401k Plan data: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN plan

TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 401k Plan overview

Plan Name	TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN
Plan identification number	001

TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

TRIAXIS ENGINEERING INC has sponsored the creation of one or more 401k plans.

Company Name: TRIAXIS ENGINEERING INC

Employer identification number (EIN): 931218666

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-04-01 PAUL HAZEL PAUL HAZEL 2017-04-07
001 2016-04-01 PAUL HAZEL 2017-02-10
001 2016-04-01 PAUL HAZEL 2017-02-10
001 2015-04-01 PAUL HAZEL PAUL HAZEL 2016-06-09
001 2014-04-01 PAUL HAZEL PAUL HAZEL 2015-05-29
001 2013-04-01 PAUL HAZEL PAUL HAZEL 2014-05-01
001 2012-04-01 PAUL HAZEL PAUL HAZEL 2013-05-31
001 2011-04-01 PAUL HAZEL PAUL HAZEL 2012-06-04
001 2010-04-01 PAUL HAZEL PAUL HAZEL 2011-06-07
001 2009-04-01 PAUL HAZEL PAUL HAZEL 2010-06-09

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-04-01	PAUL HAZEL	PAUL HAZEL	2017-04-07
001	2016-04-01		PAUL HAZEL	2017-02-10
001	2016-04-01		PAUL HAZEL	2017-02-10
001	2015-04-01	PAUL HAZEL	PAUL HAZEL	2016-06-09
001	2014-04-01	PAUL HAZEL	PAUL HAZEL	2015-05-29
001	2013-04-01	PAUL HAZEL	PAUL HAZEL	2014-05-01
001	2012-04-01	PAUL HAZEL	PAUL HAZEL	2013-05-31
001	2011-04-01	PAUL HAZEL	PAUL HAZEL	2012-06-04
001	2010-04-01	PAUL HAZEL	PAUL HAZEL	2011-06-07
001	2009-04-01	PAUL HAZEL	PAUL HAZEL	2010-06-09

Plan Statistics for TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN

401k plan membership statisitcs for TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN

Measure Date Value
2016: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-04-01 23
Total number of active participants reported on line 7a of the Form 5500 2016-04-01 0
Number of retired or separated participants receiving benefits 2016-04-01 0
Number of other retired or separated participants entitled to future benefits 2016-04-01 0
Total of all active and inactive participants 2016-04-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-04-01 0
Total participants 2016-04-01 0
Number of participants with account balances 2016-04-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-04-01 0
2015: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-04-01 21
Total number of active participants reported on line 7a of the Form 5500 2015-04-01 20
Number of retired or separated participants receiving benefits 2015-04-01 0
Number of other retired or separated participants entitled to future benefits 2015-04-01 3
Total of all active and inactive participants 2015-04-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-04-01 0
Total participants 2015-04-01 23
Number of participants with account balances 2015-04-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-04-01 0
2014: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 23
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 17
Number of retired or separated participants receiving benefits 2014-04-01 0
Number of other retired or separated participants entitled to future benefits 2014-04-01 4
Total of all active and inactive participants 2014-04-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 0
Total participants 2014-04-01 21
Number of participants with account balances 2014-04-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 0
2013: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 26
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 19
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 4
Total of all active and inactive participants 2013-04-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 0
Total participants 2013-04-01 23
Number of participants with account balances 2013-04-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 0
2012: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 26
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 22
Number of retired or separated participants receiving benefits 2012-04-01 0
Number of other retired or separated participants entitled to future benefits 2012-04-01 4
Total of all active and inactive participants 2012-04-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 26
Number of participants with account balances 2012-04-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 1
2011: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 25
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 21
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 3
Total of all active and inactive participants 2011-04-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 24
Number of participants with account balances 2011-04-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 0
2010: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-04-01 25
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 20
Number of retired or separated participants receiving benefits 2010-04-01 0
Number of other retired or separated participants entitled to future benefits 2010-04-01 4
Total of all active and inactive participants 2010-04-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 24
Number of participants with account balances 2010-04-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 1
2009: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 22
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 17
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 5
Total of all active and inactive participants 2009-04-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 22
Number of participants with account balances 2009-04-01 22

Measure	Date	Value
2016: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-04-01	23
Total number of active participants reported on line 7a of the Form 5500	2016-04-01	0
Number of retired or separated participants receiving benefits	2016-04-01	0
Number of other retired or separated participants entitled to future benefits	2016-04-01	0
Total of all active and inactive participants	2016-04-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-04-01	0
Total participants	2016-04-01	0
Number of participants with account balances	2016-04-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-04-01	0
2015: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-04-01	21
Total number of active participants reported on line 7a of the Form 5500	2015-04-01	20
Number of retired or separated participants receiving benefits	2015-04-01	0
Number of other retired or separated participants entitled to future benefits	2015-04-01	3
Total of all active and inactive participants	2015-04-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-04-01	0
Total participants	2015-04-01	23
Number of participants with account balances	2015-04-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-04-01	0
2014: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	23
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	17
Number of retired or separated participants receiving benefits	2014-04-01	0
Number of other retired or separated participants entitled to future benefits	2014-04-01	4
Total of all active and inactive participants	2014-04-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	0
Total participants	2014-04-01	21
Number of participants with account balances	2014-04-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	0
2013: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	26
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	19
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	4
Total of all active and inactive participants	2013-04-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	0
Total participants	2013-04-01	23
Number of participants with account balances	2013-04-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	0
2012: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	26
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	22
Number of retired or separated participants receiving benefits	2012-04-01	0
Number of other retired or separated participants entitled to future benefits	2012-04-01	4
Total of all active and inactive participants	2012-04-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	26
Number of participants with account balances	2012-04-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	1
2011: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	25
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	21
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	3
Total of all active and inactive participants	2011-04-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	24
Number of participants with account balances	2011-04-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	0
2010: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-04-01	25
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	20
Number of retired or separated participants receiving benefits	2010-04-01	0
Number of other retired or separated participants entitled to future benefits	2010-04-01	4
Total of all active and inactive participants	2010-04-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	24
Number of participants with account balances	2010-04-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	1
2009: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	22
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	17
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	5
Total of all active and inactive participants	2009-04-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	22
Number of participants with account balances	2009-04-01	22

Financial Data on TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN

Measure	Date	Value
2017 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-03-31	$515,864
Expenses. Total of all expenses incurred	2017-03-31	$5,122,898
Benefits paid (including direct rollovers)	2017-03-31	$5,122,898
Total plan assets at end of year	2017-03-31	$0
Total plan assets at beginning of year	2017-03-31	$4,607,034
Value of fidelity bond covering the plan	2017-03-31	$500,000
Total contributions received or receivable from participants	2017-03-31	$131,368
Other income received	2017-03-31	$360,211
Net income (gross income less expenses)	2017-03-31	$-4,607,034
Net plan assets at end of year (total assets less liabilities)	2017-03-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-03-31	$4,607,034
Total contributions received or receivable from employer(s)	2017-03-31	$24,285
2016 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-03-31	$366,916
Expenses. Total of all expenses incurred	2016-03-31	$98,122
Benefits paid (including direct rollovers)	2016-03-31	$98,122
Total plan assets at end of year	2016-03-31	$4,607,034
Total plan assets at beginning of year	2016-03-31	$4,338,240
Value of fidelity bond covering the plan	2016-03-31	$500,000
Total contributions received or receivable from participants	2016-03-31	$250,811
Contributions received from other sources (not participants or employers)	2016-03-31	$69,840
Other income received	2016-03-31	$-101,208
Net income (gross income less expenses)	2016-03-31	$268,794
Net plan assets at end of year (total assets less liabilities)	2016-03-31	$4,607,034
Net plan assets at beginning of year (total assets less liabilities)	2016-03-31	$4,338,240
Total contributions received or receivable from employer(s)	2016-03-31	$147,473
2015 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-03-31	$679,465
Expenses. Total of all expenses incurred	2015-03-31	$212,299
Benefits paid (including direct rollovers)	2015-03-31	$212,299
Total plan assets at end of year	2015-03-31	$4,338,240
Total plan assets at beginning of year	2015-03-31	$3,871,074
Value of fidelity bond covering the plan	2015-03-31	$500,000
Total contributions received or receivable from participants	2015-03-31	$150,605
Other income received	2015-03-31	$417,168
Net income (gross income less expenses)	2015-03-31	$467,166
Net plan assets at end of year (total assets less liabilities)	2015-03-31	$4,338,240
Net plan assets at beginning of year (total assets less liabilities)	2015-03-31	$3,871,074
Total contributions received or receivable from employer(s)	2015-03-31	$111,692
2014 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-03-31	$876,313
Expenses. Total of all expenses incurred	2014-03-31	$846,171
Benefits paid (including direct rollovers)	2014-03-31	$846,171
Total plan assets at end of year	2014-03-31	$3,871,074
Total plan assets at beginning of year	2014-03-31	$3,840,932
Value of fidelity bond covering the plan	2014-03-31	$500,000
Total contributions received or receivable from participants	2014-03-31	$179,692
Other income received	2014-03-31	$577,725
Net income (gross income less expenses)	2014-03-31	$30,142
Net plan assets at end of year (total assets less liabilities)	2014-03-31	$3,871,074
Net plan assets at beginning of year (total assets less liabilities)	2014-03-31	$3,840,932
Total contributions received or receivable from employer(s)	2014-03-31	$118,896
2013 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-03-31	$610,239
Expenses. Total of all expenses incurred	2013-03-31	$3,205
Benefits paid (including direct rollovers)	2013-03-31	$3,205
Total plan assets at end of year	2013-03-31	$3,840,932
Total plan assets at beginning of year	2013-03-31	$3,233,898
Value of fidelity bond covering the plan	2013-03-31	$500,000
Total contributions received or receivable from participants	2013-03-31	$181,646
Other income received	2013-03-31	$388,573
Net income (gross income less expenses)	2013-03-31	$607,034
Net plan assets at end of year (total assets less liabilities)	2013-03-31	$3,840,932
Net plan assets at beginning of year (total assets less liabilities)	2013-03-31	$3,233,898
Total contributions received or receivable from employer(s)	2013-03-31	$40,020
2012 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-03-31	$376,885
Expenses. Total of all expenses incurred	2012-03-31	$2,858
Benefits paid (including direct rollovers)	2012-03-31	$2,858
Total plan assets at end of year	2012-03-31	$3,233,898
Total plan assets at beginning of year	2012-03-31	$2,859,871
Value of fidelity bond covering the plan	2012-03-31	$500,000
Total contributions received or receivable from participants	2012-03-31	$166,988
Other income received	2012-03-31	$139,785
Net income (gross income less expenses)	2012-03-31	$374,027
Net plan assets at end of year (total assets less liabilities)	2012-03-31	$3,233,898
Net plan assets at beginning of year (total assets less liabilities)	2012-03-31	$2,859,871
Total contributions received or receivable from employer(s)	2012-03-31	$70,112
2011 : TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-03-31	$689,874
Expenses. Total of all expenses incurred	2011-03-31	$10,564
Benefits paid (including direct rollovers)	2011-03-31	$10,564
Total plan assets at end of year	2011-03-31	$2,859,871
Total plan assets at beginning of year	2011-03-31	$2,180,561
Value of fidelity bond covering the plan	2011-03-31	$500,000
Total contributions received or receivable from participants	2011-03-31	$169,699
Other income received	2011-03-31	$289,175
Net income (gross income less expenses)	2011-03-31	$679,310
Net plan assets at end of year (total assets less liabilities)	2011-03-31	$2,859,871
Net plan assets at beginning of year (total assets less liabilities)	2011-03-31	$2,180,561
Total contributions received or receivable from employer(s)	2011-03-31	$231,000

Form 5500 Responses for TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN

2016: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2016 form 5500 responses
2016-04-01	Type of plan entity	Single employer plan
2016-04-01	Submission has been amended	Yes
2016-04-01	This submission is the final filing	Yes
2016-04-01	Plan funding arrangement – Trust	Yes
2016-04-01	Plan benefit arrangement - Trust	Yes
2015: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2015 form 5500 responses
2015-04-01	Type of plan entity	Single employer plan
2015-04-01	Plan funding arrangement – Trust	Yes
2015-04-01	Plan benefit arrangement - Trust	Yes
2014: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes
2013: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: TRIAXIS ENGINEERING, INC 401(K)PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TRIAXIS ENGINEERING INC
Employer identification number (EIN):	931218666
NAIC Classification:	541600