paid (including direct rollovers)	2020-09-30	$367,355
Total plan assets at end of year	2020-09-30	$0
Total plan assets at beginning of year	2020-09-30	$366,264
Value of fidelity bond covering the plan	2020-09-30	$500,000
Total contributions received or receivable from participants	2020-09-30	$0
Assets. Value of loans (other than to participants)	2020-09-30	$0
Contributions received from other sources (not participants or employers)	2020-09-30	$0
Other income received	2020-09-30	$1,302
Net income (gross income less expenses)	2020-09-30	$-366,263
Net plan assets at end of year (total assets less liabilities)	2020-09-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-09-30	$366,263
Assets. Value of participant loans	2020-09-30	$0
Total contributions received or receivable from employer(s)	2020-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-09-30	$210
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-09-30	$0
2019 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$1
Total plan liabilities at beginning of year	2019-12-31	$875
Total income from all sources	2019-12-31	$815,402
Expenses. Total of all expenses incurred	2019-12-31	$4,674,119
Benefits paid (including direct rollovers)	2019-12-31	$4,647,779
Total plan assets at end of year	2019-12-31	$366,264
Total plan assets at beginning of year	2019-12-31	$4,225,855
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$25,000
Assets. Value of loans (other than to participants)	2019-12-31	$100,000
Other income received	2019-12-31	$716,676
Net income (gross income less expenses)	2019-12-31	$-3,858,717
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$366,263
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,224,980
Assets. Value of participant loans	2019-12-31	$16,747
Total contributions received or receivable from employer(s)	2019-12-31	$73,726
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$26,340
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$875
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$64,870
Expenses. Total of all expenses incurred	2018-12-31	$1,676,415
Benefits paid (including direct rollovers)	2018-12-31	$1,640,684
Total plan assets at end of year	2018-12-31	$4,225,855
Total plan assets at beginning of year	2018-12-31	$5,836,525
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$77,696
Assets. Value of loans (other than to participants)	2018-12-31	$225,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$39
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-102,313
Net income (gross income less expenses)	2018-12-31	$-1,611,545
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,224,980
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,836,525
Assets. Value of participant loans	2018-12-31	$27,254
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$0
Total contributions received or receivable from employer(s)	2018-12-31	$89,487
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$35,692
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$867,990
Expenses. Total of all expenses incurred	2017-12-31	$66,230
Benefits paid (including direct rollovers)	2017-12-31	$47,241
Total plan assets at end of year	2017-12-31	$5,836,525
Total plan assets at beginning of year	2017-12-31	$5,034,765
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$101,541
Assets. Value of loans (other than to participants)	2017-12-31	$225,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$4,206
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$668,119
Net income (gross income less expenses)	2017-12-31	$801,760
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,836,525
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$5,034,765
Assets. Value of participant loans	2017-12-31	$29,005
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$108,000
Total contributions received or receivable from employer(s)	2017-12-31	$98,330
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$14,783
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$552,499
Expenses. Total of all expenses incurred	2016-12-31	$70,730
Benefits paid (including direct rollovers)	2016-12-31	$54,593
Total plan assets at end of year	2016-12-31	$5,034,765
Total plan assets at beginning of year	2016-12-31	$4,552,996
Value of fidelity bond covering the plan	2016-12-31	$400,000
Total contributions received or receivable from participants	2016-12-31	$77,370
Assets. Value of loans (other than to participants)	2016-12-31	$125,000
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$334,969
Net income (gross income less expenses)	2016-12-31	$481,769
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$5,034,765
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,552,996
Assets. Value of participant loans	2016-12-31	$36,808
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$96,000
Total contributions received or receivable from employer(s)	2016-12-31	$140,160
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$16,137
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$195,131
Expenses. Total of all expenses incurred	2015-12-31	$151,461
Benefits paid (including direct rollovers)	2015-12-31	$134,738
Total plan assets at end of year	2015-12-31	$4,552,996
Total plan assets at beginning of year	2015-12-31	$4,509,326
Value of fidelity bond covering the plan	2015-12-31	$400,000
Total contributions received or receivable from participants	2015-12-31	$74,840
Assets. Value of loans (other than to participants)	2015-12-31	$126,486
Expenses. Other expenses not covered elsewhere	2015-12-31	$14
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-20,889
Net income (gross income less expenses)	2015-12-31	$43,670
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,552,996
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,509,326
Assets. Value of participant loans	2015-12-31	$49,737
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$84,000
Total contributions received or receivable from employer(s)	2015-12-31	$141,180
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$16,709
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$604,640
Expenses. Total of all expenses incurred	2014-12-31	$53,507
Benefits paid (including direct rollovers)	2014-12-31	$37,673
Total plan assets at end of year	2014-12-31	$4,509,326
Total plan assets at beginning of year	2014-12-31	$3,958,193
Value of fidelity bond covering the plan	2014-12-31	$400,000
Total contributions received or receivable from participants	2014-12-31	$67,726
Expenses. Other expenses not covered elsewhere	2014-12-31	$43
Other income received	2014-12-31	$398,868
Net income (gross income less expenses)	2014-12-31	$551,133
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,509,326
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,958,193
Assets. Value of participant loans	2014-12-31	$42,751
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$36,000
Total contributions received or receivable from employer(s)	2014-12-31	$138,046
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$15,791
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$355,794
Expenses. Total of all expenses incurred	2013-12-31	$47,652
Benefits paid (including direct rollovers)	2013-12-31	$32,099
Total plan assets at end of year	2013-12-31	$3,958,193
Total plan assets at beginning of year	2013-12-31	$3,650,051
Value of fidelity bond covering the plan	2013-12-31	$400,000
Total contributions received or receivable from participants	2013-12-31	$68,719
Expenses. Other expenses not covered elsewhere	2013-12-31	$366
Other income received	2013-12-31	$144,558
Net income (gross income less expenses)	2013-12-31	$308,142
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,958,193
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,650,051
Assets. Value of participant loans	2013-12-31	$73,751
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$31,500
Total contributions received or receivable from employer(s)	2013-12-31	$142,517
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$15,187
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$449,207
Expenses. Total of all expenses incurred	2012-12-31	$54,138
Benefits paid (including direct rollovers)	2012-12-31	$38,898
Total plan assets at end of year	2012-12-31	$3,650,051
Total plan assets at beginning of year	2012-12-31	$3,254,982
Value of fidelity bond covering the plan	2012-12-31	$400,000
Total contributions received or receivable from participants	2012-12-31	$89,445
Expenses. Other expenses not covered elsewhere	2012-12-31	$91
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$217,532
Net income (gross income less expenses)	2012-12-31	$395,069
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,650,051
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,254,982
Assets. Value of participant loans	2012-12-31	$88,142
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$28,500
Total contributions received or receivable from employer(s)	2012-12-31	$142,230
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$15,149
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$126,172
Expenses. Total of all expenses incurred	2011-12-31	$13,885
Benefits paid (including direct rollovers)	2011-12-31	$1,415
Total plan assets at end of year	2011-12-31	$3,254,982
Total plan assets at beginning of year	2011-12-31	$3,142,695
Value of fidelity bond covering the plan	2011-12-31	$385,000
Total contributions received or receivable from participants	2011-12-31	$87,863
Expenses. Other expenses not covered elsewhere	2011-12-31	$441
Other income received	2011-12-31	$-113,756
Net income (gross income less expenses)	2011-12-31	$112,287
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,254,982
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,142,695
Assets. Value of participant loans	2011-12-31	$75,239
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$25,500
Total contributions received or receivable from employer(s)	2011-12-31	$152,065
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$12,029
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$512,911
Expenses. Total of all expenses incurred	2010-12-31	$746,350
Benefits paid (including direct rollovers)	2010-12-31	$733,048
Total plan assets at end of year	2010-12-31	$3,142,695
Total plan assets at beginning of year	2010-12-31	$3,376,134
Value of fidelity bond covering the plan	2010-12-31	$385,000
Total contributions received or receivable from participants	2010-12-31	$80,579
Expenses. Other expenses not covered elsewhere	2010-12-31	$93
Other income received	2010-12-31	$286,048
Net income (gross income less expenses)	2010-12-31	$-233,439
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,142,695
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,376,134
Assets. Value of participant loans	2010-12-31	$96,619
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$30,000
Total contributions received or receivable from employer(s)	2010-12-31	$146,284
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$13,209
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST

2020: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ASHLAND ORTHOPEDIC ASSOCIATES 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

0000P53780

Policy instance

Insurance contract or identification number	0000P53780
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

ASHLAND ORTHOPEDIC ASSOCIATES, PSC 401K PROFIT SHARING PLAN [EIN = 311712029]

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Company Name:	ASHLAND ORTHOPEDIC ASSOCIATES, LLP
Employer identification number (EIN):	931100030
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	1997-03-17
Company Identification Number:	55579388