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CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCAGWIN & DORWARD 401(K) PROFIT SHARING PLAN
Plan identification number 001

CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAGWIN & DORWARD has sponsored the creation of one or more 401k plans.

Company Name:CAGWIN & DORWARD
Employer identification number (EIN):941500108
NAIC Classification:561730
NAIC Description:Landscaping Services

Additional information about CAGWIN & DORWARD

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1961-01-16
Company Identification Number: C0408034
Legal Registered Office Address: 1565 South Novato Blvd. Ste. B

Novato
United States of America (USA)
94947

More information about CAGWIN & DORWARD

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01KHRYSTI JONES2022-10-09
0012021-01-01KHRYSTI JONES2023-03-20
0012020-01-01KHRYSTI JONES2021-10-12
0012019-01-01KHRYSTI JONES2020-10-05
0012018-01-01KHRYSTI JONES2019-10-09
0012017-01-01
0012016-01-01
0012015-01-01KHRYSTI JONES
0012014-01-01KHRYSTI JONES
0012013-01-01KHRYSTI JONES
0012012-01-01KHRYSTI JONES
0012011-01-01KHRYSTI JONES KHRYSTI JONES2012-10-03
0012009-01-01KRISTEN GIOMI KRISTEN GIOMI2010-07-19

Plan Statistics for CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01435
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01462
Total number of active participants reported on line 7a of the Form 55002020-01-01388
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0138
Total of all active and inactive participants2020-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01426
Number of participants with account balances2020-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01458
Total number of active participants reported on line 7a of the Form 55002019-01-01422
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0128
Total of all active and inactive participants2019-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01450
Number of participants with account balances2019-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01386
Total number of active participants reported on line 7a of the Form 55002018-01-01426
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01450
Number of participants with account balances2018-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01374
Total number of active participants reported on line 7a of the Form 55002017-01-01311
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0140
Total of all active and inactive participants2017-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01351
Number of participants with account balances2017-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01341
Total number of active participants reported on line 7a of the Form 55002016-01-01321
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01339
Number of participants with account balances2016-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01318
Total number of active participants reported on line 7a of the Form 55002015-01-01302
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01321
Number of participants with account balances2015-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01285
Total number of active participants reported on line 7a of the Form 55002014-01-01283
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01288
Number of participants with account balances2014-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01301
Total number of active participants reported on line 7a of the Form 55002013-01-01277
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01285
Number of participants with account balances2013-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01307
Total number of active participants reported on line 7a of the Form 55002012-01-01274
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0127
Total of all active and inactive participants2012-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01301
Number of participants with account balances2012-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01305
Total number of active participants reported on line 7a of the Form 55002011-01-01281
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01307
Number of participants with account balances2011-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01285
Total number of active participants reported on line 7a of the Form 55002009-01-01271
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01292
Number of participants with account balances2009-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$19,554,121
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$21,148
Total income from all sources (including contributions)2021-12-31$3,736,209
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,466,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,324,888
Value of total corrective distributions2021-12-31$46,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,360,388
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$18,305,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$95,048
Total interest from all sources2021-12-31$60,121
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,681,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,681,770
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$935,423
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$127,374
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$16,605
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,659
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$21,148
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,269,820
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,284,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$40,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,207,930
Interest on participant loans2021-12-31$4,794
Interest earned on other investments2021-12-31$55,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,946,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$633,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$422,306
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$7,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,324,888
Contract administrator fees2021-12-31$54,906
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CAROLYN MAYES ,CPA
Accountancy firm EIN2021-12-31743051073
2020 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$21,148
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$31,308
Total income from all sources (including contributions)2020-12-31$3,851,015
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,337,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,202,856
Value of total corrective distributions2020-12-31$50,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,103,055
Value of total assets at end of year2020-12-31$18,305,449
Value of total assets at beginning of year2020-12-31$15,802,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$84,427
Total interest from all sources2020-12-31$78,057
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$673,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$673,539
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$882,471
Participant contributions at end of year2020-12-31$127,374
Participant contributions at beginning of year2020-12-31$172,731
Participant contributions at end of year2020-12-31$16,605
Participant contributions at beginning of year2020-12-31$0
Liabilities. Value of operating payables at end of year2020-12-31$21,148
Liabilities. Value of operating payables at beginning of year2020-12-31$31,308
Total non interest bearing cash at end of year2020-12-31$7
Total non interest bearing cash at beginning of year2020-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,513,557
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,284,301
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,770,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$37,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,207,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,373,701
Interest on participant loans2020-12-31$6,875
Interest earned on other investments2020-12-31$71,182
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,946,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,249,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,996,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$220,584
Employer contributions (assets) at end of year2020-12-31$7,348
Employer contributions (assets) at beginning of year2020-12-31$6,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,202,856
Contract administrator fees2020-12-31$46,431
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CAROLYN MAYES, CPA
Accountancy firm EIN2020-12-31743051073
2019 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$31,308
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$26,641
Total income from all sources (including contributions)2019-12-31$3,838,471
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$932,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$740,517
Value of total corrective distributions2019-12-31$73,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,220,533
Value of total assets at end of year2019-12-31$15,802,052
Value of total assets at beginning of year2019-12-31$12,891,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$118,881
Total interest from all sources2019-12-31$89,731
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$547,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$547,372
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$937,200
Participant contributions at end of year2019-12-31$172,731
Participant contributions at beginning of year2019-12-31$186,315
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$49,067
Liabilities. Value of operating payables at end of year2019-12-31$31,308
Liabilities. Value of operating payables at beginning of year2019-12-31$26,641
Total non interest bearing cash at end of year2019-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,905,948
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,770,744
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,864,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,373,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,689,832
Interest on participant loans2019-12-31$8,454
Interest earned on other investments2019-12-31$81,277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,249,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,832,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,980,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$234,266
Employer contributions (assets) at end of year2019-12-31$6,288
Employer contributions (assets) at beginning of year2019-12-31$183,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$740,517
Contract administrator fees2019-12-31$118,881
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CAROLYN MAYES, CPA
Accountancy firm EIN2019-12-31743051073
2018 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$26,641
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$879,561
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$815,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$668,468
Value of total corrective distributions2018-12-31$11,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,257,855
Value of total assets at end of year2018-12-31$12,891,437
Value of total assets at beginning of year2018-12-31$12,800,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$135,919
Total interest from all sources2018-12-31$82,349
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$633,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$633,172
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$732,807
Participant contributions at end of year2018-12-31$186,315
Participant contributions at beginning of year2018-12-31$240,570
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$161,180
Liabilities. Value of operating payables at end of year2018-12-31$26,641
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$64,085
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,864,796
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,800,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,689,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,967,070
Interest on participant loans2018-12-31$10,568
Interest earned on other investments2018-12-31$71,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,832,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,593,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,093,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$363,868
Employer contributions (assets) at end of year2018-12-31$183,169
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$668,468
Contract administrator fees2018-12-31$135,919
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CAROLYN MAYES, CPA
Accountancy firm EIN2018-12-31743051073
2017 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,407,583
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$447,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$322,563
Value of total corrective distributions2017-12-31$26,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$739,239
Value of total assets at end of year2017-12-31$12,800,711
Value of total assets at beginning of year2017-12-31$10,840,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$98,755
Total interest from all sources2017-12-31$69,276
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$565,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$565,915
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$592,011
Participant contributions at end of year2017-12-31$240,570
Participant contributions at beginning of year2017-12-31$224,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,959,829
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,800,711
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,840,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,967,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,156,079
Interest on participant loans2017-12-31$10,057
Interest earned on other investments2017-12-31$59,219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,593,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,460,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,033,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$147,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$322,563
Contract administrator fees2017-12-31$98,755
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CAROLYN MAYES, CPA
Accountancy firm EIN2017-12-31743051073
2016 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,462,323
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,154,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,053,925
Value of total corrective distributions2016-12-31$15,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$891,973
Value of total assets at end of year2016-12-31$10,840,882
Value of total assets at beginning of year2016-12-31$10,533,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$85,618
Total interest from all sources2016-12-31$59,486
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$298,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$298,881
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$605,544
Participant contributions at end of year2016-12-31$224,104
Participant contributions at beginning of year2016-12-31$240,732
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$134,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$307,663
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,840,882
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,533,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,156,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,622,190
Interest on participant loans2016-12-31$10,865
Interest earned on other investments2016-12-31$48,621
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,460,699
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,670,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$211,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$151,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,053,925
Contract administrator fees2016-12-31$85,618
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CAROLYN A MAYES, CPA
Accountancy firm EIN2016-12-31743051073
2015 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$780,053
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$287,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$182,648
Expenses. Certain deemed distributions of participant loans2015-12-31$336
Value of total corrective distributions2015-12-31$13,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$765,237
Value of total assets at end of year2015-12-31$10,533,219
Value of total assets at beginning of year2015-12-31$10,040,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$90,942
Total interest from all sources2015-12-31$45,759
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$487,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$487,232
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$566,606
Participant contributions at end of year2015-12-31$240,732
Participant contributions at beginning of year2015-12-31$262,350
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$56,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$492,411
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,533,219
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,040,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,622,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,238,329
Interest on participant loans2015-12-31$11,549
Interest earned on other investments2015-12-31$34,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,670,297
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,540,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-518,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$141,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$182,648
Contract administrator fees2015-12-31$90,942
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CAROLYN A MAYES, CPA
Accountancy firm EIN2015-12-31743051073
2014 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,328,125
Total of all expenses incurred2014-12-31$279,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$181,449
Value of total corrective distributions2014-12-31$13,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$653,543
Value of total assets at end of year2014-12-31$10,040,808
Value of total assets at beginning of year2014-12-31$8,992,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$84,315
Total interest from all sources2014-12-31$10,259
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$528,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$528,132
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$522,429
Participant contributions at end of year2014-12-31$262,350
Participant contributions at beginning of year2014-12-31$208,029
Participant contributions at beginning of year2014-12-31$6,092
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$501
Other income not declared elsewhere2014-12-31$35,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,048,645
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,040,808
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,992,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$77,523
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,238,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,277,838
Interest on participant loans2014-12-31$10,259
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,540,129
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,498,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$100,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$130,613
Employer contributions (assets) at beginning of year2014-12-31$1,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$181,449
Contract administrator fees2014-12-31$6,792
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CAROLYN A. MAYES
Accountancy firm EIN2014-12-31743051073
2013 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,117,900
Total of all expenses incurred2013-12-31$362,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$285,383
Value of total corrective distributions2013-12-31$5,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$614,749
Value of total assets at end of year2013-12-31$8,992,163
Value of total assets at beginning of year2013-12-31$7,236,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$71,743
Total interest from all sources2013-12-31$11,082
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$383,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$383,731
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$491,794
Participant contributions at end of year2013-12-31$208,029
Participant contributions at beginning of year2013-12-31$239,392
Participant contributions at end of year2013-12-31$6,092
Participant contributions at beginning of year2013-12-31$5,883
Other income not declared elsewhere2013-12-31$37,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,755,221
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,992,163
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,236,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$64,137
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,277,838
Interest on participant loans2013-12-31$11,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,498,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,990,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,070,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$122,955
Employer contributions (assets) at end of year2013-12-31$1,523
Employer contributions (assets) at beginning of year2013-12-31$1,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$285,383
Contract administrator fees2013-12-31$7,606
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CAROLYN A. MAYES, CPA
Accountancy firm EIN2013-12-31743051073
2012 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$996
Total income from all sources (including contributions)2012-12-31$1,361,542
Total of all expenses incurred2012-12-31$191,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$121,556
Expenses. Certain deemed distributions of participant loans2012-12-31$2,612
Value of total corrective distributions2012-12-31$18,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$722,239
Value of total assets at end of year2012-12-31$7,236,942
Value of total assets at beginning of year2012-12-31$6,068,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$49,575
Total interest from all sources2012-12-31$12,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$478,112
Participant contributions at end of year2012-12-31$239,392
Participant contributions at beginning of year2012-12-31$240,614
Participant contributions at end of year2012-12-31$5,883
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$124,594
Administrative expenses (other) incurred2012-12-31$816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,169,544
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,236,942
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,067,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,550,314
Interest on participant loans2012-12-31$12,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,990,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,277,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$626,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$119,533
Employer contributions (assets) at end of year2012-12-31$1,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$121,556
Contract administrator fees2012-12-31$48,759
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$996
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CAROLYN A. MAYES, CPA
Accountancy firm EIN2012-12-31743051073
2011 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$67,128
Total unrealized appreciation/depreciation of assets2011-12-31$67,128
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$996
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$269
Total income from all sources (including contributions)2011-12-31$493,848
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$426,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$425,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$541,840
Value of total assets at end of year2011-12-31$6,068,394
Value of total assets at beginning of year2011-12-31$6,000,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,180
Total interest from all sources2011-12-31$13,496
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$413,392
Participant contributions at end of year2011-12-31$240,614
Participant contributions at beginning of year2011-12-31$288,919
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$25,100
Liabilities. Value of operating payables at beginning of year2011-12-31$269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$67,645
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,067,398
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,999,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,550,314
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,477,286
Interest on participant loans2011-12-31$13,496
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,277,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,233,817
Net investment gain/loss from pooled separate accounts2011-12-31$-128,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$103,348
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$425,023
Contract administrator fees2011-12-31$1,180
Liabilities. Value of benefit claims payable at end of year2011-12-31$996
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CAROLYN A. MAYES, CPA
Accountancy firm EIN2011-12-31743051073
2010 : CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$269
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,078,254
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$163,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$138,993
Value of total corrective distributions2010-12-31$23,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$463,275
Value of total assets at end of year2010-12-31$6,000,022
Value of total assets at beginning of year2010-12-31$5,084,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,215
Total interest from all sources2010-12-31$17,092
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$367,055
Participant contributions at end of year2010-12-31$288,919
Participant contributions at beginning of year2010-12-31$252,849
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,456
Liabilities. Value of operating payables at end of year2010-12-31$269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$914,874
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,999,753
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,084,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$4,477,286
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,564,128
Interest on participant loans2010-12-31$17,092
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,233,817
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$267,902
Net investment gain/loss from pooled separate accounts2010-12-31$597,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$91,764
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$138,993
Contract administrator fees2010-12-31$1,215
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GEORGE W. SAUNDERS, JR., CPA
Accountancy firm EIN2010-12-31942705306

Form 5500 Responses for CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN

2021: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAGWIN & DORWARD 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Number of Individuals Covered426
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Number of Individuals Covered450
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Number of Individuals Covered450
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Number of Individuals Covered351
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Number of Individuals Covered321
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Contracts With Unallocated Funds Deposit Administration1
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Contracts With Unallocated Funds Deposit Administration1
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number808163
Policy instance 1
Insurance contract or identification number808163
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Contracts With Unallocated Funds Deposit Administration1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4806
Policy instance 1
Insurance contract or identification numberGH4806
Number of Individuals Covered184
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $17,591
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4806
Policy instance 1
Insurance contract or identification numberGH4806
Number of Individuals Covered175
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,923
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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