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APCON, INC.401(K) PLAN 401k Plan overview

Plan NameAPCON, INC.401(K) PLAN
Plan identification number 001

APCON, INC.401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

APCON, INC. has sponsored the creation of one or more 401k plans.

Company Name:APCON, INC.
Employer identification number (EIN):931166552
NAIC Classification:334410

Additional information about APCON, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1995-02-09
Company Identification Number: 44199586
Legal Registered Office Address: 9255 SW PIONEER CT

WILSONVILLE
United States of America (USA)
97070

More information about APCON, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APCON, INC.401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DREW WALKER
0012016-01-01DREW WALKER
0012015-01-01BETH VOYDAT
0012014-01-01BETH VOYDAT2015-06-05
0012013-01-01BETH VOYDAT2014-04-29
0012012-01-01BETH VOYDAT2013-04-19
0012011-01-01BETH VOYDAT2012-04-30
0012010-01-01BETH VOYDAT2011-05-03

Plan Statistics for APCON, INC.401(K) PLAN

401k plan membership statisitcs for APCON, INC.401(K) PLAN

Measure Date Value
2022: APCON, INC.401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01155
Total number of active participants reported on line 7a of the Form 55002022-01-0194
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0151
Total of all active and inactive participants2022-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01150
Number of participants with account balances2022-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: APCON, INC.401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01184
Total number of active participants reported on line 7a of the Form 55002021-01-0194
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0156
Total of all active and inactive participants2021-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01153
Number of participants with account balances2021-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0123
2020: APCON, INC.401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01179
Total number of active participants reported on line 7a of the Form 55002020-01-01114
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0165
Total of all active and inactive participants2020-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01183
Number of participants with account balances2020-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0120
2019: APCON, INC.401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01171
Total number of active participants reported on line 7a of the Form 55002019-01-01128
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0151
Total of all active and inactive participants2019-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01181
Number of participants with account balances2019-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0134
2018: APCON, INC.401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01194
Total number of active participants reported on line 7a of the Form 55002018-01-01133
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0136
Total of all active and inactive participants2018-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01171
Number of participants with account balances2018-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0119
2017: APCON, INC.401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01169
Total number of active participants reported on line 7a of the Form 55002017-01-01169
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0118
Total of all active and inactive participants2017-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01189
Number of participants with account balances2017-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: APCON, INC.401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01146
Total number of active participants reported on line 7a of the Form 55002016-01-01139
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01169
Number of participants with account balances2016-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: APCON, INC.401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01127
Total number of active participants reported on line 7a of the Form 55002015-01-01119
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01144
Number of participants with account balances2015-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110

Financial Data on APCON, INC.401(K) PLAN

Measure Date Value
2022 : APCON, INC.401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,099,836
Total of all expenses incurred2022-12-31$993,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$924,198
Expenses. Certain deemed distributions of participant loans2022-12-31$5,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,054,671
Value of total assets at end of year2022-12-31$12,162,729
Value of total assets at beginning of year2022-12-31$14,256,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$63,765
Total interest from all sources2022-12-31$5,147
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$225,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$225,439
Administrative expenses professional fees incurred2022-12-31$63,765
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$803,620
Participant contributions at end of year2022-12-31$79,457
Participant contributions at beginning of year2022-12-31$126,824
Other income not declared elsewhere2022-12-31$-2,385,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,093,421
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,162,729
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,256,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,506,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,081,603
Interest on participant loans2022-12-31$5,147
Value of interest in common/collective trusts at end of year2022-12-31$6,966,866
Value of interest in common/collective trusts at beginning of year2022-12-31$8,437,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$609,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$610,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$251,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$924,198
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2022-12-31930623286
2021 : APCON, INC.401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,841,929
Total of all expenses incurred2021-12-31$1,032,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$918,490
Expenses. Certain deemed distributions of participant loans2021-12-31$54,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,137,379
Value of total assets at end of year2021-12-31$14,256,150
Value of total assets at beginning of year2021-12-31$12,446,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$58,921
Total interest from all sources2021-12-31$7,335
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$291,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$291,060
Administrative expenses professional fees incurred2021-12-31$58,921
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$851,487
Participant contributions at end of year2021-12-31$126,824
Participant contributions at beginning of year2021-12-31$177,998
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,809,766
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,256,150
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$12,446,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,081,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,874,138
Interest on participant loans2021-12-31$7,335
Value of interest in common/collective trusts at end of year2021-12-31$8,437,356
Value of interest in common/collective trusts at beginning of year2021-12-31$7,864,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$610,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$529,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,406,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$285,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$918,490
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2021-12-31930623286
2020 : APCON, INC.401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$2,916,913
Total of all expenses incurred2020-12-31$528,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$443,822
Expenses. Certain deemed distributions of participant loans2020-12-31$36,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,366,378
Value of total assets at end of year2020-12-31$12,446,384
Value of total assets at beginning of year2020-12-31$10,057,683
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$47,726
Total interest from all sources2020-12-31$11,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$47,726
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,002,814
Participant contributions at end of year2020-12-31$177,998
Participant contributions at beginning of year2020-12-31$203,746
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$29,126
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,388,701
Value of net assets at end of year (total assets less liabilities)2020-12-31$12,446,384
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,057,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,874,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,693,567
Interest on participant loans2020-12-31$11,554
Value of interest in common/collective trusts at end of year2020-12-31$7,864,926
Value of interest in common/collective trusts at beginning of year2020-12-31$6,694,406
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$529,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$465,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,538,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$334,438
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$443,822
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2020-12-31930623286
2019 : APCON, INC.401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,387,585
Total of all expenses incurred2019-12-31$1,503,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,460,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,758,803
Value of total assets at end of year2019-12-31$10,057,683
Value of total assets at beginning of year2019-12-31$8,173,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,998
Total interest from all sources2019-12-31$12,500
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$42,998
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,016,980
Participant contributions at end of year2019-12-31$203,746
Participant contributions at beginning of year2019-12-31$186,063
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$397,571
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$20,965
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$1,884,086
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,057,683
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,173,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,693,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,631,701
Interest on participant loans2019-12-31$12,500
Value of interest in common/collective trusts at end of year2019-12-31$6,694,406
Value of interest in common/collective trusts at beginning of year2019-12-31$4,910,360
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$465,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$445,473
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,616,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$344,252
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,439,536
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2019-12-31930623286
2018 : APCON, INC.401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$997,519
Total of all expenses incurred2018-12-31$1,090,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,049,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,467,496
Value of total assets at end of year2018-12-31$8,173,597
Value of total assets at beginning of year2018-12-31$8,266,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$41,266
Total interest from all sources2018-12-31$8,530
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$41,266
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$934,409
Participant contributions at end of year2018-12-31$186,063
Participant contributions at beginning of year2018-12-31$202,541
Participant contributions at end of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$253,470
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$24,527
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-93,216
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,173,597
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,266,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,631,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,603,900
Interest on participant loans2018-12-31$8,530
Value of interest in common/collective trusts at end of year2018-12-31$4,910,360
Value of interest in common/collective trusts at beginning of year2018-12-31$5,121,368
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$445,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$339,004
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-478,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$279,617
Employer contributions (assets) at end of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,024,942
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2018-12-31930623286
2017 : APCON, INC.401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,447,931
Total of all expenses incurred2017-12-31$2,201,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,152,382
Expenses. Certain deemed distributions of participant loans2017-12-31$22,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,194,109
Value of total assets at end of year2017-12-31$8,266,813
Value of total assets at beginning of year2017-12-31$8,020,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,139
Total interest from all sources2017-12-31$10,085
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$27,139
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$839,705
Participant contributions at end of year2017-12-31$202,541
Participant contributions at beginning of year2017-12-31$174,019
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$115,174
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$24,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$246,410
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,266,813
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,020,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,603,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,821,661
Interest on participant loans2017-12-31$10,085
Value of interest in common/collective trusts at end of year2017-12-31$5,121,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$339,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,243,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$239,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,152,382
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN2017-12-31930623286
2016 : APCON, INC.401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,148,170
Total of all expenses incurred2016-12-31$976,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$973,837
Expenses. Certain deemed distributions of participant loans2016-12-31$2,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,602,547
Value of total assets at end of year2016-12-31$8,020,403
Value of total assets at beginning of year2016-12-31$6,848,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$313
Total interest from all sources2016-12-31$3,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$313
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$844,447
Participant contributions at end of year2016-12-31$174,019
Participant contributions at beginning of year2016-12-31$55,510
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$513,971
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$21,114
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$24,723
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$24,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,171,825
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,020,403
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,848,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,821,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,768,345
Interest on participant loans2016-12-31$3,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$542,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$244,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$952,723
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN2016-12-31930623286
2015 : APCON, INC.401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$959,204
Total of all expenses incurred2015-12-31$628,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$627,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,049,716
Value of total assets at end of year2015-12-31$6,848,578
Value of total assets at beginning of year2015-12-31$6,517,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$338
Total interest from all sources2015-12-31$3,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$338
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$814,823
Participant contributions at end of year2015-12-31$55,510
Participant contributions at beginning of year2015-12-31$99,474
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$289
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$24,949
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$24,723
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$24,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$330,870
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,848,578
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,517,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,768,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,393,511
Interest on participant loans2015-12-31$3,388
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-93,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$234,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$603,047
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31AKT, LLP
Accountancy firm EIN2015-12-31930623286

Form 5500 Responses for APCON, INC.401(K) PLAN

2022: APCON, INC.401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: APCON, INC.401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: APCON, INC.401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: APCON, INC.401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: APCON, INC.401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: APCON, INC.401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: APCON, INC.401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: APCON, INC.401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333899-01
Policy instance 1
Insurance contract or identification number333899-01
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333899-01
Policy instance 1
Insurance contract or identification number333899-01
Number of Individuals Covered14
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333899-01
Policy instance 1
Insurance contract or identification number333899-01
Number of Individuals Covered15
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333899-01
Policy instance 1
Insurance contract or identification number333899-01
Number of Individuals Covered20
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333899-01
Policy instance 1
Insurance contract or identification number333899-01
Number of Individuals Covered17
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $850
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333899-01
Policy instance 1
Insurance contract or identification number333899-01
Number of Individuals Covered13
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $733
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $733
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL LLC

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