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CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan NameCALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN
Plan identification number 001

CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION
Employer identification number (EIN):941490964
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0342341

More information about CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01KATRINA SALAZAR2024-01-12
0012021-04-01KATRINA SALAZAR2022-12-29
0012020-04-01KATRINA SALAZAR2021-10-06
0012019-04-01KATRINA SALAZAR2021-01-13
0012019-04-01KATRINA SALAZAR2021-01-13
0012018-04-01KATRINA SALAZAR2020-01-14
0012017-04-01
0012016-04-01
0012015-04-01
0012014-04-01
0012013-04-01JEFF NICOLAYSEN
0012012-04-01JEFF NICOLAYSEN
0012011-04-01JEFF NICOLAYSEN
0012009-04-01JEFF NICOLAYSEN

Plan Statistics for CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN

Measure Date Value
2016: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01106
Total number of active participants reported on line 7a of the Form 55002016-04-0178
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-0111
Total of all active and inactive participants2016-04-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-0189
Number of participants with account balances2016-04-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01108
Total number of active participants reported on line 7a of the Form 55002015-04-0183
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0123
Total of all active and inactive participants2015-04-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-01106
Number of participants with account balances2015-04-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01121
Total number of active participants reported on line 7a of the Form 55002014-04-0178
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0129
Total of all active and inactive participants2014-04-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-011
Total participants2014-04-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01113
Total number of active participants reported on line 7a of the Form 55002013-04-0185
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0136
Total of all active and inactive participants2013-04-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01121
Number of participants with account balances2013-04-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01133
Total number of active participants reported on line 7a of the Form 55002012-04-0179
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0134
Total of all active and inactive participants2012-04-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01113
Number of participants with account balances2012-04-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01130
Total number of active participants reported on line 7a of the Form 55002011-04-0195
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0138
Total of all active and inactive participants2011-04-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01133
Number of participants with account balances2011-04-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2009: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01126
Total number of active participants reported on line 7a of the Form 55002009-04-0185
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0148
Total of all active and inactive participants2009-04-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-01133
Number of participants with account balances2009-04-01133

Financial Data on CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN

Measure Date Value
2017 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-03-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-03-31$0
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total transfer of assets to this plan2017-03-31$0
Total transfer of assets from this plan2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$2,445,894
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$1,571,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$1,571,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$691,766
Value of total assets at end of year2017-03-31$12,588,523
Value of total assets at beginning of year2017-03-31$11,714,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$400
Total interest from all sources2017-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$0
Assets. Real estate other than employer real property at end of year2017-03-31$0
Assets. Real estate other than employer real property at beginning of year2017-03-31$0
Administrative expenses professional fees incurred2017-03-31$400
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-03-31$0
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$2,000,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$482,426
Participant contributions at end of year2017-03-31$0
Participant contributions at beginning of year2017-03-31$0
Participant contributions at end of year2017-03-31$0
Participant contributions at beginning of year2017-03-31$18,588
Assets. Other investments not covered elsewhere at end of year2017-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-03-31$0
Assets. Loans (other than to participants) at end of year2017-03-31$0
Assets. Loans (other than to participants) at beginning of year2017-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Income. Non cash contributions2017-03-31$0
Value of net income/loss2017-03-31$874,245
Value of net assets at end of year (total assets less liabilities)2017-03-31$12,588,523
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$11,714,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Assets. partnership/joint venture interests at end of year2017-03-31$0
Assets. partnership/joint venture interests at beginning of year2017-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$11,111,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$10,202,692
Interest on participant loans2017-03-31$0
Income. Interest from loans (other than to participants)2017-03-31$0
Income. Interest from US Government securities2017-03-31$0
Income. Interest from corporate debt instruments2017-03-31$0
Value of interest in common/collective trusts at end of year2017-03-31$1,451,435
Value of interest in common/collective trusts at beginning of year2017-03-31$1,459,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-03-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-03-31$6
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-03-31$6
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$25,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$24,233
Asset value of US Government securities at end of year2017-03-31$0
Asset value of US Government securities at beginning of year2017-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$1,754,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$209,340
Employer contributions (assets) at end of year2017-03-31$0
Employer contributions (assets) at beginning of year2017-03-31$9,383
Income. Dividends from preferred stock2017-03-31$0
Income. Dividends from common stock2017-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$1,571,249
Assets. Corporate common stocks other than exployer securities at end of year2017-03-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-03-31$0
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Aggregate proceeds on sale of assets2017-03-31$0
Aggregate carrying amount (costs) on sale of assets2017-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31BFBA
Accountancy firm EIN2017-03-31680000424
2016 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total transfer of assets to this plan2016-03-31$0
Total transfer of assets from this plan2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$200,294
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$336,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$336,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$690,150
Value of total assets at end of year2016-03-31$11,714,278
Value of total assets at beginning of year2016-03-31$11,850,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$255
Total interest from all sources2016-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Administrative expenses professional fees incurred2016-03-31$255
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$430,460
Participant contributions at end of year2016-03-31$18,588
Participant contributions at beginning of year2016-03-31$16,123
Assets. Other investments not covered elsewhere at end of year2016-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-03-31$55,456
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$39,806
Other income not declared elsewhere2016-03-31$-649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-136,206
Value of net assets at end of year (total assets less liabilities)2016-03-31$11,714,278
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$11,850,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$10,202,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$10,151,594
Value of interest in common/collective trusts at end of year2016-03-31$1,459,376
Value of interest in common/collective trusts at beginning of year2016-03-31$641,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-03-31$6
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-03-31$828,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-03-31$828,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$24,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$149,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-500,367
Net investment gain or loss from common/collective trusts2016-03-31$11,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$219,884
Employer contributions (assets) at end of year2016-03-31$9,383
Employer contributions (assets) at beginning of year2016-03-31$8,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$336,245
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31BFBA
Accountancy firm EIN2016-03-31680000424
2015 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$2,038,594
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$2,480,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$2,479,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$616,981
Value of total assets at end of year2015-03-31$11,850,484
Value of total assets at beginning of year2015-03-31$12,291,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$335
Total interest from all sources2015-03-31$143
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Administrative expenses professional fees incurred2015-03-31$335
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$398,227
Participant contributions at end of year2015-03-31$16,123
Participant contributions at beginning of year2015-03-31$18,068
Assets. Other investments not covered elsewhere at end of year2015-03-31$55,456
Assets. Other investments not covered elsewhere at beginning of year2015-03-31$29,053
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$6,865
Other income not declared elsewhere2015-03-31$4,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$-441,435
Value of net assets at end of year (total assets less liabilities)2015-03-31$11,850,484
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$12,291,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$10,151,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$9,812,564
Value of interest in common/collective trusts at end of year2015-03-31$641,021
Value of interest in common/collective trusts at beginning of year2015-03-31$884,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-03-31$828,475
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-03-31$1,394,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-03-31$1,394,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-03-31$143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$149,047
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$144,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$1,409,468
Net investment gain or loss from common/collective trusts2015-03-31$7,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$211,889
Employer contributions (assets) at end of year2015-03-31$8,768
Employer contributions (assets) at beginning of year2015-03-31$9,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$2,479,694
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31BFBA
Accountancy firm EIN2015-03-31680000424
2014 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$2,169,732
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$137,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$136,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$655,682
Value of total assets at end of year2014-03-31$12,291,919
Value of total assets at beginning of year2014-03-31$10,259,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$640
Total interest from all sources2014-03-31$445
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$500,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$390,278
Participant contributions at end of year2014-03-31$18,068
Participant contributions at beginning of year2014-03-31$15,564
Assets. Other investments not covered elsewhere at end of year2014-03-31$29,053
Assets. Other investments not covered elsewhere at beginning of year2014-03-31$4,689
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$59,747
Other income not declared elsewhere2014-03-31$3,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$2,032,184
Value of net assets at end of year (total assets less liabilities)2014-03-31$12,291,919
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$10,259,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$9,812,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$8,140,887
Value of interest in common/collective trusts at end of year2014-03-31$884,415
Value of interest in common/collective trusts at beginning of year2014-03-31$649,733
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-03-31$1,394,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-03-31$1,440,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-03-31$1,440,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-03-31$445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$144,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$1,505,050
Net investment gain or loss from common/collective trusts2014-03-31$5,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$205,657
Employer contributions (assets) at end of year2014-03-31$9,376
Employer contributions (assets) at beginning of year2014-03-31$8,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$136,908
Contract administrator fees2014-03-31$640
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31BFBA, LLP
Accountancy firm EIN2014-03-31680000424
2013 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$1,330,654
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$490,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$490,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$573,470
Value of total assets at end of year2013-03-31$10,259,735
Value of total assets at beginning of year2013-03-31$9,419,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$79
Total interest from all sources2013-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$357,772
Participant contributions at end of year2013-03-31$15,564
Participant contributions at beginning of year2013-03-31$15,710
Assets. Other investments not covered elsewhere at end of year2013-03-31$4,689
Assets. Other investments not covered elsewhere at beginning of year2013-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$17,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$840,535
Value of net assets at end of year (total assets less liabilities)2013-03-31$10,259,735
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$9,419,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$8,140,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$7,101,067
Value of interest in common/collective trusts at end of year2013-03-31$649,733
Value of interest in common/collective trusts at beginning of year2013-03-31$539,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-03-31$1,440,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-03-31$1,750,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-03-31$1,750,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$751,816
Net investment gain or loss from common/collective trusts2013-03-31$5,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$198,487
Employer contributions (assets) at end of year2013-03-31$8,380
Employer contributions (assets) at beginning of year2013-03-31$12,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$490,040
Contract administrator fees2013-03-31$79
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31BROWN FINK BOYCE AND ASTLE, LLP
Accountancy firm EIN2013-03-31680000424
2012 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$907,549
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$522,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$523,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$580,488
Value of total assets at end of year2012-03-31$9,419,200
Value of total assets at beginning of year2012-03-31$9,034,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$-1,129
Total interest from all sources2012-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Administrative expenses professional fees incurred2012-03-31$-1,129
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$500,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$345,536
Participant contributions at end of year2012-03-31$15,710
Participant contributions at beginning of year2012-03-31$13,592
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$37,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$384,805
Value of net assets at end of year (total assets less liabilities)2012-03-31$9,419,200
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$9,034,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$9,391,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$9,011,867
Value of interest in common/collective trusts at end of year2012-03-31$539,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$1,750,808
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$1,793,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$1,793,934
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-03-31$1,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$327,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$196,955
Employer contributions (assets) at end of year2012-03-31$12,365
Employer contributions (assets) at beginning of year2012-03-31$8,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$523,873
Did the plan have assets held for investment2012-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31AUDIT AND TAX SOLUTIONS, CPAS, INC.
Accountancy firm EIN2012-03-31943211753
2011 : CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$1,474,465
Total loss/gain on sale of assets2011-03-31$14,808
Total of all expenses incurred2011-03-31$550,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$548,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$573,919
Value of total assets at end of year2011-03-31$9,034,395
Value of total assets at beginning of year2011-03-31$8,110,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$1,524
Total interest from all sources2011-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$162,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$162,833
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$308,040
Participant contributions at end of year2011-03-31$13,592
Participant contributions at beginning of year2011-03-31$13,776
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$60,497
Other income not declared elsewhere2011-03-31$89
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$924,268
Value of net assets at end of year (total assets less liabilities)2011-03-31$9,034,395
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$8,110,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$9,011,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$8,087,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$1,793,934
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$1,875,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$1,875,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$722,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$205,382
Employer contributions (assets) at end of year2011-03-31$8,936
Employer contributions (assets) at beginning of year2011-03-31$9,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$548,673
Contract administrator fees2011-03-31$1,524
Did the plan have assets held for investment2011-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Aggregate proceeds on sale of assets2011-03-31$14,808
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31AUDIT AND TAX SOLUTIONS, CPAS, INC.
Accountancy firm EIN2011-03-31943211753

Form 5500 Responses for CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN

2016: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement - TrustYes
2011: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedYes
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes
2009: CALIFORNIA CORRECTIONAL PEACE OFFICERS ASSOCIATION EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70945223
Policy instance 1
Insurance contract or identification number70945223
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameMARC S. ROGERS
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70945223
Policy instance 1
Insurance contract or identification number70945223
Number of Individuals Covered3
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameMARC S. ROGERS
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number70945223
Policy instance 1
Insurance contract or identification number70945223
Number of Individuals Covered3
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,625
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9625
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameMARC S. ROGERS

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