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SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 401k Plan overview

Plan NameSCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN
Plan identification number 001

SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHWABE, WILLIAMSON & WYATT, P.C. has sponsored the creation of one or more 401k plans.

Company Name:SCHWABE, WILLIAMSON & WYATT, P.C.
Employer identification number (EIN):931130272
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SCHWABE, WILLIAMSON & WYATT, P.C.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1993-12-30
Company Identification Number: 37825288
Legal Registered Office Address: 1211 SW FIFTH AVE STE 1900

PORTLAND
United States of America (USA)
97204

More information about SCHWABE, WILLIAMSON & WYATT, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATJE CHILLER
0012016-01-01KATJE CHILLER
0012015-01-01KATJE CHILLER
0012014-01-01KATJE CHILLER
0012013-01-01RHONDA STEPHENS
0012012-01-01RHONDA STEPHENS
0012011-01-01RHONDA STEPHENS
0012010-01-01RHONDA STEPHENS
0012009-01-01RHONDA STEPHENS

Plan Statistics for SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

401k plan membership statisitcs for SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2022: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01508
Total number of active participants reported on line 7a of the Form 55002022-01-01297
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01189
Total of all active and inactive participants2022-01-01492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01492
Number of participants with account balances2022-01-01492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01505
Total number of active participants reported on line 7a of the Form 55002021-01-01305
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01191
Total of all active and inactive participants2021-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01502
Number of participants with account balances2021-01-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01513
Total number of active participants reported on line 7a of the Form 55002020-01-01320
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01172
Total of all active and inactive participants2020-01-01497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01497
Number of participants with account balances2020-01-01497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01491
Total number of active participants reported on line 7a of the Form 55002019-01-01318
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01183
Total of all active and inactive participants2019-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01505
Number of participants with account balances2019-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01533
Total number of active participants reported on line 7a of the Form 55002018-01-01309
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-01168
Total of all active and inactive participants2018-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01483
Number of participants with account balances2018-01-01477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01514
Total number of active participants reported on line 7a of the Form 55002017-01-01295
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-01221
Total of all active and inactive participants2017-01-01521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01521
Number of participants with account balances2017-01-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01536
Total number of active participants reported on line 7a of the Form 55002016-01-01294
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-01215
Total of all active and inactive participants2016-01-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01514
Number of participants with account balances2016-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01543
Total number of active participants reported on line 7a of the Form 55002015-01-01267
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-01252
Total of all active and inactive participants2015-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01524
Number of participants with account balances2015-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01538
Total number of active participants reported on line 7a of the Form 55002014-01-01286
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01254
Total of all active and inactive participants2014-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01543
Number of participants with account balances2014-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01524
Total number of active participants reported on line 7a of the Form 55002013-01-01312
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01210
Total of all active and inactive participants2013-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01524
Number of participants with account balances2013-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01504
Total number of active participants reported on line 7a of the Form 55002012-01-01316
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-01206
Total of all active and inactive participants2012-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01524
Number of participants with account balances2012-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01541
Total number of active participants reported on line 7a of the Form 55002011-01-01328
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01175
Total of all active and inactive participants2011-01-01504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01504
Number of participants with account balances2011-01-01504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01533
Total number of active participants reported on line 7a of the Form 55002010-01-01359
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01180
Total of all active and inactive participants2010-01-01541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01541
Number of participants with account balances2010-01-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01405
Total number of active participants reported on line 7a of the Form 55002009-01-01390
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-01140
Total of all active and inactive participants2009-01-01533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01533
Number of participants with account balances2009-01-01533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2022 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-19,343,348
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,509,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,389,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,888,099
Value of total assets at end of year2022-12-31$134,217,938
Value of total assets at beginning of year2022-12-31$165,071,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$119,807
Total interest from all sources2022-12-31$392,834
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,718,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,718,914
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,512,433
Participant contributions at end of year2022-12-31$532,798
Participant contributions at beginning of year2022-12-31$534,877
Participant contributions at end of year2022-12-31$209,649
Participant contributions at beginning of year2022-12-31$346,323
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,242,520
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$193,620
Other income not declared elsewhere2022-12-31$-1,755,606
Administrative expenses (other) incurred2022-12-31$376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-30,853,082
Value of net assets at end of year (total assets less liabilities)2022-12-31$134,217,938
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$165,071,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$106,084,221
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$133,483,350
Value of interest in pooled separate accounts at end of year2022-12-31$1,893,276
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,402,303
Interest on participant loans2022-12-31$18,984
Interest earned on other investments2022-12-31$373,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$22,441,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$23,044,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-26,193,754
Net investment gain/loss from pooled separate accounts2022-12-31$-393,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,182,046
Employer contributions (assets) at end of year2022-12-31$3,056,883
Employer contributions (assets) at beginning of year2022-12-31$3,017,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,389,927
Contract administrator fees2022-12-31$119,431
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$25,316,147
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,676,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,521,744
Expenses. Certain deemed distributions of participant loans2021-12-31$-2,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,699,216
Value of total assets at end of year2021-12-31$165,071,020
Value of total assets at beginning of year2021-12-31$147,431,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$157,189
Total interest from all sources2021-12-31$404,668
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,341,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,341,162
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,424,112
Participant contributions at end of year2021-12-31$534,877
Participant contributions at beginning of year2021-12-31$475,694
Participant contributions at end of year2021-12-31$346,323
Participant contributions at beginning of year2021-12-31$349,450
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,242,520
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$3,182,882
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$121,624
Other income not declared elsewhere2021-12-31$-406,257
Administrative expenses (other) incurred2021-12-31$157,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$17,639,341
Value of net assets at end of year (total assets less liabilities)2021-12-31$165,071,020
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$147,431,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$133,483,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$115,759,081
Value of interest in pooled separate accounts at end of year2021-12-31$2,402,303
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,242,253
Interest on participant loans2021-12-31$20,900
Interest earned on other investments2021-12-31$383,768
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$23,044,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$22,480,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$17,040,327
Net investment gain/loss from pooled separate accounts2021-12-31$237,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,153,480
Employer contributions (assets) at end of year2021-12-31$3,017,347
Employer contributions (assets) at beginning of year2021-12-31$2,942,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,521,744
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$24,362,673
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,727,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,602,843
Expenses. Certain deemed distributions of participant loans2020-12-31$-1,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,695,341
Value of total assets at end of year2020-12-31$147,431,679
Value of total assets at beginning of year2020-12-31$128,796,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$125,520
Total interest from all sources2020-12-31$433,938
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,271,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,271,177
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,290,317
Participant contributions at end of year2020-12-31$475,694
Participant contributions at beginning of year2020-12-31$578,551
Participant contributions at end of year2020-12-31$349,450
Participant contributions at beginning of year2020-12-31$380,619
Assets. Other investments not covered elsewhere at end of year2020-12-31$3,182,882
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,249,418
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$229,376
Other income not declared elsewhere2020-12-31$226,526
Administrative expenses (other) incurred2020-12-31$125,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,635,561
Value of net assets at end of year (total assets less liabilities)2020-12-31$147,431,679
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$128,796,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$115,759,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$101,988,424
Value of interest in pooled separate accounts at end of year2020-12-31$2,242,253
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,637,252
Interest on participant loans2020-12-31$22,662
Interest earned on other investments2020-12-31$411,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$22,480,318
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$16,219,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,479,286
Net investment gain/loss from pooled separate accounts2020-12-31$256,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,175,648
Employer contributions (assets) at end of year2020-12-31$2,942,001
Employer contributions (assets) at beginning of year2020-12-31$2,742,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,602,843
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$27,478,601
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,998,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,902,821
Expenses. Certain deemed distributions of participant loans2019-12-31$3,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,344,871
Value of total assets at end of year2019-12-31$128,796,118
Value of total assets at beginning of year2019-12-31$109,315,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$92,045
Total interest from all sources2019-12-31$370,752
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,507,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,507,457
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,227,103
Participant contributions at end of year2019-12-31$578,551
Participant contributions at beginning of year2019-12-31$629,904
Participant contributions at end of year2019-12-31$380,619
Participant contributions at beginning of year2019-12-31$306,496
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,249,418
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,512,988
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,160,024
Other income not declared elsewhere2019-12-31$-2,144,066
Administrative expenses (other) incurred2019-12-31$92,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,480,357
Value of net assets at end of year (total assets less liabilities)2019-12-31$128,796,118
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$109,315,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$101,988,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$82,185,679
Value of interest in pooled separate accounts at end of year2019-12-31$3,637,252
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,188,715
Interest on participant loans2019-12-31$24,071
Interest earned on other investments2019-12-31$346,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,219,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,866,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,779,610
Net investment gain/loss from pooled separate accounts2019-12-31$619,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,957,744
Employer contributions (assets) at end of year2019-12-31$2,742,574
Employer contributions (assets) at beginning of year2019-12-31$2,625,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,902,821
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$122,194
Total loss/gain on sale of assets2018-12-31$3
Total of all expenses incurred2018-12-31$7,030,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,023,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,386,824
Value of total assets at end of year2018-12-31$109,315,761
Value of total assets at beginning of year2018-12-31$116,224,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,145
Total interest from all sources2018-12-31$336,504
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,367,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,367,631
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,905,775
Participant contributions at end of year2018-12-31$629,904
Participant contributions at beginning of year2018-12-31$549,010
Participant contributions at end of year2018-12-31$306,496
Participant contributions at beginning of year2018-12-31$260,097
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,512,988
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,787,176
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$640,802
Other income not declared elsewhere2018-12-31$-328,845
Administrative expenses (other) incurred2018-12-31$7,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,908,517
Value of net assets at end of year (total assets less liabilities)2018-12-31$109,315,761
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$116,224,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$82,185,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$87,213,867
Value of interest in pooled separate accounts at end of year2018-12-31$3,188,715
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,532,342
Interest on participant loans2018-12-31$23,348
Interest earned on other investments2018-12-31$313,156
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$14,866,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,439,565
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,419,740
Net investment gain/loss from pooled separate accounts2018-12-31$-220,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,840,247
Employer contributions (assets) at end of year2018-12-31$2,625,673
Employer contributions (assets) at beginning of year2018-12-31$2,442,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,023,566
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$22,249,896
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,379,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,347,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,266,672
Value of total assets at end of year2017-12-31$116,224,278
Value of total assets at beginning of year2017-12-31$98,353,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$32,096
Total interest from all sources2017-12-31$92,753
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,290,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,226,259
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,659,843
Participant contributions at end of year2017-12-31$549,010
Participant contributions at beginning of year2017-12-31$556,399
Participant contributions at end of year2017-12-31$260,097
Participant contributions at beginning of year2017-12-31$108,705
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,787,176
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$6,020,702
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,948,827
Other income not declared elsewhere2017-12-31$10,298
Administrative expenses (other) incurred2017-12-31$32,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$17,870,721
Value of net assets at end of year (total assets less liabilities)2017-12-31$116,224,278
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$98,353,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$87,213,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$73,280,781
Value of interest in pooled separate accounts at end of year2017-12-31$3,532,342
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,780,466
Interest on participant loans2017-12-31$17,797
Income. Interest from US Government securities2017-12-31$5,637
Income. Interest from corporate debt instruments2017-12-31$66,501
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,818
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,439,565
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$12,284,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,589,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,658,002
Employer contributions (assets) at end of year2017-12-31$2,442,221
Employer contributions (assets) at beginning of year2017-12-31$2,322,437
Income. Dividends from preferred stock2017-12-31$585
Income. Dividends from common stock2017-12-31$63,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,347,079
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$9,591,409
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,494,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,440,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,825,929
Value of total assets at end of year2016-12-31$98,353,557
Value of total assets at beginning of year2016-12-31$93,256,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$54,110
Total interest from all sources2016-12-31$245,553
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,147,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,147,767
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,636,910
Participant contributions at end of year2016-12-31$556,399
Participant contributions at beginning of year2016-12-31$521,576
Participant contributions at end of year2016-12-31$108,705
Participant contributions at beginning of year2016-12-31$214,580
Assets. Other investments not covered elsewhere at end of year2016-12-31$6,020,702
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$11,295,822
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,574,317
Administrative expenses (other) incurred2016-12-31$54,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,097,007
Value of net assets at end of year (total assets less liabilities)2016-12-31$98,353,557
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$93,256,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$73,280,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$64,295,602
Value of interest in pooled separate accounts at end of year2016-12-31$3,780,466
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,271,978
Interest on participant loans2016-12-31$19,807
Interest earned on other investments2016-12-31$225,746
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$12,284,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,149,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$122,161
Net investment gain/loss from pooled separate accounts2016-12-31$249,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,614,702
Employer contributions (assets) at end of year2016-12-31$2,322,437
Employer contributions (assets) at beginning of year2016-12-31$1,507,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,440,292
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-2,312,831
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,869,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,817,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,341,855
Value of total assets at end of year2015-12-31$93,256,550
Value of total assets at beginning of year2015-12-31$103,438,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,952
Total interest from all sources2015-12-31$239,285
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,130,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,130,559
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$270,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,434,368
Participant contributions at end of year2015-12-31$521,576
Participant contributions at beginning of year2015-12-31$633,949
Participant contributions at end of year2015-12-31$214,580
Participant contributions at beginning of year2015-12-31$219,273
Assets. Other investments not covered elsewhere at end of year2015-12-31$11,295,822
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$16,794,007
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$276,223
Other income not declared elsewhere2015-12-31$-5,118,041
Administrative expenses (other) incurred2015-12-31$51,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-10,182,183
Value of net assets at end of year (total assets less liabilities)2015-12-31$93,256,550
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$103,438,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$64,295,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$67,521,843
Value of interest in pooled separate accounts at end of year2015-12-31$5,271,978
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,385,806
Interest on participant loans2015-12-31$17,668
Interest earned on other investments2015-12-31$221,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,149,895
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,284,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,867,404
Net investment gain/loss from pooled separate accounts2015-12-31$-39,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,631,264
Employer contributions (assets) at end of year2015-12-31$1,507,097
Employer contributions (assets) at beginning of year2015-12-31$2,329,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,817,400
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$2,000
Total unrealized appreciation/depreciation of assets2014-12-31$2,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,385,318
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,314,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,309,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,061,418
Value of total assets at end of year2014-12-31$103,438,733
Value of total assets at beginning of year2014-12-31$99,368,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,523
Total income from rents2014-12-31$-1,929
Total interest from all sources2014-12-31$250,312
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,009,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,009,842
Assets. Real estate other than employer real property at end of year2014-12-31$270,000
Assets. Real estate other than employer real property at beginning of year2014-12-31$268,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,559,806
Participant contributions at end of year2014-12-31$633,949
Participant contributions at beginning of year2014-12-31$817,920
Participant contributions at end of year2014-12-31$219,273
Participant contributions at beginning of year2014-12-31$257,746
Assets. Other investments not covered elsewhere at end of year2014-12-31$16,794,007
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$16,594,562
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$170,649
Other income not declared elsewhere2014-12-31$653,732
Administrative expenses (other) incurred2014-12-31$5,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,070,724
Value of net assets at end of year (total assets less liabilities)2014-12-31$103,438,733
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$99,368,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$67,521,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$64,405,084
Value of interest in pooled separate accounts at end of year2014-12-31$5,385,806
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,381,818
Interest on participant loans2014-12-31$22,814
Interest earned on other investments2014-12-31$227,498
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,284,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$11,316,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,172,456
Net investment gain/loss from pooled separate accounts2014-12-31$237,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,330,963
Employer contributions (assets) at end of year2014-12-31$2,329,766
Employer contributions (assets) at beginning of year2014-12-31$1,326,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,309,071
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$18,302,182
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$9,131,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,074,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,446,363
Value of total assets at end of year2013-12-31$99,368,009
Value of total assets at beginning of year2013-12-31$90,196,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$56,778
Total interest from all sources2013-12-31$248,392
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$845,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$845,326
Assets. Real estate other than employer real property at end of year2013-12-31$268,000
Assets. Real estate other than employer real property at beginning of year2013-12-31$255,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,548,155
Participant contributions at end of year2013-12-31$817,920
Participant contributions at beginning of year2013-12-31$746,277
Participant contributions at end of year2013-12-31$257,746
Participant contributions at beginning of year2013-12-31$2,487
Assets. Other investments not covered elsewhere at end of year2013-12-31$16,594,562
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$16,383,351
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$814,356
Other income not declared elsewhere2013-12-31$36,374
Administrative expenses (other) incurred2013-12-31$56,778
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,171,027
Value of net assets at end of year (total assets less liabilities)2013-12-31$99,368,009
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$90,196,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$64,405,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$55,624,370
Value of interest in pooled separate accounts at end of year2013-12-31$4,381,818
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,720,770
Interest on participant loans2013-12-31$23,867
Interest earned on other investments2013-12-31$224,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$11,316,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$12,063,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,725,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,083,852
Employer contributions (assets) at end of year2013-12-31$1,326,662
Employer contributions (assets) at beginning of year2013-12-31$1,400,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,074,377
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$-15,000
Total unrealized appreciation/depreciation of assets2012-12-31$-15,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$13,986,325
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,863,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,833,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,966,909
Value of total assets at end of year2012-12-31$90,196,982
Value of total assets at beginning of year2012-12-31$79,073,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,731
Total interest from all sources2012-12-31$299,137
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$936,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$936,672
Assets. Real estate other than employer real property at end of year2012-12-31$255,000
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,293,531
Participant contributions at end of year2012-12-31$746,277
Participant contributions at beginning of year2012-12-31$819,802
Participant contributions at end of year2012-12-31$2,487
Participant contributions at beginning of year2012-12-31$284,407
Assets. Other investments not covered elsewhere at end of year2012-12-31$16,383,351
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$15,742,556
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$530,086
Other income not declared elsewhere2012-12-31$1,354,133
Administrative expenses (other) incurred2012-12-31$29,731
Total non interest bearing cash at end of year2012-12-31$226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$11,123,163
Value of net assets at end of year (total assets less liabilities)2012-12-31$90,196,982
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$79,073,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$55,624,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$47,164,175
Value of interest in pooled separate accounts at end of year2012-12-31$3,720,770
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,553,201
Interest on participant loans2012-12-31$28,804
Interest earned on other investments2012-12-31$270,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$12,063,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$11,050,974
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,130,581
Net investment gain/loss from pooled separate accounts2012-12-31$313,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,143,292
Employer contributions (assets) at end of year2012-12-31$1,400,571
Employer contributions (assets) at beginning of year2012-12-31$1,458,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,833,431
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,592,035
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,509,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,479,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,855,755
Value of total assets at end of year2011-12-31$79,073,819
Value of total assets at beginning of year2011-12-31$78,991,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,344
Total interest from all sources2011-12-31$303,701
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$904,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$904,224
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,423,873
Participant contributions at end of year2011-12-31$819,802
Participant contributions at beginning of year2011-12-31$482,979
Participant contributions at end of year2011-12-31$284,407
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$15,742,556
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$15,054,724
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$194,193
Other income not declared elsewhere2011-12-31$719,497
Administrative expenses (other) incurred2011-12-31$29,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$82,800
Value of net assets at end of year (total assets less liabilities)2011-12-31$79,073,819
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$78,991,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$47,164,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$49,869,509
Value of interest in pooled separate accounts at end of year2011-12-31$2,553,201
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,413,121
Interest on participant loans2011-12-31$22,698
Interest earned on other investments2011-12-31$281,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$11,050,974
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$10,314,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,191,586
Net investment gain/loss from pooled separate accounts2011-12-31$444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,237,689
Employer contributions (assets) at end of year2011-12-31$1,458,704
Employer contributions (assets) at beginning of year2011-12-31$855,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,479,891
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$14,227,219
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,004,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,979,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,057,708
Value of total assets at end of year2010-12-31$78,991,019
Value of total assets at beginning of year2010-12-31$66,768,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,804
Total interest from all sources2010-12-31$337,655
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$719,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$719,382
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,555,088
Participant contributions at end of year2010-12-31$482,979
Participant contributions at beginning of year2010-12-31$494,999
Assets. Other investments not covered elsewhere at end of year2010-12-31$15,054,724
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$13,462,546
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$430,102
Other income not declared elsewhere2010-12-31$1,496,618
Administrative expenses (other) incurred2010-12-31$24,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$12,222,937
Value of net assets at end of year (total assets less liabilities)2010-12-31$78,991,019
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$66,768,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$49,869,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$40,294,979
Value of interest in pooled separate accounts at end of year2010-12-31$2,413,121
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,827,580
Interest on participant loans2010-12-31$21,376
Interest earned on other investments2010-12-31$316,279
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$10,314,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$9,787,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,386,683
Net investment gain/loss from pooled separate accounts2010-12-31$229,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,072,518
Employer contributions (assets) at end of year2010-12-31$855,962
Employer contributions (assets) at beginning of year2010-12-31$900,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,979,478
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

2022: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SCHWABE, WILLIAMSON & WYATT, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number46000295
Policy instance 3
Insurance contract or identification number46000295
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040691
Policy instance 2
Insurance contract or identification number040691
Number of Individuals Covered492
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number53811
Policy instance 1
Insurance contract or identification number53811
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance brokerSERVICES TO INSURER
Insurance broker organization code?3
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number46000295
Policy instance 3
Insurance contract or identification number46000295
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040691
Policy instance 2
Insurance contract or identification number040691
Number of Individuals Covered502
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number53811
Policy instance 1
Insurance contract or identification number53811
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19
Additional information about fees paid to insurance brokerSERVICES TO INSURER
Insurance broker organization code?3
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number46000295
Policy instance 3
Insurance contract or identification number46000295
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040691
Policy instance 2
Insurance contract or identification number040691
Number of Individuals Covered497
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number53811
Policy instance 1
Insurance contract or identification number53811
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $37
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees37
Additional information about fees paid to insurance brokerSERVICES TO INSURER
Insurance broker organization code?3
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number46000295
Policy instance 3
Insurance contract or identification number46000295
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040691
Policy instance 2
Insurance contract or identification number040691
Number of Individuals Covered505
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number53811
Policy instance 1
Insurance contract or identification number53811
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $37
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees37
Additional information about fees paid to insurance brokerSERVICES TO INSURER
Insurance broker organization code?3
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number46000295
Policy instance 3
Insurance contract or identification number46000295
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040691
Policy instance 2
Insurance contract or identification number040691
Number of Individuals Covered521
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number53811
Policy instance 1
Insurance contract or identification number53811
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $38
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees38
Additional information about fees paid to insurance brokerSERVICES TO INSURER
Insurance broker organization code?3
Insurance broker nameMICHAEL R KELLY

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