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COST PLUS, INC. 401(K) MONEY PLUS PLAN 401k Plan overview

Plan NameCOST PLUS, INC. 401(K) MONEY PLUS PLAN
Plan identification number 001

COST PLUS, INC. 401(K) MONEY PLUS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WORLD MARKET, LLC has sponsored the creation of one or more 401k plans.

Company Name:WORLD MARKET, LLC
Employer identification number (EIN):941067973
NAIC Classification:442299
NAIC Description:All Other Home Furnishings Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COST PLUS, INC. 401(K) MONEY PLUS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01LAURA CROSSEN LAURA CROSSEN2017-10-16
0012015-01-01SUSAN E. LATTMANN SUSAN E. LATTMANN2016-10-17
0012014-01-01SUSAN LATTMANN SUSAN LATTMANN2015-10-15
0012013-03-01CHRISTINE MOK CHRISTOPHER COOPER2014-07-24
0012012-02-29KEVIN WARD KEVIN WARD2013-12-16
0012009-03-01KEVIN WARD JOAN FUJII2010-09-20

Plan Statistics for COST PLUS, INC. 401(K) MONEY PLUS PLAN

401k plan membership statisitcs for COST PLUS, INC. 401(K) MONEY PLUS PLAN

Measure Date Value
2016: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,044
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,191
Total number of active participants reported on line 7a of the Form 55002015-01-01830
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01214
Total of all active and inactive participants2015-01-011,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,044
Number of participants with account balances2015-01-011,028
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,607
Total number of active participants reported on line 7a of the Form 55002014-01-01996
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01195
Total of all active and inactive participants2014-01-011,191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,191
Number of participants with account balances2014-01-011,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-014,907
Total number of active participants reported on line 7a of the Form 55002013-03-014,353
Number of retired or separated participants receiving benefits2013-03-011
Number of other retired or separated participants entitled to future benefits2013-03-01253
Total of all active and inactive participants2013-03-014,607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-010
Total participants2013-03-014,607
Number of participants with account balances2013-03-011,431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-010
2012: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2012 401k membership
Total participants, beginning-of-year2012-02-294,363
Total number of active participants reported on line 7a of the Form 55002012-02-294,644
Number of retired or separated participants receiving benefits2012-02-291
Number of other retired or separated participants entitled to future benefits2012-02-29261
Total of all active and inactive participants2012-02-294,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-291
Total participants2012-02-294,907
Number of participants with account balances2012-02-291,340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-02-2926
2009: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-014,144
Total number of active participants reported on line 7a of the Form 55002009-03-015,785
Number of retired or separated participants receiving benefits2009-03-011
Number of other retired or separated participants entitled to future benefits2009-03-01256
Total of all active and inactive participants2009-03-016,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-016,042
Number of participants with account balances2009-03-011,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-0128

Financial Data on COST PLUS, INC. 401(K) MONEY PLUS PLAN

Measure Date Value
2016 : COST PLUS, INC. 401(K) MONEY PLUS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$38,466,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,605,284
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,182,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,112,651
Expenses. Certain deemed distributions of participant loans2016-12-31$14,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$38,043,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$54,978
Total interest from all sources2016-12-31$175,480
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$8,638
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$1,077,560
Administrative expenses (other) incurred2016-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$422,989
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$38,043,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,617
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$32,602,315
Interest on participant loans2016-12-31$39,614
Interest earned on other investments2016-12-31$135,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,363,299
Net investment gain or loss from common/collective trusts2016-12-31$2,429,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,112,651
Contract administrator fees2016-12-31$43,598
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GELTRUDE & COMPANY
Accountancy firm EIN2016-12-31223363665
2015 : COST PLUS, INC. 401(K) MONEY PLUS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$849,062
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,934,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,881,278
Expenses. Certain deemed distributions of participant loans2015-12-31$8,354
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$19,080
Value of total assets at end of year2015-12-31$38,043,174
Value of total assets at beginning of year2015-12-31$39,128,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$44,607
Total interest from all sources2015-12-31$184,652
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$8,045
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$0
Participant contributions at end of year2015-12-31$1,077,560
Participant contributions at beginning of year2015-12-31$1,220,326
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,085,177
Value of net assets at end of year (total assets less liabilities)2015-12-31$38,043,174
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,128,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$32,602,315
Value of interest in pooled separate accounts at beginning of year2015-12-31$33,740,309
Interest on participant loans2015-12-31$49,158
Interest earned on other investments2015-12-31$135,494
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,363,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,167,716
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$645,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$19,080
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,881,278
Contract administrator fees2015-12-31$35,315
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GELTRUDE & COMPANY
Accountancy firm EIN2015-12-31223363665
2014 : COST PLUS, INC. 401(K) MONEY PLUS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,204,687
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,055,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,030,816
Expenses. Certain deemed distributions of participant loans2014-12-31$3,465
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$69,844
Value of total assets at end of year2014-12-31$39,128,351
Value of total assets at beginning of year2014-12-31$39,979,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,180
Total interest from all sources2014-12-31$163,930
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$6,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$6,024
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$0
Participant contributions at end of year2014-12-31$1,220,326
Participant contributions at beginning of year2014-12-31$951,669
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$48,216
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-850,774
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,128,351
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,979,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$35,062,209
Value of interest in pooled separate accounts at end of year2014-12-31$33,740,309
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$48,775
Interest earned on other investments2014-12-31$115,119
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,965,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,965,247
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,167,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-828,209
Net investment gain/loss from pooled separate accounts2014-12-31$3,793,098
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$21,628
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,030,816
Contract administrator fees2014-12-31$20,446
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GELTRUDE & COMPANY
Accountancy firm EIN2014-12-31223363665
2013 : COST PLUS, INC. 401(K) MONEY PLUS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,241,627
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,285,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,252,802
Expenses. Certain deemed distributions of participant loans2013-12-31$935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,266,311
Value of total assets at end of year2013-12-31$39,979,125
Value of total assets at beginning of year2013-12-31$34,023,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$31,859
Total interest from all sources2013-12-31$32,641
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,816,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,816,621
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,742,952
Participant contributions at end of year2013-12-31$951,669
Participant contributions at beginning of year2013-12-31$842,930
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$220,067
Administrative expenses (other) incurred2013-12-31$27,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,956,031
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,979,125
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,023,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,402
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$35,062,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$29,304,926
Interest on participant loans2013-12-31$32,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,965,247
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,875,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,875,238
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,126,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,303,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,252,802
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
Total unrealized appreciation/depreciation of assets2013-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total income from all sources (including contributions)2013-02-28$6,423,125
Total loss/gain on sale of assets2013-02-28$0
Total of all expenses incurred2013-02-28$2,313,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-02-28$2,282,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-02-28$4,040,254
Value of total assets at end of year2013-02-28$34,023,094
Value of total assets at beginning of year2013-02-28$29,913,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-02-28$31,391
Total interest from all sources2013-02-28$38,029
Total dividends received (eg from common stock, registered investment company shares)2013-02-28$818,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2013-02-28$818,528
Was this plan covered by a fidelity bond2013-02-28Yes
Value of fidelity bond cover2013-02-28$5,000,000
If this is an individual account plan, was there a blackout period2013-02-28No
Were there any nonexempt tranactions with any party-in-interest2013-02-28No
Contributions received from participants2013-02-28$2,872,085
Participant contributions at end of year2013-02-28$842,930
Participant contributions at beginning of year2013-02-28$819,826
Income. Received or receivable in cash from other sources (including rollovers)2013-02-28$102,445
Administrative expenses (other) incurred2013-02-28$28,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Value of net income/loss2013-02-28$4,109,170
Value of net assets at end of year (total assets less liabilities)2013-02-28$34,023,094
Value of net assets at beginning of year (total assets less liabilities)2013-02-28$29,913,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2013-02-28No
Were any leases to which the plan was party in default or uncollectible2013-02-28No
Investment advisory and management fees2013-02-28$3,308
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-02-28$29,304,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-02-28$25,522,281
Interest on participant loans2013-02-28$37,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-02-28$3,875,238
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-02-28$3,571,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-02-28$3,571,817
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-02-28$441
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-02-28$1,526,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-02-28No
Was there a failure to transmit to the plan any participant contributions2013-02-28No
Has the plan failed to provide any benefit when due under the plan2013-02-28No
Contributions received in cash from employer2013-02-28$1,065,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-02-28$2,282,564
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-02-28No
Did the plan have assets held for investment2013-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-02-28No
Opinion of an independent qualified public accountant for this plan2013-02-28Unqualified
Accountancy firm name2013-02-28MOSS ADAMS LLP
Accountancy firm EIN2013-02-28910189318
2012 : COST PLUS, INC. 401(K) MONEY PLUS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-28$0
Total income from all sources (including contributions)2012-02-28$3,314,529
Total loss/gain on sale of assets2012-02-28$0
Total of all expenses incurred2012-02-28$2,630,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-02-28$2,595,538
Expenses. Certain deemed distributions of participant loans2012-02-28$8,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-02-28$2,608,338
Value of total assets at end of year2012-02-28$29,913,924
Value of total assets at beginning of year2012-02-28$29,229,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-02-28$25,895
Total interest from all sources2012-02-28$39,578
Total dividends received (eg from common stock, registered investment company shares)2012-02-28$631,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2012-02-28$631,352
Was this plan covered by a fidelity bond2012-02-28Yes
Value of fidelity bond cover2012-02-28$5,000,000
If this is an individual account plan, was there a blackout period2012-02-28No
Were there any nonexempt tranactions with any party-in-interest2012-02-28No
Contributions received from participants2012-02-28$2,317,677
Participant contributions at end of year2012-02-28$819,826
Participant contributions at beginning of year2012-02-28$784,739
Participant contributions at beginning of year2012-02-28$81,677
Income. Received or receivable in cash from other sources (including rollovers)2012-02-28$290,661
Administrative expenses (other) incurred2012-02-28$24,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-28No
Value of net income/loss2012-02-28$684,442
Value of net assets at end of year (total assets less liabilities)2012-02-28$29,913,924
Value of net assets at beginning of year (total assets less liabilities)2012-02-28$29,229,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2012-02-28No
Were any leases to which the plan was party in default or uncollectible2012-02-28No
Investment advisory and management fees2012-02-28$1,022
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-02-28$25,522,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-02-28$24,743,637
Interest on participant loans2012-02-28$39,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-02-28$3,571,817
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-02-28$3,619,429
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-02-28$3,619,429
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-02-28$343
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-02-28$35,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-02-28No
Was there a failure to transmit to the plan any participant contributions2012-02-28No
Has the plan failed to provide any benefit when due under the plan2012-02-28No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-02-28$2,595,538
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-02-28No
Did the plan have assets held for investment2012-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-02-28No
Opinion of an independent qualified public accountant for this plan2012-02-28Unqualified
Accountancy firm name2012-02-28MOHLER, NIXON, & WILLIAMS
Accountancy firm EIN2012-02-28770106234
2011 : COST PLUS, INC. 401(K) MONEY PLUS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total income from all sources (including contributions)2011-02-28$6,409,038
Total loss/gain on sale of assets2011-02-28$0
Total of all expenses incurred2011-02-28$2,302,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-02-28$2,236,842
Value of total corrective distributions2011-02-28$4,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-02-28$2,257,033
Value of total assets at end of year2011-02-28$29,229,482
Value of total assets at beginning of year2011-02-28$25,123,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-02-28$60,914
Total interest from all sources2011-02-28$41,978
Total dividends received (eg from common stock, registered investment company shares)2011-02-28$328,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2011-02-28$328,842
Was this plan covered by a fidelity bond2011-02-28Yes
Value of fidelity bond cover2011-02-28$5,000,000
If this is an individual account plan, was there a blackout period2011-02-28No
Were there any nonexempt tranactions with any party-in-interest2011-02-28No
Contributions received from participants2011-02-28$2,104,725
Participant contributions at end of year2011-02-28$784,739
Participant contributions at beginning of year2011-02-28$850,030
Participant contributions at end of year2011-02-28$81,677
Participant contributions at beginning of year2011-02-28$80,055
Income. Received or receivable in cash from other sources (including rollovers)2011-02-28$152,308
Administrative expenses (other) incurred2011-02-28$60,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Value of net income/loss2011-02-28$4,106,477
Value of net assets at end of year (total assets less liabilities)2011-02-28$29,229,482
Value of net assets at beginning of year (total assets less liabilities)2011-02-28$25,123,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2011-02-28No
Were any leases to which the plan was party in default or uncollectible2011-02-28No
Investment advisory and management fees2011-02-28$115
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-02-28$24,743,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-02-28$20,258,245
Interest on participant loans2011-02-28$41,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-02-28$3,619,429
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-02-28$3,934,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-02-28$3,934,675
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-02-28$670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-02-28$3,781,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-02-28No
Was there a failure to transmit to the plan any participant contributions2011-02-28No
Has the plan failed to provide any benefit when due under the plan2011-02-28No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-02-28$2,236,842
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-02-28No
Did the plan have assets held for investment2011-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-02-28No
Opinion of an independent qualified public accountant for this plan2011-02-28Unqualified
Accountancy firm name2011-02-28MOHLER, NIXON, & WILLIAMS
Accountancy firm EIN2011-02-28770106234

Form 5500 Responses for COST PLUS, INC. 401(K) MONEY PLUS PLAN

2016: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement - TrustYes
2012: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2012 form 5500 responses
2012-02-29Type of plan entitySingle employer plan
2012-02-29Submission has been amendedNo
2012-02-29This submission is the final filingNo
2012-02-29This return/report is a short plan year return/report (less than 12 months)No
2012-02-29Plan is a collectively bargained planNo
2012-02-29Plan funding arrangement – TrustYes
2012-02-29Plan benefit arrangement - TrustYes
2009: COST PLUS, INC. 401(K) MONEY PLUS PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 8794
Policy instance 1
Insurance contract or identification numberSF 8794
Number of Individuals Covered1044
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 8794
Policy instance 1
Insurance contract or identification numberSF 8794
Number of Individuals Covered1191
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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