?>
Logo

SWINERTON 401(K) & SAVINGS PLAN 401k Plan overview

Plan NameSWINERTON 401(K) & SAVINGS PLAN
Plan identification number 001

SWINERTON 401(K) & SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

SWINERTON INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:SWINERTON INCORPORATED
Employer identification number (EIN):931132374
NAIC Classification:236200

Additional information about SWINERTON INCORPORATED

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1995-03-30
Company Identification Number: 0011054206
Legal Registered Office Address: 2001 CLAYTON RD STE 700

CONCORD
United States of America (USA)
94520

More information about SWINERTON INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWINERTON 401(K) & SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01BRENDA REIMCHE
0012016-01-01BRENDA REIMCHE
0012015-01-01BRENDA REIMCHE
0012015-01-01BRENDA REIMCHE
0012014-01-01BRENDA REIMCHE
0012013-01-01BRENDA REIMCHE
0012012-01-01PHYLLIS SMITH
0012011-01-01PHYLLIS M. SMITH PHYLLIS M. SMITH2012-07-31
0012009-01-01PHYLLIS M. SMITH

Plan Statistics for SWINERTON 401(K) & SAVINGS PLAN

401k plan membership statisitcs for SWINERTON 401(K) & SAVINGS PLAN

Measure Date Value
2022: SWINERTON 401(K) & SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,966
Total number of active participants reported on line 7a of the Form 55002022-01-012,280
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,324
Total of all active and inactive participants2022-01-013,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-013,609
Number of participants with account balances2022-01-013,595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SWINERTON 401(K) & SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,183
Total number of active participants reported on line 7a of the Form 55002021-01-012,112
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,826
Total of all active and inactive participants2021-01-013,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-013,939
Number of participants with account balances2021-01-013,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SWINERTON 401(K) & SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,788
Total number of active participants reported on line 7a of the Form 55002020-01-012,588
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,671
Total of all active and inactive participants2020-01-014,259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-014,262
Number of participants with account balances2020-01-014,230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SWINERTON 401(K) & SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,163
Total number of active participants reported on line 7a of the Form 55002019-01-012,399
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,024
Total of all active and inactive participants2019-01-013,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-013,425
Number of participants with account balances2019-01-013,403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SWINERTON 401(K) & SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,773
Total number of active participants reported on line 7a of the Form 55002018-01-012,114
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01981
Total of all active and inactive participants2018-01-013,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-013,100
Number of participants with account balances2018-01-013,089
2017: SWINERTON 401(K) & SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,191
Total number of active participants reported on line 7a of the Form 55002017-01-011,922
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01733
Total of all active and inactive participants2017-01-012,655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-012,660
Number of participants with account balances2017-01-012,648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SWINERTON 401(K) & SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,943
Total number of active participants reported on line 7a of the Form 55002016-01-011,514
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01636
Total of all active and inactive participants2016-01-012,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-012,157
Number of participants with account balances2016-01-012,154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SWINERTON 401(K) & SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,656
Total number of active participants reported on line 7a of the Form 55002015-01-011,314
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01595
Total of all active and inactive participants2015-01-011,909
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-011,915
Number of participants with account balances2015-01-011,897
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SWINERTON 401(K) & SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,584
Total number of active participants reported on line 7a of the Form 55002014-01-011,099
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01521
Total of all active and inactive participants2014-01-011,620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,623
Number of participants with account balances2014-01-011,603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SWINERTON 401(K) & SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,485
Total number of active participants reported on line 7a of the Form 55002013-01-01975
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01586
Total of all active and inactive participants2013-01-011,561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-011,563
Number of participants with account balances2013-01-011,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SWINERTON 401(K) & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,470
Total number of active participants reported on line 7a of the Form 55002012-01-01925
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01538
Total of all active and inactive participants2012-01-011,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-011,467
Number of participants with account balances2012-01-011,456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: SWINERTON 401(K) & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,771
Total number of active participants reported on line 7a of the Form 55002011-01-01871
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01583
Total of all active and inactive participants2011-01-011,454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-011,457
Number of participants with account balances2011-01-011,450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SWINERTON 401(K) & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,143
Total number of active participants reported on line 7a of the Form 55002009-01-011,006
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01933
Total of all active and inactive participants2009-01-011,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,943
Number of participants with account balances2009-01-011,943
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SWINERTON 401(K) & SAVINGS PLAN

Measure Date Value
2022 : SWINERTON 401(K) & SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-10,068,807
Total unrealized appreciation/depreciation of assets2022-12-31$-10,068,807
Total transfer of assets to this plan2022-12-31$79,891
Total transfer of assets from this plan2022-12-31$50,043,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$34,229,899
Total loss/gain on sale of assets2022-12-31$31,938,399
Total of all expenses incurred2022-12-31$58,646,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$58,103,901
Expenses. Certain deemed distributions of participant loans2022-12-31$65
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$64,613,235
Value of total assets at end of year2022-12-31$687,351,304
Value of total assets at beginning of year2022-12-31$761,731,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$542,543
Total interest from all sources2022-12-31$205,148
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,912,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,912,827
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$23,053,885
Participant contributions at end of year2022-12-31$5,055,797
Participant contributions at beginning of year2022-12-31$4,789,515
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,858,992
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$19,642
Other income not declared elsewhere2022-12-31$280,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$2,843,787
Value of net income/loss2022-12-31$-24,416,610
Value of net assets at end of year (total assets less liabilities)2022-12-31$687,351,304
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$761,731,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$140,629,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$157,785,747
Value of interest in pooled separate accounts at end of year2022-12-31$32,507,284
Value of interest in pooled separate accounts at beginning of year2022-12-31$24,583,497
Interest on participant loans2022-12-31$205,148
Value of interest in common/collective trusts at end of year2022-12-31$129,256,072
Value of interest in common/collective trusts at beginning of year2022-12-31$131,594,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-31,859,185
Net investment gain/loss from pooled separate accounts2022-12-31$834,902
Net investment gain or loss from common/collective trusts2022-12-31$-23,626,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$379,902,667
Assets. Invements in employer securities at beginning of year2022-12-31$442,977,503
Contributions received in cash from employer2022-12-31$35,856,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$58,084,259
Contract administrator fees2022-12-31$542,543
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$53,201,175
Aggregate carrying amount (costs) on sale of assets2022-12-31$21,262,776
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : SWINERTON 401(K) & SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$264,866,250
Total unrealized appreciation/depreciation of assets2021-12-31$264,866,250
Total transfer of assets from this plan2021-12-31$34,865,857
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$363,960,912
Total loss/gain on sale of assets2021-12-31$1,169,567
Total of all expenses incurred2021-12-31$42,118,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$41,488,587
Expenses. Certain deemed distributions of participant loans2021-12-31$11,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$55,926,366
Value of total assets at end of year2021-12-31$761,731,091
Value of total assets at beginning of year2021-12-31$474,754,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$617,847
Total interest from all sources2021-12-31$307,938
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,814,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,814,045
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$26,059,258
Participant contributions at end of year2021-12-31$4,789,515
Participant contributions at beginning of year2021-12-31$5,403,397
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,593,207
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$1,652
Other income not declared elsewhere2021-12-31$110,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$133,745
Value of net income/loss2021-12-31$321,842,773
Value of net assets at end of year (total assets less liabilities)2021-12-31$761,731,091
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$474,754,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$157,785,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$142,357,851
Value of interest in pooled separate accounts at end of year2021-12-31$24,583,497
Value of interest in pooled separate accounts at beginning of year2021-12-31$27,267,912
Interest on participant loans2021-12-31$307,938
Value of interest in common/collective trusts at end of year2021-12-31$131,594,829
Value of interest in common/collective trusts at beginning of year2021-12-31$118,592,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$23,488,671
Net investment gain/loss from pooled separate accounts2021-12-31$568,722
Net investment gain or loss from common/collective trusts2021-12-31$15,708,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$442,977,503
Assets. Invements in employer securities at beginning of year2021-12-31$181,132,486
Contributions received in cash from employer2021-12-31$24,140,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$41,486,935
Contract administrator fees2021-12-31$617,847
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$4,828,592
Aggregate carrying amount (costs) on sale of assets2021-12-31$3,659,025
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS
Accountancy firm EIN2021-12-31910189318
2020 : SWINERTON 401(K) & SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$15,621,968
Total unrealized appreciation/depreciation of assets2020-12-31$15,621,968
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$93,873,354
Total loss/gain on sale of assets2020-12-31$875,132
Total of all expenses incurred2020-12-31$43,547,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$43,060,328
Expenses. Certain deemed distributions of participant loans2020-12-31$6,174
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$42,831,486
Value of total assets at end of year2020-12-31$358,349,337
Value of total assets at beginning of year2020-12-31$308,023,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$481,027
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$279,902
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,699,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,699,044
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$23,379,507
Participant contributions at end of year2020-12-31$5,403,397
Participant contributions at beginning of year2020-12-31$5,251,873
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,219,744
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$157,188
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$58,715
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$101,566
Value of net income/loss2020-12-31$50,325,825
Value of net assets at end of year (total assets less liabilities)2020-12-31$358,349,337
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$308,023,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$142,357,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$129,771,452
Value of interest in pooled separate accounts at end of year2020-12-31$27,267,912
Value of interest in pooled separate accounts at beginning of year2020-12-31$27,361,460
Interest on participant loans2020-12-31$279,902
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$118,592,529
Value of interest in common/collective trusts at beginning of year2020-12-31$92,154,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$17,658,413
Net investment gain/loss from pooled separate accounts2020-12-31$689,385
Net investment gain or loss from common/collective trusts2020-12-31$14,159,309
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$64,727,648
Assets. Invements in employer securities at beginning of year2020-12-31$53,483,836
Contributions received in cash from employer2020-12-31$15,130,669
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$42,903,140
Contract administrator fees2020-12-31$481,027
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$5,808,960
Aggregate carrying amount (costs) on sale of assets2020-12-31$4,933,828
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS
Accountancy firm EIN2020-12-31910189318
2019 : SWINERTON 401(K) & SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$24,725,107
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$24,725,107
Total unrealized appreciation/depreciation of assets2019-12-31$24,725,107
Total unrealized appreciation/depreciation of assets2019-12-31$24,725,107
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$100,470,114
Total income from all sources (including contributions)2019-12-31$100,470,114
Total loss/gain on sale of assets2019-12-31$1,972,413
Total of all expenses incurred2019-12-31$19,250,065
Total of all expenses incurred2019-12-31$19,250,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$18,660,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$18,660,978
Expenses. Certain deemed distributions of participant loans2019-12-31$101,875
Expenses. Certain deemed distributions of participant loans2019-12-31$101,875
Value of total corrective distributions2019-12-31$8,834
Value of total corrective distributions2019-12-31$8,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$39,193,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$39,193,590
Value of total assets at end of year2019-12-31$394,760,312
Value of total assets at end of year2019-12-31$394,760,312
Value of total assets at beginning of year2019-12-31$313,540,263
Value of total assets at beginning of year2019-12-31$313,540,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$478,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$478,378
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$920,394
Total interest from all sources2019-12-31$920,394
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,035,828
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,035,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,035,828
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,035,828
Administrative expenses professional fees incurred2019-12-31$13,904
Administrative expenses professional fees incurred2019-12-31$13,904
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,500,000
Value of fidelity bond cover2019-12-31$2,500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$21,403,208
Contributions received from participants2019-12-31$21,403,208
Participant contributions at end of year2019-12-31$5,251,873
Participant contributions at end of year2019-12-31$5,251,873
Participant contributions at beginning of year2019-12-31$4,274,406
Participant contributions at beginning of year2019-12-31$4,274,406
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,363,632
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,363,632
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$257
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$257
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$-5,573,857
Other income not declared elsewhere2019-12-31$-5,573,857
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$154,246
Income. Non cash contributions2019-12-31$154,246
Value of net income/loss2019-12-31$81,220,049
Value of net income/loss2019-12-31$81,220,049
Value of net assets at end of year (total assets less liabilities)2019-12-31$394,760,312
Value of net assets at end of year (total assets less liabilities)2019-12-31$394,760,312
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$313,540,263
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$313,540,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$79,280
Investment advisory and management fees2019-12-31$79,280
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$129,771,452
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$129,771,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$101,436,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$101,436,448
Value of interest in pooled separate accounts at end of year2019-12-31$27,361,460
Value of interest in pooled separate accounts at end of year2019-12-31$27,361,460
Value of interest in pooled separate accounts at beginning of year2019-12-31$26,842,028
Value of interest in pooled separate accounts at beginning of year2019-12-31$26,842,028
Interest on participant loans2019-12-31$265,653
Interest on participant loans2019-12-31$265,653
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$654,763
Interest earned on other investments2019-12-31$654,763
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$92,154,891
Value of interest in common/collective trusts at end of year2019-12-31$92,154,891
Value of interest in common/collective trusts at beginning of year2019-12-31$60,625,533
Value of interest in common/collective trusts at beginning of year2019-12-31$60,625,533
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$-22
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$-22
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,917,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,917,244
Net investment gain/loss from pooled separate accounts2019-12-31$427,907
Net investment gain/loss from pooled separate accounts2019-12-31$427,907
Net investment gain or loss from common/collective trusts2019-12-31$13,851,488
Net investment gain or loss from common/collective trusts2019-12-31$13,851,488
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$140,220,636
Assets. Invements in employer securities at end of year2019-12-31$140,220,636
Assets. Invements in employer securities at beginning of year2019-12-31$120,361,848
Assets. Invements in employer securities at beginning of year2019-12-31$120,361,848
Contributions received in cash from employer2019-12-31$14,272,504
Contributions received in cash from employer2019-12-31$14,272,504
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$18,660,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$18,660,721
Contract administrator fees2019-12-31$385,194
Contract administrator fees2019-12-31$385,194
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,972,413
Aggregate proceeds on sale of assets2019-12-31$1,972,413
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : SWINERTON 401(K) & SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$18,517,207
Total unrealized appreciation/depreciation of assets2018-12-31$18,517,207
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$45,148,406
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$27,199,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$26,727,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$35,409,266
Value of total assets at end of year2018-12-31$313,540,263
Value of total assets at beginning of year2018-12-31$295,591,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$472,292
Total interest from all sources2018-12-31$172,053
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,549,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,549,877
Administrative expenses professional fees incurred2018-12-31$81,900
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$17,910,926
Participant contributions at end of year2018-12-31$4,274,406
Participant contributions at beginning of year2018-12-31$3,178,349
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,013,248
Other income not declared elsewhere2018-12-31$32,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$163,077
Value of net income/loss2018-12-31$17,948,635
Value of net assets at end of year (total assets less liabilities)2018-12-31$313,540,263
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$295,591,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$47,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$101,436,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$164,014,176
Value of interest in pooled separate accounts at end of year2018-12-31$26,842,028
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,723,075
Interest on participant loans2018-12-31$172,053
Value of interest in common/collective trusts at end of year2018-12-31$60,625,533
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,347,225
Net investment gain/loss from pooled separate accounts2018-12-31$574,258
Net investment gain or loss from common/collective trusts2018-12-31$240,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$120,361,848
Assets. Invements in employer securities at beginning of year2018-12-31$104,676,028
Contributions received in cash from employer2018-12-31$14,322,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$26,727,479
Contract administrator fees2018-12-31$342,767
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MOSS ADAMS
Accountancy firm EIN2018-12-31910189318
2017 : SWINERTON 401(K) & SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$17,324,005
Total unrealized appreciation/depreciation of assets2017-12-31$17,324,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$71,323,931
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$20,601,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$20,346,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$29,853,194
Value of total assets at end of year2017-12-31$295,591,628
Value of total assets at beginning of year2017-12-31$244,869,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$255,256
Total interest from all sources2017-12-31$138,212
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,324,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,324,381
Administrative expenses professional fees incurred2017-12-31$39,400
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$14,888,408
Participant contributions at end of year2017-12-31$3,178,349
Participant contributions at beginning of year2017-12-31$3,173,174
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,204,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$43,863
Value of net income/loss2017-12-31$50,722,440
Value of net assets at end of year (total assets less liabilities)2017-12-31$295,591,628
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$244,869,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$94,375
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$164,014,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$134,766,908
Value of interest in pooled separate accounts at end of year2017-12-31$23,723,075
Value of interest in pooled separate accounts at beginning of year2017-12-31$17,897,744
Interest on participant loans2017-12-31$138,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$19,998,090
Net investment gain/loss from pooled separate accounts2017-12-31$2,686,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$104,676,028
Assets. Invements in employer securities at beginning of year2017-12-31$89,031,362
Contributions received in cash from employer2017-12-31$12,716,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$20,346,235
Contract administrator fees2017-12-31$121,481
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MOSS ADAMS
Accountancy firm EIN2017-12-31910189318
2016 : SWINERTON 401(K) & SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$19,613,427
Total unrealized appreciation/depreciation of assets2016-12-31$19,613,427
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$52,611,635
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$13,630,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$13,437,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$21,673,124
Value of total assets at end of year2016-12-31$244,869,188
Value of total assets at beginning of year2016-12-31$205,888,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$193,514
Total interest from all sources2016-12-31$127,345
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,272,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,272,932
Administrative expenses professional fees incurred2016-12-31$23,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,850,258
Participant contributions at end of year2016-12-31$3,173,174
Participant contributions at beginning of year2016-12-31$3,055,762
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,317,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$1,914,012
Value of net income/loss2016-12-31$38,981,019
Value of net assets at end of year (total assets less liabilities)2016-12-31$244,869,188
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$205,888,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$75,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$134,766,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$117,653,582
Value of interest in pooled separate accounts at end of year2016-12-31$17,897,744
Value of interest in pooled separate accounts at beginning of year2016-12-31$13,728,353
Interest on participant loans2016-12-31$127,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,310,816
Net investment gain/loss from pooled separate accounts2016-12-31$1,613,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$89,031,362
Assets. Invements in employer securities at beginning of year2016-12-31$71,450,472
Contributions received in cash from employer2016-12-31$5,590,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$13,437,102
Contract administrator fees2016-12-31$95,014
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MOSS ADAMS
Accountancy firm EIN2016-12-31910189318
2015 : SWINERTON 401(K) & SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$12,192,826
Total unrealized appreciation/depreciation of assets2015-12-31$12,192,826
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$742,821
Total income from all sources (including contributions)2015-12-31$31,029,503
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$16,498,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,348,281
Value of total corrective distributions2015-12-31$156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$18,084,411
Value of total assets at end of year2015-12-31$205,888,169
Value of total assets at beginning of year2015-12-31$192,099,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$149,611
Total interest from all sources2015-12-31$126,870
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,196,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,196,436
Administrative expenses professional fees incurred2015-12-31$17,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$9,810,862
Participant contributions at end of year2015-12-31$3,055,762
Participant contributions at beginning of year2015-12-31$2,976,346
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,361,879
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$742,821
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$4,144,789
Value of net income/loss2015-12-31$14,531,455
Value of net assets at end of year (total assets less liabilities)2015-12-31$205,888,169
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$191,356,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$75,507
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$117,653,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$115,071,414
Value of interest in pooled separate accounts at end of year2015-12-31$13,728,353
Value of interest in pooled separate accounts at beginning of year2015-12-31$13,588,045
Interest on participant loans2015-12-31$126,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,397,196
Net investment gain/loss from pooled separate accounts2015-12-31$1,826,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$71,450,472
Assets. Invements in employer securities at beginning of year2015-12-31$60,462,863
Contributions received in cash from employer2015-12-31$2,766,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,348,281
Contract administrator fees2015-12-31$56,604
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MOSS ADAMS
Accountancy firm EIN2015-12-31910189318
2014 : SWINERTON 401(K) & SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$6,242,170
Total unrealized appreciation/depreciation of assets2014-12-31$6,242,170
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$742,821
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,475,485
Total income from all sources (including contributions)2014-12-31$33,080,137
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$21,569,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,421,679
Value of total corrective distributions2014-12-31$1,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$17,375,602
Value of total assets at end of year2014-12-31$192,099,535
Value of total assets at beginning of year2014-12-31$181,321,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$146,571
Total interest from all sources2014-12-31$120,403
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,271,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,271,296
Administrative expenses professional fees incurred2014-12-31$16,250
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,083,721
Participant contributions at end of year2014-12-31$2,976,346
Participant contributions at beginning of year2014-12-31$2,623,276
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,131,743
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$742,821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,475,485
Total non interest bearing cash at end of year2014-12-31$867
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$4,674,531
Value of net income/loss2014-12-31$11,510,740
Value of net assets at end of year (total assets less liabilities)2014-12-31$191,356,714
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$179,845,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$75,502
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$115,071,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$109,526,095
Value of interest in pooled separate accounts at end of year2014-12-31$13,588,045
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,353,768
Interest on participant loans2014-12-31$120,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,680,315
Net investment gain/loss from pooled separate accounts2014-12-31$1,390,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$60,462,863
Assets. Invements in employer securities at beginning of year2014-12-31$55,818,320
Contributions received in cash from employer2014-12-31$2,485,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,421,679
Contract administrator fees2014-12-31$54,819
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : SWINERTON 401(K) & SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,145,830
Total unrealized appreciation/depreciation of assets2013-12-31$3,145,830
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,475,485
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,705,869
Total income from all sources (including contributions)2013-12-31$37,328,510
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$15,890,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$15,761,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,916,550
Value of total assets at end of year2013-12-31$181,321,459
Value of total assets at beginning of year2013-12-31$160,114,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$129,460
Total interest from all sources2013-12-31$110,490
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,048,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,048,847
Administrative expenses professional fees incurred2013-12-31$18,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,335,553
Participant contributions at end of year2013-12-31$2,623,276
Participant contributions at beginning of year2013-12-31$2,433,716
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$741,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,475,485
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,705,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$3,306,184
Value of net income/loss2013-12-31$21,437,606
Value of net assets at end of year (total assets less liabilities)2013-12-31$179,845,974
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$158,408,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$51,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$109,526,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$87,446,521
Value of interest in pooled separate accounts at end of year2013-12-31$13,353,768
Value of interest in pooled separate accounts at beginning of year2013-12-31$17,068,480
Interest on participant loans2013-12-31$110,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$19,138,473
Net investment gain/loss from pooled separate accounts2013-12-31$968,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$55,818,320
Assets. Invements in employer securities at beginning of year2013-12-31$53,165,520
Contributions received in cash from employer2013-12-31$1,533,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$15,761,444
Contract administrator fees2013-12-31$59,834
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : SWINERTON 401(K) & SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,578,216
Total unrealized appreciation/depreciation of assets2012-12-31$2,578,216
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,705,869
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,092,674
Total income from all sources (including contributions)2012-12-31$27,310,242
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$10,579,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,413,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,418,691
Value of total assets at end of year2012-12-31$160,114,237
Value of total assets at beginning of year2012-12-31$143,770,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$165,849
Total interest from all sources2012-12-31$103,124
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,572,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,572,825
Administrative expenses professional fees incurred2012-12-31$30,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,872,693
Participant contributions at end of year2012-12-31$2,433,716
Participant contributions at beginning of year2012-12-31$2,366,835
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$747,971
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,705,869
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,092,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$4,797,998
Value of net income/loss2012-12-31$16,730,799
Value of net assets at end of year (total assets less liabilities)2012-12-31$158,408,368
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$141,677,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$73,628
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$87,446,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$77,338,597
Value of interest in pooled separate accounts at end of year2012-12-31$17,068,480
Value of interest in pooled separate accounts at beginning of year2012-12-31$13,964,634
Interest on participant loans2012-12-31$103,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,314,096
Net investment gain/loss from pooled separate accounts2012-12-31$323,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$53,165,520
Assets. Invements in employer securities at beginning of year2012-12-31$50,100,177
Contributions received in cash from employer2012-12-31$29
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,413,594
Contract administrator fees2012-12-31$61,721
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : SWINERTON 401(K) & SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$2,490,674
Total unrealized appreciation/depreciation of assets2011-12-31$2,490,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,092,674
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$9,409,859
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$22,065,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,901,053
Expenses. Certain deemed distributions of participant loans2011-12-31$515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,837,431
Value of total assets at end of year2011-12-31$143,770,243
Value of total assets at beginning of year2011-12-31$154,333,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$163,796
Total interest from all sources2011-12-31$109,012
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,302,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,302,850
Administrative expenses professional fees incurred2011-12-31$18,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,526,214
Participant contributions at end of year2011-12-31$2,366,835
Participant contributions at beginning of year2011-12-31$2,399,775
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$248,045
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,092,674
Administrative expenses (other) incurred2011-12-31$40,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$2,063,172
Value of net income/loss2011-12-31$-12,655,505
Value of net assets at end of year (total assets less liabilities)2011-12-31$141,677,569
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$154,333,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$44,062
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$77,338,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$87,357,983
Value of interest in pooled separate accounts at end of year2011-12-31$13,964,634
Value of interest in pooled separate accounts at beginning of year2011-12-31$13,692,048
Interest on participant loans2011-12-31$109,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,674,479
Net investment gain/loss from pooled separate accounts2011-12-31$344,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$50,100,177
Assets. Invements in employer securities at beginning of year2011-12-31$50,883,268
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,901,053
Contract administrator fees2011-12-31$61,734
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,998,819
Aggregate carrying amount (costs) on sale of assets2011-12-31$2,998,819
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS
Accountancy firm EIN2011-12-31910189318
2010 : SWINERTON 401(K) & SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,183,173
Total unrealized appreciation/depreciation of assets2010-12-31$2,183,173
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$28,264,757
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$17,791,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$17,609,498
Expenses. Certain deemed distributions of participant loans2010-12-31$5,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$14,232,644
Value of total assets at end of year2010-12-31$154,333,074
Value of total assets at beginning of year2010-12-31$143,859,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$176,443
Total interest from all sources2010-12-31$119,723
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,036,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,036,474
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,869,678
Participant contributions at end of year2010-12-31$2,399,775
Participant contributions at beginning of year2010-12-31$2,312,950
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$933,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$6,324,683
Value of net income/loss2010-12-31$10,473,666
Value of net assets at end of year (total assets less liabilities)2010-12-31$154,333,074
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$143,859,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$5,047
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$87,357,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$79,077,254
Value of interest in pooled separate accounts at end of year2010-12-31$13,692,048
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,394,882
Interest on participant loans2010-12-31$119,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$10,354,203
Net investment gain/loss from pooled separate accounts2010-12-31$338,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$50,883,268
Assets. Invements in employer securities at beginning of year2010-12-31$48,074,322
Contributions received in cash from employer2010-12-31$104,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$17,609,498
Contract administrator fees2010-12-31$171,396
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,630,572
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,630,572
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS
Accountancy firm EIN2010-12-31910189318

Form 5500 Responses for SWINERTON 401(K) & SAVINGS PLAN

2022: SWINERTON 401(K) & SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SWINERTON 401(K) & SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SWINERTON 401(K) & SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SWINERTON 401(K) & SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SWINERTON 401(K) & SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SWINERTON 401(K) & SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SWINERTON 401(K) & SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SWINERTON 401(K) & SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SWINERTON 401(K) & SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SWINERTON 401(K) & SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SWINERTON 401(K) & SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SWINERTON 401(K) & SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SWINERTON 401(K) & SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number721649
Policy instance 1
Insurance contract or identification number721649
Number of Individuals Covered3609
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered3912
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered4230
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered3403
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered3089
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered2648
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1897
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1603
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1563
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1456
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1450
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 2
Insurance contract or identification number31505
Number of Individuals Covered1756
Insurance policy start date2010-08-26
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-08-26
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3