401k Plan data: NWCM 401(K) PROFIT SHARING PLAN plan

NWCM 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	NWCM 401(K) PROFIT SHARING PLAN
Plan identification number	001

NWCM 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHWEST CAPITAL MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHWEST CAPITAL MANAGEMENT, INC.

Employer identification number (EIN): 931242462

NAIC Classification: 523900

Additional information about NORTHWEST CAPITAL MANAGEMENT, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 1998-04-09

Company Identification Number: 62768586

Legal Registered Office Address: 13333 SW 68TH PKWY STE 230

PORTLAND
United States of America (USA)
97223

More information about NORTHWEST CAPITAL MANAGEMENT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NWCM 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 FREDERICK PAYNE 2023-04-21
001 2021-01-01 FRED PAYNE 2022-07-11 FRED PAYNE 2022-07-11
001 2020-01-01 FRED PAYNE 2021-07-29
001 2019-01-01 FRED PAYNE 2020-10-13
001 2018-01-01
001 2017-01-01 FRED PAYNE FRED PAYNE 2018-06-13
001 2016-01-01 FREDERICK J. PAYNE FREDERICK J. PAYNE 2017-10-05
001 2015-01-01 FREDERICK PAYNE JR FREDERICK PAYNE JR 2016-09-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	FREDERICK PAYNE	2023-04-21
001	2021-01-01	FRED PAYNE	2022-07-11	FRED PAYNE	2022-07-11
001	2020-01-01	FRED PAYNE	2021-07-29
001	2019-01-01	FRED PAYNE	2020-10-13
001	2018-01-01
001	2017-01-01	FRED PAYNE		FRED PAYNE	2018-06-13
001	2016-01-01	FREDERICK J. PAYNE		FREDERICK J. PAYNE	2017-10-05
001	2015-01-01	FREDERICK PAYNE JR		FREDERICK PAYNE JR	2016-09-23

Plan Statistics for NWCM 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NWCM 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: NWCM 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 12
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 12
Total of all active and inactive participants 2018-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 24
Number of participants with account balances 2018-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NWCM 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 15
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 14
Total of all active and inactive participants 2017-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 33
Number of participants with account balances 2017-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NWCM 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 55
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 14
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 16
Total of all active and inactive participants 2016-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 32
Number of participants with account balances 2016-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NWCM 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 15
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 38
Total of all active and inactive participants 2015-01-01 53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 53
Number of participants with account balances 2015-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2018: NWCM 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	12
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	12
Total of all active and inactive participants	2018-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	24
Number of participants with account balances	2018-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NWCM 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	15
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	14
Total of all active and inactive participants	2017-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	33
Number of participants with account balances	2017-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NWCM 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	55
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	14
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	16
Total of all active and inactive participants	2016-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	32
Number of participants with account balances	2016-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NWCM 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	15
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	38
Total of all active and inactive participants	2015-01-01	53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	53
Number of participants with account balances	2015-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on NWCM 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2018 : NWCM 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$92,509
Expenses. Total of all expenses incurred	2018-12-31	$527,412
Benefits paid (including direct rollovers)	2018-12-31	$522,485
Total plan assets at end of year	2018-12-31	$1,679,186
Total plan assets at beginning of year	2018-12-31	$2,114,089
Value of fidelity bond covering the plan	2018-12-31	$250,000
Total contributions received or receivable from participants	2018-12-31	$147,267
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-101,564
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-434,903
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,679,186
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,114,089
Assets. Value of participant loans	2018-12-31	$42,851
Total contributions received or receivable from employer(s)	2018-12-31	$46,806
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$4,927
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : NWCM 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$493,259
Expenses. Total of all expenses incurred	2017-12-31	$301,679
Benefits paid (including direct rollovers)	2017-12-31	$297,986
Total plan assets at end of year	2017-12-31	$2,114,089
Total plan assets at beginning of year	2017-12-31	$1,922,509
Value of fidelity bond covering the plan	2017-12-31	$250,000
Total contributions received or receivable from participants	2017-12-31	$90,708
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Noncash contributions received	2017-12-31	$332,772
Net income (gross income less expenses)	2017-12-31	$191,580
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,114,089
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,922,509
Assets. Value of participant loans	2017-12-31	$32,390
Assets. Value of real-estate (other than employer real property)	2017-12-31	$20,000
Total contributions received or receivable from employer(s)	2017-12-31	$69,779
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$3,693
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : NWCM 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$324,616
Expenses. Total of all expenses incurred	2016-12-31	$230,232
Benefits paid (including direct rollovers)	2016-12-31	$229,143
Total plan assets at end of year	2016-12-31	$1,922,509
Total plan assets at beginning of year	2016-12-31	$1,828,125
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$108,430
Contributions received from other sources (not participants or employers)	2016-12-31	$8,306
Other income received	2016-12-31	$150,624
Net income (gross income less expenses)	2016-12-31	$94,384
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,922,509
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,828,125
Assets. Value of participant loans	2016-12-31	$49,443
Assets. Value of real-estate (other than employer real property)	2016-12-31	$20,000
Total contributions received or receivable from employer(s)	2016-12-31	$57,256
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,089
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : NWCM 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$206,323
Expenses. Total of all expenses incurred	2015-12-31	$539,204
Benefits paid (including direct rollovers)	2015-12-31	$536,519
Total plan assets at end of year	2015-12-31	$1,828,125
Total plan assets at beginning of year	2015-12-31	$2,161,006
Value of fidelity bond covering the plan	2015-12-31	$216,101
Total contributions received or receivable from participants	2015-12-31	$130,435
Contributions received from other sources (not participants or employers)	2015-12-31	$23,138
Other income received	2015-12-31	$-34,061
Net income (gross income less expenses)	2015-12-31	$-332,881
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,828,125
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,161,006
Assets. Value of participant loans	2015-12-31	$76,386
Assets. Value of real-estate (other than employer real property)	2015-12-31	$20,000
Total contributions received or receivable from employer(s)	2015-12-31	$86,811
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$2,685

Form 5500 Responses for NWCM 401(K) PROFIT SHARING PLAN

2018: NWCM 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NWCM 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NWCM 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NWCM 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTHWEST CAPITAL MANAGEMENT, INC.
Employer identification number (EIN):	931242462
NAIC Classification:	523900

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	1998-04-09
Company Identification Number:	62768586
Legal Registered Office Address:	13333 SW 68TH PKWY STE 230 PORTLAND United States of America (USA) 97223