401k Plan data: VIVALON, INC. 403(B) PLAN plan

VIVALON, INC. 403(B) PLAN 401k Plan overview

Plan Name	VIVALON, INC. 403(B) PLAN
Plan identification number	001

VIVALON, INC. 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

VIVALON, INC. has sponsored the creation of one or more 401k plans.

Company Name: VIVALON, INC.

Employer identification number (EIN): 941422463

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VIVALON, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-07-01
001 2020-07-01
001 2020-07-01
001 2019-07-01
001 2018-07-01
001 2017-07-01 ASHLEY BAKER
001 2016-07-01 ASHLEY BAKER
001 2015-07-01 ASHLEY BAKER
001 2014-07-01 ASHLEY BAKER 2016-01-28
001 2013-07-01 ASHLEY BAKER 2015-01-28
001 2012-07-01 ASHLEY BAKER 2014-03-26
001 2011-07-01 STEVE THOMPSON 2012-10-01
001 2010-07-01 STEVE THOMPSON 2012-04-16 STEVE THOMPSON 2012-04-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-07-01
001	2020-07-01
001	2020-07-01
001	2019-07-01
001	2018-07-01
001	2017-07-01	ASHLEY BAKER
001	2016-07-01	ASHLEY BAKER
001	2015-07-01	ASHLEY BAKER
001	2014-07-01	ASHLEY BAKER	2016-01-28
001	2013-07-01	ASHLEY BAKER	2015-01-28
001	2012-07-01	ASHLEY BAKER	2014-03-26
001	2011-07-01	STEVE THOMPSON	2012-10-01
001	2010-07-01	STEVE THOMPSON	2012-04-16	STEVE THOMPSON	2012-04-16

Plan Statistics for VIVALON, INC. 403(B) PLAN

401k plan membership statisitcs for VIVALON, INC. 403(B) PLAN

Measure Date Value
2021: VIVALON, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 181
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 175
Number of retired or separated participants receiving benefits 2021-07-01 31
Number of other retired or separated participants entitled to future benefits 2021-07-01 0
Total of all active and inactive participants 2021-07-01 206
Total participants 2021-07-01 206
Number of participants with account balances 2021-07-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 0
2020: VIVALON, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 135
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 149
Number of retired or separated participants receiving benefits 2020-07-01 16
Number of other retired or separated participants entitled to future benefits 2020-07-01 0
Total of all active and inactive participants 2020-07-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 165
Number of participants with account balances 2020-07-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
2019: VIVALON, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 192
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 117
Number of retired or separated participants receiving benefits 2019-07-01 18
Number of other retired or separated participants entitled to future benefits 2019-07-01 0
Total of all active and inactive participants 2019-07-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 135
Number of participants with account balances 2019-07-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 0
2018: VIVALON, INC. 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 190
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 177
Number of retired or separated participants receiving benefits 2018-07-01 16
Number of other retired or separated participants entitled to future benefits 2018-07-01 0
Total of all active and inactive participants 2018-07-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 193
Number of participants with account balances 2018-07-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 0
2017: VIVALON, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 178
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 170
Number of retired or separated participants receiving benefits 2017-07-01 18
Number of other retired or separated participants entitled to future benefits 2017-07-01 0
Total of all active and inactive participants 2017-07-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 188
Number of participants with account balances 2017-07-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: VIVALON, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 198
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 181
Number of retired or separated participants receiving benefits 2016-07-01 10
Number of other retired or separated participants entitled to future benefits 2016-07-01 0
Total of all active and inactive participants 2016-07-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 191
Number of participants with account balances 2016-07-01 53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: VIVALON, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 174
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 180
Number of retired or separated participants receiving benefits 2015-07-01 18
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 198
Number of participants with account balances 2015-07-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0

Measure	Date	Value
2021: VIVALON, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	181
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	175
Number of retired or separated participants receiving benefits	2021-07-01	31
Number of other retired or separated participants entitled to future benefits	2021-07-01	0
Total of all active and inactive participants	2021-07-01	206
Total participants	2021-07-01	206
Number of participants with account balances	2021-07-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	0
2020: VIVALON, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	135
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	149
Number of retired or separated participants receiving benefits	2020-07-01	16
Number of other retired or separated participants entitled to future benefits	2020-07-01	0
Total of all active and inactive participants	2020-07-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	165
Number of participants with account balances	2020-07-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
2019: VIVALON, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	192
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	117
Number of retired or separated participants receiving benefits	2019-07-01	18
Number of other retired or separated participants entitled to future benefits	2019-07-01	0
Total of all active and inactive participants	2019-07-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	135
Number of participants with account balances	2019-07-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	0
2018: VIVALON, INC. 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	190
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	177
Number of retired or separated participants receiving benefits	2018-07-01	16
Number of other retired or separated participants entitled to future benefits	2018-07-01	0
Total of all active and inactive participants	2018-07-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	193
Number of participants with account balances	2018-07-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	0
2017: VIVALON, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	178
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	170
Number of retired or separated participants receiving benefits	2017-07-01	18
Number of other retired or separated participants entitled to future benefits	2017-07-01	0
Total of all active and inactive participants	2017-07-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	188
Number of participants with account balances	2017-07-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: VIVALON, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	198
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	181
Number of retired or separated participants receiving benefits	2016-07-01	10
Number of other retired or separated participants entitled to future benefits	2016-07-01	0
Total of all active and inactive participants	2016-07-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	191
Number of participants with account balances	2016-07-01	53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: VIVALON, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	174
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	180
Number of retired or separated participants receiving benefits	2015-07-01	18
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	198
Number of participants with account balances	2015-07-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0

Financial Data on VIVALON, INC. 403(B) PLAN

Measure	Date	Value
2022 : VIVALON, INC. 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$41,640
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$535,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$534,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$269,346
Value of total assets at end of year	2022-06-30	$1,131,157
Value of total assets at beginning of year	2022-06-30	$1,624,656
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$433
Total interest from all sources	2022-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$0
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$250,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$222,300
Participant contributions at end of year	2022-06-30	$0
Participant contributions at beginning of year	2022-06-30	$0
Participant contributions at end of year	2022-06-30	$2,594
Participant contributions at beginning of year	2022-06-30	$2,797
Income. Received or receivable in cash from other sources (including rollovers)	2022-06-30	$2,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-493,499
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$1,131,157
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$1,624,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$1,083,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$1,582,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-227,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$45,021
Employer contributions (assets) at end of year	2022-06-30	$45,021
Employer contributions (assets) at beginning of year	2022-06-30	$39,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$534,706
Asset. Corporate debt instrument debt (other) at end of year	2022-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2022-06-30	$0
Contract administrator fees	2022-06-30	$433
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
2021 : VIVALON, INC. 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$486,564
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$147,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$146,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$182,993
Value of total assets at end of year	2021-06-30	$1,624,656
Value of total assets at beginning of year	2021-06-30	$1,285,385
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$668
Total interest from all sources	2021-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$0
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$250,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$143,402
Participant contributions at end of year	2021-06-30	$0
Participant contributions at beginning of year	2021-06-30	$0
Participant contributions at end of year	2021-06-30	$2,797
Participant contributions at beginning of year	2021-06-30	$7,320
Income. Received or receivable in cash from other sources (including rollovers)	2021-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Income. Non cash contributions	2021-06-30	$0
Value of net income/loss	2021-06-30	$339,271
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$1,624,656
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$1,285,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$1,582,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$1,225,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$303,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$39,591
Employer contributions (assets) at end of year	2021-06-30	$39,591
Employer contributions (assets) at beginning of year	2021-06-30	$52,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$146,625
Asset. Corporate debt instrument debt (other) at end of year	2021-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-06-30	$0
Contract administrator fees	2021-06-30	$668
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Disclaimer
Accountancy firm name	2021-06-30	RINA ACCOUNTANTS & ADVISORS
Accountancy firm EIN	2021-06-30	841980623
2020 : VIVALON, INC. 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$238,310
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$119,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$119,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$218,030
Value of total assets at end of year	2020-06-30	$1,285,385
Value of total assets at beginning of year	2020-06-30	$1,166,913
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$622
Total interest from all sources	2020-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$0
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$250,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$165,289
Participant contributions at end of year	2020-06-30	$0
Participant contributions at beginning of year	2020-06-30	$0
Participant contributions at end of year	2020-06-30	$7,320
Participant contributions at beginning of year	2020-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$118,472
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$1,285,385
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$1,166,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$1,225,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$1,124,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$20,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$52,741
Employer contributions (assets) at end of year	2020-06-30	$52,473
Employer contributions (assets) at beginning of year	2020-06-30	$42,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$119,216
Asset. Corporate debt instrument debt (other) at end of year	2020-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2020-06-30	$0
Contract administrator fees	2020-06-30	$622
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	BFBA, LLP
Accountancy firm EIN	2020-06-30	680000424
2019 : VIVALON, INC. 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$231,690
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$74,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$68,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$174,622
Value of total assets at end of year	2019-06-30	$1,166,913
Value of total assets at beginning of year	2019-06-30	$1,009,620
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$5,994
Total interest from all sources	2019-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$0
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$250,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$131,974
Participant contributions at end of year	2019-06-30	$0
Participant contributions at beginning of year	2019-06-30	$0
Participant contributions at end of year	2019-06-30	$0
Participant contributions at beginning of year	2019-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$157,293
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$1,166,913
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$1,009,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$1,124,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$972,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$57,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$42,648
Employer contributions (assets) at end of year	2019-06-30	$42,186
Employer contributions (assets) at beginning of year	2019-06-30	$36,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$68,403
Asset. Corporate debt instrument debt (other) at end of year	2019-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-06-30	$0
Contract administrator fees	2019-06-30	$5,994
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-06-30	No
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	BFBA, LLP
Accountancy firm EIN	2019-06-30	680000424
2018 : VIVALON, INC. 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$221,878
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$204,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$199,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$150,340
Value of total assets at end of year	2018-06-30	$1,009,620
Value of total assets at beginning of year	2018-06-30	$992,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$5,649
Total interest from all sources	2018-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$0
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$120,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Contributions received from participants	2018-06-30	$113,428
Participant contributions at end of year	2018-06-30	$0
Participant contributions at beginning of year	2018-06-30	$0
Participant contributions at end of year	2018-06-30	$0
Participant contributions at beginning of year	2018-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Income. Non cash contributions	2018-06-30	$0
Value of net income/loss	2018-06-30	$17,175
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$1,009,620
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$992,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$972,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$948,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$71,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	No
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$36,912
Employer contributions (assets) at end of year	2018-06-30	$36,912
Employer contributions (assets) at beginning of year	2018-06-30	$44,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$199,054
Asset. Corporate debt instrument debt (other) at end of year	2018-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-06-30	$0
Contract administrator fees	2018-06-30	$5,649
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-06-30	No
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	BFBA, LLP
Accountancy firm EIN	2018-06-30	680000424
2017 : VIVALON, INC. 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$273,903
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$191,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$190,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$177,532
Value of total assets at end of year	2017-06-30	$992,445
Value of total assets at beginning of year	2017-06-30	$909,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$551
Total interest from all sources	2017-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$0
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$120,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$133,184
Participant contributions at end of year	2017-06-30	$0
Participant contributions at beginning of year	2017-06-30	$0
Participant contributions at end of year	2017-06-30	$0
Participant contributions at beginning of year	2017-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Income. Non cash contributions	2017-06-30	$0
Value of net income/loss	2017-06-30	$82,633
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$992,445
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$909,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$948,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$871,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$96,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$44,348
Employer contributions (assets) at end of year	2017-06-30	$44,348
Employer contributions (assets) at beginning of year	2017-06-30	$38,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$190,719
Asset. Corporate debt instrument debt (other) at end of year	2017-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-06-30	$0
Contract administrator fees	2017-06-30	$551
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-06-30	No
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	BFBA, LLP
Accountancy firm EIN	2017-06-30	680000424
2016 : VIVALON, INC. 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$146,419
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$353,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$353,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$162,521
Value of total assets at end of year	2016-06-30	$909,812
Value of total assets at beginning of year	2016-06-30	$1,117,304
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$535
Total interest from all sources	2016-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$0
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$120,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$110,846
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$0
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$12,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Income. Non cash contributions	2016-06-30	$0
Value of net income/loss	2016-06-30	$-207,492
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$909,812
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$1,117,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$871,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$1,076,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-16,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$38,772
Employer contributions (assets) at end of year	2016-06-30	$38,772
Employer contributions (assets) at beginning of year	2016-06-30	$40,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$353,376
Asset. Corporate debt instrument debt (other) at end of year	2016-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-06-30	$0
Contract administrator fees	2016-06-30	$535
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	BFBA, LLP
Accountancy firm EIN	2016-06-30	680000424

Form 5500 Responses for VIVALON, INC. 403(B) PLAN

2021: VIVALON, INC. 403(B) PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: VIVALON, INC. 403(B) PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: VIVALON, INC. 403(B) PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: VIVALON, INC. 403(B) PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: VIVALON, INC. 403(B) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: VIVALON, INC. 403(B) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: VIVALON, INC. 403(B) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VIVALON, INC.
Employer identification number (EIN):	941422463
NAIC Classification:	624100
NAIC Description:	Individual and Family Services