401k Plan data: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D plan

AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 401k Plan overview

Plan Name	AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D
Plan identification number	001

AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

AMERICAN LUNG ASSOCIATION IN CALIFORNIA has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN LUNG ASSOCIATION IN CALIFORNIA

Employer identification number (EIN): 940362650

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about AMERICAN LUNG ASSOCIATION IN CALIFORNIA

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0999971

More information about AMERICAN LUNG ASSOCIATION IN CALIFORNIA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-07-01 LAURA SCOTT 2018-04-12
001 2015-07-01 ROCIO SAUCEDO 2017-04-06
001 2014-07-01 LAURA SCOTT
001 2013-07-01 LAURA SCOTT
001 2012-07-01 ANITA LEE
001 2011-07-01 ANITA LEE
001 2010-07-01 ANITA LEE
001 2009-07-01 ANITA LEE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-07-01	LAURA SCOTT	2018-04-12
001	2015-07-01	ROCIO SAUCEDO	2017-04-06
001	2014-07-01	LAURA SCOTT
001	2013-07-01	LAURA SCOTT
001	2012-07-01	ANITA LEE
001	2011-07-01	ANITA LEE
001	2010-07-01	ANITA LEE
001	2009-07-01	ANITA LEE

Plan Statistics for AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D

401k plan membership statisitcs for AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D

Measure Date Value
2017: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2017 401k membership
Market value of plan assets 2017-06-30 4,045,042
Acturial value of plan assets 2017-06-30 4,045,042
Funding target for retired participants and beneficiaries receiving payment 2017-06-30 2,632,448
Number of terminated vested participants 2017-06-30 49
Fundng target for terminated vested participants 2017-06-30 1,399,819
Active participant vested funding target 2017-06-30 694,280
Number of active participants 2017-06-30 9
Total funding liabilities for active participants 2017-06-30 703,820
Total participant count 2017-06-30 75
Total funding target for all participants 2017-06-30 4,736,087
Balance at beginning of prior year after applicable adjustments 2017-06-30 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-06-30 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-06-30 0
Prefunding balanced used to offset prior years funding requirement 2017-06-30 0
Amount remaining of carryover balance 2017-06-30 0
Amount remaining of prefunding balance 2017-06-30 0
Present value of excess contributions 2017-06-30 11,722
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-06-30 12,453
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-06-30 12,453
Reductions in caryover balances due to elections or deemed elections 2017-06-30 0
Reductions in prefunding balances due to elections or deemed elections 2017-06-30 0
Balance of carryovers at beginning of current year 2017-06-30 0
Balance of prefunding at beginning of current year 2017-06-30 12,453
Total employer contributions 2017-06-30 285,534
Total employee contributions 2017-06-30 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-06-30 0
Contributions made to avoid restrictions adjusted to valuation date 2017-06-30 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-06-30 273,241
Unpaid minimum required contributions for all prior years 2017-06-30 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-06-30 0
Remaining amount of unpaid minimum required contributions 2017-06-30 0
Minimum required contributions for current year target normal cost 2017-06-30 92,617
Net shortfall amortization installment of oustanding balance 2017-06-30 703,498
Waiver amortization installment 2017-06-30 0
Total funding amount beforereflecting carryover/prefunding balances 2017-06-30 285,694
Carryover balance elected to use to offset funding requirement 2017-06-30 0
Prefunding balance elected to use to offset funding requirement 2017-06-30 12,453
Additional cash requirement 2017-06-30 273,241
Contributions allocatedtoward minimum required contributions for current year 2017-06-30 273,241
Unpaid minimum required contributions for current year 2017-06-30 0
Unpaid minimum required contributions for all years 2017-06-30 0
2014: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2014 401k membership
Total participants, beginning-of-year 2014-07-01 104
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 14
Number of retired or separated participants receiving benefits 2014-07-01 9
Number of other retired or separated participants entitled to future benefits 2014-07-01 56
Total of all active and inactive participants 2014-07-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 2
Total participants 2014-07-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2013 401k membership
Total participants, beginning-of-year 2013-07-01 110
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 20
Number of retired or separated participants receiving benefits 2013-07-01 7
Number of other retired or separated participants entitled to future benefits 2013-07-01 77
Total of all active and inactive participants 2013-07-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 2
2012: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2012 401k membership
Total participants, beginning-of-year 2012-07-01 111
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 24
Number of retired or separated participants receiving benefits 2012-07-01 4
Number of other retired or separated participants entitled to future benefits 2012-07-01 82
Total of all active and inactive participants 2012-07-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2011 401k membership
Total participants, beginning-of-year 2011-07-01 115
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 30
Number of retired or separated participants receiving benefits 2011-07-01 2
Number of other retired or separated participants entitled to future benefits 2011-07-01 79
Total of all active and inactive participants 2011-07-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2010 401k membership
Total participants, beginning-of-year 2010-07-01 124
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 42
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 73
Total of all active and inactive participants 2010-07-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 115
2009: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2009 401k membership
Total participants, beginning-of-year 2009-07-01 144
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 54
Number of retired or separated participants receiving benefits 2009-07-01 2
Number of other retired or separated participants entitled to future benefits 2009-07-01 68
Total of all active and inactive participants 2009-07-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2017: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2017 401k membership
Market value of plan assets	2017-06-30	4,045,042
Acturial value of plan assets	2017-06-30	4,045,042
Funding target for retired participants and beneficiaries receiving payment	2017-06-30	2,632,448
Number of terminated vested participants	2017-06-30	49
Fundng target for terminated vested participants	2017-06-30	1,399,819
Active participant vested funding target	2017-06-30	694,280
Number of active participants	2017-06-30	9
Total funding liabilities for active participants	2017-06-30	703,820
Total participant count	2017-06-30	75
Total funding target for all participants	2017-06-30	4,736,087
Balance at beginning of prior year after applicable adjustments	2017-06-30	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-06-30	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-06-30	0
Prefunding balanced used to offset prior years funding requirement	2017-06-30	0
Amount remaining of carryover balance	2017-06-30	0
Amount remaining of prefunding balance	2017-06-30	0
Present value of excess contributions	2017-06-30	11,722
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-06-30	12,453
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-06-30	12,453
Reductions in caryover balances due to elections or deemed elections	2017-06-30	0
Reductions in prefunding balances due to elections or deemed elections	2017-06-30	0
Balance of carryovers at beginning of current year	2017-06-30	0
Balance of prefunding at beginning of current year	2017-06-30	12,453
Total employer contributions	2017-06-30	285,534
Total employee contributions	2017-06-30	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-06-30	0
Contributions made to avoid restrictions adjusted to valuation date	2017-06-30	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-06-30	273,241
Unpaid minimum required contributions for all prior years	2017-06-30	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-06-30	0
Remaining amount of unpaid minimum required contributions	2017-06-30	0
Minimum required contributions for current year target normal cost	2017-06-30	92,617
Net shortfall amortization installment of oustanding balance	2017-06-30	703,498
Waiver amortization installment	2017-06-30	0
Total funding amount beforereflecting carryover/prefunding balances	2017-06-30	285,694
Carryover balance elected to use to offset funding requirement	2017-06-30	0
Prefunding balance elected to use to offset funding requirement	2017-06-30	12,453
Additional cash requirement	2017-06-30	273,241
Contributions allocatedtoward minimum required contributions for current year	2017-06-30	273,241
Unpaid minimum required contributions for current year	2017-06-30	0
Unpaid minimum required contributions for all years	2017-06-30	0
2014: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2014 401k membership
Total participants, beginning-of-year	2014-07-01	104
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	14
Number of retired or separated participants receiving benefits	2014-07-01	9
Number of other retired or separated participants entitled to future benefits	2014-07-01	56
Total of all active and inactive participants	2014-07-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	2
Total participants	2014-07-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2013 401k membership
Total participants, beginning-of-year	2013-07-01	110
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	20
Number of retired or separated participants receiving benefits	2013-07-01	7
Number of other retired or separated participants entitled to future benefits	2013-07-01	77
Total of all active and inactive participants	2013-07-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	2
2012: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2012 401k membership
Total participants, beginning-of-year	2012-07-01	111
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	24
Number of retired or separated participants receiving benefits	2012-07-01	4
Number of other retired or separated participants entitled to future benefits	2012-07-01	82
Total of all active and inactive participants	2012-07-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2011 401k membership
Total participants, beginning-of-year	2011-07-01	115
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	30
Number of retired or separated participants receiving benefits	2011-07-01	2
Number of other retired or separated participants entitled to future benefits	2011-07-01	79
Total of all active and inactive participants	2011-07-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2010 401k membership
Total participants, beginning-of-year	2010-07-01	124
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	42
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	73
Total of all active and inactive participants	2010-07-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	115
2009: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2009 401k membership
Total participants, beginning-of-year	2009-07-01	144
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	54
Number of retired or separated participants receiving benefits	2009-07-01	2
Number of other retired or separated participants entitled to future benefits	2009-07-01	68
Total of all active and inactive participants	2009-07-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D

Measure	Date	Value
2015 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$-61,613
Total unrealized appreciation/depreciation of assets	2015-06-30	$-61,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$5,552
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$9,263
Total income from all sources (including contributions)	2015-06-30	$173,150
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$837,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$730,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$143,100
Value of total assets at end of year	2015-06-30	$4,213,799
Value of total assets at beginning of year	2015-06-30	$4,881,930
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$107,461
Total interest from all sources	2015-06-30	$75,518
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$16,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$16,145
Administrative expenses professional fees incurred	2015-06-30	$55,369
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$109,510
Assets. Other investments not covered elsewhere at beginning of year	2015-06-30	$101,667
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$27,495
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$32,013
Administrative expenses (other) incurred	2015-06-30	$36,553
Liabilities. Value of operating payables at end of year	2015-06-30	$5,552
Liabilities. Value of operating payables at beginning of year	2015-06-30	$9,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-664,420
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$4,208,247
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$4,872,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$15,539
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$922,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$1,164,849
Interest earned on other investments	2015-06-30	$1,603
Income. Interest from US Government securities	2015-06-30	$12,569
Income. Interest from corporate debt instruments	2015-06-30	$61,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$71,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$95,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$95,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$5
Asset value of US Government securities at end of year	2015-06-30	$436,925
Asset value of US Government securities at beginning of year	2015-06-30	$383,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$143,100
Employer contributions (assets) at end of year	2015-06-30	$8,100
Employer contributions (assets) at beginning of year	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$730,109
Asset. Corporate debt instrument debt (other) at end of year	2015-06-30	$2,637,454
Asset. Corporate debt instrument debt (other) at beginning of year	2015-06-30	$3,104,399
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	SIKICH LLP
Accountancy firm EIN	2015-06-30	363168081
2014 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$9,263
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$49,416
Total income from all sources (including contributions)	2014-06-30	$735,351
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$430,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$344,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$167,429
Value of total assets at end of year	2014-06-30	$4,881,930
Value of total assets at beginning of year	2014-06-30	$4,617,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$85,775
Total interest from all sources	2014-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$26,430
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$101,667
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$32,013
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$32,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$28,633
Other income not declared elsewhere	2014-06-30	$567,922
Administrative expenses (other) incurred	2014-06-30	$31,113
Liabilities. Value of operating payables at end of year	2014-06-30	$9,263
Liabilities. Value of operating payables at beginning of year	2014-06-30	$20,783
Total non interest bearing cash at end of year	2014-06-30	$0
Total non interest bearing cash at beginning of year	2014-06-30	$6,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$304,719
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$4,872,667
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$4,567,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Assets. partnership/joint venture interests at end of year	2014-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2014-06-30	$7,859
Investment advisory and management fees	2014-06-30	$28,232
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$1,164,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$95,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$225,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$225,896
Asset value of US Government securities at end of year	2014-06-30	$383,821
Asset value of US Government securities at beginning of year	2014-06-30	$355,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$167,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$344,857
Asset. Corporate debt instrument debt (other) at end of year	2014-06-30	$3,104,399
Asset. Corporate debt instrument debt (other) at beginning of year	2014-06-30	$3,099,327
Assets. Corporate common stocks other than exployer securities at end of year	2014-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-30	$889,956
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	O'CONNOR DAVIES LLP
Accountancy firm EIN	2014-06-30	271728945
2013 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$49,416
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$327,401
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$445,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$305,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$162,857
Value of total assets at end of year	2013-06-30	$4,617,364
Value of total assets at beginning of year	2013-06-30	$4,685,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$139,879
Total interest from all sources	2013-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Administrative expenses professional fees incurred	2013-06-30	$77,965
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$32,185
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$33,147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-06-30	$28,633
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$0
Other income not declared elsewhere	2013-06-30	$164,544
Administrative expenses (other) incurred	2013-06-30	$37,221
Liabilities. Value of operating payables at end of year	2013-06-30	$20,783
Liabilities. Value of operating payables at beginning of year	2013-06-30	$0
Total non interest bearing cash at end of year	2013-06-30	$6,845
Total non interest bearing cash at beginning of year	2013-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$-117,810
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$4,567,948
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$4,685,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Assets. partnership/joint venture interests at end of year	2013-06-30	$7,859
Assets. partnership/joint venture interests at beginning of year	2013-06-30	$156,399
Investment advisory and management fees	2013-06-30	$24,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$225,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$118,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$118,639
Asset value of US Government securities at end of year	2013-06-30	$355,296
Asset value of US Government securities at beginning of year	2013-06-30	$713,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$162,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$305,332
Asset. Corporate debt instrument debt (other) at end of year	2013-06-30	$3,099,327
Asset. Corporate debt instrument debt (other) at beginning of year	2013-06-30	$2,944,127
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$889,956
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$719,514
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	GALLINA LLP
Accountancy firm EIN	2013-06-30	942147510
2012 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$550,170
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$235,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$144,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$172,749
Value of total assets at end of year	2012-06-30	$4,685,758
Value of total assets at beginning of year	2012-06-30	$4,371,315
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$91,542
Total interest from all sources	2012-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$59,457
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$33,147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$0
Other income not declared elsewhere	2012-06-30	$377,421
Administrative expenses (other) incurred	2012-06-30	$10,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$314,443
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$4,685,758
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$4,371,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Assets. partnership/joint venture interests at end of year	2012-06-30	$156,399
Assets. partnership/joint venture interests at beginning of year	2012-06-30	$153,577
Investment advisory and management fees	2012-06-30	$21,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$118,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$56,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$56,394
Asset value of US Government securities at end of year	2012-06-30	$713,932
Asset value of US Government securities at beginning of year	2012-06-30	$1,231,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$172,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$144,185
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$2,944,127
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$2,169,663
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$719,514
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$760,508
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	GALLINA LLP
Accountancy firm EIN	2012-06-30	942147510
2011 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$2,350
Total income from all sources (including contributions)	2011-06-30	$343,388
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$709,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$613,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$12,680
Value of total assets at end of year	2011-06-30	$4,371,315
Value of total assets at beginning of year	2011-06-30	$4,740,052
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$96,304
Total interest from all sources	2011-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Administrative expenses professional fees incurred	2011-06-30	$63,096
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$165,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$2,350
Other income not declared elsewhere	2011-06-30	$330,708
Administrative expenses (other) incurred	2011-06-30	$9,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$-366,387
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$4,371,315
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$4,737,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Assets. partnership/joint venture interests at end of year	2011-06-30	$153,577
Assets. partnership/joint venture interests at beginning of year	2011-06-30	$252,069
Investment advisory and management fees	2011-06-30	$23,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$56,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$675,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$675,424
Expenses. Payments to insurance carriers foe the provision of benefits	2011-06-30	$284,654
Asset value of US Government securities at end of year	2011-06-30	$1,231,173
Asset value of US Government securities at beginning of year	2011-06-30	$1,557,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$12,680
Employer contributions (assets) at end of year	2011-06-30	$0
Employer contributions (assets) at beginning of year	2011-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$328,817
Asset. Corporate debt instrument debt (other) at end of year	2011-06-30	$2,169,663
Asset. Corporate debt instrument debt (other) at beginning of year	2011-06-30	$1,586,363
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$760,508
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$503,713
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	GALLINA LLP
Accountancy firm EIN	2011-06-30	942147510
2010 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0
2008 : AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2008 401k financial data
Total unrealized appreciation/depreciation of assets	2008-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-06-30	$0
Total income from all sources (including contributions)	2008-06-30	$138,859
Total loss/gain on sale of assets	2008-06-30	$0
Total of all expenses incurred	2008-06-30	$278,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2008-06-30	$187,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2008-06-30	$382,000
Value of total assets at end of year	2008-06-30	$5,017,921
Value of total assets at beginning of year	2008-06-30	$5,157,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2008-06-30	$91,078
Total interest from all sources	2008-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2008-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2008-06-30	No
Administrative expenses professional fees incurred	2008-06-30	$53,989
Was this plan covered by a fidelity bond	2008-06-30	Yes
Value of fidelity bond cover	2008-06-30	$500,000
Were there any nonexempt tranactions with any party-in-interest	2008-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2008-06-30	$30,422
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2008-06-30	$95,987
Other income not declared elsewhere	2008-06-30	$-243,141
Administrative expenses (other) incurred	2008-06-30	$6,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-06-30	No
Value of net income/loss	2008-06-30	$-139,334
Value of net assets at end of year (total assets less liabilities)	2008-06-30	$5,017,921
Value of net assets at beginning of year (total assets less liabilities)	2008-06-30	$5,157,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2008-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2008-06-30	No
Were any leases to which the plan was party in default or uncollectible	2008-06-30	No
Assets. partnership/joint venture interests at end of year	2008-06-30	$234,415
Assets. partnership/joint venture interests at beginning of year	2008-06-30	$201,090
Investment advisory and management fees	2008-06-30	$30,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2008-06-30	$470,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2008-06-30	$158,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2008-06-30	$158,039
Asset value of US Government securities at end of year	2008-06-30	$1,722,906
Asset value of US Government securities at beginning of year	2008-06-30	$691,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2008-06-30	No
Was there a failure to transmit to the plan any participant contributions	2008-06-30	No
Contributions received in cash from employer	2008-06-30	$382,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2008-06-30	$187,115
Asset. Corporate debt instrument debt (other) at end of year	2008-06-30	$350,845
Asset. Corporate debt instrument debt (other) at beginning of year	2008-06-30	$589,704
Assets. Corporate common stocks other than exployer securities at end of year	2008-06-30	$2,208,803
Assets. Corporate common stocks other than exployer securities at beginning of year	2008-06-30	$3,420,517
Did the plan have assets held for investment	2008-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2008-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2008-06-30	No
Opinion of an independent qualified public accountant for this plan	2008-06-30	Unqualified
Accountancy firm name	2008-06-30	O'CONNOR, DAVIES, MUNNS, AND DOBINS
Accountancy firm EIN	2008-06-30	133385019

Form 5500 Responses for AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D

2014: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	Yes
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: AMERICAN LUNG ASSOCIATION RETIREMENT PLAN D 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

866

Policy instance

Insurance contract or identification number	866
Number of Individuals Covered	3
Insurance policy start date	2010-07-01
Insurance policy end date	2010-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	AMERICAN LUNG ASSOCIATION IN CALIFORNIA
Employer identification number (EIN):	940362650
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0999971