?>
Logo

MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameMULLEN & FILIPPI 401(K) PROFIT SHARING PLAN
Plan identification number 001

MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MULLEN & FILIPPI, LLP has sponsored the creation of one or more 401k plans.

Company Name:MULLEN & FILIPPI, LLP
Employer identification number (EIN):941125789
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAN ERBES
0012016-01-01JAN ERBES
0012015-01-01JAN ERBES
0012014-01-01JAN ERBES
0012013-01-01JAN ERBES
0012012-01-01JAN ERBES JAN ERBES2013-08-23
0012011-01-01JAN ERBES JAN ERBES2012-09-19
0012009-01-01JAN ERBES JAN ERBES2010-09-30

Plan Statistics for MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01246
Total number of active participants reported on line 7a of the Form 55002022-01-01120
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01109
Total of all active and inactive participants2022-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01229
Number of participants with account balances2022-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01245
Total number of active participants reported on line 7a of the Form 55002021-01-01142
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0199
Total of all active and inactive participants2021-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01246
Number of participants with account balances2021-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0117
2020: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01271
Total number of active participants reported on line 7a of the Form 55002020-01-01145
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0189
Total of all active and inactive participants2020-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01239
Number of participants with account balances2020-01-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0134
2019: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01278
Total number of active participants reported on line 7a of the Form 55002019-01-01168
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0189
Total of all active and inactive participants2019-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01257
Number of participants with account balances2019-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0134
2018: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01285
Total number of active participants reported on line 7a of the Form 55002018-01-01188
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0180
Total of all active and inactive participants2018-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01268
Number of participants with account balances2018-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0138
2017: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01287
Total number of active participants reported on line 7a of the Form 55002017-01-01184
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0176
Total of all active and inactive participants2017-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01260
Number of participants with account balances2017-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0152
2016: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01257
Total number of active participants reported on line 7a of the Form 55002016-01-01213
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0159
Total of all active and inactive participants2016-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01272
Number of participants with account balances2016-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0146
2015: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01254
Total number of active participants reported on line 7a of the Form 55002015-01-01211
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0146
Total of all active and inactive participants2015-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01257
Number of participants with account balances2015-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0135
2014: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01219
Total number of active participants reported on line 7a of the Form 55002014-01-01219
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0135
Total of all active and inactive participants2014-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01254
Number of participants with account balances2014-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0127
2013: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01196
Total number of active participants reported on line 7a of the Form 55002013-01-01189
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0130
Total of all active and inactive participants2013-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01219
Number of participants with account balances2013-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01180
Total number of active participants reported on line 7a of the Form 55002012-01-01163
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0133
Total of all active and inactive participants2012-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01196
Number of participants with account balances2012-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01194
Total number of active participants reported on line 7a of the Form 55002011-01-01150
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0130
Total of all active and inactive participants2011-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01180
Number of participants with account balances2011-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01200
Total number of active participants reported on line 7a of the Form 55002009-01-01138
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01183
Number of participants with account balances2009-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,091,101
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,829,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,757,731
Value of total corrective distributions2022-12-31$13,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,357,297
Value of total assets at end of year2022-12-31$18,414,389
Value of total assets at beginning of year2022-12-31$25,335,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$59,029
Total interest from all sources2022-12-31$18,980
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$330,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$330,717
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$893,772
Participant contributions at end of year2022-12-31$296,878
Participant contributions at beginning of year2022-12-31$382,416
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$225,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,921,051
Value of net assets at end of year (total assets less liabilities)2022-12-31$18,414,389
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$25,335,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$47,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,995,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$23,873,282
Value of interest in pooled separate accounts at end of year2022-12-31$941,206
Value of interest in pooled separate accounts at beginning of year2022-12-31$894,656
Interest on participant loans2022-12-31$16,548
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$180,555
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$185,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$185,086
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,819,785
Net investment gain/loss from pooled separate accounts2022-12-31$21,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$238,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,757,731
Contract administrator fees2022-12-31$11,695
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GILBERT CPA'S
Accountancy firm EIN2022-12-31680037990
2021 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,393,115
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,218,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,151,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,295,882
Value of total assets at end of year2021-12-31$25,335,440
Value of total assets at beginning of year2021-12-31$22,160,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$66,747
Total interest from all sources2021-12-31$17,604
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$337,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$337,815
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$888,898
Participant contributions at end of year2021-12-31$382,416
Participant contributions at beginning of year2021-12-31$314,950
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$161,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,174,515
Value of net assets at end of year (total assets less liabilities)2021-12-31$25,335,440
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,160,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$50,167
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$23,873,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,113,685
Value of interest in pooled separate accounts at end of year2021-12-31$894,656
Value of interest in pooled separate accounts at beginning of year2021-12-31$868,974
Interest on participant loans2021-12-31$17,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$185,086
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$863,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$863,316
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$66
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,725,811
Net investment gain/loss from pooled separate accounts2021-12-31$16,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$245,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,151,853
Contract administrator fees2021-12-31$16,580
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2021-12-31680037990
2020 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,414,943
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,773,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,715,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,207,757
Value of total assets at end of year2020-12-31$22,160,925
Value of total assets at beginning of year2020-12-31$20,519,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$57,604
Total interest from all sources2020-12-31$22,693
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$308,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$308,239
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$933,348
Participant contributions at end of year2020-12-31$314,950
Participant contributions at beginning of year2020-12-31$285,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,641,482
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,160,925
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$20,519,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$42,247
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,113,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,210,930
Value of interest in pooled separate accounts at end of year2020-12-31$868,974
Value of interest in pooled separate accounts at beginning of year2020-12-31$800,310
Interest on participant loans2020-12-31$21,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$863,316
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$222,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$222,796
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,858,263
Net investment gain/loss from pooled separate accounts2020-12-31$17,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$274,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,715,857
Contract administrator fees2020-12-31$15,357
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2020-12-31680037990
2019 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,258,122
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,928,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,865,122
Value of total corrective distributions2019-12-31$2,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,229,072
Value of total assets at end of year2019-12-31$20,519,443
Value of total assets at beginning of year2019-12-31$18,190,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,157
Total interest from all sources2019-12-31$20,759
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$395,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$395,323
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$901,347
Participant contributions at end of year2019-12-31$285,407
Participant contributions at beginning of year2019-12-31$279,419
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$58,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,329,398
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,519,443
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,190,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$44,216
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,210,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,306,491
Value of interest in pooled separate accounts at end of year2019-12-31$800,310
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,428,507
Interest on participant loans2019-12-31$15,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$222,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$175,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$175,628
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,034
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,584,563
Net investment gain/loss from pooled separate accounts2019-12-31$28,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$269,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,865,122
Contract administrator fees2019-12-31$16,941
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2019-12-31680037990
2018 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$679,080
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,557,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,485,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,513,303
Value of total assets at end of year2018-12-31$18,190,045
Value of total assets at beginning of year2018-12-31$22,068,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$71,789
Total interest from all sources2018-12-31$20,471
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$356,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$356,108
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$994,481
Participant contributions at end of year2018-12-31$279,419
Participant contributions at beginning of year2018-12-31$298,767
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$252,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,878,468
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,190,045
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$22,068,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$46,286
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$16,306,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$20,094,060
Value of interest in pooled separate accounts at end of year2018-12-31$1,428,507
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,458,990
Interest on participant loans2018-12-31$17,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$175,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$216,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$216,696
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,238,848
Net investment gain/loss from pooled separate accounts2018-12-31$28,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$266,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,485,759
Contract administrator fees2018-12-31$25,503
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2018-12-31680037990
2017 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,923,970
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,871,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,804,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,464,483
Value of total assets at end of year2017-12-31$22,068,513
Value of total assets at beginning of year2017-12-31$19,015,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$66,961
Total interest from all sources2017-12-31$17,355
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$358,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$358,277
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,017,117
Participant contributions at end of year2017-12-31$298,767
Participant contributions at beginning of year2017-12-31$292,383
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$164,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,052,874
Value of net assets at end of year (total assets less liabilities)2017-12-31$22,068,513
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,015,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$44,634
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,094,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$17,629,192
Value of interest in pooled separate accounts at end of year2017-12-31$1,458,990
Value of interest in pooled separate accounts at beginning of year2017-12-31$679,208
Interest on participant loans2017-12-31$14,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$216,696
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$414,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$414,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,067,434
Net investment gain/loss from pooled separate accounts2017-12-31$16,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$282,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,804,135
Contract administrator fees2017-12-31$22,327
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2017-12-31680037990
2016 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,682,947
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$852,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$785,321
Value of total corrective distributions2016-12-31$4,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,301,383
Value of total assets at end of year2016-12-31$19,015,639
Value of total assets at beginning of year2016-12-31$17,184,987
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$62,334
Total interest from all sources2016-12-31$15,913
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$326,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$326,723
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,010,722
Participant contributions at end of year2016-12-31$292,383
Participant contributions at beginning of year2016-12-31$420,094
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,830,652
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,015,639
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,184,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$40,055
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$17,629,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$15,783,692
Value of interest in pooled separate accounts at end of year2016-12-31$679,208
Value of interest in pooled separate accounts at beginning of year2016-12-31$540,644
Interest on participant loans2016-12-31$15,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$414,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$440,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$440,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,028,173
Net investment gain/loss from pooled separate accounts2016-12-31$10,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$277,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$785,321
Contract administrator fees2016-12-31$22,279
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2016-12-31680037990
2015 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,366,776
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,165,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,106,569
Value of total corrective distributions2015-12-31$553
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,328,895
Value of total assets at end of year2015-12-31$17,184,987
Value of total assets at beginning of year2015-12-31$18,983,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$58,161
Total interest from all sources2015-12-31$16,148
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$314,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$314,960
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,014,636
Participant contributions at end of year2015-12-31$420,094
Participant contributions at beginning of year2015-12-31$307,091
Participant contributions at beginning of year2015-12-31$25,586
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$47,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,798,507
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,184,987
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,983,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$40,916
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,783,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,694,620
Value of interest in pooled separate accounts at end of year2015-12-31$540,644
Value of interest in pooled separate accounts at beginning of year2015-12-31$496,412
Interest on participant loans2015-12-31$16,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$440,557
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$449,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$449,848
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-302,669
Net investment gain/loss from pooled separate accounts2015-12-31$9,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$266,599
Employer contributions (assets) at beginning of year2015-12-31$9,937
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,106,569
Contract administrator fees2015-12-31$17,245
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2015-12-31680037990
2014 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$430
Total income from all sources (including contributions)2014-12-31$2,436,298
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,469,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,409,281
Value of total corrective distributions2014-12-31$1
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,187,456
Value of total assets at end of year2014-12-31$18,983,494
Value of total assets at beginning of year2014-12-31$19,016,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$59,719
Total interest from all sources2014-12-31$18,537
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$333,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$333,356
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$924,935
Participant contributions at end of year2014-12-31$307,091
Participant contributions at beginning of year2014-12-31$405,641
Participant contributions at end of year2014-12-31$25,586
Participant contributions at beginning of year2014-12-31$18,035
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$68,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-32,703
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,983,494
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,016,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$42,211
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,694,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,607,302
Value of interest in pooled separate accounts at end of year2014-12-31$496,412
Value of interest in pooled separate accounts at beginning of year2014-12-31$289,091
Interest on participant loans2014-12-31$18,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$449,848
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$689,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$689,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$52
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$889,569
Net investment gain/loss from pooled separate accounts2014-12-31$7,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$193,615
Employer contributions (assets) at end of year2014-12-31$9,937
Employer contributions (assets) at beginning of year2014-12-31$6,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,409,281
Contract administrator fees2014-12-31$17,508
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$430
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2014-12-31680037990
2013 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$430
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,273,905
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,627,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,572,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$992,612
Value of total assets at end of year2013-12-31$19,016,627
Value of total assets at beginning of year2013-12-31$16,370,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,649
Total interest from all sources2013-12-31$27,008
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$285,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$285,082
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$769,277
Participant contributions at end of year2013-12-31$405,641
Participant contributions at beginning of year2013-12-31$547,474
Participant contributions at end of year2013-12-31$18,035
Participant contributions at beginning of year2013-12-31$15,499
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$77,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,645,914
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,016,197
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,370,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$39,608
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,607,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,551,787
Value of interest in pooled separate accounts at end of year2013-12-31$289,091
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$26,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$689,998
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$249,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$249,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$36
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,967,244
Net investment gain/loss from pooled separate accounts2013-12-31$1,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$145,747
Employer contributions (assets) at end of year2013-12-31$6,560
Employer contributions (assets) at beginning of year2013-12-31$5,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,572,342
Contract administrator fees2013-12-31$16,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Liabilities. Value of benefit claims payable at end of year2013-12-31$430
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2013-12-31680037990
2012 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,957,340
Total of all expenses incurred2012-12-31$1,776,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,714,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$893,876
Value of total assets at end of year2012-12-31$16,370,283
Value of total assets at beginning of year2012-12-31$15,189,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$62,204
Total interest from all sources2012-12-31$28,144
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$316,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$316,787
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$749,642
Participant contributions at end of year2012-12-31$547,474
Participant contributions at beginning of year2012-12-31$484,788
Participant contributions at end of year2012-12-31$15,499
Participant contributions at beginning of year2012-12-31$13,236
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,180,547
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,370,283
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,189,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$38,945
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,551,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,453,622
Interest on participant loans2012-12-31$28,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$249,879
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$232,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$232,396
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,718,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$131,715
Employer contributions (assets) at end of year2012-12-31$5,644
Employer contributions (assets) at beginning of year2012-12-31$5,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,714,589
Contract administrator fees2012-12-31$23,259
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2012-12-31680037990
2011 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$583,297
Total of all expenses incurred2011-12-31$697,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$638,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$844,742
Value of total assets at end of year2011-12-31$15,189,736
Value of total assets at beginning of year2011-12-31$15,304,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$58,874
Total interest from all sources2011-12-31$26,712
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$296,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$296,979
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$695,726
Participant contributions at end of year2011-12-31$484,788
Participant contributions at beginning of year2011-12-31$458,333
Participant contributions at end of year2011-12-31$13,236
Participant contributions at beginning of year2011-12-31$11,433
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$18,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-114,368
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,189,736
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,304,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$37,534
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,453,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,597,453
Interest on participant loans2011-12-31$26,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$232,396
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,231,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,231,919
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$79
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-585,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$130,573
Employer contributions (assets) at end of year2011-12-31$5,694
Employer contributions (assets) at beginning of year2011-12-31$4,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$638,791
Contract administrator fees2011-12-31$21,340
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2011-12-31680037990
2010 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,598,489
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,838,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,780,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$793,658
Value of total assets at end of year2010-12-31$15,304,104
Value of total assets at beginning of year2010-12-31$14,544,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$58,489
Total interest from all sources2010-12-31$28,662
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$271,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$271,904
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$679,792
Participant contributions at end of year2010-12-31$458,333
Participant contributions at beginning of year2010-12-31$393,131
Participant contributions at end of year2010-12-31$11,433
Participant contributions at beginning of year2010-12-31$19,556
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Other income not declared elsewhere2010-12-31$4,109
Administrative expenses (other) incurred2010-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$759,727
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,304,104
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,544,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$34,144
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$13,597,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,442,970
Interest on participant loans2010-12-31$28,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,231,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,683,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,683,855
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,500,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$113,866
Employer contributions (assets) at end of year2010-12-31$4,966
Employer contributions (assets) at beginning of year2010-12-31$4,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,780,273
Contract administrator fees2010-12-31$24,335
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GILBERT ASSOCIATES, INC.
Accountancy firm EIN2010-12-31680037990
2009 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN

2022: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered225
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered238
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered231
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered248
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered254
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered249
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered245
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered157
Insurance policy start date2013-08-02
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3