401k Plan data: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	004

TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRICAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRICAL, INC.

Employer identification number (EIN): 941506949

NAIC Classification: 115110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2014-05-01
004 2013-05-01 ROBERT WITT
004 2012-05-01 ROBERT WITT ROBERT WITT 2014-02-12
004 2011-05-01 ROBERT WITT ROBERT WITT 2013-02-14
004 2009-05-01 ROBERT WITT ROBERT WITT 2011-02-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2014-05-01
004	2013-05-01	ROBERT WITT
004	2012-05-01	ROBERT WITT	ROBERT WITT	2014-02-12
004	2011-05-01	ROBERT WITT	ROBERT WITT	2013-02-14
004	2009-05-01	ROBERT WITT	ROBERT WITT	2011-02-14

Plan Statistics for TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2014: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-05-01 238
Total number of active participants reported on line 7a of the Form 5500 2014-05-01 0
Number of retired or separated participants receiving benefits 2014-05-01 0
Number of other retired or separated participants entitled to future benefits 2014-05-01 0
Total of all active and inactive participants 2014-05-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-05-01 0
Total participants 2014-05-01 0
Number of participants with account balances 2014-05-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-05-01 0
2013: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-05-01 237
Total number of active participants reported on line 7a of the Form 5500 2013-05-01 227
Number of retired or separated participants receiving benefits 2013-05-01 1
Number of other retired or separated participants entitled to future benefits 2013-05-01 10
Total of all active and inactive participants 2013-05-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-05-01 0
Total participants 2013-05-01 238
Number of participants with account balances 2013-05-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-05-01 0
2012: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-05-01 230
Total number of active participants reported on line 7a of the Form 5500 2012-05-01 213
Number of other retired or separated participants entitled to future benefits 2012-05-01 6
Total of all active and inactive participants 2012-05-01 219
Total participants 2012-05-01 219
Number of participants with account balances 2012-05-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-05-01 0
2011: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-05-01 251
Total number of active participants reported on line 7a of the Form 5500 2011-05-01 194
Number of retired or separated participants receiving benefits 2011-05-01 0
Number of other retired or separated participants entitled to future benefits 2011-05-01 12
Total of all active and inactive participants 2011-05-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-05-01 2
Total participants 2011-05-01 208
Number of participants with account balances 2011-05-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-05-01 0
2009: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-05-01 248
Total number of active participants reported on line 7a of the Form 5500 2009-05-01 185
Number of retired or separated participants receiving benefits 2009-05-01 0
Number of other retired or separated participants entitled to future benefits 2009-05-01 41
Total of all active and inactive participants 2009-05-01 226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-05-01 2
Total participants 2009-05-01 228
Number of participants with account balances 2009-05-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-05-01 0

Measure	Date	Value
2014: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-05-01	238
Total number of active participants reported on line 7a of the Form 5500	2014-05-01	0
Number of retired or separated participants receiving benefits	2014-05-01	0
Number of other retired or separated participants entitled to future benefits	2014-05-01	0
Total of all active and inactive participants	2014-05-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-05-01	0
Total participants	2014-05-01	0
Number of participants with account balances	2014-05-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-05-01	0
2013: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-05-01	237
Total number of active participants reported on line 7a of the Form 5500	2013-05-01	227
Number of retired or separated participants receiving benefits	2013-05-01	1
Number of other retired or separated participants entitled to future benefits	2013-05-01	10
Total of all active and inactive participants	2013-05-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-05-01	0
Total participants	2013-05-01	238
Number of participants with account balances	2013-05-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-05-01	0
2012: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-05-01	230
Total number of active participants reported on line 7a of the Form 5500	2012-05-01	213
Number of other retired or separated participants entitled to future benefits	2012-05-01	6
Total of all active and inactive participants	2012-05-01	219
Total participants	2012-05-01	219
Number of participants with account balances	2012-05-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-05-01	0
2011: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-05-01	251
Total number of active participants reported on line 7a of the Form 5500	2011-05-01	194
Number of retired or separated participants receiving benefits	2011-05-01	0
Number of other retired or separated participants entitled to future benefits	2011-05-01	12
Total of all active and inactive participants	2011-05-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-05-01	2
Total participants	2011-05-01	208
Number of participants with account balances	2011-05-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-05-01	0
2009: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-05-01	248
Total number of active participants reported on line 7a of the Form 5500	2009-05-01	185
Number of retired or separated participants receiving benefits	2009-05-01	0
Number of other retired or separated participants entitled to future benefits	2009-05-01	41
Total of all active and inactive participants	2009-05-01	226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-05-01	2
Total participants	2009-05-01	228
Number of participants with account balances	2009-05-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-05-01	0

Financial Data on TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2015 : TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-01-31	$0
Total unrealized appreciation/depreciation of assets	2015-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-31	$0
Total income from all sources (including contributions)	2015-01-31	$94,954
Total loss/gain on sale of assets	2015-01-31	$-1,243
Total of all expenses incurred	2015-01-31	$19,077,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-01-31	$19,077,570
Value of total assets at end of year	2015-01-31	$0
Value of total assets at beginning of year	2015-01-31	$18,982,616
Total interest from all sources	2015-01-31	$17,191
Total dividends received (eg from common stock, registered investment company shares)	2015-01-31	$79,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-01-31	$0
Was this plan covered by a fidelity bond	2015-01-31	Yes
Value of fidelity bond cover	2015-01-31	$500,000
If this is an individual account plan, was there a blackout period	2015-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-01-31	$79,492
Were there any nonexempt tranactions with any party-in-interest	2015-01-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-01-31	$0
Other income not declared elsewhere	2015-01-31	$0
Total non interest bearing cash at end of year	2015-01-31	$0
Total non interest bearing cash at beginning of year	2015-01-31	$686,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Value of net income/loss	2015-01-31	$-18,982,616
Value of net assets at end of year (total assets less liabilities)	2015-01-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-01-31	$18,982,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-01-31	No
Were any leases to which the plan was party in default or uncollectible	2015-01-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-01-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-01-31	$1,131,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-01-31	$1,131,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-01-31	$17,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-01-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-01-31	No
Has the plan failed to provide any benefit when due under the plan	2015-01-31	No
Assets. Invements in employer securities at end of year	2015-01-31	$0
Assets. Invements in employer securities at beginning of year	2015-01-31	$16,823,406
Income. Dividends from common stock	2015-01-31	$79,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-01-31	$19,077,570
Asset. Corporate debt instrument preferred debt at end of year	2015-01-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-01-31	$231,496
Asset. Corporate debt instrument debt (other) at end of year	2015-01-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-01-31	$110,098
Liabilities. Value of benefit claims payable at beginning of year	2015-01-31	$0
Did the plan have assets held for investment	2015-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-01-31	Yes
Aggregate proceeds on sale of assets	2015-01-31	$742,308
Aggregate carrying amount (costs) on sale of assets	2015-01-31	$743,551
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-01-31	No
Opinion of an independent qualified public accountant for this plan	2015-01-31	Unqualified
Accountancy firm name	2015-01-31	ARMANINO LLP
Accountancy firm EIN	2015-01-31	946214841
2014 : TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-04-30	$1,574,657
Total unrealized appreciation/depreciation of assets	2014-04-30	$1,574,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-30	$112,131
Total income from all sources (including contributions)	2014-04-30	$1,766,035
Total loss/gain on sale of assets	2014-04-30	$-9,783
Total of all expenses incurred	2014-04-30	$5,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-04-30	$5,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-04-30	$0
Value of total assets at end of year	2014-04-30	$18,982,616
Value of total assets at beginning of year	2014-04-30	$17,334,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-04-30	$0
Total interest from all sources	2014-04-30	$42,139
Total dividends received (eg from common stock, registered investment company shares)	2014-04-30	$159,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-04-30	$0
Was this plan covered by a fidelity bond	2014-04-30	Yes
Value of fidelity bond cover	2014-04-30	$500,000
If this is an individual account plan, was there a blackout period	2014-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-04-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-04-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-04-30	$756
Total non interest bearing cash at end of year	2014-04-30	$686,517
Total non interest bearing cash at beginning of year	2014-04-30	$746,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Value of net income/loss	2014-04-30	$1,760,551
Value of net assets at end of year (total assets less liabilities)	2014-04-30	$18,982,616
Value of net assets at beginning of year (total assets less liabilities)	2014-04-30	$17,222,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-04-30	No
Were any leases to which the plan was party in default or uncollectible	2014-04-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-04-30	$1,131,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-04-30	$889,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-04-30	$889,661
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-04-30	$42,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-04-30	No
Was there a failure to transmit to the plan any participant contributions	2014-04-30	No
Has the plan failed to provide any benefit when due under the plan	2014-04-30	No
Assets. Invements in employer securities at end of year	2014-04-30	$16,823,406
Assets. Invements in employer securities at beginning of year	2014-04-30	$15,241,260
Income. Dividends from common stock	2014-04-30	$159,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-04-30	$5,484
Asset. Corporate debt instrument preferred debt at end of year	2014-04-30	$231,496
Asset. Corporate debt instrument preferred debt at beginning of year	2014-04-30	$344,427
Asset. Corporate debt instrument debt (other) at end of year	2014-04-30	$110,098
Asset. Corporate debt instrument debt (other) at beginning of year	2014-04-30	$111,459
Liabilities. Value of benefit claims payable at end of year	2014-04-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-04-30	$112,131
Did the plan have assets held for investment	2014-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-04-30	No
Aggregate proceeds on sale of assets	2014-04-30	$580,000
Aggregate carrying amount (costs) on sale of assets	2014-04-30	$589,783
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-04-30	No
Opinion of an independent qualified public accountant for this plan	2014-04-30	Unqualified
Accountancy firm name	2014-04-30	ARMANINO LLP
Accountancy firm EIN	2014-04-30	946214841
2013 : TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-04-30	$1,450,451
Total unrealized appreciation/depreciation of assets	2013-04-30	$1,450,451
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-04-30	$112,131
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-04-30	$136,798
Total income from all sources (including contributions)	2013-04-30	$1,815,674
Total loss/gain on sale of assets	2013-04-30	$-1,390
Total of all expenses incurred	2013-04-30	$1,260,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-04-30	$1,260,720
Value of total assets at end of year	2013-04-30	$17,334,196
Value of total assets at beginning of year	2013-04-30	$16,803,909
Total interest from all sources	2013-04-30	$51,422
Total dividends received (eg from common stock, registered investment company shares)	2013-04-30	$315,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-04-30	No
Was this plan covered by a fidelity bond	2013-04-30	Yes
Value of fidelity bond cover	2013-04-30	$500,000
If this is an individual account plan, was there a blackout period	2013-04-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-04-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-04-30	$756
Total non interest bearing cash at end of year	2013-04-30	$746,633
Total non interest bearing cash at beginning of year	2013-04-30	$27,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-04-30	No
Value of net income/loss	2013-04-30	$554,954
Value of net assets at end of year (total assets less liabilities)	2013-04-30	$17,222,065
Value of net assets at beginning of year (total assets less liabilities)	2013-04-30	$16,667,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-04-30	No
Were any leases to which the plan was party in default or uncollectible	2013-04-30	No
Income. Interest from corporate debt instruments	2013-04-30	$32,107
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-04-30	$889,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-04-30	$1,388,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-04-30	$1,388,862
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-04-30	$19,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-04-30	No
Was there a failure to transmit to the plan any participant contributions	2013-04-30	No
Has the plan failed to provide any benefit when due under the plan	2013-04-30	No
Assets. Invements in employer securities at end of year	2013-04-30	$15,241,260
Assets. Invements in employer securities at beginning of year	2013-04-30	$14,951,441
Income. Dividends from common stock	2013-04-30	$315,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-04-30	$1,260,720
Asset. Corporate debt instrument preferred debt at end of year	2013-04-30	$344,427
Asset. Corporate debt instrument preferred debt at beginning of year	2013-04-30	$333,988
Asset. Corporate debt instrument debt (other) at end of year	2013-04-30	$111,459
Asset. Corporate debt instrument debt (other) at beginning of year	2013-04-30	$102,044
Liabilities. Value of benefit claims payable at end of year	2013-04-30	$112,131
Liabilities. Value of benefit claims payable at beginning of year	2013-04-30	$136,798
Did the plan have assets held for investment	2013-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-04-30	No
Aggregate proceeds on sale of assets	2013-04-30	$490,000
Aggregate carrying amount (costs) on sale of assets	2013-04-30	$491,390
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-04-30	No
Opinion of an independent qualified public accountant for this plan	2013-04-30	Unqualified
Accountancy firm name	2013-04-30	BERGER/LEWIS ACCOUNTANCY CORP.
Accountancy firm EIN	2013-04-30	942763139
2012 : TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-04-30	$3,308,183
Total unrealized appreciation/depreciation of assets	2012-04-30	$3,308,183
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-04-30	$136,798
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-04-30	$5,205
Total income from all sources (including contributions)	2012-04-30	$3,386,004
Total loss/gain on sale of assets	2012-04-30	$0
Total of all expenses incurred	2012-04-30	$2,478,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-04-30	$2,478,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-04-30	$0
Value of total assets at end of year	2012-04-30	$16,803,909
Value of total assets at beginning of year	2012-04-30	$15,764,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-04-30	$183
Total interest from all sources	2012-04-30	$31,744
Total dividends received (eg from common stock, registered investment company shares)	2012-04-30	$46,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-04-30	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-04-30	$333,988
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-04-30	$334,838
Was this plan covered by a fidelity bond	2012-04-30	Yes
Value of fidelity bond cover	2012-04-30	$500,000
If this is an individual account plan, was there a blackout period	2012-04-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-04-30	No
Administrative expenses (other) incurred	2012-04-30	$183
Total non interest bearing cash at end of year	2012-04-30	$27,574
Total non interest bearing cash at beginning of year	2012-04-30	$94,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-04-30	No
Value of net income/loss	2012-04-30	$907,627
Value of net assets at end of year (total assets less liabilities)	2012-04-30	$16,667,111
Value of net assets at beginning of year (total assets less liabilities)	2012-04-30	$15,759,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-04-30	No
Were any leases to which the plan was party in default or uncollectible	2012-04-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-04-30	$1,388,862
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-04-30	$1,386,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-04-30	$1,386,672
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-04-30	$31,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-04-30	No
Was there a failure to transmit to the plan any participant contributions	2012-04-30	No
Has the plan failed to provide any benefit when due under the plan	2012-04-30	No
Assets. Invements in employer securities at end of year	2012-04-30	$14,951,441
Assets. Invements in employer securities at beginning of year	2012-04-30	$13,845,270
Income. Dividends from preferred stock	2012-04-30	$22,500
Income. Dividends from common stock	2012-04-30	$23,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-04-30	$2,478,194
Asset. Corporate debt instrument debt (other) at end of year	2012-04-30	$102,044
Asset. Corporate debt instrument debt (other) at beginning of year	2012-04-30	$102,942
Liabilities. Value of benefit claims payable at end of year	2012-04-30	$136,798
Liabilities. Value of benefit claims payable at beginning of year	2012-04-30	$5,205
Did the plan have assets held for investment	2012-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-04-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-04-30	No
Opinion of an independent qualified public accountant for this plan	2012-04-30	Unqualified
Accountancy firm name	2012-04-30	BERGER/LEWIS ACCOUNTANCY CORP.
Accountancy firm EIN	2012-04-30	942763139
2011 : TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-04-30	$771,701
Total unrealized appreciation/depreciation of assets	2011-04-30	$771,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-04-30	$5,205
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-04-30	$6,399
Total income from all sources (including contributions)	2011-04-30	$962,429
Total loss/gain on sale of assets	2011-04-30	$-12,775
Total of all expenses incurred	2011-04-30	$520,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-04-30	$520,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-04-30	$0
Value of total assets at end of year	2011-04-30	$15,764,689
Value of total assets at beginning of year	2011-04-30	$15,324,394
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-04-30	$0
Total interest from all sources	2011-04-30	$48,965
Total dividends received (eg from common stock, registered investment company shares)	2011-04-30	$154,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-04-30	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-04-30	$334,838
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-04-30	$290,760
Was this plan covered by a fidelity bond	2011-04-30	Yes
Value of fidelity bond cover	2011-04-30	$500,000
If this is an individual account plan, was there a blackout period	2011-04-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-04-30	No
Total non interest bearing cash at end of year	2011-04-30	$94,967
Total non interest bearing cash at beginning of year	2011-04-30	$258,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-04-30	No
Value of net income/loss	2011-04-30	$441,489
Value of net assets at end of year (total assets less liabilities)	2011-04-30	$15,759,484
Value of net assets at beginning of year (total assets less liabilities)	2011-04-30	$15,317,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-04-30	No
Were any leases to which the plan was party in default or uncollectible	2011-04-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-04-30	$1,386,672
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-04-30	$908,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-04-30	$908,282
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-04-30	$48,965
Asset value of US Government securities at beginning of year	2011-04-30	$100,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-04-30	No
Was there a failure to transmit to the plan any participant contributions	2011-04-30	No
Has the plan failed to provide any benefit when due under the plan	2011-04-30	No
Assets. Invements in employer securities at end of year	2011-04-30	$13,845,270
Assets. Invements in employer securities at beginning of year	2011-04-30	$13,569,150
Income. Dividends from preferred stock	2011-04-30	$15,450
Income. Dividends from common stock	2011-04-30	$139,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-04-30	$520,940
Asset. Corporate debt instrument debt (other) at end of year	2011-04-30	$102,942
Asset. Corporate debt instrument debt (other) at beginning of year	2011-04-30	$196,422
Liabilities. Value of benefit claims payable at end of year	2011-04-30	$5,205
Liabilities. Value of benefit claims payable at beginning of year	2011-04-30	$6,399
Did the plan have assets held for investment	2011-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-04-30	No
Aggregate proceeds on sale of assets	2011-04-30	$600,000
Aggregate carrying amount (costs) on sale of assets	2011-04-30	$612,775
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-04-30	No
Opinion of an independent qualified public accountant for this plan	2011-04-30	Unqualified
Accountancy firm name	2011-04-30	BERGER/LEWIS ACCOUNTANCY CORP.
Accountancy firm EIN	2011-04-30	942763139

Form 5500 Responses for TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2014: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-05-01	Type of plan entity	Single employer plan
2014-05-01	Submission has been amended	No
2014-05-01	This submission is the final filing	Yes
2014-05-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-05-01	Plan is a collectively bargained plan	No
2014-05-01	Plan funding arrangement – Trust	Yes
2014-05-01	Plan benefit arrangement - Trust	Yes
2013: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-05-01	Type of plan entity	Single employer plan
2013-05-01	Submission has been amended	No
2013-05-01	This submission is the final filing	No
2013-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-05-01	Plan is a collectively bargained plan	No
2013-05-01	Plan funding arrangement – Trust	Yes
2013-05-01	Plan benefit arrangement - Trust	Yes
2012: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-05-01	Type of plan entity	Single employer plan
2012-05-01	Submission has been amended	No
2012-05-01	This submission is the final filing	No
2012-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-05-01	Plan is a collectively bargained plan	No
2012-05-01	Plan funding arrangement – Trust	Yes
2012-05-01	Plan benefit arrangement - Trust	Yes
2011: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-05-01	Type of plan entity	Single employer plan
2011-05-01	Submission has been amended	No
2011-05-01	This submission is the final filing	No
2011-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-05-01	Plan is a collectively bargained plan	No
2011-05-01	Plan funding arrangement – Trust	Yes
2011-05-01	Plan benefit arrangement - Trust	Yes
2009: TRICAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-05-01	Type of plan entity	Single employer plan
2009-05-01	Submission has been amended	No
2009-05-01	This submission is the final filing	No
2009-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-05-01	Plan is a collectively bargained plan	No
2009-05-01	Plan funding arrangement – Trust	Yes
2009-05-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	TRICAL, INC.
Employer identification number (EIN):	941506949
NAIC Classification:	115110