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RLC PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameRLC PROFIT SHARING 401(K) PLAN
Plan identification number 001

RLC PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROGER LANGELIERS CONSTRUCTION CO. has sponsored the creation of one or more 401k plans.

Company Name:ROGER LANGELIERS CONSTRUCTION CO.
Employer identification number (EIN):931177456
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Additional information about ROGER LANGELIERS CONSTRUCTION CO.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1995-05-15
Company Identification Number: 45857489
Legal Registered Office Address: 800 WILLAMETTE ST STE 800

EUGENE
United States of America (USA)
97401

More information about ROGER LANGELIERS CONSTRUCTION CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RLC PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JAIME STIMPSON2023-10-13
0012021-12-01JAIME STIMPSON2022-08-29
0012020-12-01JAIME STIMPSON2022-09-14
0012019-12-01JAIME STIMPSON2021-09-10
0012018-12-01JAIME STIMPSON2020-09-04
0012017-12-01SCOTT OMLID2019-09-11
0012016-12-01
0012015-12-01
0012014-12-01
0012013-12-01SCOTT L. OMLID
0012012-12-01SCOTT L. OMLID
0012011-12-01SCOTT L. OMLID
0012010-12-01SCOTT L. OMLID

Plan Statistics for RLC PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for RLC PROFIT SHARING 401(K) PLAN

Measure Date Value
2022: RLC PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01254
Total number of active participants reported on line 7a of the Form 55002022-01-01170
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-0188
Total of all active and inactive participants2022-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01281
Number of participants with account balances2022-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0146
2021: RLC PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-01255
Total number of active participants reported on line 7a of the Form 55002021-12-01165
Number of retired or separated participants receiving benefits2021-12-010
Number of other retired or separated participants entitled to future benefits2021-12-0188
Total of all active and inactive participants2021-12-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-011
Total participants2021-12-01254
Number of participants with account balances2021-12-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-012
2020: RLC PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-01223
Total number of active participants reported on line 7a of the Form 55002020-12-01167
Number of retired or separated participants receiving benefits2020-12-0115
Number of other retired or separated participants entitled to future benefits2020-12-0172
Total of all active and inactive participants2020-12-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-011
Total participants2020-12-01255
Number of participants with account balances2020-12-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-0130
2019: RLC PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-01195
Total number of active participants reported on line 7a of the Form 55002019-12-01163
Number of retired or separated participants receiving benefits2019-12-0114
Number of other retired or separated participants entitled to future benefits2019-12-0144
Total of all active and inactive participants2019-12-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-011
Total participants2019-12-01222
Number of participants with account balances2019-12-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-0123
2018: RLC PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-01218
Total number of active participants reported on line 7a of the Form 55002018-12-01133
Number of retired or separated participants receiving benefits2018-12-0113
Number of other retired or separated participants entitled to future benefits2018-12-0148
Total of all active and inactive participants2018-12-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-01194
Number of participants with account balances2018-12-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-0121
2017: RLC PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-01201
Total number of active participants reported on line 7a of the Form 55002017-12-01138
Number of retired or separated participants receiving benefits2017-12-0121
Number of other retired or separated participants entitled to future benefits2017-12-0158
Total of all active and inactive participants2017-12-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-01217
Number of participants with account balances2017-12-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-0124
2016: RLC PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01193
Total number of active participants reported on line 7a of the Form 55002016-12-01137
Number of retired or separated participants receiving benefits2016-12-017
Number of other retired or separated participants entitled to future benefits2016-12-0157
Total of all active and inactive participants2016-12-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-01201
Number of participants with account balances2016-12-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-0131
2015: RLC PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01155
Total number of active participants reported on line 7a of the Form 55002015-12-01127
Number of retired or separated participants receiving benefits2015-12-0118
Number of other retired or separated participants entitled to future benefits2015-12-0148
Total of all active and inactive participants2015-12-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01193
Number of participants with account balances2015-12-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-0131
2014: RLC PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01165
Total number of active participants reported on line 7a of the Form 55002014-12-01127
Number of retired or separated participants receiving benefits2014-12-012
Number of other retired or separated participants entitled to future benefits2014-12-0126
Total of all active and inactive participants2014-12-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01155
Number of participants with account balances2014-12-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-0110
2013: RLC PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01141
Total number of active participants reported on line 7a of the Form 55002013-12-01125
Number of retired or separated participants receiving benefits2013-12-019
Number of other retired or separated participants entitled to future benefits2013-12-0130
Total of all active and inactive participants2013-12-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01164
Number of participants with account balances2013-12-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-018
2012: RLC PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01139
Total number of active participants reported on line 7a of the Form 55002012-12-01100
Number of retired or separated participants receiving benefits2012-12-0113
Number of other retired or separated participants entitled to future benefits2012-12-0126
Total of all active and inactive participants2012-12-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01139
Number of participants with account balances2012-12-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-014
2011: RLC PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01127
Total number of active participants reported on line 7a of the Form 55002011-12-01107
Number of retired or separated participants receiving benefits2011-12-016
Number of other retired or separated participants entitled to future benefits2011-12-0126
Total of all active and inactive participants2011-12-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01139
Number of participants with account balances2011-12-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-011
2010: RLC PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-12-01130
Total number of active participants reported on line 7a of the Form 55002010-12-01107
Number of retired or separated participants receiving benefits2010-12-010
Number of other retired or separated participants entitled to future benefits2010-12-0119
Total of all active and inactive participants2010-12-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-12-010
Total participants2010-12-01126
Number of participants with account balances2010-12-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-12-013

Financial Data on RLC PROFIT SHARING 401(K) PLAN

Measure Date Value
2022 : RLC PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$12,453
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-455,389
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,643,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,542,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,112,306
Value of total assets at end of year2022-12-31$15,493,344
Value of total assets at beginning of year2022-12-31$17,579,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$101,299
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$43,529
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$850,135
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$12,453
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$61,256
Total non interest bearing cash at beginning of year2022-12-31$45,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,098,883
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,480,891
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,579,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$21,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,067,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,155,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,567,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,259,917
Employer contributions (assets) at end of year2022-12-31$364,700
Employer contributions (assets) at beginning of year2022-12-31$378,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,542,195
Contract administrator fees2022-12-31$36,770
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MEIHAUS CPA, PC
Accountancy firm EIN2022-12-31880926982
2021 : RLC PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$614,543
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$108,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$105,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$135,252
Value of total assets at end of year2021-12-31$17,579,774
Value of total assets at beginning of year2021-12-31$17,073,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,525
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$600
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$65,663
Total non interest bearing cash at end of year2021-12-31$45,784
Total non interest bearing cash at beginning of year2021-12-31$43,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$506,516
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,579,774
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,073,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$1,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,155,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$16,650,741
Net investment gain/loss from pooled separate accounts2021-12-31$479,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$69,589
Employer contributions (assets) at end of year2021-12-31$378,825
Employer contributions (assets) at beginning of year2021-12-31$378,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$105,502
Contract administrator fees2021-12-31$175
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Total unrealized appreciation/depreciation of assets2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total income from all sources (including contributions)2021-11-30$4,106,237
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$1,451,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$1,391,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$2,098,543
Value of total assets at end of year2021-11-30$17,073,258
Value of total assets at beginning of year2021-11-30$14,418,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$60,229
Total interest from all sources2021-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Administrative expenses professional fees incurred2021-11-30$5,067
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$500,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$866,161
Income. Received or receivable in cash from other sources (including rollovers)2021-11-30$366
Total non interest bearing cash at end of year2021-11-30$43,692
Total non interest bearing cash at beginning of year2021-11-30$43,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$2,654,454
Value of net assets at end of year (total assets less liabilities)2021-11-30$17,073,258
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$14,418,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Investment advisory and management fees2021-11-30$21,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$16,650,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$14,014,710
Net investment gain/loss from pooled separate accounts2021-11-30$2,007,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Contributions received in cash from employer2021-11-30$1,232,016
Employer contributions (assets) at end of year2021-11-30$378,825
Employer contributions (assets) at beginning of year2021-11-30$360,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$1,391,554
Contract administrator fees2021-11-30$34,162
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2021-11-30930623286
2020 : RLC PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total income from all sources (including contributions)2020-11-30$3,449,856
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$1,865,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$1,786,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$1,951,104
Value of total assets at end of year2020-11-30$14,418,804
Value of total assets at beginning of year2020-11-30$12,834,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$79,269
Total interest from all sources2020-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Administrative expenses professional fees incurred2020-11-30$29,236
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$500,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$784,732
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$2,629
Total non interest bearing cash at end of year2020-11-30$43,280
Total non interest bearing cash at beginning of year2020-11-30$39,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$1,584,246
Value of net assets at end of year (total assets less liabilities)2020-11-30$14,418,804
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$12,834,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Investment advisory and management fees2020-11-30$21,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$14,014,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$12,436,487
Net investment gain/loss from pooled separate accounts2020-11-30$1,498,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Contributions received in cash from employer2020-11-30$1,163,743
Employer contributions (assets) at end of year2020-11-30$360,814
Employer contributions (assets) at beginning of year2020-11-30$358,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$1,786,341
Contract administrator fees2020-11-30$29,033
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30Yes
Opinion of an independent qualified public accountant for this plan2020-11-30Disclaimer
Accountancy firm name2020-11-30ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2020-11-30930623286
2019 : RLC PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total income from all sources (including contributions)2019-11-30$2,977,084
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$972,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$888,962
Value of total corrective distributions2019-11-30$1,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$1,747,258
Value of total assets at end of year2019-11-30$12,834,558
Value of total assets at beginning of year2019-11-30$10,830,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$82,351
Total interest from all sources2019-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Administrative expenses professional fees incurred2019-11-30$28,448
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$500,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$654,069
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$18,061
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-11-30$415
Total non interest bearing cash at end of year2019-11-30$39,859
Total non interest bearing cash at beginning of year2019-11-30$50,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$2,004,254
Value of net assets at end of year (total assets less liabilities)2019-11-30$12,834,558
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$10,830,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Investment advisory and management fees2019-11-30$23,664
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$12,436,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$10,484,166
Net investment gain/loss from pooled separate accounts2019-11-30$1,229,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$1,075,128
Employer contributions (assets) at end of year2019-11-30$358,212
Employer contributions (assets) at beginning of year2019-11-30$295,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$888,962
Contract administrator fees2019-11-30$30,239
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2019-11-30930623286
2018 : RLC PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total income from all sources (including contributions)2018-11-30$1,833,183
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$2,605,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$2,526,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$1,723,217
Value of total assets at end of year2018-11-30$10,830,304
Value of total assets at beginning of year2018-11-30$11,602,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$79,009
Total interest from all sources2018-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Administrative expenses professional fees incurred2018-11-30$22,704
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$500,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$627,516
Income. Received or receivable in cash from other sources (including rollovers)2018-11-30$3,751
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-11-30$415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-11-30$0
Total non interest bearing cash at end of year2018-11-30$50,160
Total non interest bearing cash at beginning of year2018-11-30$20,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$-772,033
Value of net assets at end of year (total assets less liabilities)2018-11-30$10,830,304
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$11,602,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Investment advisory and management fees2018-11-30$24,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$10,484,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$11,291,337
Net investment gain/loss from pooled separate accounts2018-11-30$109,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Contributions received in cash from employer2018-11-30$1,091,950
Employer contributions (assets) at end of year2018-11-30$295,563
Employer contributions (assets) at beginning of year2018-11-30$290,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$2,526,207
Contract administrator fees2018-11-30$31,309
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2018-11-30930623286
2017 : RLC PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total income from all sources (including contributions)2017-11-30$2,860,088
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$746,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$684,482
Value of total corrective distributions2017-11-30$4,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$1,534,885
Value of total assets at end of year2017-11-30$11,602,337
Value of total assets at beginning of year2017-11-30$9,488,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$57,588
Total interest from all sources2017-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Administrative expenses professional fees incurred2017-11-30$19,042
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$538,644
Income. Received or receivable in cash from other sources (including rollovers)2017-11-30$1,410
Total non interest bearing cash at end of year2017-11-30$20,992
Total non interest bearing cash at beginning of year2017-11-30$27,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$2,113,620
Value of net assets at end of year (total assets less liabilities)2017-11-30$11,602,337
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$9,488,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Investment advisory and management fees2017-11-30$23,686
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$11,291,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$9,180,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$1,325,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30Yes
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Contributions received in cash from employer2017-11-30$994,831
Employer contributions (assets) at end of year2017-11-30$290,008
Employer contributions (assets) at beginning of year2017-11-30$281,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$684,482
Contract administrator fees2017-11-30$14,860
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2017-11-30930623286
2016 : RLC PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total income from all sources (including contributions)2016-11-30$1,804,364
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$1,583,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$1,559,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$1,506,648
Value of total assets at end of year2016-11-30$9,488,717
Value of total assets at beginning of year2016-11-30$9,267,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$23,571
Total interest from all sources2016-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$501,267
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$41,319
Administrative expenses (other) incurred2016-11-30$14,625
Total non interest bearing cash at end of year2016-11-30$27,137
Total non interest bearing cash at beginning of year2016-11-30$11,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$220,897
Value of net assets at end of year (total assets less liabilities)2016-11-30$9,488,717
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$9,267,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Investment advisory and management fees2016-11-30$8,946
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$9,180,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$9,065,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$297,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$964,062
Employer contributions (assets) at end of year2016-11-30$281,530
Employer contributions (assets) at beginning of year2016-11-30$190,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$1,559,896
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30ALDRICH CPAS & ADVISORS LLP
Accountancy firm EIN2016-11-30930623286
2015 : RLC PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total income from all sources (including contributions)2015-11-30$1,147,377
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$706,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$689,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$1,278,877
Value of total assets at end of year2015-11-30$9,267,820
Value of total assets at beginning of year2015-11-30$8,827,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$17,335
Total interest from all sources2015-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$426,742
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$2,241
Administrative expenses (other) incurred2015-11-30$4,600
Total non interest bearing cash at end of year2015-11-30$11,958
Total non interest bearing cash at beginning of year2015-11-30$1,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$440,652
Value of net assets at end of year (total assets less liabilities)2015-11-30$9,267,820
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$8,827,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Investment advisory and management fees2015-11-30$12,735
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$9,065,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$8,342,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-131,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$849,894
Employer contributions (assets) at end of year2015-11-30$190,257
Employer contributions (assets) at beginning of year2015-11-30$483,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$689,390
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30AKT, LLP
Accountancy firm EIN2015-11-30930623286
2014 : RLC PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$1,516,412
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$787,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$768,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$1,047,587
Value of total assets at end of year2014-11-30$8,827,168
Value of total assets at beginning of year2014-11-30$8,097,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$18,567
Total interest from all sources2014-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$361,869
Assets. Other investments not covered elsewhere at end of year2014-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-11-30$32
Administrative expenses (other) incurred2014-11-30$2,700
Total non interest bearing cash at end of year2014-11-30$1,710
Total non interest bearing cash at beginning of year2014-11-30$2,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$729,407
Value of net assets at end of year (total assets less liabilities)2014-11-30$8,827,168
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$8,097,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Investment advisory and management fees2014-11-30$6,853
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$8,342,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$7,801,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$468,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$685,686
Employer contributions (assets) at end of year2014-11-30$483,310
Employer contributions (assets) at beginning of year2014-11-30$293,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$768,438
Contract administrator fees2014-11-30$9,014
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30AKT, LLP
Accountancy firm EIN2014-11-30930623286
2013 : RLC PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$1,719,405
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$886,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$869,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$723,328
Value of total assets at end of year2013-11-30$8,097,761
Value of total assets at beginning of year2013-11-30$7,265,029
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$17,570
Total interest from all sources2013-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$309,278
Assets. Other investments not covered elsewhere at end of year2013-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2013-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-11-30$2,020
Administrative expenses (other) incurred2013-11-30$3,194
Total non interest bearing cash at end of year2013-11-30$2,505
Total non interest bearing cash at beginning of year2013-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$832,732
Value of net assets at end of year (total assets less liabilities)2013-11-30$8,097,761
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$7,265,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$7,801,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$6,946,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$996,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$412,030
Employer contributions (assets) at end of year2013-11-30$293,616
Employer contributions (assets) at beginning of year2013-11-30$318,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$869,103
Contract administrator fees2013-11-30$14,376
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30AKT, LLP
Accountancy firm EIN2013-11-30930623286
2012 : RLC PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$6,442
Total income from all sources (including contributions)2012-11-30$1,483,506
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$447,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$430,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$868,733
Value of total assets at end of year2012-11-30$7,265,029
Value of total assets at beginning of year2012-11-30$6,235,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$16,355
Total interest from all sources2012-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$308,530
Assets. Other investments not covered elsewhere at end of year2012-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-11-30$1,012,634
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-11-30$6,442
Administrative expenses (other) incurred2012-11-30$3,717
Total non interest bearing cash at end of year2012-11-30$0
Total non interest bearing cash at beginning of year2012-11-30$6,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$1,036,204
Value of net assets at end of year (total assets less liabilities)2012-11-30$7,265,029
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$6,228,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$6,946,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$4,915,462
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$614,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$560,203
Employer contributions (assets) at end of year2012-11-30$318,343
Employer contributions (assets) at beginning of year2012-11-30$300,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$430,947
Contract administrator fees2012-11-30$12,638
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30AKT, LLP
Accountancy firm EIN2012-11-30930623286
2011 : RLC PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$6,442
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$2,983
Total income from all sources (including contributions)2011-11-30$1,012,889
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$440,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$419,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$873,630
Value of total assets at end of year2011-11-30$6,235,267
Value of total assets at beginning of year2011-11-30$5,659,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$21,190
Total interest from all sources2011-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$312,291
Assets. Other investments not covered elsewhere at end of year2011-11-30$1,012,634
Assets. Other investments not covered elsewhere at beginning of year2011-11-30$81,395
Income. Received or receivable in cash from other sources (including rollovers)2011-11-30$6,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-11-30$6,442
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-11-30$2,983
Administrative expenses (other) incurred2011-11-30$9,603
Total non interest bearing cash at end of year2011-11-30$6,442
Total non interest bearing cash at beginning of year2011-11-30$5,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$572,419
Value of net assets at end of year (total assets less liabilities)2011-11-30$6,228,825
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$5,656,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$4,915,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$5,448,116
Net investment gain/loss from pooled separate accounts2011-11-30$139,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Contributions received in cash from employer2011-11-30$554,696
Employer contributions (assets) at end of year2011-11-30$300,729
Employer contributions (assets) at beginning of year2011-11-30$124,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$419,280
Contract administrator fees2011-11-30$11,587
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30AKT, LLP
Accountancy firm EIN2011-11-30930623286

Form 5500 Responses for RLC PROFIT SHARING 401(K) PLAN

2022: RLC PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: RLC PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingNo
2021-12-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – InsuranceYes
2021-12-01Plan benefit arrangement – InsuranceYes
2020: RLC PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – InsuranceYes
2020-12-01Plan benefit arrangement – InsuranceYes
2019: RLC PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – InsuranceYes
2019-12-01Plan benefit arrangement – InsuranceYes
2018: RLC PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – InsuranceYes
2018-12-01Plan benefit arrangement – InsuranceYes
2017: RLC PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – InsuranceYes
2017-12-01Plan benefit arrangement – InsuranceYes
2016: RLC PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan benefit arrangement – InsuranceYes
2015: RLC PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan benefit arrangement – InsuranceYes
2014: RLC PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan benefit arrangement – InsuranceYes
2013: RLC PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan benefit arrangement – InsuranceYes
2012: RLC PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – InsuranceYes
2012-12-01Plan benefit arrangement – InsuranceYes
2011: RLC PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan benefit arrangement – InsuranceYes
2010: RLC PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Submission has been amendedNo
2010-12-01This submission is the final filingNo
2010-12-01This return/report is a short plan year return/report (less than 12 months)No
2010-12-01Plan is a collectively bargained planNo
2010-12-01Plan funding arrangement – InsuranceYes
2010-12-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number86048
Policy instance 1
Insurance contract or identification number86048
Number of Individuals Covered358
Insurance policy start date2022-12-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $38,837
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees38837
Additional information about fees paid to insurance brokerTPA COMPENSATION & TPA FEES PAID
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number86048
Policy instance 1
Insurance contract or identification number86048
Number of Individuals Covered246
Insurance policy start date2021-12-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,294
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1294
Additional information about fees paid to insurance brokerTPA COMPENSATION & TPA FEES PAID
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number86048
Policy instance 1
Insurance contract or identification number86048
Number of Individuals Covered248
Insurance policy start date2020-12-01
Insurance policy end date2021-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,829
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees12829
Additional information about fees paid to insurance brokerTPA COMPENSATION & TPA FEES PAID
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number86048
Policy instance 1
Insurance contract or identification number86048
Number of Individuals Covered216
Insurance policy start date2019-12-01
Insurance policy end date2020-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35,426
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number86048
Policy instance 1
Insurance contract or identification number86048
Number of Individuals Covered188
Insurance policy start date2018-12-01
Insurance policy end date2019-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $34,067
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees34067
Additional information about fees paid to insurance brokerTPA COMPENSATION & TPA FEES PAID
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number86048
Policy instance 1
Insurance contract or identification number86048
Number of Individuals Covered201
Insurance policy start date2017-12-01
Insurance policy end date2018-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $28,356
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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