WOODRUFF-SAWYER & CO. has sponsored the creation of one or more 401k plans.
Additional information about WOODRUFF-SAWYER & CO.
Submission information for form 5500 for 401k plan WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN
401k plan membership statisitcs for WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN
Measure | Date | Value |
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2022 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2022-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Expenses. Interest paid | 2022-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-8,259,721 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $14,124,691 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $14,047,171 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $0 |
Value of total corrective distributions | 2022-12-31 | $2,743 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $12,120,110 |
Value of total assets at end of year | 2022-12-31 | $110,374,544 |
Value of total assets at beginning of year | 2022-12-31 | $132,758,956 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $74,777 |
Total income from rents | 2022-12-31 | $0 |
Total interest from all sources | 2022-12-31 | $303,484 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,510,368 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,510,368 |
Assets. Real estate other than employer real property at end of year | 2022-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2022-12-31 | $0 |
Administrative expenses professional fees incurred | 2022-12-31 | $600 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $7,121,570 |
Participant contributions at end of year | 2022-12-31 | $905,548 |
Participant contributions at beginning of year | 2022-12-31 | $829,254 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $561,935 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $646,821 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,968,888 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $0 |
Other income not declared elsewhere | 2022-12-31 | $-76,451 |
Administrative expenses (other) incurred | 2022-12-31 | $0 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Income. Non cash contributions | 2022-12-31 | $0 |
Value of net income/loss | 2022-12-31 | $-22,384,412 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $110,374,544 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $132,758,956 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $0 |
Investment advisory and management fees | 2022-12-31 | $19,131 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $93,106,460 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $115,005,552 |
Interest on participant loans | 2022-12-31 | $41,603 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Interest earned on other investments | 2022-12-31 | $261,881 |
Income. Interest from US Government securities | 2022-12-31 | $0 |
Income. Interest from corporate debt instruments | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $15,800,601 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $16,277,329 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
Asset value of US Government securities at end of year | 2022-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-24,117,232 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2022-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $0 |
Assets. Value of employer real property at end of year | 2022-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2022-12-31 | $0 |
Contributions received in cash from employer | 2022-12-31 | $3,029,652 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Income. Dividends from preferred stock | 2022-12-31 | $0 |
Income. Dividends from common stock | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $14,047,171 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $0 |
Contract administrator fees | 2022-12-31 | $55,046 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $0 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2022-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BPM LLP |
Accountancy firm EIN | 2022-12-31 | 814234542 |
2021 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2021 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Expenses. Interest paid | 2021-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $27,845,168 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $17,697,157 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $17,630,984 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $3,298 |
Value of total corrective distributions | 2021-12-31 | $9,294 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $11,034,088 |
Value of total assets at end of year | 2021-12-31 | $132,758,956 |
Value of total assets at beginning of year | 2021-12-31 | $122,610,945 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $53,581 |
Total income from rents | 2021-12-31 | $0 |
Total interest from all sources | 2021-12-31 | $291,215 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,805,473 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,805,473 |
Assets. Real estate other than employer real property at end of year | 2021-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2021-12-31 | $0 |
Administrative expenses professional fees incurred | 2021-12-31 | $300 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $6,176,813 |
Participant contributions at end of year | 2021-12-31 | $829,254 |
Participant contributions at beginning of year | 2021-12-31 | $989,032 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $646,821 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,402,348 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,022,892 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2021-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Other income not declared elsewhere | 2021-12-31 | $7,866 |
Administrative expenses (other) incurred | 2021-12-31 | $46,111 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $0 |
Total non interest bearing cash at end of year | 2021-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Income. Non cash contributions | 2021-12-31 | $0 |
Value of net income/loss | 2021-12-31 | $10,148,011 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $132,758,956 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $122,610,945 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2021-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $0 |
Investment advisory and management fees | 2021-12-31 | $7,170 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $115,005,552 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,525,000 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $98,308,791 |
Interest on participant loans | 2021-12-31 | $47,618 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Interest earned on other investments | 2021-12-31 | $243,597 |
Income. Interest from US Government securities | 2021-12-31 | $0 |
Income. Interest from corporate debt instruments | 2021-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2021-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2021-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $16,277,329 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $18,385,774 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $0 |
Asset value of US Government securities at end of year | 2021-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,706,526 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2021-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $0 |
Assets. Value of employer real property at end of year | 2021-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2021-12-31 | $0 |
Contributions received in cash from employer | 2021-12-31 | $2,834,383 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Income. Dividends from preferred stock | 2021-12-31 | $0 |
Income. Dividends from common stock | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $17,630,984 |
Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $0 |
Contract administrator fees | 2021-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2021-12-31 | $0 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2021-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2021-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BPM,LLP |
Accountancy firm EIN | 2021-12-31 | 814234542 |
2020 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $22,771,349 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $5,640,692 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,637,913 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,512,432 |
Value of total assets at end of year | 2020-12-31 | $122,610,945 |
Value of total assets at beginning of year | 2020-12-31 | $105,480,288 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,779 |
Total interest from all sources | 2020-12-31 | $393,492 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $108,058 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $108,058 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $5,419,272 |
Participant contributions at end of year | 2020-12-31 | $989,032 |
Participant contributions at beginning of year | 2020-12-31 | $948,017 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,402,348 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $1,209,628 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,135,229 |
Other income not declared elsewhere | 2020-12-31 | $144,604 |
Administrative expenses (other) incurred | 2020-12-31 | $2,779 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $17,130,657 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $122,610,945 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $105,480,288 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,525,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,474,728 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $98,308,791 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $85,125,296 |
Interest on participant loans | 2020-12-31 | $56,897 |
Interest earned on other investments | 2020-12-31 | $336,595 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $18,385,774 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $14,722,619 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $-87,386 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $13,700,149 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,957,931 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $5,637,913 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BPM, LLP |
Accountancy firm EIN | 2020-12-31 | 814234542 |
2019 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $26,434,142 |
Total income from all sources (including contributions) | 2019-12-31 | $26,434,142 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $6,619,691 |
Total of all expenses incurred | 2019-12-31 | $6,619,691 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,616,738 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,616,738 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,342,492 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,342,492 |
Value of total assets at end of year | 2019-12-31 | $105,480,288 |
Value of total assets at end of year | 2019-12-31 | $105,480,288 |
Value of total assets at beginning of year | 2019-12-31 | $85,665,837 |
Value of total assets at beginning of year | 2019-12-31 | $85,665,837 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,953 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,953 |
Total interest from all sources | 2019-12-31 | $362,233 |
Total interest from all sources | 2019-12-31 | $362,233 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $91,314 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $91,314 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $91,314 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $91,314 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,859,588 |
Contributions received from participants | 2019-12-31 | $4,859,588 |
Participant contributions at end of year | 2019-12-31 | $948,017 |
Participant contributions at end of year | 2019-12-31 | $948,017 |
Participant contributions at beginning of year | 2019-12-31 | $907,599 |
Participant contributions at beginning of year | 2019-12-31 | $907,599 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,209,628 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,209,628 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $977,995 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $977,995 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,657,135 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,657,135 |
Other income not declared elsewhere | 2019-12-31 | $180,860 |
Other income not declared elsewhere | 2019-12-31 | $180,860 |
Administrative expenses (other) incurred | 2019-12-31 | $2,953 |
Administrative expenses (other) incurred | 2019-12-31 | $2,953 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $19,814,451 |
Value of net income/loss | 2019-12-31 | $19,814,451 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $105,480,288 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $105,480,288 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $85,665,837 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $85,665,837 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,474,728 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,474,728 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,780,812 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,780,812 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $85,125,296 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $85,125,296 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $68,721,346 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $68,721,346 |
Interest on participant loans | 2019-12-31 | $59,119 |
Interest on participant loans | 2019-12-31 | $59,119 |
Interest earned on other investments | 2019-12-31 | $303,114 |
Interest earned on other investments | 2019-12-31 | $303,114 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $14,722,619 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $14,722,619 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $13,278,085 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $13,278,085 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $462,049 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $462,049 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $16,995,194 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $16,995,194 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,825,769 |
Contributions received in cash from employer | 2019-12-31 | $1,825,769 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,616,738 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,616,738 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BPM, LLP |
Accountancy firm name | 2019-12-31 | BPM, LLP |
Accountancy firm EIN | 2019-12-31 | 814234542 |
Accountancy firm EIN | 2019-12-31 | 814234542 |
2018 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,359,293 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $7,157,599 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $7,145,908 |
Value of total corrective distributions | 2018-12-31 | $621 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $7,553,684 |
Value of total assets at end of year | 2018-12-31 | $85,665,837 |
Value of total assets at beginning of year | 2018-12-31 | $90,464,143 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $11,070 |
Total interest from all sources | 2018-12-31 | $283,731 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $76,833 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $76,833 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,306,172 |
Participant contributions at end of year | 2018-12-31 | $907,599 |
Participant contributions at beginning of year | 2018-12-31 | $962,024 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $977,995 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $1,062,179 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,296,595 |
Other income not declared elsewhere | 2018-12-31 | $-102,329 |
Administrative expenses (other) incurred | 2018-12-31 | $11,070 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-4,798,306 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $85,665,837 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $90,464,143 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,780,812 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,762,551 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $68,721,346 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $74,878,975 |
Interest on participant loans | 2018-12-31 | $44,709 |
Interest earned on other investments | 2018-12-31 | $239,022 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $13,278,085 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $11,798,414 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-185,592 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-5,267,034 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,950,917 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $7,145,908 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BPM, LLP |
Accountancy firm EIN | 2018-12-31 | 814234542 |
2017 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $20,490,451 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,176,668 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,168,973 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $7,664,265 |
Value of total assets at end of year | 2017-12-31 | $90,464,143 |
Value of total assets at beginning of year | 2017-12-31 | $73,150,360 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $7,695 |
Total interest from all sources | 2017-12-31 | $252,836 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $81,543 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $81,543 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $4,190,980 |
Participant contributions at end of year | 2017-12-31 | $962,024 |
Participant contributions at beginning of year | 2017-12-31 | $962,874 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $1,062,179 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $937,073 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,822,531 |
Other income not declared elsewhere | 2017-12-31 | $137,042 |
Administrative expenses (other) incurred | 2017-12-31 | $7,695 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $17,313,783 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $90,464,143 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $73,150,360 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $1,762,551 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,075,535 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $74,878,975 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $57,686,757 |
Interest on participant loans | 2017-12-31 | $48,398 |
Interest earned on other investments | 2017-12-31 | $204,438 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $11,798,414 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $11,488,121 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $12,358 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $12,342,407 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,650,754 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,168,973 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BPM, LLP |
Accountancy firm EIN | 2017-12-31 | 814234542 |
2016 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $11,019,031 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,114,321 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,106,589 |
Value of total corrective distributions | 2016-12-31 | $521 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $6,531,232 |
Value of total assets at end of year | 2016-12-31 | $73,150,360 |
Value of total assets at beginning of year | 2016-12-31 | $64,245,650 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,211 |
Total interest from all sources | 2016-12-31 | $247,190 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $92,912 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $92,912 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,915,934 |
Participant contributions at end of year | 2016-12-31 | $962,874 |
Participant contributions at beginning of year | 2016-12-31 | $752,080 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $937,073 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $691,304 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,010,746 |
Other income not declared elsewhere | 2016-12-31 | $132,835 |
Administrative expenses (other) incurred | 2016-12-31 | $7,211 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $8,904,710 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $73,150,360 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $64,245,650 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,075,535 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,805,648 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $57,686,757 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $50,431,815 |
Interest on participant loans | 2016-12-31 | $50,253 |
Interest earned on other investments | 2016-12-31 | $196,937 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $11,488,121 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $10,564,803 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $52,404 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $3,962,458 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,604,552 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,106,589 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BPM, LLP |
Accountancy firm EIN | 2016-12-31 | 814234542 |
2015 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $1,506,886 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $6,176,125 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $10,708,271 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,693,115 |
Value of total corrective distributions | 2015-12-31 | $7,381 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,332,775 |
Value of total assets at end of year | 2015-12-31 | $64,245,650 |
Value of total assets at beginning of year | 2015-12-31 | $67,270,910 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,775 |
Total interest from all sources | 2015-12-31 | $239,919 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $64,081 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $64,081 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,422,266 |
Participant contributions at end of year | 2015-12-31 | $752,080 |
Participant contributions at beginning of year | 2015-12-31 | $779,601 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $691,304 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $3,017,500 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $561,095 |
Other income not declared elsewhere | 2015-12-31 | $10,679 |
Administrative expenses (other) incurred | 2015-12-31 | $7,775 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-4,532,146 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $64,245,650 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $67,270,910 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,805,648 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,532,450 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $50,431,815 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $51,551,077 |
Interest on participant loans | 2015-12-31 | $44,203 |
Interest earned on other investments | 2015-12-31 | $195,716 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $10,564,803 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $10,390,282 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-37,544 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $566,215 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,349,414 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,693,115 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BURR PILGER MAYER , INC. |
Accountancy firm EIN | 2015-12-31 | 263839190 |
2014 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $7,915,307 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,808,254 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,801,184 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,911,040 |
Value of total assets at end of year | 2014-12-31 | $67,270,910 |
Value of total assets at beginning of year | 2014-12-31 | $62,163,857 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $7,070 |
Total interest from all sources | 2014-12-31 | $256,380 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $43,041 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $43,041 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $3,007,305 |
Participant contributions at end of year | 2014-12-31 | $779,601 |
Participant contributions at beginning of year | 2014-12-31 | $843,556 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $3,017,500 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $2,963,028 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $672,388 |
Other income not declared elsewhere | 2014-12-31 | $38,209 |
Administrative expenses (other) incurred | 2014-12-31 | $7,070 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $5,107,053 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $67,270,910 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $62,163,857 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,532,450 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $691,738 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $51,551,077 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $47,711,926 |
Interest on participant loans | 2014-12-31 | $50,791 |
Interest earned on other investments | 2014-12-31 | $205,589 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $10,390,282 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $9,953,609 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $227,708 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $2,438,929 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,231,347 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,801,184 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BURR PILGER MAYER , INC. |
Accountancy firm EIN | 2014-12-31 | 263839190 |
2013 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $15,958,463 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $2,006,376 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,999,026 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,940,913 |
Value of total assets at end of year | 2013-12-31 | $62,163,857 |
Value of total assets at beginning of year | 2013-12-31 | $48,211,770 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $7,350 |
Total interest from all sources | 2013-12-31 | $238,379 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $27,342 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $27,342 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,635,618 |
Participant contributions at end of year | 2013-12-31 | $843,556 |
Participant contributions at beginning of year | 2013-12-31 | $486,642 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $2,963,028 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $2,651,905 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,199,474 |
Other income not declared elsewhere | 2013-12-31 | $248,188 |
Administrative expenses (other) incurred | 2013-12-31 | $7,350 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $226 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $13,952,087 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $62,163,857 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $48,211,770 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $691,738 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $620,518 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $47,711,926 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $34,923,521 |
Interest on participant loans | 2013-12-31 | $41,221 |
Interest earned on other investments | 2013-12-31 | $197,158 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $9,953,609 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $9,528,958 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-22,000 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $10,525,641 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,105,821 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,999,026 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BURR PILGER MAYER, INC. |
Accountancy firm EIN | 2013-12-31 | 263839190 |
2012 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $8,325,066 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,534,192 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,527,740 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,986,329 |
Value of total assets at end of year | 2012-12-31 | $48,211,770 |
Value of total assets at beginning of year | 2012-12-31 | $41,420,896 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,452 |
Total interest from all sources | 2012-12-31 | $252,236 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $18,809 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $18,809 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,220,354 |
Participant contributions at end of year | 2012-12-31 | $486,642 |
Participant contributions at beginning of year | 2012-12-31 | $378,456 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $2,651,905 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $2,359,402 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $182,672 |
Other income not declared elsewhere | 2012-12-31 | $334,230 |
Administrative expenses (other) incurred | 2012-12-31 | $6,452 |
Total non interest bearing cash at end of year | 2012-12-31 | $226 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $6,790,874 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $48,211,770 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $41,420,896 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $620,518 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $376,550 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $34,923,521 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $29,261,669 |
Interest on participant loans | 2012-12-31 | $27,789 |
Interest earned on other investments | 2012-12-31 | $224,447 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $9,528,958 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $9,044,819 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $56,558 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $4,676,904 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $583,303 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,527,740 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BURR PILGER MAYER, INC. |
Accountancy firm EIN | 2012-12-31 | 263839190 |
2011 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,797,747 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,793,234 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,787,222 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,485,980 |
Value of total assets at end of year | 2011-12-31 | $41,420,896 |
Value of total assets at beginning of year | 2011-12-31 | $41,416,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,012 |
Total interest from all sources | 2011-12-31 | $284,483 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $6,878 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $6,878 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,110,506 |
Participant contributions at end of year | 2011-12-31 | $378,456 |
Participant contributions at beginning of year | 2011-12-31 | $537,674 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $2,359,402 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $2,364,893 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $315,046 |
Other income not declared elsewhere | 2011-12-31 | $13,629 |
Administrative expenses (other) incurred | 2011-12-31 | $6,012 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $4,513 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $41,420,896 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $41,416,383 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $376,550 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,103,447 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $29,261,669 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $27,680,239 |
Interest on participant loans | 2011-12-31 | $32,739 |
Interest earned on other investments | 2011-12-31 | $251,744 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $9,044,819 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $8,730,130 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-993,223 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,060,428 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,787,222 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BURR PILGER MAYER, INC. |
Accountancy firm EIN | 2011-12-31 | 263839190 |
2010 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $7,958,975 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $862,811 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $857,714 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,527,770 |
Value of total assets at end of year | 2010-12-31 | $41,416,383 |
Value of total assets at beginning of year | 2010-12-31 | $34,320,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $5,097 |
Total interest from all sources | 2010-12-31 | $274,854 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $70,837 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $70,837 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,170,877 |
Participant contributions at end of year | 2010-12-31 | $537,674 |
Participant contributions at beginning of year | 2010-12-31 | $461,945 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $2,364,893 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $385,846 |
Other income not declared elsewhere | 2010-12-31 | $244,191 |
Administrative expenses (other) incurred | 2010-12-31 | $5,097 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $7,096,164 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $41,416,383 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $34,320,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,103,447 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $27,680,239 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $26,373,074 |
Interest on participant loans | 2010-12-31 | $36,626 |
Interest earned on other investments | 2010-12-31 | $238,228 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $8,730,130 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $7,485,200 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $73,570 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $3,767,753 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $971,047 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $857,714 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BURR PILGER MAYER, INC. |
Accountancy firm EIN | 2010-12-31 | 263839190 |
2009 : WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |