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DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameDIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN
Plan identification number 001

DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIBUDUO & DEFENDIS has sponsored the creation of one or more 401k plans.

Company Name:DIBUDUO & DEFENDIS
Employer identification number (EIN):941530342
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01NORA VOICE NORA VOICE2018-09-07
0012016-01-01NORA VOICE NORA VOICE2017-09-26
0012015-01-01NORA VOICE NORA VOICE2016-09-30
0012014-01-01NORA VOICE NORA VOICE2015-09-29
0012013-01-01NORA VOICE NORA VOICE2014-10-01
0012012-01-01NORA L. VOICE NORA L. VOICE2013-10-08
0012011-01-01NORA VOICE NORA VOICE2012-10-03
0012010-01-01NORA L. VOICE NORA L. VOICE2011-10-10
0012009-01-01NORA VOICE NORA VOICE2010-09-13

Plan Statistics for DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01207
Total number of active participants reported on line 7a of the Form 55002022-01-01177
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0129
Total of all active and inactive participants2022-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01211
Number of participants with account balances2022-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01197
Total number of active participants reported on line 7a of the Form 55002021-01-01169
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-0124
Total of all active and inactive participants2021-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01198
Number of participants with account balances2021-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01185
Total number of active participants reported on line 7a of the Form 55002020-01-01176
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0118
Total of all active and inactive participants2020-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01194
Number of participants with account balances2020-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01189
Total number of active participants reported on line 7a of the Form 55002019-01-01179
Number of other retired or separated participants entitled to future benefits2019-01-0114
Total of all active and inactive participants2019-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01193
Number of participants with account balances2019-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01188
Total number of active participants reported on line 7a of the Form 55002018-01-01167
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0116
Total of all active and inactive participants2018-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01183
Number of participants with account balances2018-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01184
Total number of active participants reported on line 7a of the Form 55002017-01-01166
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01180
Number of participants with account balances2017-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01173
Total number of active participants reported on line 7a of the Form 55002016-01-01168
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01177
Number of participants with account balances2016-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01169
Total number of active participants reported on line 7a of the Form 55002015-01-01160
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01166
Number of participants with account balances2015-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01167
Total number of active participants reported on line 7a of the Form 55002014-01-01151
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01162
Number of participants with account balances2014-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01145
Total number of active participants reported on line 7a of the Form 55002013-01-01148
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01155
Number of participants with account balances2013-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01142
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01145
Number of participants with account balances2012-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01144
Total number of active participants reported on line 7a of the Form 55002011-01-01136
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01142
Number of participants with account balances2011-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01151
Total number of active participants reported on line 7a of the Form 55002010-01-01134
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0110
Total of all active and inactive participants2010-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01144
Number of participants with account balances2010-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01152
Total number of active participants reported on line 7a of the Form 55002009-01-01138
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01151
Number of participants with account balances2009-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,210
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,255,635
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$665,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$543,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,341,103
Value of total assets at end of year2022-12-31$14,294,301
Value of total assets at beginning of year2022-12-31$16,213,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$121,067
Total interest from all sources2022-12-31$2,857
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$257,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$257,658
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$885,781
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$174,910
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$127
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$21
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$1,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,920,638
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,293,091
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,213,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$121,067
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,431,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$14,614,107
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,725,916
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,473,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,857,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$280,412
Employer contributions (assets) at end of year2022-12-31$136,284
Employer contributions (assets) at beginning of year2022-12-31$125,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$543,936
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANCHEC(K) CPA'S LLC
Accountancy firm EIN2022-12-31842614035
2021 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,838,765
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$756,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$627,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,108,545
Value of total assets at end of year2021-12-31$16,213,729
Value of total assets at beginning of year2021-12-31$14,131,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$128,695
Total interest from all sources2021-12-31$13,121
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$793,456
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$62,115
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$21
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$21
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$118,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,082,333
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,213,729
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,131,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$128,695
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$14,614,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,571,386
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$13,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,473,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,317,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,717,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$252,974
Employer contributions (assets) at end of year2021-12-31$125,945
Employer contributions (assets) at beginning of year2021-12-31$123,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$627,737
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PLANCHEC(K) CPA'S LLC
Accountancy firm EIN2021-12-31842614035
2020 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,867,745
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$613,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$511,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,230,017
Value of total assets at end of year2020-12-31$14,131,396
Value of total assets at beginning of year2020-12-31$11,877,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$102,759
Total interest from all sources2020-12-31$10,502
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$802,442
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$179,814
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$21
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$118,896
Total non interest bearing cash at beginning of year2020-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,253,971
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,131,396
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,877,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$102,759
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,571,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,741,966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$10,502
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,317,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$22,177
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,627,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$247,761
Employer contributions (assets) at end of year2020-12-31$123,450
Employer contributions (assets) at beginning of year2020-12-31$113,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$511,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANCHEC(K) CPA'S LLC
Accountancy firm EIN2020-12-31842614035
2019 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,139,737
Total of all expenses incurred2019-12-31$778,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$711,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,137,305
Value of total assets at end of year2019-12-31$11,877,425
Value of total assets at beginning of year2019-12-31$9,516,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,971
Total interest from all sources2019-12-31$191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$679,923
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$235,435
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$66,971
Total non interest bearing cash at end of year2019-12-31$100
Total non interest bearing cash at beginning of year2019-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,361,003
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,877,425
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,516,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,741,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,400,496
Interest earned on other investments2019-12-31$191
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$22,177
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,489
Net investment gain/loss from pooled separate accounts2019-12-31$2,002,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$221,947
Employer contributions (assets) at end of year2019-12-31$113,182
Employer contributions (assets) at beginning of year2019-12-31$98,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$711,763
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2019-12-31942782187
2018 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$218,446
Total of all expenses incurred2018-12-31$700,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$664,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$844,123
Value of total assets at end of year2018-12-31$9,516,422
Value of total assets at beginning of year2018-12-31$9,998,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$36,066
Total interest from all sources2018-12-31$150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$633,644
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$20,123
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$75
Administrative expenses (other) incurred2018-12-31$36,066
Total non interest bearing cash at end of year2018-12-31$100
Total non interest bearing cash at beginning of year2018-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-482,548
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,516,422
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,998,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,400,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,887,520
Interest earned on other investments2018-12-31$150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$17,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$21,519
Net investment gain/loss from pooled separate accounts2018-12-31$-625,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$190,356
Employer contributions (assets) at end of year2018-12-31$98,337
Employer contributions (assets) at beginning of year2018-12-31$89,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$664,928
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2018-12-31942782187
2017 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,100,160
Total of all expenses incurred2017-12-31$640,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$640,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$799,171
Value of total assets at end of year2017-12-31$9,998,970
Value of total assets at beginning of year2017-12-31$8,539,014
Total interest from all sources2017-12-31$131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$605,926
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$16,094
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$75
Other income not declared elsewhere2017-12-31$75
Total non interest bearing cash at end of year2017-12-31$100
Total non interest bearing cash at beginning of year2017-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,459,956
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,998,970
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,539,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,887,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,426,286
Interest earned on other investments2017-12-31$131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$21,519
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$16,930
Net investment gain/loss from pooled separate accounts2017-12-31$1,300,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$177,151
Employer contributions (assets) at end of year2017-12-31$89,756
Employer contributions (assets) at beginning of year2017-12-31$95,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$640,204
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2017-12-31942782187
2016 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,566,478
Total of all expenses incurred2016-12-31$452,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$452,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,057,191
Value of total assets at end of year2016-12-31$8,539,014
Value of total assets at beginning of year2016-12-31$7,425,490
Total interest from all sources2016-12-31$120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$557,858
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$327,879
Total non interest bearing cash at end of year2016-12-31$100
Total non interest bearing cash at beginning of year2016-12-31$17,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,113,524
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,539,014
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,425,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,426,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,291,716
Interest earned on other investments2016-12-31$120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$16,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$26,714
Net investment gain/loss from pooled separate accounts2016-12-31$509,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$171,454
Employer contributions (assets) at end of year2016-12-31$95,698
Employer contributions (assets) at beginning of year2016-12-31$89,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$452,954
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2016-12-31942782187
2015 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$559,409
Total of all expenses incurred2015-12-31$1,074,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,074,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$692,159
Value of total assets at end of year2015-12-31$7,425,490
Value of total assets at beginning of year2015-12-31$7,940,235
Total interest from all sources2015-12-31$1,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$499,017
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,415
Total non interest bearing cash at end of year2015-12-31$17,076
Total non interest bearing cash at beginning of year2015-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-514,745
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,425,490
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,940,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,291,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,777,687
Interest earned on other investments2015-12-31$1,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$26,714
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$78,086
Net investment gain/loss from pooled separate accounts2015-12-31$-133,811
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$169,727
Employer contributions (assets) at end of year2015-12-31$89,984
Employer contributions (assets) at beginning of year2015-12-31$84,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,074,154
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2015-12-31942782187
2014 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,012,246
Total of all expenses incurred2014-12-31$714,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$714,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$731,034
Value of total assets at end of year2014-12-31$7,940,235
Value of total assets at beginning of year2014-12-31$7,642,622
Total interest from all sources2014-12-31$1,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$476,684
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$90,651
Total non interest bearing cash at end of year2014-12-31$100
Total non interest bearing cash at beginning of year2014-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$297,613
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,940,235
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,642,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,777,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,493,137
Interest earned on other investments2014-12-31$1,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$78,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$72,057
Net investment gain/loss from pooled separate accounts2014-12-31$279,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$163,699
Employer contributions (assets) at end of year2014-12-31$84,362
Employer contributions (assets) at beginning of year2014-12-31$77,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$714,633
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2014-12-31942782187
2013 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,688,010
Total of all expenses incurred2013-12-31$409,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$409,516
Value of total corrective distributions2013-12-31$176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$754,475
Value of total assets at end of year2013-12-31$7,642,622
Value of total assets at beginning of year2013-12-31$6,364,304
Total interest from all sources2013-12-31$1,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$443,489
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$158,051
Total non interest bearing cash at end of year2013-12-31$100
Total non interest bearing cash at beginning of year2013-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,278,318
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,642,622
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,364,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,493,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,228,694
Interest earned on other investments2013-12-31$1,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$72,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$63,677
Net investment gain/loss from pooled separate accounts2013-12-31$931,997
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$152,935
Employer contributions (assets) at end of year2013-12-31$77,328
Employer contributions (assets) at beginning of year2013-12-31$71,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$409,516
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2013-12-31942782187
2012 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,314,285
Total of all expenses incurred2012-12-31$804,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$796,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$597,091
Value of total assets at end of year2012-12-31$6,364,304
Value of total assets at beginning of year2012-12-31$5,854,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,387
Total interest from all sources2012-12-31$1,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$398,686
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$68,242
Administrative expenses (other) incurred2012-12-31$8,387
Total non interest bearing cash at end of year2012-12-31$100
Total non interest bearing cash at beginning of year2012-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$509,397
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,364,304
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,854,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,228,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,740,593
Interest earned on other investments2012-12-31$1,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$63,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$50,707
Net investment gain/loss from pooled separate accounts2012-12-31$715,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$130,163
Employer contributions (assets) at end of year2012-12-31$71,833
Employer contributions (assets) at beginning of year2012-12-31$63,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$796,501
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2012-12-31942782187
2011 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$705,678
Total of all expenses incurred2011-12-31$232,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$181,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$807,195
Value of total assets at end of year2011-12-31$5,854,907
Value of total assets at beginning of year2011-12-31$5,381,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$50,629
Total interest from all sources2011-12-31$1,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$362,485
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$326,855
Administrative expenses (other) incurred2011-12-31$50,629
Total non interest bearing cash at end of year2011-12-31$100
Total non interest bearing cash at beginning of year2011-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$473,315
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,854,907
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,381,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,740,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,279,364
Interest earned on other investments2011-12-31$1,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$50,707
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$42,706
Net investment gain/loss from pooled separate accounts2011-12-31$-102,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$117,855
Employer contributions (assets) at end of year2011-12-31$63,507
Employer contributions (assets) at beginning of year2011-12-31$59,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$181,734
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2011-12-31942782187
2010 : DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,167,874
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$646,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$601,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$545,498
Value of total assets at end of year2010-12-31$5,381,592
Value of total assets at beginning of year2010-12-31$4,859,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$44,937
Total interest from all sources2010-12-31$1,193
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$349,291
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$79,605
Administrative expenses (other) incurred2010-12-31$44,937
Total non interest bearing cash at end of year2010-12-31$100
Total non interest bearing cash at beginning of year2010-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$521,779
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,381,592
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,859,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,279,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,758,861
Interest earned on other investments2010-12-31$1,193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$42,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$44,878
Net investment gain/loss from pooled separate accounts2010-12-31$621,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$116,602
Employer contributions (assets) at end of year2010-12-31$59,422
Employer contributions (assets) at beginning of year2010-12-31$55,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$601,158
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DRITSAS, GROOM, MCCORMICK, LLP CPAS
Accountancy firm EIN2010-12-31942782187

Form 5500 Responses for DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN

2022: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DIBUDUO & DEFENDIS 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-LS6O
Policy instance 1
Insurance contract or identification numberGAP-CP-LS6O
Number of Individuals Covered176
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-LS6O
Policy instance 1
Insurance contract or identification numberGAP-CP-LS6O
Number of Individuals Covered176
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-LS6O
Policy instance 1
Insurance contract or identification numberGAP-CP-LS6O
Number of Individuals Covered176
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered160
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $31,821
Total amount of fees paid to insurance companyUSD $5,310
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,821
Insurance broker organization code?3
Amount paid for insurance broker fees5310
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered156
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $30,110
Total amount of fees paid to insurance companyUSD $5,024
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $30,110
Insurance broker organization code?3
Amount paid for insurance broker fees5024
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered147
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $27,536
Total amount of fees paid to insurance companyUSD $4,594
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $27,536
Insurance broker organization code?3
Amount paid for insurance broker fees4594
Insurance broker nameRETIREMENT PLAN CONSULTANTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered138
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $56,220
Total amount of fees paid to insurance companyUSD $3,960
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $56,220
Insurance broker organization code?3
Amount paid for insurance broker fees3960
Insurance broker nameRETIREMENT PLAN CONSULTANTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered142
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $57,856
Total amount of fees paid to insurance companyUSD $3,871
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $57,856
Insurance broker organization code?3
Amount paid for insurance broker fees3871
Insurance broker nameRETIREMENT PLAN CONSULTANTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered137
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $51,455
Total amount of fees paid to insurance companyUSD $3,437
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $51,455
Insurance broker organization code?3
Amount paid for insurance broker fees3437
Insurance broker nameRETIREMENT PLAN CONSULTANTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered125
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $46,512
Total amount of fees paid to insurance companyUSD $3,544
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $46,512
Insurance broker organization code?3
Amount paid for insurance broker fees3089
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameVAUGUARD GROUP, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered111
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $43,340
Total amount of fees paid to insurance companyUSD $3,191
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number46148
Policy instance 1
Insurance contract or identification number46148
Number of Individuals Covered111
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $37,934
Total amount of fees paid to insurance companyUSD $2,080
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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