MULLEN & FILIPPI, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,091,101 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,829,950 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,757,731 |
Value of total corrective distributions | 2022-12-31 | $13,190 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,357,297 |
Value of total assets at end of year | 2022-12-31 | $18,414,389 |
Value of total assets at beginning of year | 2022-12-31 | $25,335,440 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $59,029 |
Total interest from all sources | 2022-12-31 | $18,980 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $330,717 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $330,717 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $893,772 |
Participant contributions at end of year | 2022-12-31 | $296,878 |
Participant contributions at beginning of year | 2022-12-31 | $382,416 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $225,449 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,921,051 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $18,414,389 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $25,335,440 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $47,334 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $16,995,750 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $23,873,282 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $941,206 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $894,656 |
Interest on participant loans | 2022-12-31 | $16,548 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $180,555 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $185,086 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $185,086 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $2,432 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,819,785 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $21,690 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $238,076 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,757,731 |
Contract administrator fees | 2022-12-31 | $11,695 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GILBERT CPA'S |
Accountancy firm EIN | 2022-12-31 | 680037990 |
2021 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $4,393,115 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,218,600 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,151,853 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,295,882 |
Value of total assets at end of year | 2021-12-31 | $25,335,440 |
Value of total assets at beginning of year | 2021-12-31 | $22,160,925 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $66,747 |
Total interest from all sources | 2021-12-31 | $17,604 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $337,815 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $337,815 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $888,898 |
Participant contributions at end of year | 2021-12-31 | $382,416 |
Participant contributions at beginning of year | 2021-12-31 | $314,950 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $161,431 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $3,174,515 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $25,335,440 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $22,160,925 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $50,167 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $23,873,282 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $20,113,685 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $894,656 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $868,974 |
Interest on participant loans | 2021-12-31 | $17,538 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $185,086 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $863,316 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $863,316 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $66 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,725,811 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $16,003 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $245,553 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,151,853 |
Contract administrator fees | 2021-12-31 | $16,580 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2021-12-31 | 680037990 |
2020 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $4,414,943 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,773,461 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,715,857 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,207,757 |
Value of total assets at end of year | 2020-12-31 | $22,160,925 |
Value of total assets at beginning of year | 2020-12-31 | $20,519,443 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $57,604 |
Total interest from all sources | 2020-12-31 | $22,693 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $308,239 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $308,239 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $933,348 |
Participant contributions at end of year | 2020-12-31 | $314,950 |
Participant contributions at beginning of year | 2020-12-31 | $285,407 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,641,482 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $22,160,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $20,519,443 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $42,247 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $20,113,685 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,210,930 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $868,974 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $800,310 |
Interest on participant loans | 2020-12-31 | $21,225 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $863,316 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $222,796 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $222,796 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $1,468 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,858,263 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $17,991 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $274,409 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,715,857 |
Contract administrator fees | 2020-12-31 | $15,357 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2020-12-31 | 680037990 |
2019 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $5,258,122 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,928,724 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,865,122 |
Value of total corrective distributions | 2019-12-31 | $2,445 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,229,072 |
Value of total assets at end of year | 2019-12-31 | $20,519,443 |
Value of total assets at beginning of year | 2019-12-31 | $18,190,045 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $61,157 |
Total interest from all sources | 2019-12-31 | $20,759 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $395,323 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $395,323 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $901,347 |
Participant contributions at end of year | 2019-12-31 | $285,407 |
Participant contributions at beginning of year | 2019-12-31 | $279,419 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $58,597 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,329,398 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,519,443 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $18,190,045 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $44,216 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,210,930 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $16,306,491 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $800,310 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $1,428,507 |
Interest on participant loans | 2019-12-31 | $15,725 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $222,796 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $175,628 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $175,628 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $5,034 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,584,563 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $28,405 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $269,128 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,865,122 |
Contract administrator fees | 2019-12-31 | $16,941 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2019-12-31 | 680037990 |
2018 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $679,080 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $4,557,548 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $4,485,759 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,513,303 |
Value of total assets at end of year | 2018-12-31 | $18,190,045 |
Value of total assets at beginning of year | 2018-12-31 | $22,068,513 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $71,789 |
Total interest from all sources | 2018-12-31 | $20,471 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $356,108 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $356,108 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $994,481 |
Participant contributions at end of year | 2018-12-31 | $279,419 |
Participant contributions at beginning of year | 2018-12-31 | $298,767 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $252,432 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-3,878,468 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $18,190,045 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $22,068,513 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $46,286 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $16,306,491 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $20,094,060 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $1,428,507 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,458,990 |
Interest on participant loans | 2018-12-31 | $17,055 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $175,628 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $216,696 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $216,696 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $3,416 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,238,848 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $28,046 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $266,390 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $4,485,759 |
Contract administrator fees | 2018-12-31 | $25,503 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2018-12-31 | 680037990 |
2017 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $4,923,970 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,871,096 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,804,135 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,464,483 |
Value of total assets at end of year | 2017-12-31 | $22,068,513 |
Value of total assets at beginning of year | 2017-12-31 | $19,015,639 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $66,961 |
Total interest from all sources | 2017-12-31 | $17,355 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $358,277 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $358,277 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,017,117 |
Participant contributions at end of year | 2017-12-31 | $298,767 |
Participant contributions at beginning of year | 2017-12-31 | $292,383 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $164,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,052,874 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $22,068,513 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $19,015,639 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $44,634 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $20,094,060 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $17,629,192 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,458,990 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $679,208 |
Interest on participant loans | 2017-12-31 | $14,293 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $216,696 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $414,856 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $414,856 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $3,062 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,067,434 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $16,421 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $282,491 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,804,135 |
Contract administrator fees | 2017-12-31 | $22,327 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2017-12-31 | 680037990 |
2016 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,682,947 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $852,295 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $785,321 |
Value of total corrective distributions | 2016-12-31 | $4,640 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,301,383 |
Value of total assets at end of year | 2016-12-31 | $19,015,639 |
Value of total assets at beginning of year | 2016-12-31 | $17,184,987 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $62,334 |
Total interest from all sources | 2016-12-31 | $15,913 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $326,723 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $326,723 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,010,722 |
Participant contributions at end of year | 2016-12-31 | $292,383 |
Participant contributions at beginning of year | 2016-12-31 | $420,094 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $12,677 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,830,652 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $19,015,639 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $17,184,987 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $40,055 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $17,629,192 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $15,783,692 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $679,208 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $540,644 |
Interest on participant loans | 2016-12-31 | $15,913 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $414,856 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $440,557 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $440,557 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,028,173 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $10,755 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $277,984 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $785,321 |
Contract administrator fees | 2016-12-31 | $22,279 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2016-12-31 | 680037990 |
2015 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,366,776 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,165,283 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,106,569 |
Value of total corrective distributions | 2015-12-31 | $553 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,328,895 |
Value of total assets at end of year | 2015-12-31 | $17,184,987 |
Value of total assets at beginning of year | 2015-12-31 | $18,983,494 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $58,161 |
Total interest from all sources | 2015-12-31 | $16,148 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $314,960 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $314,960 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,014,636 |
Participant contributions at end of year | 2015-12-31 | $420,094 |
Participant contributions at beginning of year | 2015-12-31 | $307,091 |
Participant contributions at beginning of year | 2015-12-31 | $25,586 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $47,660 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,798,507 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $17,184,987 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $18,983,494 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $40,916 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $15,783,692 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $17,694,620 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $540,644 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $496,412 |
Interest on participant loans | 2015-12-31 | $16,055 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $440,557 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $449,848 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $449,848 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $93 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-302,669 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $9,442 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $266,599 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $9,937 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,106,569 |
Contract administrator fees | 2015-12-31 | $17,245 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2015-12-31 | 680037990 |
2014 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $430 |
Total income from all sources (including contributions) | 2014-12-31 | $2,436,298 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,469,001 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,409,281 |
Value of total corrective distributions | 2014-12-31 | $1 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,187,456 |
Value of total assets at end of year | 2014-12-31 | $18,983,494 |
Value of total assets at beginning of year | 2014-12-31 | $19,016,627 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $59,719 |
Total interest from all sources | 2014-12-31 | $18,537 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $333,356 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $333,356 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $924,935 |
Participant contributions at end of year | 2014-12-31 | $307,091 |
Participant contributions at beginning of year | 2014-12-31 | $405,641 |
Participant contributions at end of year | 2014-12-31 | $25,586 |
Participant contributions at beginning of year | 2014-12-31 | $18,035 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $68,906 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-32,703 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $18,983,494 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $19,016,197 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $42,211 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $17,694,620 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $17,607,302 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $496,412 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $289,091 |
Interest on participant loans | 2014-12-31 | $18,485 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $449,848 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $689,998 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $689,998 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $52 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $889,569 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $7,380 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $193,615 |
Employer contributions (assets) at end of year | 2014-12-31 | $9,937 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $6,560 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,409,281 |
Contract administrator fees | 2014-12-31 | $17,508 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $430 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2014-12-31 | 680037990 |
2013 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $430 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,273,905 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,627,991 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,572,342 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $992,612 |
Value of total assets at end of year | 2013-12-31 | $19,016,627 |
Value of total assets at beginning of year | 2013-12-31 | $16,370,283 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $55,649 |
Total interest from all sources | 2013-12-31 | $27,008 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $285,082 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $285,082 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $769,277 |
Participant contributions at end of year | 2013-12-31 | $405,641 |
Participant contributions at beginning of year | 2013-12-31 | $547,474 |
Participant contributions at end of year | 2013-12-31 | $18,035 |
Participant contributions at beginning of year | 2013-12-31 | $15,499 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $77,588 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,645,914 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $19,016,197 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $16,370,283 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $39,608 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $17,607,302 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,551,787 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $289,091 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
Interest on participant loans | 2013-12-31 | $26,972 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $689,998 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $249,879 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $249,879 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $36 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,967,244 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,959 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $145,747 |
Employer contributions (assets) at end of year | 2013-12-31 | $6,560 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $5,644 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,572,342 |
Contract administrator fees | 2013-12-31 | $16,041 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $430 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2013-12-31 | 680037990 |
2012 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $2,957,340 |
Total of all expenses incurred | 2012-12-31 | $1,776,793 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,714,589 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $893,876 |
Value of total assets at end of year | 2012-12-31 | $16,370,283 |
Value of total assets at beginning of year | 2012-12-31 | $15,189,736 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $62,204 |
Total interest from all sources | 2012-12-31 | $28,144 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $316,787 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $316,787 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $749,642 |
Participant contributions at end of year | 2012-12-31 | $547,474 |
Participant contributions at beginning of year | 2012-12-31 | $484,788 |
Participant contributions at end of year | 2012-12-31 | $15,499 |
Participant contributions at beginning of year | 2012-12-31 | $13,236 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $12,519 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,180,547 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $16,370,283 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,189,736 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $38,945 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,551,787 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,453,622 |
Interest on participant loans | 2012-12-31 | $28,101 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $249,879 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $232,396 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $232,396 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $43 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,718,533 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $131,715 |
Employer contributions (assets) at end of year | 2012-12-31 | $5,644 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $5,694 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,714,589 |
Contract administrator fees | 2012-12-31 | $23,259 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2012-12-31 | 680037990 |
2011 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2011 401k financial data |
---|
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $583,297 |
Total of all expenses incurred | 2011-12-31 | $697,665 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $638,791 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $844,742 |
Value of total assets at end of year | 2011-12-31 | $15,189,736 |
Value of total assets at beginning of year | 2011-12-31 | $15,304,104 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $58,874 |
Total interest from all sources | 2011-12-31 | $26,712 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $296,979 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $296,979 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $695,726 |
Participant contributions at end of year | 2011-12-31 | $484,788 |
Participant contributions at beginning of year | 2011-12-31 | $458,333 |
Participant contributions at end of year | 2011-12-31 | $13,236 |
Participant contributions at beginning of year | 2011-12-31 | $11,433 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $18,443 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-114,368 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,189,736 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,304,104 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $37,534 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,453,622 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,597,453 |
Interest on participant loans | 2011-12-31 | $26,633 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $232,396 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,231,919 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,231,919 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $79 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-585,136 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $130,573 |
Employer contributions (assets) at end of year | 2011-12-31 | $5,694 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $4,966 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $638,791 |
Contract administrator fees | 2011-12-31 | $21,340 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2011-12-31 | 680037990 |
2010 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,598,489 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,838,762 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,780,273 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $793,658 |
Value of total assets at end of year | 2010-12-31 | $15,304,104 |
Value of total assets at beginning of year | 2010-12-31 | $14,544,377 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $58,489 |
Total interest from all sources | 2010-12-31 | $28,662 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $271,904 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $271,904 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $679,792 |
Participant contributions at end of year | 2010-12-31 | $458,333 |
Participant contributions at beginning of year | 2010-12-31 | $393,131 |
Participant contributions at end of year | 2010-12-31 | $11,433 |
Participant contributions at beginning of year | 2010-12-31 | $19,556 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $4,109 |
Administrative expenses (other) incurred | 2010-12-31 | $10 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $759,727 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,304,104 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $14,544,377 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $34,144 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,597,453 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $12,442,970 |
Interest on participant loans | 2010-12-31 | $28,403 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,231,919 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,683,855 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,683,855 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $259 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,500,156 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $113,866 |
Employer contributions (assets) at end of year | 2010-12-31 | $4,966 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $4,865 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,780,273 |
Contract administrator fees | 2010-12-31 | $24,335 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GILBERT ASSOCIATES, INC. |
Accountancy firm EIN | 2010-12-31 | 680037990 |
2009 : MULLEN & FILIPPI 401(K) PROFIT SHARING PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |