ANDREINI AND COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2022 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-21 | $-3,304,868 |
| Total of all expenses incurred | 2022-12-21 | $32,360,940 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-21 | $32,253,002 |
| Value of total corrective distributions | 2022-12-21 | $19,615 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-21 | $878,539 |
| Value of total assets at end of year | 2022-12-21 | $0 |
| Value of total assets at beginning of year | 2022-12-21 | $35,665,808 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-21 | $88,323 |
| Total interest from all sources | 2022-12-21 | $17,613 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-21 | $15,754 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-21 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-12-21 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-21 | $15,754 |
| Administrative expenses professional fees incurred | 2022-12-21 | $22,852 |
| Was this plan covered by a fidelity bond | 2022-12-21 | Yes |
| Value of fidelity bond cover | 2022-12-21 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-21 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-21 | No |
| Contributions received from participants | 2022-12-21 | $732,467 |
| Participant contributions at end of year | 2022-12-21 | $0 |
| Participant contributions at beginning of year | 2022-12-21 | $401,636 |
| Participant contributions at end of year | 2022-12-21 | $0 |
| Participant contributions at beginning of year | 2022-12-21 | $33,299 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-21 | $2,349 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-21 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-21 | $216 |
| Administrative expenses (other) incurred | 2022-12-21 | $39,953 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-21 | No |
| Value of net income/loss | 2022-12-21 | $-35,665,808 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-21 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-21 | $35,665,808 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-21 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-21 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-21 | No |
| Investment advisory and management fees | 2022-12-21 | $25,518 |
| Value of interest in pooled separate accounts at end of year | 2022-12-21 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-21 | $32,468,691 |
| Interest on participant loans | 2022-12-21 | $11,235 |
| Interest earned on other investments | 2022-12-21 | $6,378 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-21 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-21 | $2,758,827 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-21 | $-1,707,338 |
| Net investment gain/loss from pooled separate accounts | 2022-12-21 | $-2,509,436 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-21 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-21 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-21 | No |
| Contributions received in cash from employer | 2022-12-21 | $143,723 |
| Employer contributions (assets) at end of year | 2022-12-21 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-21 | $3,139 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-21 | $32,253,002 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-21 | Yes |
| Did the plan have assets held for investment | 2022-12-21 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-21 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-21 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-12-21 | Unqualified |
| Accountancy firm name | 2022-12-21 | BLM LLP |
| Accountancy firm EIN | 2022-12-21 | 814234542 |
| Total income from all sources (including contributions) | 2022-01-01 | $-3,304,868 |
| Total of all expenses incurred | 2022-01-01 | $32,360,940 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $32,253,002 |
| Value of total corrective distributions | 2022-01-01 | $19,615 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $878,539 |
| Value of total assets at end of year | 2022-01-01 | $0 |
| Value of total assets at beginning of year | 2022-01-01 | $35,665,808 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $88,323 |
| Total interest from all sources | 2022-01-01 | $17,613 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $15,754 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $15,754 |
| Administrative expenses professional fees incurred | 2022-01-01 | $22,852 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $732,467 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $401,636 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $33,299 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $2,349 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $216 |
| Administrative expenses (other) incurred | 2022-01-01 | $39,953 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-35,665,808 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $35,665,808 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $25,518 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $32,468,691 |
| Interest on participant loans | 2022-01-01 | $11,235 |
| Interest earned on other investments | 2022-01-01 | $6,378 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $2,758,827 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-1,707,338 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-2,509,436 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $143,723 |
| Employer contributions (assets) at end of year | 2022-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $3,139 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $32,253,002 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | Yes |
| Did the plan have assets held for investment | 2022-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BLM LLP |
| Accountancy firm EIN | 2022-01-01 | 814234542 |
| 2021 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $5,970,384 |
| Total of all expenses incurred | 2021-12-31 | $2,093,856 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,074,718 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,829,017 |
| Value of total assets at end of year | 2021-12-31 | $35,665,808 |
| Value of total assets at beginning of year | 2021-12-31 | $31,789,280 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $19,138 |
| Total interest from all sources | 2021-12-31 | $59,701 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $15,515 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,463,609 |
| Participant contributions at end of year | 2021-12-31 | $401,636 |
| Participant contributions at beginning of year | 2021-12-31 | $350,188 |
| Participant contributions at end of year | 2021-12-31 | $33,299 |
| Participant contributions at beginning of year | 2021-12-31 | $34,787 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $157,407 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $216 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $819 |
| Administrative expenses (other) incurred | 2021-12-31 | $3,623 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $3,876,528 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $35,665,808 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,789,280 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $32,468,691 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $27,870,833 |
| Interest on participant loans | 2021-12-31 | $16,408 |
| Interest earned on other investments | 2021-12-31 | $43,293 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $2,758,827 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,529,836 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $4,081,666 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $208,001 |
| Employer contributions (assets) at end of year | 2021-12-31 | $3,139 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $2,817 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,074,718 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BLM LLP |
| Accountancy firm EIN | 2021-12-31 | 814234542 |
| 2020 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $5,514,244 |
| Total of all expenses incurred | 2020-12-31 | $2,663,371 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,643,664 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,679,260 |
| Value of total assets at end of year | 2020-12-31 | $31,789,280 |
| Value of total assets at beginning of year | 2020-12-31 | $28,938,407 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $19,707 |
| Total interest from all sources | 2020-12-31 | $52,273 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $16,410 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,427,354 |
| Participant contributions at end of year | 2020-12-31 | $350,188 |
| Participant contributions at beginning of year | 2020-12-31 | $274,047 |
| Participant contributions at end of year | 2020-12-31 | $34,787 |
| Participant contributions at beginning of year | 2020-12-31 | $41,854 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $28,215 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $819 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $844 |
| Administrative expenses (other) incurred | 2020-12-31 | $3,297 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,850,873 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,789,280 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $28,938,407 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $27,870,833 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $25,907,799 |
| Interest on participant loans | 2020-12-31 | $16,829 |
| Interest earned on other investments | 2020-12-31 | $35,444 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,529,836 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $2,709,819 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $3,782,711 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $223,691 |
| Employer contributions (assets) at end of year | 2020-12-31 | $2,817 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $4,044 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,643,664 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BPM LLP |
| Accountancy firm EIN | 2020-12-31 | 814234542 |
| 2019 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $6,567,228 |
| Total of all expenses incurred | 2019-12-31 | $727,535 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $689,735 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,699,472 |
| Value of total assets at end of year | 2019-12-31 | $28,938,407 |
| Value of total assets at beginning of year | 2019-12-31 | $23,098,714 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $37,800 |
| Total interest from all sources | 2019-12-31 | $44,913 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $34,960 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,408,593 |
| Participant contributions at end of year | 2019-12-31 | $274,047 |
| Participant contributions at beginning of year | 2019-12-31 | $223,146 |
| Participant contributions at end of year | 2019-12-31 | $41,854 |
| Participant contributions at beginning of year | 2019-12-31 | $34,984 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $49,398 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $844 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $0 |
| Administrative expenses (other) incurred | 2019-12-31 | $2,840 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $5,839,693 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $28,938,407 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $23,098,714 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $25,907,799 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $20,691,046 |
| Interest on participant loans | 2019-12-31 | $13,364 |
| Interest earned on other investments | 2019-12-31 | $31,549 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,709,819 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $2,145,875 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $4,822,843 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $241,481 |
| Employer contributions (assets) at end of year | 2019-12-31 | $4,044 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $3,663 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $689,735 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BPM LLP |
| Accountancy firm EIN | 2019-12-31 | 814234542 |
| 2018 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $222,991 |
| Total of all expenses incurred | 2018-12-31 | $931,696 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $915,446 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,584,024 |
| Value of total assets at end of year | 2018-12-31 | $23,098,714 |
| Value of total assets at beginning of year | 2018-12-31 | $23,807,419 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $16,250 |
| Total interest from all sources | 2018-12-31 | $32,834 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $13,035 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,298,722 |
| Participant contributions at end of year | 2018-12-31 | $223,146 |
| Participant contributions at beginning of year | 2018-12-31 | $244,178 |
| Participant contributions at end of year | 2018-12-31 | $34,984 |
| Participant contributions at beginning of year | 2018-12-31 | $37,324 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $62,960 |
| Administrative expenses (other) incurred | 2018-12-31 | $3,215 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-708,705 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $23,098,714 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $23,807,419 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $20,691,046 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $21,587,737 |
| Interest on participant loans | 2018-12-31 | $10,846 |
| Interest earned on other investments | 2018-12-31 | $21,988 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $2,145,875 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $1,935,045 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,393,867 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $222,342 |
| Employer contributions (assets) at end of year | 2018-12-31 | $3,663 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $3,135 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $915,446 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BPM LLP |
| Accountancy firm EIN | 2018-12-31 | 814234542 |
| 2017 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $5,087,762 |
| Total of all expenses incurred | 2017-12-31 | $779,944 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $777,104 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,920,483 |
| Value of total assets at end of year | 2017-12-31 | $23,807,419 |
| Value of total assets at beginning of year | 2017-12-31 | $19,499,601 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,840 |
| Total interest from all sources | 2017-12-31 | $33,310 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,252,248 |
| Participant contributions at end of year | 2017-12-31 | $244,178 |
| Participant contributions at beginning of year | 2017-12-31 | $249,547 |
| Participant contributions at end of year | 2017-12-31 | $37,324 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $456,174 |
| Administrative expenses (other) incurred | 2017-12-31 | $2,840 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $4,307,818 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $23,807,419 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $19,499,601 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $21,587,737 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $17,500,199 |
| Interest on participant loans | 2017-12-31 | $12,190 |
| Interest earned on other investments | 2017-12-31 | $21,120 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $1,935,045 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $1,749,855 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $3,133,969 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $212,061 |
| Employer contributions (assets) at end of year | 2017-12-31 | $3,135 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $777,104 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BPM LLP |
| Accountancy firm EIN | 2017-12-31 | 814234542 |
| 2016 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $2,621,373 |
| Total of all expenses incurred | 2016-12-31 | $595,456 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $581,868 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,314,059 |
| Value of total assets at end of year | 2016-12-31 | $19,499,601 |
| Value of total assets at beginning of year | 2016-12-31 | $17,473,684 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $13,588 |
| Total interest from all sources | 2016-12-31 | $12,062 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,089,315 |
| Participant contributions at end of year | 2016-12-31 | $249,547 |
| Participant contributions at beginning of year | 2016-12-31 | $304,828 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $109,153 |
| Other income not declared elsewhere | 2016-12-31 | $49,274 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,025,917 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $19,499,601 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $17,473,684 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $17,500,199 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $15,217,608 |
| Interest on participant loans | 2016-12-31 | $12,062 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $1,749,855 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,951,248 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,245,978 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $115,591 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $581,868 |
| Contract administrator fees | 2016-12-31 | $13,588 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BMP LLP |
| Accountancy firm EIN | 2016-12-31 | 814234542 |
| 2015 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $2,249,966 |
| Total of all expenses incurred | 2015-12-31 | $2,052,623 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,027,133 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,333,163 |
| Value of total assets at end of year | 2015-12-31 | $17,473,684 |
| Value of total assets at beginning of year | 2015-12-31 | $17,276,341 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $25,490 |
| Total interest from all sources | 2015-12-31 | $9,327 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $3,166 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,021,755 |
| Participant contributions at end of year | 2015-12-31 | $304,828 |
| Participant contributions at beginning of year | 2015-12-31 | $161,001 |
| Participant contributions at beginning of year | 2015-12-31 | $27,886 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,217,409 |
| Other income not declared elsewhere | 2015-12-31 | $45,825 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $197,343 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $17,473,684 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $17,276,341 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $22,324 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $15,217,608 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $15,337,866 |
| Interest on participant loans | 2015-12-31 | $9,327 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,951,248 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,748,755 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-138,349 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $93,999 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $833 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,027,133 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BURR PILGER MAYER |
| Accountancy firm EIN | 2015-12-31 | 263839190 |
| 2014 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $2,245,294 |
| Total of all expenses incurred | 2014-12-31 | $449,371 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $411,730 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $15,197 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,170,920 |
| Value of total assets at end of year | 2014-12-31 | $17,276,341 |
| Value of total assets at beginning of year | 2014-12-31 | $15,480,418 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $22,444 |
| Total interest from all sources | 2014-12-31 | $10,864 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $2,723 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $982,256 |
| Participant contributions at end of year | 2014-12-31 | $161,001 |
| Participant contributions at beginning of year | 2014-12-31 | $261,299 |
| Participant contributions at end of year | 2014-12-31 | $27,886 |
| Participant contributions at beginning of year | 2014-12-31 | $28,105 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $96,150 |
| Other income not declared elsewhere | 2014-12-31 | $38,421 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,795,923 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $17,276,341 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $15,480,418 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $19,721 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $15,337,866 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $14,046,735 |
| Interest on participant loans | 2014-12-31 | $10,864 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,748,755 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,143,336 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $1,025,089 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $92,514 |
| Employer contributions (assets) at end of year | 2014-12-31 | $833 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $943 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $411,730 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BURR PILGER MAYER |
| Accountancy firm EIN | 2014-12-31 | 263839190 |
| 2013 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $3,764,392 |
| Total of all expenses incurred | 2013-12-31 | $2,359,964 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,341,545 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,136,463 |
| Value of total assets at end of year | 2013-12-31 | $15,480,418 |
| Value of total assets at beginning of year | 2013-12-31 | $14,075,990 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $18,419 |
| Total interest from all sources | 2013-12-31 | $12,621 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $11,538 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $916,406 |
| Participant contributions at end of year | 2013-12-31 | $261,299 |
| Participant contributions at beginning of year | 2013-12-31 | $280,224 |
| Participant contributions at end of year | 2013-12-31 | $28,105 |
| Participant contributions at beginning of year | 2013-12-31 | $27,382 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $128,522 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $796 |
| Other income not declared elsewhere | 2013-12-31 | $21,588 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,404,428 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $15,480,418 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $14,075,990 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $14,046,735 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $12,143,581 |
| Interest on participant loans | 2013-12-31 | $12,621 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,143,336 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,623,207 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $2,574,376 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $19,344 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $91,535 |
| Employer contributions (assets) at end of year | 2013-12-31 | $943 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $800 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,341,545 |
| Contract administrator fees | 2013-12-31 | $6,881 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2013-12-31 | 263839190 |
| 2012 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,056,105 |
| Total of all expenses incurred | 2012-12-31 | $614,276 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $573,230 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,525,621 |
| Value of total assets at end of year | 2012-12-31 | $14,075,990 |
| Value of total assets at beginning of year | 2012-12-31 | $11,634,161 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $41,046 |
| Total interest from all sources | 2012-12-31 | $12,328 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $20,206 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $922,756 |
| Participant contributions at end of year | 2012-12-31 | $280,224 |
| Participant contributions at beginning of year | 2012-12-31 | $238,549 |
| Participant contributions at end of year | 2012-12-31 | $27,382 |
| Participant contributions at beginning of year | 2012-12-31 | $35,313 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $505,280 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $796 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $796 |
| Other income not declared elsewhere | 2012-12-31 | $20,720 |
| Administrative expenses (other) incurred | 2012-12-31 | $5,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,441,829 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $14,075,990 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $11,634,161 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $12,143,581 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $9,946,495 |
| Interest on participant loans | 2012-12-31 | $12,095 |
| Interest earned on other investments | 2012-12-31 | $233 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,623,207 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,413,008 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,497,436 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $97,585 |
| Employer contributions (assets) at end of year | 2012-12-31 | $800 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $573,230 |
| Contract administrator fees | 2012-12-31 | $15,840 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2012-12-31 | 263839190 |
| 2011 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $40 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,125,525 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,353,748 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,350,396 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,331,924 |
| Value of total assets at end of year | 2011-12-31 | $11,634,161 |
| Value of total assets at beginning of year | 2011-12-31 | $11,862,424 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,352 |
| Total interest from all sources | 2011-12-31 | $44,022 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $924,287 |
| Participant contributions at end of year | 2011-12-31 | $238,549 |
| Participant contributions at beginning of year | 2011-12-31 | $243,865 |
| Participant contributions at end of year | 2011-12-31 | $35,313 |
| Participant contributions at beginning of year | 2011-12-31 | $27,676 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $318,901 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $796 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $40 |
| Other income not declared elsewhere | 2011-12-31 | $14,758 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-228,223 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $11,634,161 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $11,862,384 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $862 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $9,946,495 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $9,434,034 |
| Interest on participant loans | 2011-12-31 | $14,266 |
| Interest earned on other investments | 2011-12-31 | $29,756 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,413,008 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,155,841 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-265,179 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $88,736 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,008 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,350,396 |
| Contract administrator fees | 2011-12-31 | $2,490 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2011-12-31 | 263839190 |
| 2010 : ANDREINI & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $40 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,078,315 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $830,733 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $822,297 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $889,849 |
| Value of total assets at end of year | 2010-12-31 | $11,862,424 |
| Value of total assets at beginning of year | 2010-12-31 | $10,614,802 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $8,436 |
| Total interest from all sources | 2010-12-31 | $62,571 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $798,189 |
| Participant contributions at end of year | 2010-12-31 | $243,865 |
| Participant contributions at beginning of year | 2010-12-31 | $243,734 |
| Participant contributions at end of year | 2010-12-31 | $27,676 |
| Participant contributions at beginning of year | 2010-12-31 | $25,842 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,602 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $40 |
| Administrative expenses (other) incurred | 2010-12-31 | $105 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,247,582 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $11,862,384 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $10,614,802 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $5,666 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $9,434,034 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $8,520,602 |
| Interest on participant loans | 2010-12-31 | $14,917 |
| Interest earned on other investments | 2010-12-31 | $47,654 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,155,841 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $1,823,415 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $1,125,895 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $90,058 |
| Employer contributions (assets) at end of year | 2010-12-31 | $1,008 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $1,209 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $822,297 |
| Contract administrator fees | 2010-12-31 | $2,665 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2010-12-31 | 263839190 |
