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CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 401k Plan overview

Plan NameCALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN
Plan identification number 001

CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CALIFORNIA HYDRONICS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CALIFORNIA HYDRONICS CORPORATION
Employer identification number (EIN):941394204
NAIC Classification:423700

Additional information about CALIFORNIA HYDRONICS CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0343539

More information about CALIFORNIA HYDRONICS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01MARZIO - PRACTITIONER NON-FIDUCIARY
0012014-01-01MARZIO - PRACTITIONER NON-FIDUCIARY
0012013-01-01MARZIO - PRACTITIONER NON-FIDUCIARY
0012012-01-01MARZIO - PRACTITIONER NON-FIDUCIARY
0012011-01-01BONNIE MARZIO
0012009-01-01BONNIE MARZIO

Plan Statistics for CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN

401k plan membership statisitcs for CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN

Measure Date Value
2022: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01235
Total number of active participants reported on line 7a of the Form 55002022-01-01162
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0181
Total of all active and inactive participants2022-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01248
Number of participants with account balances2022-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01219
Total number of active participants reported on line 7a of the Form 55002021-01-01162
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0169
Total of all active and inactive participants2021-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01235
Number of participants with account balances2021-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0110
2020: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01201
Total number of active participants reported on line 7a of the Form 55002020-01-01169
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0148
Total of all active and inactive participants2020-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01219
Number of participants with account balances2020-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01200
Total number of active participants reported on line 7a of the Form 55002019-01-01164
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0135
Total of all active and inactive participants2019-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01201
Number of participants with account balances2019-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01191
Total number of active participants reported on line 7a of the Form 55002018-01-01146
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0154
Total of all active and inactive participants2018-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01200
Number of participants with account balances2018-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01176
Total number of active participants reported on line 7a of the Form 55002017-01-01151
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01190
Number of participants with account balances2017-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01178
Total number of active participants reported on line 7a of the Form 55002016-01-01143
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0133
Total of all active and inactive participants2016-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01176
Number of participants with account balances2016-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01161
Total number of active participants reported on line 7a of the Form 55002015-01-01143
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0132
Total of all active and inactive participants2015-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01178
Number of participants with account balances2015-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01154
Total number of active participants reported on line 7a of the Form 55002014-01-01136
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01161
Number of participants with account balances2014-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01148
Total number of active participants reported on line 7a of the Form 55002013-01-01134
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0120
Total of all active and inactive participants2013-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01154
Number of participants with account balances2013-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01148
Total number of active participants reported on line 7a of the Form 55002012-01-01131
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01148
Total participants2012-01-01148
Number of participants with account balances2012-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01141
Total number of active participants reported on line 7a of the Form 55002011-01-01131
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01148
Total participants2011-01-01148
Number of participants with account balances2011-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01136
Total number of active participants reported on line 7a of the Form 55002009-01-01121
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01137
Number of participants with account balances2009-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN

Measure Date Value
2022 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$376,479
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,851,709
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,974,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,841,782
Value of total corrective distributions2022-12-31$11,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,410,647
Value of total assets at end of year2022-12-31$25,599,137
Value of total assets at beginning of year2022-12-31$30,048,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$121,061
Total interest from all sources2022-12-31$65,914
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,244,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,244,953
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,380,661
Participant contributions at end of year2022-12-31$191,415
Participant contributions at beginning of year2022-12-31$250,539
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$29,986
Other income not declared elsewhere2022-12-31$15,161
Administrative expenses (other) incurred2022-12-31$121,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,825,800
Value of net assets at end of year (total assets less liabilities)2022-12-31$25,599,137
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$30,048,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$22,059,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$26,386,211
Interest on participant loans2022-12-31$9,103
Interest earned on other investments2022-12-31$56,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,348,694
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,411,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,588,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,841,782
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SENSIBA LLP
Accountancy firm EIN2022-12-31942370906
2021 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$582,547
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,342,955
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,727,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,600,186
Value of total corrective distributions2021-12-31$9,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,383,129
Value of total assets at end of year2021-12-31$30,048,458
Value of total assets at beginning of year2021-12-31$26,850,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$118,296
Total interest from all sources2021-12-31$76,856
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,004,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,004,850
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,301,135
Participant contributions at end of year2021-12-31$250,539
Participant contributions at beginning of year2021-12-31$216,673
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,081,994
Other income not declared elsewhere2021-12-31$15,682
Administrative expenses (other) incurred2021-12-31$118,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,615,283
Value of net assets at end of year (total assets less liabilities)2021-12-31$30,048,458
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$26,850,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$26,386,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$22,716,374
Interest on participant loans2021-12-31$11,242
Interest earned on other investments2021-12-31$65,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,411,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,917,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,862,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,600,186
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2021-12-31942370906
2020 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,212,605
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,488,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,364,476
Expenses. Certain deemed distributions of participant loans2020-12-31$2,001
Value of total corrective distributions2020-12-31$2,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,183,676
Value of total assets at end of year2020-12-31$26,850,628
Value of total assets at beginning of year2020-12-31$25,126,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$120,106
Total interest from all sources2020-12-31$102,261
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$692,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$692,622
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,151,912
Participant contributions at end of year2020-12-31$216,673
Participant contributions at beginning of year2020-12-31$257,453
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$31,764
Other income not declared elsewhere2020-12-31$20,059
Administrative expenses (other) incurred2020-12-31$120,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,723,635
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,850,628
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,126,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$22,716,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,775,242
Interest on participant loans2020-12-31$14,192
Interest earned on other investments2020-12-31$88,069
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,917,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,094,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,213,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,364,476
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2020-12-31942370906
2019 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,848,278
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$748,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$732,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,197,611
Value of total assets at end of year2019-12-31$25,126,993
Value of total assets at beginning of year2019-12-31$21,027,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,108
Total interest from all sources2019-12-31$152,353
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$643,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$643,972
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,064,678
Participant contributions at end of year2019-12-31$257,453
Participant contributions at beginning of year2019-12-31$251,067
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$132,933
Other income not declared elsewhere2019-12-31$4,556
Administrative expenses (other) incurred2019-12-31$16,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,099,887
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,126,993
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,027,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,775,242
Value of interest in pooled separate accounts at beginning of year2019-12-31$16,854,720
Interest on participant loans2019-12-31$15,289
Interest earned on other investments2019-12-31$137,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,094,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,921,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$626,143
Net investment gain/loss from pooled separate accounts2019-12-31$2,223,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$732,283
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2019-12-31942370906
2018 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$374,510
Total of all expenses incurred2018-12-31$1,567,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,565,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,198,876
Value of total assets at end of year2018-12-31$21,027,106
Value of total assets at beginning of year2018-12-31$22,220,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,665
Total interest from all sources2018-12-31$14,605
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$91,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$91,133
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,046,272
Participant contributions at end of year2018-12-31$251,067
Participant contributions at beginning of year2018-12-31$302,038
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$152,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,193,354
Value of net assets at end of year (total assets less liabilities)2018-12-31$21,027,106
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$22,220,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$2,665
Value of interest in pooled separate accounts at end of year2018-12-31$16,854,720
Value of interest in pooled separate accounts at beginning of year2018-12-31$18,051,128
Interest on participant loans2018-12-31$14,605
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,921,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,867,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-930,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,565,199
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2018-12-31942370906
2017 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$4,186,817
Total of all expenses incurred2017-12-31$2,665,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,662,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,233,555
Value of total assets at end of year2017-12-31$22,220,460
Value of total assets at beginning of year2017-12-31$20,699,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,742
Total interest from all sources2017-12-31$16,797
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$105,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$105,087
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,033,161
Participant contributions at end of year2017-12-31$302,038
Participant contributions at beginning of year2017-12-31$314,734
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$200,394
Other income not declared elsewhere2017-12-31$4,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,520,822
Value of net assets at end of year (total assets less liabilities)2017-12-31$22,220,460
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,699,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$3,742
Value of interest in pooled separate accounts at end of year2017-12-31$18,051,128
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,443,502
Interest on participant loans2017-12-31$16,797
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,867,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,941,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,827,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,662,253
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2017-12-31942370906
2016 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,631,326
Total of all expenses incurred2016-12-31$1,923,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,919,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,092,886
Value of total assets at end of year2016-12-31$20,699,638
Value of total assets at beginning of year2016-12-31$19,991,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,676
Total interest from all sources2016-12-31$15,676
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$118,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$118,139
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$998,618
Participant contributions at end of year2016-12-31$314,734
Participant contributions at beginning of year2016-12-31$290,726
Participant contributions at beginning of year2016-12-31$3,498
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$94,268
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$708,326
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,699,638
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,991,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,676
Value of interest in pooled separate accounts at end of year2016-12-31$15,443,502
Value of interest in pooled separate accounts at beginning of year2016-12-31$16,228,006
Interest on participant loans2016-12-31$15,676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,941,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,469,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,404,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,919,324
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2016-12-31942370906
2015 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,676,148
Total of all expenses incurred2015-12-31$517,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$515,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,795,094
Value of total assets at end of year2015-12-31$19,991,312
Value of total assets at beginning of year2015-12-31$18,833,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,770
Total interest from all sources2015-12-31$18,296
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$93,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$93,238
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$990,807
Participant contributions at end of year2015-12-31$290,726
Participant contributions at beginning of year2015-12-31$352,810
Participant contributions at end of year2015-12-31$3,498
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$804,287
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$45
Other income not declared elsewhere2015-12-31$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,158,301
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,991,312
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,833,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,770
Value of interest in pooled separate accounts at end of year2015-12-31$16,228,006
Value of interest in pooled separate accounts at beginning of year2015-12-31$15,541,828
Interest on participant loans2015-12-31$18,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,469,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,938,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-230,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$515,077
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2015-12-31942370906
2014 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,248,628
Total of all expenses incurred2014-12-31$830,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$827,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$984,845
Value of total assets at end of year2014-12-31$18,833,011
Value of total assets at beginning of year2014-12-31$17,414,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,869
Total interest from all sources2014-12-31$20,026
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$89,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$89,471
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$887,404
Participant contributions at end of year2014-12-31$352,810
Participant contributions at beginning of year2014-12-31$397,958
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$97,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,418,374
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,833,011
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,414,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$2,869
Value of interest in pooled separate accounts at end of year2014-12-31$15,541,828
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,864,744
Interest on participant loans2014-12-31$20,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,938,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,151,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,154,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$827,385
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2014-12-31942370906
2013 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,194,767
Total of all expenses incurred2013-12-31$266,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$263,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$816,516
Value of total assets at end of year2013-12-31$17,414,637
Value of total assets at beginning of year2013-12-31$14,486,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,544
Total interest from all sources2013-12-31$18,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$816,516
Participant contributions at end of year2013-12-31$397,958
Participant contributions at beginning of year2013-12-31$313,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,927,952
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,414,637
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,486,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$3,544
Value of interest in pooled separate accounts at end of year2013-12-31$13,864,744
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,899,926
Interest on participant loans2013-12-31$18,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,151,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,273,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,359,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$263,271
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2013-12-31942370906
2012 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,277,242
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$976,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$974,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$768,021
Value of total assets at end of year2012-12-31$14,486,685
Value of total assets at beginning of year2012-12-31$13,186,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,073
Total interest from all sources2012-12-31$91,745
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$768,021
Participant contributions at end of year2012-12-31$313,378
Participant contributions at beginning of year2012-12-31$320,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,300,638
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,486,685
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,186,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$2,073
Value of interest in pooled separate accounts at end of year2012-12-31$11,899,926
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,206,749
Interest on participant loans2012-12-31$18,690
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$73,055
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,273,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,658,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,417,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$974,531
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2012-12-31942370906
2011 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$755,567
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$270,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$269,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$772,837
Value of total assets at end of year2011-12-31$13,186,047
Value of total assets at beginning of year2011-12-31$12,700,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,202
Total interest from all sources2011-12-31$18,157
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$720,461
Participant contributions at end of year2011-12-31$320,590
Participant contributions at beginning of year2011-12-31$271,524
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$52,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$485,263
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,186,047
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,700,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,202
Value of interest in pooled separate accounts at end of year2011-12-31$9,206,749
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,759,287
Interest on participant loans2011-12-31$18,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,658,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,372,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-35,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$297,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$269,102
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2011-12-31942370906
2010 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,229,388
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,319,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,318,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$961,670
Value of total assets at end of year2010-12-31$12,700,784
Value of total assets at beginning of year2010-12-31$11,791,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,050
Total interest from all sources2010-12-31$14,669
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$65,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$65,669
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$655,661
Participant contributions at end of year2010-12-31$271,524
Participant contributions at beginning of year2010-12-31$223,817
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$8,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$909,427
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,700,784
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,791,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,050
Value of interest in pooled separate accounts at end of year2010-12-31$9,759,287
Value of interest in pooled separate accounts at beginning of year2010-12-31$9,055,720
Interest on participant loans2010-12-31$14,669
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,372,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,174,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,187,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$297,393
Employer contributions (assets) at end of year2010-12-31$297,393
Employer contributions (assets) at beginning of year2010-12-31$337,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,318,911
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2010-12-31942370906
2009 : CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN

2022: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CALIFORNIA HYDRONICS CORPORATION PROFIT SHARING 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1402
Policy instance 1
Insurance contract or identification numberDH1402
Number of Individuals Covered248
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1402
Policy instance 1
Insurance contract or identification numberDH1402
Number of Individuals Covered235
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1402
Policy instance 1
Insurance contract or identification numberDH1402
Number of Individuals Covered219
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 2
Insurance contract or identification number877796
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-10-09
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $11,305
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees11305
Additional information about fees paid to insurance brokerTPA ADMINISTRATION FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1402
Policy instance 1
Insurance contract or identification numberDH1402
Number of Individuals Covered201
Insurance policy start date2019-10-09
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,410
Total amount of fees paid to insurance companyUSD $11,191
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,410
Insurance broker organization code?4
Amount paid for insurance broker fees11191
Additional information about fees paid to insurance brokerTPA ADMINISTRATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Number of Individuals Covered185
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $41,976
Total amount of fees paid to insurance companyUSD $10,434
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $41,976
Insurance broker organization code?4
Amount paid for insurance broker fees10434
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameQUALIFIED SERVICES, INC. DBA HICKS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Number of Individuals Covered165
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $49,596
Total amount of fees paid to insurance companyUSD $9,650
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $25,106
Insurance broker organization code?3
Amount paid for insurance broker fees9650
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker nameQUALIFIED SERVICES, INC. DBA HICKS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Number of Individuals Covered151
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $45,326
Total amount of fees paid to insurance companyUSD $8,748
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $23,086
Insurance broker organization code?3
Amount paid for insurance broker fees8748
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker nameQUALIFIED SERVICES, INC. DBA HICKS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Number of Individuals Covered145
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $39,663
Total amount of fees paid to insurance companyUSD $7,492
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $20,357
Insurance broker organization code?3
Amount paid for insurance broker fees7492
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameQUALIFIED SERVICES, INC. DBA HICKS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Number of Individuals Covered145
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $35,005
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $18,069
Insurance broker organization code?5
Insurance broker nameTRANSAMERICA FINANCIAL ADVISORS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 1
Insurance contract or identification number877796
Number of Individuals Covered144
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $32,897
Total amount of fees paid to insurance companyUSD $6,259
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877796
Policy instance 2
Insurance contract or identification number877796
Number of Individuals Covered135
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,670
Total amount of fees paid to insurance companyUSD $1,840
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,634
Amount paid for insurance broker fees1840
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker organization code?5
Insurance broker nameHICKS PENSION SERVICES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9023
Policy instance 1
Insurance contract or identification numberPH9023
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,865
Total amount of fees paid to insurance companyUSD $2,775
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,736
Amount paid for insurance broker fees2775
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker organization code?5
Insurance broker nameHICKS PENSION SERVICES

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