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STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 401k Plan overview

Plan NameSTANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN
Plan identification number 002

STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STANDARD CHARTERED BANK has sponsored the creation of one or more 401k plans.

Company Name:STANDARD CHARTERED BANK
Employer identification number (EIN):941595409
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about STANDARD CHARTERED BANK

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 778053

More information about STANDARD CHARTERED BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01STEVE GOODWIN
0022016-01-01STEVE GOODWIN
0022016-01-01
0022015-01-01STEVE GOODWIN
0022014-01-01STEVE GOODWIN
0022013-01-01STEVE GOODWIN
0022012-01-01SRIRAM S RAMKUMAR
0022011-01-01SRIRAM S RAMKUMAR SRIRAM S RAMKUMAR2012-10-12
0022009-01-01SRIRAM S RAMKUMAR

Plan Statistics for STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN

401k plan membership statisitcs for STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN

Measure Date Value
2022: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,695
Total number of active participants reported on line 7a of the Form 55002022-01-011,103
Number of retired or separated participants receiving benefits2022-01-0130
Number of other retired or separated participants entitled to future benefits2022-01-01659
Total of all active and inactive participants2022-01-011,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-011,799
Number of participants with account balances2022-01-011,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0145
2021: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,765
Total number of active participants reported on line 7a of the Form 55002021-01-011,075
Number of retired or separated participants receiving benefits2021-01-0128
Number of other retired or separated participants entitled to future benefits2021-01-01586
Total of all active and inactive participants2021-01-011,689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-016
Total participants2021-01-011,695
Number of participants with account balances2021-01-011,685
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0122
2020: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,825
Total number of active participants reported on line 7a of the Form 55002020-01-011,081
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01670
Total of all active and inactive participants2020-01-011,751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0114
Total participants2020-01-011,765
Number of participants with account balances2020-01-011,765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0133
2019: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,841
Total number of active participants reported on line 7a of the Form 55002019-01-011,157
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01661
Total of all active and inactive participants2019-01-011,818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-011,825
Number of participants with account balances2019-01-011,825
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0154
2018: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,787
Total number of active participants reported on line 7a of the Form 55002018-01-011,215
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01621
Total of all active and inactive participants2018-01-011,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-011,841
Number of participants with account balances2018-01-011,841
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0188
2017: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,726
Total number of active participants reported on line 7a of the Form 55002017-01-011,209
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01575
Total of all active and inactive participants2017-01-011,784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,787
Number of participants with account balances2017-01-011,787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0167
2016: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,657
Total number of active participants reported on line 7a of the Form 55002016-01-011,167
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01556
Total of all active and inactive participants2016-01-011,723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,726
Number of participants with account balances2016-01-011,726
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0157
2015: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,485
Total number of active participants reported on line 7a of the Form 55002015-01-011,051
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01521
Total of all active and inactive participants2015-01-011,572
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,576
Number of participants with account balances2015-01-011,576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0148
2014: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,387
Total number of active participants reported on line 7a of the Form 55002014-01-01940
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01448
Total of all active and inactive participants2014-01-011,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,391
Number of participants with account balances2014-01-011,387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0130
2013: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,264
Total number of active participants reported on line 7a of the Form 55002013-01-01895
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01405
Total of all active and inactive participants2013-01-011,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-011,302
Number of participants with account balances2013-01-011,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,274
Total number of active participants reported on line 7a of the Form 55002012-01-01903
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01404
Total of all active and inactive participants2012-01-011,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,309
Number of participants with account balances2012-01-011,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0118
2011: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,198
Total number of active participants reported on line 7a of the Form 55002011-01-01920
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01354
Total of all active and inactive participants2011-01-011,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,274
Number of participants with account balances2011-01-011,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,218
Total number of active participants reported on line 7a of the Form 55002009-01-011,135
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01181
Total of all active and inactive participants2009-01-011,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,316
Number of participants with account balances2009-01-011,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN

Measure Date Value
2022 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-31,206,916
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$23,180,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$23,019,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$26,338,588
Value of total assets at end of year2022-12-31$285,676,368
Value of total assets at beginning of year2022-12-31$340,063,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$160,810
Total interest from all sources2022-12-31$178,159
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,557,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,557,717
Administrative expenses professional fees incurred2022-12-31$45,034
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$14,196,282
Participant contributions at end of year2022-12-31$3,950,349
Participant contributions at beginning of year2022-12-31$3,878,180
Assets. Other investments not covered elsewhere at end of year2022-12-31$6,896
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$89,473
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$885,528
Other income not declared elsewhere2022-12-31$-4,374,246
Total non interest bearing cash at end of year2022-12-31$-644
Total non interest bearing cash at beginning of year2022-12-31$-69,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-54,387,385
Value of net assets at end of year (total assets less liabilities)2022-12-31$285,676,368
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$340,063,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$65,870,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$78,067,752
Interest on participant loans2022-12-31$178,159
Value of interest in common/collective trusts at end of year2022-12-31$205,303,698
Value of interest in common/collective trusts at beginning of year2022-12-31$244,940,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,403,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,770,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,770,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-16,388,075
Net investment gain or loss from common/collective trusts2022-12-31$-38,519,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$11,256,778
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$23,019,659
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$235,879
Contract administrator fees2022-12-31$115,776
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$8,906,087
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$11,387,368
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAZARS USA LLP
Accountancy firm EIN2022-12-31131459550
2021 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$72,321,910
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$54,852,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$54,633,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$26,844,084
Value of total assets at end of year2021-12-31$340,063,753
Value of total assets at beginning of year2021-12-31$322,594,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$219,604
Total interest from all sources2021-12-31$205,114
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,444,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,245,021
Administrative expenses professional fees incurred2021-12-31$59,855
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$14,229,247
Participant contributions at end of year2021-12-31$3,878,180
Participant contributions at beginning of year2021-12-31$4,384,634
Assets. Other investments not covered elsewhere at end of year2021-12-31$89,473
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,098
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,058,588
Other income not declared elsewhere2021-12-31$2,661,966
Total non interest bearing cash at end of year2021-12-31$-69,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$17,469,168
Value of net assets at end of year (total assets less liabilities)2021-12-31$340,063,753
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$322,594,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$78,067,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$237,892,734
Interest on participant loans2021-12-31$205,114
Value of interest in common/collective trusts at end of year2021-12-31$244,940,246
Value of interest in common/collective trusts at beginning of year2021-12-31$36,470,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,770,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,813,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,813,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$29,809,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$27,043,780
Net investment gain or loss from common/collective trusts2021-12-31$13,122,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$11,556,249
Income. Dividends from common stock2021-12-31$199,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$54,633,138
Contract administrator fees2021-12-31$159,749
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$11,387,368
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$12,222,672
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAZARS USA LLP
Accountancy firm EIN2021-12-31131459550
2020 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$68,894,663
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$21,013,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$20,798,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$28,082,801
Value of total assets at end of year2020-12-31$322,594,585
Value of total assets at beginning of year2020-12-31$274,713,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$215,931
Total interest from all sources2020-12-31$220,716
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,294,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,294,048
Administrative expenses professional fees incurred2020-12-31$46,748
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$14,423,325
Participant contributions at end of year2020-12-31$4,384,634
Participant contributions at beginning of year2020-12-31$4,091,776
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,098
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$883,082
Other income not declared elsewhere2020-12-31$3,479,731
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$151,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$47,880,703
Value of net assets at end of year (total assets less liabilities)2020-12-31$322,594,585
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$274,713,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$237,892,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$204,633,455
Interest on participant loans2020-12-31$220,716
Value of interest in common/collective trusts at end of year2020-12-31$36,470,151
Value of interest in common/collective trusts at beginning of year2020-12-31$28,361,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,813,455
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$957,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$957,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$29,809,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$27,999,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$28,183,614
Net investment gain or loss from common/collective trusts2020-12-31$5,633,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$12,776,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$20,798,029
Contract administrator fees2020-12-31$169,183
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$12,222,672
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$8,518,703
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MAZARS USA LLP
Accountancy firm EIN2020-12-31131459550
2019 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$76,868,742
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$22,944,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$22,652,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$28,558,495
Value of total assets at end of year2019-12-31$274,713,882
Value of total assets at beginning of year2019-12-31$220,789,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$291,578
Total interest from all sources2019-12-31$871,687
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,256,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,256,833
Administrative expenses professional fees incurred2019-12-31$69,650
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$47,566
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$14,232,353
Participant contributions at end of year2019-12-31$4,091,776
Participant contributions at beginning of year2019-12-31$3,682,931
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,137,832
Other income not declared elsewhere2019-12-31$2,758,834
Total non interest bearing cash at end of year2019-12-31$151,769
Total non interest bearing cash at beginning of year2019-12-31$-87,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$53,924,526
Value of net assets at end of year (total assets less liabilities)2019-12-31$274,713,882
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$220,789,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$65,030
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$204,633,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$160,511,321
Interest on participant loans2019-12-31$202,917
Interest earned on other investments2019-12-31$668,770
Value of interest in common/collective trusts at end of year2019-12-31$28,361,473
Value of interest in common/collective trusts at beginning of year2019-12-31$21,645,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$957,011
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,129,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,129,641
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$27,999,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$27,624,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$34,642,099
Net investment gain or loss from common/collective trusts2019-12-31$6,780,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$12,188,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$22,652,638
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$156,898
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$8,518,703
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$6,235,228
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAZARS USA LLP
Accountancy firm EIN2019-12-31131459550
2018 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$13,585,220
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$19,906,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$19,603,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$27,904,507
Value of total assets at end of year2018-12-31$220,789,356
Value of total assets at beginning of year2018-12-31$227,110,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$302,940
Total interest from all sources2018-12-31$778,910
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,803,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,803,528
Administrative expenses professional fees incurred2018-12-31$72,250
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$47,566
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$14,044,526
Participant contributions at end of year2018-12-31$3,682,931
Participant contributions at beginning of year2018-12-31$3,503,429
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,561,494
Other income not declared elsewhere2018-12-31$-1,016,097
Total non interest bearing cash at end of year2018-12-31$-87,576
Total non interest bearing cash at beginning of year2018-12-31$37,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,321,435
Value of net assets at end of year (total assets less liabilities)2018-12-31$220,789,356
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$227,110,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$59,325
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$160,511,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$167,503,118
Interest on participant loans2018-12-31$175,965
Interest earned on other investments2018-12-31$602,945
Value of interest in common/collective trusts at end of year2018-12-31$21,645,319
Value of interest in common/collective trusts at beginning of year2018-12-31$21,878,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,129,641
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,037,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,037,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$27,624,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$26,328,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-15,874,917
Net investment gain or loss from common/collective trusts2018-12-31$-1,010,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$11,298,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$19,603,715
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$6,823,112
Contract administrator fees2018-12-31$171,365
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$6,235,228
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$54,804,965
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$14,657,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,409,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$24,832,254
Value of total assets at end of year2017-12-31$227,110,791
Value of total assets at beginning of year2017-12-31$186,963,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$247,996
Total interest from all sources2017-12-31$729,167
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,505,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,505,575
Administrative expenses professional fees incurred2017-12-31$63,150
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$12,413,797
Participant contributions at end of year2017-12-31$3,503,429
Participant contributions at beginning of year2017-12-31$2,750,778
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,110,236
Other income not declared elsewhere2017-12-31$1,122,779
Total non interest bearing cash at end of year2017-12-31$37,070
Total non interest bearing cash at beginning of year2017-12-31$215,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$40,147,410
Value of net assets at end of year (total assets less liabilities)2017-12-31$227,110,791
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$186,963,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$167,503,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$134,287,731
Interest on participant loans2017-12-31$136,814
Interest earned on other investments2017-12-31$592,353
Value of interest in common/collective trusts at end of year2017-12-31$21,878,822
Value of interest in common/collective trusts at beginning of year2017-12-31$17,271,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,037,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,497,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,497,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$26,328,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$25,430,666
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$21,751,167
Net investment gain or loss from common/collective trusts2017-12-31$3,864,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,308,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,409,559
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$6,823,112
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$184,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$5,509,553
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$37,392,812
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,365,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,168,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,544,395
Value of total assets at end of year2016-12-31$186,963,381
Value of total assets at beginning of year2016-12-31$161,936,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$197,925
Total interest from all sources2016-12-31$704,979
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,050,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,050,568
Administrative expenses professional fees incurred2016-12-31$55,000
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$12,844
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,560,259
Participant contributions at end of year2016-12-31$2,750,778
Participant contributions at beginning of year2016-12-31$2,289,381
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,499,045
Other income not declared elsewhere2016-12-31$701,706
Total non interest bearing cash at end of year2016-12-31$215,370
Total non interest bearing cash at beginning of year2016-12-31$47,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$25,026,822
Value of net assets at end of year (total assets less liabilities)2016-12-31$186,963,381
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$161,936,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$134,287,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$116,254,682
Interest on participant loans2016-12-31$105,982
Interest earned on other investments2016-12-31$598,997
Value of interest in common/collective trusts at end of year2016-12-31$17,271,551
Value of interest in common/collective trusts at beginning of year2016-12-31$14,007,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,497,732
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$804,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$804,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$25,430,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$22,904,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,616,992
Net investment gain or loss from common/collective trusts2016-12-31$1,774,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,485,091
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$28,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,168,065
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$53,350
Contract administrator fees2016-12-31$142,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$5,509,553
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$5,533,443
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$19,112,422
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$12,247,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,098,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$20,210,763
Value of total assets at end of year2015-12-31$161,936,559
Value of total assets at beginning of year2015-12-31$155,071,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$149,184
Total interest from all sources2015-12-31$662,503
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,684,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,684,009
Administrative expenses professional fees incurred2015-12-31$61,250
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$12,844
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$5,244
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,736,665
Participant contributions at end of year2015-12-31$2,289,381
Participant contributions at beginning of year2015-12-31$2,026,874
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,371,782
Other income not declared elsewhere2015-12-31$-530,934
Total non interest bearing cash at end of year2015-12-31$47,789
Total non interest bearing cash at beginning of year2015-12-31$7,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,864,805
Value of net assets at end of year (total assets less liabilities)2015-12-31$161,936,559
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$155,071,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$116,254,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$109,684,237
Interest on participant loans2015-12-31$91,230
Interest earned on other investments2015-12-31$571,273
Value of interest in common/collective trusts at end of year2015-12-31$14,007,780
Value of interest in common/collective trusts at beginning of year2015-12-31$12,969,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$804,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$696,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$696,966
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$22,904,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$23,607,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,097,192
Net investment gain or loss from common/collective trusts2015-12-31$183,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,102,316
Employer contributions (assets) at end of year2015-12-31$28,478
Employer contributions (assets) at beginning of year2015-12-31$50,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,098,433
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$53,350
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$9,549
Contract administrator fees2015-12-31$87,934
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$5,533,443
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$6,014,394
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$67,476
Total income from all sources (including contributions)2014-12-31$24,927,787
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$9,893,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,818,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,685,295
Value of total assets at end of year2014-12-31$155,071,754
Value of total assets at beginning of year2014-12-31$140,105,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$75,150
Total interest from all sources2014-12-31$643,641
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,732,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,732,761
Administrative expenses professional fees incurred2014-12-31$25,600
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$5,244
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$4,454
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$9,469,244
Participant contributions at end of year2014-12-31$2,026,874
Participant contributions at beginning of year2014-12-31$2,009,263
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$797,622
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$67,476
Other income not declared elsewhere2014-12-31$539,796
Total non interest bearing cash at end of year2014-12-31$7,900
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$15,034,070
Value of net assets at end of year (total assets less liabilities)2014-12-31$155,071,754
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$140,037,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$109,684,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$98,847,240
Interest on participant loans2014-12-31$71,240
Interest earned on other investments2014-12-31$572,401
Value of interest in common/collective trusts at end of year2014-12-31$12,969,042
Value of interest in common/collective trusts at beginning of year2014-12-31$10,556,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$696,966
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,038,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,038,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$23,607,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$23,122,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,728,282
Net investment gain or loss from common/collective trusts2014-12-31$1,598,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,418,429
Employer contributions (assets) at end of year2014-12-31$50,450
Employer contributions (assets) at beginning of year2014-12-31$220,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,818,567
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$9,549
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$49,550
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$6,014,394
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,306,133
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$67,476
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$36,716,222
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,768,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,692,060
Expenses. Certain deemed distributions of participant loans2013-12-31$4,360
Value of total corrective distributions2013-12-31$22,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$15,560,894
Value of total assets at end of year2013-12-31$140,105,160
Value of total assets at beginning of year2013-12-31$111,090,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,407
Total interest from all sources2013-12-31$646,106
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,173,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,173,128
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$4,454
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$11,190
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$8,800,869
Participant contributions at end of year2013-12-31$2,009,263
Participant contributions at beginning of year2013-12-31$1,920,536
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,139,222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$67,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$1,235,232
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$16,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$28,947,653
Value of net assets at end of year (total assets less liabilities)2013-12-31$140,037,684
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$111,090,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$98,847,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$76,247,868
Interest on participant loans2013-12-31$84,667
Interest earned on other investments2013-12-31$561,439
Value of interest in common/collective trusts at end of year2013-12-31$10,556,015
Value of interest in common/collective trusts at beginning of year2013-12-31$6,632,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,038,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$393,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$393,836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$23,122,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$22,177,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,639,019
Net investment gain or loss from common/collective trusts2013-12-31$2,461,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,620,803
Employer contributions (assets) at end of year2013-12-31$220,798
Employer contributions (assets) at beginning of year2013-12-31$324,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,692,060
Contract administrator fees2013-12-31$49,407
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,306,133
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,365,483
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$25,313,031
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,222,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,129,199
Expenses. Certain deemed distributions of participant loans2012-12-31$24,111
Value of total corrective distributions2012-12-31$18,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$14,056,825
Value of total assets at end of year2012-12-31$111,090,031
Value of total assets at beginning of year2012-12-31$92,999,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$49,937
Total interest from all sources2012-12-31$640,863
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,306,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,306,534
Administrative expenses professional fees incurred2012-12-31$21,900
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$11,190
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$19,155
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,442,948
Participant contributions at end of year2012-12-31$1,920,536
Participant contributions at beginning of year2012-12-31$1,860,117
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$430,568
Other income not declared elsewhere2012-12-31$877,695
Total non interest bearing cash at end of year2012-12-31$16,866
Total non interest bearing cash at beginning of year2012-12-31$5,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$18,090,990
Value of net assets at end of year (total assets less liabilities)2012-12-31$111,090,031
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$92,999,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$76,247,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$60,841,104
Interest on participant loans2012-12-31$73,160
Interest earned on other investments2012-12-31$567,703
Value of interest in common/collective trusts at end of year2012-12-31$6,632,794
Value of interest in common/collective trusts at beginning of year2012-12-31$5,609,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$393,836
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$464,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$464,752
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$22,177,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$21,418,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,532,236
Net investment gain or loss from common/collective trusts2012-12-31$898,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,183,309
Employer contributions (assets) at end of year2012-12-31$324,395
Employer contributions (assets) at beginning of year2012-12-31$540,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,129,199
Contract administrator fees2012-12-31$28,037
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,365,483
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$2,239,914
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$12,693,823
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,290,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,243,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$13,932,004
Value of total assets at end of year2011-12-31$92,999,041
Value of total assets at beginning of year2011-12-31$85,595,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$46,982
Total interest from all sources2011-12-31$620,078
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,031,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,031,592
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$19,155
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,102,410
Participant contributions at end of year2011-12-31$1,860,117
Participant contributions at beginning of year2011-12-31$1,757,764
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,141,558
Other income not declared elsewhere2011-12-31$-454,147
Total non interest bearing cash at end of year2011-12-31$5,124
Total non interest bearing cash at beginning of year2011-12-31$62,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$7,403,122
Value of net assets at end of year (total assets less liabilities)2011-12-31$92,999,041
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$85,595,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$60,841,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$56,383,049
Interest on participant loans2011-12-31$74,102
Interest earned on other investments2011-12-31$545,976
Value of interest in common/collective trusts at end of year2011-12-31$5,609,276
Value of interest in common/collective trusts at beginning of year2011-12-31$4,928,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$464,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$409,544
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$409,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$21,418,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$19,486,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,519,573
Net investment gain or loss from common/collective trusts2011-12-31$83,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,688,036
Employer contributions (assets) at end of year2011-12-31$540,810
Employer contributions (assets) at beginning of year2011-12-31$340,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,243,719
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$125,155
Contract administrator fees2011-12-31$46,982
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$2,239,914
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,102,507
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$18,525,711
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$7,056,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,045,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,680,900
Value of total assets at end of year2010-12-31$85,595,919
Value of total assets at beginning of year2010-12-31$74,127,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,174
Total interest from all sources2010-12-31$1,117,084
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$747,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$714,638
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,493,020
Participant contributions at end of year2010-12-31$1,757,764
Participant contributions at beginning of year2010-12-31$1,847,125
Participant contributions at beginning of year2010-12-31$194,926
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,098,160
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$687,746
Other income not declared elsewhere2010-12-31$386,784
Total non interest bearing cash at end of year2010-12-31$62,491
Total non interest bearing cash at beginning of year2010-12-31$49,205,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,468,804
Value of net assets at end of year (total assets less liabilities)2010-12-31$85,595,919
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$74,127,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$111
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$56,383,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,176,222
Interest on participant loans2010-12-31$73,524
Interest earned on other investments2010-12-31$1,043,560
Value of interest in common/collective trusts at end of year2010-12-31$4,928,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$409,544
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$19,486,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$19,622,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,996,255
Net investment gain or loss from common/collective trusts2010-12-31$597,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,089,720
Employer contributions (assets) at end of year2010-12-31$340,352
Employer contributions (assets) at beginning of year2010-12-31$334,648
Income. Dividends from common stock2010-12-31$32,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,045,733
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$125,155
Contract administrator fees2010-12-31$11,063
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,102,507
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,059,057
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN

2022: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STANDARD CHARTERED BANK EMPLOYEES CAPITAL ACCUMULATION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1765
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1825
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1841
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1787
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1576
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1391
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1297
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1249
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1266
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number455940-01
Policy instance 2
Insurance contract or identification number455940-01
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-27
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28022
Policy instance 1
Insurance contract or identification numberGA28022
Number of Individuals Covered1036
Insurance policy start date2010-01-04
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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