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SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 004

SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC has sponsored the creation of one or more 401k plans.

Company Name:SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC
Employer identification number (EIN):941693523
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0566270

More information about SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01JEFFREY W. DUDLEY
0042016-01-01JEFFREY W. DUDLEY
0042015-01-01JEFFREY W. DUDLEY
0042014-01-01JEFFREY W. DUDLEY
0042014-01-01JEFFREY W. DUDLEY
0042014-01-01JEFFREY W. DUDLEY
0042013-01-01JEFFREY W. DUDLEY2014-10-13
0042012-01-01JEFFREY W. DUDLEY2013-10-11
0042011-01-01JEFFREY W. DUDLEY2012-10-11
0042010-01-01JEFFREY W. DUDLEY2011-06-09

Plan Statistics for SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01189
Total number of active participants reported on line 7a of the Form 55002022-01-01119
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0165
Total of all active and inactive participants2022-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01184
Number of participants with account balances2022-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01196
Total number of active participants reported on line 7a of the Form 55002021-01-01132
Number of retired or separated participants receiving benefits2021-01-0119
Number of other retired or separated participants entitled to future benefits2021-01-0136
Total of all active and inactive participants2021-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01187
Number of participants with account balances2021-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0127
2020: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01182
Total number of active participants reported on line 7a of the Form 55002020-01-01139
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0147
Total of all active and inactive participants2020-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01186
Number of participants with account balances2020-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0130
2019: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01153
Total number of active participants reported on line 7a of the Form 55002019-01-01129
Number of retired or separated participants receiving benefits2019-01-0127
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01156
Number of participants with account balances2019-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01179
Total number of active participants reported on line 7a of the Form 55002018-01-01125
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0128
Total of all active and inactive participants2018-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01153
Number of participants with account balances2018-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01178
Total number of active participants reported on line 7a of the Form 55002017-01-01121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01175
Number of participants with account balances2017-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01152
Total number of active participants reported on line 7a of the Form 55002016-01-01103
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0150
Total of all active and inactive participants2016-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01153
Number of participants with account balances2016-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01136
Total number of active participants reported on line 7a of the Form 55002015-01-01101
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0140
Total of all active and inactive participants2015-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01141
Number of participants with account balances2015-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01130
Total number of active participants reported on line 7a of the Form 55002014-01-01104
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0123
Total of all active and inactive participants2014-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01127
Number of participants with account balances2014-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016

Financial Data on SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-3,542,426
Total unrealized appreciation/depreciation of assets2022-12-31$-3,542,426
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$500
Total income from all sources (including contributions)2022-12-31$-2,603,148
Total loss/gain on sale of assets2022-12-31$283,797
Total of all expenses incurred2022-12-31$670,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$555,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,128,852
Value of total assets at end of year2022-12-31$30,803,772
Value of total assets at beginning of year2022-12-31$34,077,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$115,151
Total interest from all sources2022-12-31$187,445
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$305,760
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$195,208
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$978,612
Participant contributions at end of year2022-12-31$27,224
Participant contributions at beginning of year2022-12-31$4,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$43,069
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$28,905
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$500
Total non interest bearing cash at end of year2022-12-31$36,845
Total non interest bearing cash at beginning of year2022-12-31$10,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,273,719
Value of net assets at end of year (total assets less liabilities)2022-12-31$30,803,772
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$34,077,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$106,740
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,017,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,545,898
Interest earned on other investments2022-12-31$43,069
Income. Interest from US Government securities2022-12-31$140,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$572,953
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$510,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$510,841
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$729,851
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$312,203
Asset value of US Government securities at end of year2022-12-31$5,002,458
Asset value of US Government securities at beginning of year2022-12-31$6,067,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,966,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,150,240
Employer contributions (assets) at end of year2022-12-31$1,150,240
Employer contributions (assets) at beginning of year2022-12-31$1,144,651
Income. Dividends from preferred stock2022-12-31$23,152
Income. Dividends from common stock2022-12-31$87,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$555,420
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$625,781
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$20,021
Contract administrator fees2022-12-31$8,411
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$7,597,377
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$8,433,670
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$8,334,492
Aggregate carrying amount (costs) on sale of assets2022-12-31$8,050,695
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2022-12-31010560759
2021 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$511,628
Total unrealized appreciation/depreciation of assets2021-12-31$511,628
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,600
Total income from all sources (including contributions)2021-12-31$5,028,798
Total loss/gain on sale of assets2021-12-31$547,578
Total of all expenses incurred2021-12-31$1,010,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$828,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,109,587
Value of total assets at end of year2021-12-31$34,077,991
Value of total assets at beginning of year2021-12-31$30,060,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$182,427
Total interest from all sources2021-12-31$177,220
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$883,006
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$713,376
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$595,664
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$962,836
Participant contributions at end of year2021-12-31$4,000
Participant contributions at beginning of year2021-12-31$85,473
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$28,905
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$44,120
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$1,000
Total non interest bearing cash at end of year2021-12-31$10,285
Total non interest bearing cash at beginning of year2021-12-31$124,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$4,018,134
Value of net assets at end of year (total assets less liabilities)2021-12-31$34,077,491
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$30,059,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$96,691
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,545,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,497,955
Interest earned on other investments2021-12-31$28,905
Income. Interest from US Government securities2021-12-31$145,025
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$50,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$510,841
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$705,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$705,291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$3,290
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$312,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$474,275
Asset value of US Government securities at end of year2021-12-31$6,067,517
Asset value of US Government securities at beginning of year2021-12-31$7,332,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$799,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,146,751
Employer contributions (assets) at end of year2021-12-31$1,144,651
Employer contributions (assets) at beginning of year2021-12-31$913,738
Income. Dividends from preferred stock2021-12-31$20,427
Income. Dividends from common stock2021-12-31$149,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$828,237
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$20,021
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$85,736
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$8,433,670
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$6,237,731
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$600
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$5,582,102
Aggregate carrying amount (costs) on sale of assets2021-12-31$5,034,524
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2021-12-31010560759
2020 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,012,057
Total unrealized appreciation/depreciation of assets2020-12-31$2,012,057
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,600
Total income from all sources (including contributions)2020-12-31$5,275,661
Total loss/gain on sale of assets2020-12-31$-472,174
Total of all expenses incurred2020-12-31$524,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$397,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,805,318
Value of total assets at end of year2020-12-31$30,060,957
Value of total assets at beginning of year2020-12-31$25,309,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$126,665
Total interest from all sources2020-12-31$211,989
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$549,457
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$87,527
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$595,664
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$560,190
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$923,970
Participant contributions at end of year2020-12-31$85,473
Participant contributions at beginning of year2020-12-31$2,600
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,610
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$44,120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$49,115
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$1,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,000
Total non interest bearing cash at end of year2020-12-31$124,211
Total non interest bearing cash at beginning of year2020-12-31$1,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,751,433
Value of net assets at end of year (total assets less liabilities)2020-12-31$30,059,357
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,307,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$62,206
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,497,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,136,511
Interest earned on other investments2020-12-31$44,120
Income. Interest from US Government securities2020-12-31$159,765
Value of interest in common/collective trusts at end of year2020-12-31$50,050
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$705,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,468,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,468,094
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$8,104
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$474,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$101,148
Asset value of US Government securities at end of year2020-12-31$7,332,449
Asset value of US Government securities at beginning of year2020-12-31$6,186,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,169,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$873,738
Employer contributions (assets) at end of year2020-12-31$913,738
Employer contributions (assets) at beginning of year2020-12-31$1,018,570
Income. Dividends from preferred stock2020-12-31$23,961
Income. Dividends from common stock2020-12-31$437,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$397,563
Contract administrator fees2020-12-31$64,459
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$6,237,731
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$4,784,951
Liabilities. Value of benefit claims payable at end of year2020-12-31$600
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$600
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$10,347,369
Aggregate carrying amount (costs) on sale of assets2020-12-31$10,819,543
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2020-12-31010560759
2019 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$710,856
Total unrealized appreciation/depreciation of assets2019-12-31$710,856
Total unrealized appreciation/depreciation of assets2019-12-31$710,856
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,600
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,600
Total income from all sources (including contributions)2019-12-31$5,228,871
Total income from all sources (including contributions)2019-12-31$5,228,871
Total loss/gain on sale of assets2019-12-31$1,027,779
Total of all expenses incurred2019-12-31$319,897
Total of all expenses incurred2019-12-31$319,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$215,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$215,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,848,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,848,202
Value of total assets at end of year2019-12-31$25,309,524
Value of total assets at beginning of year2019-12-31$20,400,550
Value of total assets at beginning of year2019-12-31$20,400,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$104,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$104,314
Total interest from all sources2019-12-31$178,357
Total interest from all sources2019-12-31$178,357
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$542,200
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$542,200
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$408,364
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$408,364
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$560,190
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$560,190
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$337,908
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$829,054
Contributions received from participants2019-12-31$829,054
Participant contributions at end of year2019-12-31$2,600
Participant contributions at end of year2019-12-31$2,600
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$78
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$78
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$49,115
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$49,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$44,574
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,000
Total non interest bearing cash at end of year2019-12-31$1,677
Total non interest bearing cash at end of year2019-12-31$1,677
Total non interest bearing cash at beginning of year2019-12-31$101,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,908,974
Value of net income/loss2019-12-31$4,908,974
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,307,924
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,307,924
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,398,950
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,398,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$55,374
Investment advisory and management fees2019-12-31$55,374
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,136,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,145,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,145,349
Interest earned on other investments2019-12-31$50,832
Income. Interest from US Government securities2019-12-31$121,918
Income. Interest from US Government securities2019-12-31$121,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,468,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,468,094
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$835,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$835,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$835,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$835,558
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$101,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$101,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$137,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$137,295
Asset value of US Government securities at end of year2019-12-31$6,186,668
Asset value of US Government securities at beginning of year2019-12-31$5,372,474
Asset value of US Government securities at beginning of year2019-12-31$5,372,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$921,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$921,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,019,070
Contributions received in cash from employer2019-12-31$1,019,070
Employer contributions (assets) at end of year2019-12-31$1,018,570
Employer contributions (assets) at end of year2019-12-31$1,018,570
Employer contributions (assets) at beginning of year2019-12-31$1,032,230
Income. Dividends from preferred stock2019-12-31$13,659
Income. Dividends from preferred stock2019-12-31$13,659
Income. Dividends from common stock2019-12-31$120,177
Income. Dividends from common stock2019-12-31$120,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$215,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$215,583
Contract administrator fees2019-12-31$48,940
Contract administrator fees2019-12-31$48,940
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$4,784,951
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$4,784,951
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$4,393,184
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$4,393,184
Liabilities. Value of benefit claims payable at end of year2019-12-31$600
Liabilities. Value of benefit claims payable at end of year2019-12-31$600
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$600
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$600
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$4,687,005
Aggregate proceeds on sale of assets2019-12-31$4,687,005
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,659,226
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,659,226
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WILLIAMS AND OLDS CPAS
Accountancy firm name2019-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2019-12-31010560759
Accountancy firm EIN2019-12-31010560759
2018 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-668,124
Total unrealized appreciation/depreciation of assets2018-12-31$-668,124
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,600
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,132,813
Total loss/gain on sale of assets2018-12-31$20,337
Total of all expenses incurred2018-12-31$464,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$373,931
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,120,970
Value of total assets at end of year2018-12-31$20,400,550
Value of total assets at beginning of year2018-12-31$18,732,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$90,707
Total interest from all sources2018-12-31$179,329
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$121,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$337,908
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$135,620
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$541,411
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$23,200
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,546,829
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$44,574
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$40,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,000
Administrative expenses (other) incurred2018-12-31$6,945
Liabilities. Value of operating payables at end of year2018-12-31$600
Liabilities. Value of operating payables at beginning of year2018-12-31$1,600
Total non interest bearing cash at end of year2018-12-31$101,978
Total non interest bearing cash at beginning of year2018-12-31$5,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,668,175
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,398,950
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,730,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$58,641
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,145,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,347,969
Interest earned on other investments2018-12-31$12,726
Income. Interest from US Government securities2018-12-31$153,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$835,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,407,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,407,293
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$12,677
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$137,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$229,843
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$5,372,474
Asset value of US Government securities at beginning of year2018-12-31$4,703,445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-641,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,032,730
Employer contributions (assets) at end of year2018-12-31$1,032,230
Employer contributions (assets) at beginning of year2018-12-31$989,768
Income. Dividends from preferred stock2018-12-31$13,293
Income. Dividends from common stock2018-12-31$108,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$373,931
Contract administrator fees2018-12-31$25,121
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$4,393,184
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,848,934
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,347,312
Aggregate carrying amount (costs) on sale of assets2018-12-31$5,326,975
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2018-12-31010560759
2017 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$609,143
Total unrealized appreciation/depreciation of assets2017-12-31$609,143
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$600
Total income from all sources (including contributions)2017-12-31$3,679,560
Total loss/gain on sale of assets2017-12-31$102,018
Total of all expenses incurred2017-12-31$456,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$391,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,458,534
Value of total assets at end of year2017-12-31$18,732,375
Value of total assets at beginning of year2017-12-31$15,507,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$64,574
Total interest from all sources2017-12-31$147,217
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$337,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$135,620
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$132,760
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$444,954
Participant contributions at end of year2017-12-31$23,200
Participant contributions at beginning of year2017-12-31$3,000
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,962
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$585
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$40,407
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$39,150
Administrative expenses (other) incurred2017-12-31$1,030
Liabilities. Value of operating payables at end of year2017-12-31$1,600
Liabilities. Value of operating payables at beginning of year2017-12-31$600
Total non interest bearing cash at end of year2017-12-31$5,896
Total non interest bearing cash at beginning of year2017-12-31$549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,223,511
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,730,775
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,507,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$55,139
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,347,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,467,774
Income. Interest from US Government securities2017-12-31$138,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,407,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$745,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$745,472
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$8,223
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$229,843
Asset value of US Government securities at end of year2017-12-31$4,703,445
Asset value of US Government securities at beginning of year2017-12-31$4,167,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,024,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$990,618
Employer contributions (assets) at end of year2017-12-31$989,768
Employer contributions (assets) at beginning of year2017-12-31$867,583
Income. Dividends from preferred stock2017-12-31$5,830
Income. Dividends from common stock2017-12-31$332,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$390,890
Contract administrator fees2017-12-31$8,405
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,848,934
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$3,083,925
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$3,166,974
Aggregate carrying amount (costs) on sale of assets2017-12-31$3,064,956
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2017-12-31010560759
2016 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$162,948
Total unrealized appreciation/depreciation of assets2016-12-31$162,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$600
Total income from all sources (including contributions)2016-12-31$2,198,259
Total loss/gain on sale of assets2016-12-31$-7,866
Total of all expenses incurred2016-12-31$969,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$933,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,360,798
Value of total assets at end of year2016-12-31$15,507,864
Value of total assets at beginning of year2016-12-31$14,278,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,514
Total interest from all sources2016-12-31$136,891
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$72,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$132,760
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$126,060
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$407,689
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$3,000
Participant contributions at beginning of year2016-12-31$11,100
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$84,676
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$39,150
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$36,084
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$75
Liabilities. Value of operating payables at end of year2016-12-31$600
Liabilities. Value of operating payables at beginning of year2016-12-31$600
Total non interest bearing cash at end of year2016-12-31$549
Total non interest bearing cash at beginning of year2016-12-31$1,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,229,061
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,507,264
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,278,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$31,619
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,467,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,006,786
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Income. Interest from US Government securities2016-12-31$129,630
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$745,472
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,077,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,077,086
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$7,261
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$4,167,651
Asset value of US Government securities at beginning of year2016-12-31$4,014,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$472,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$868,433
Employer contributions (assets) at end of year2016-12-31$867,583
Employer contributions (assets) at beginning of year2016-12-31$933,235
Income. Dividends from preferred stock2016-12-31$5,846
Income. Dividends from common stock2016-12-31$67,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$933,684
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$3,820
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$3,083,925
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$2,072,047
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,768,201
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,776,067
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2016-12-31010560759
2015 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-350,926
Total unrealized appreciation/depreciation of assets2015-12-31$-350,926
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,182,608
Total loss/gain on sale of assets2015-12-31$-42,838
Total of all expenses incurred2015-12-31$1,160,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,143,669
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,300,355
Value of total assets at end of year2015-12-31$14,278,803
Value of total assets at beginning of year2015-12-31$14,256,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$16,860
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$133,708
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$56,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$126,060
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$355,570
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$11,100
Participant contributions at beginning of year2015-12-31$56,850
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$36,084
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$32,173
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at end of year2015-12-31$600
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$1,639
Total non interest bearing cash at beginning of year2015-12-31$292,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$22,079
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,278,203
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,256,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$14,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,006,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,435,251
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$0
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$5,341
Income. Interest from US Government securities2015-12-31$123,307
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,077,086
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$808,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$808,066
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5,060
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$4,014,766
Asset value of US Government securities at beginning of year2015-12-31$3,659,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$85,525
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$944,785
Employer contributions (assets) at end of year2015-12-31$933,235
Employer contributions (assets) at beginning of year2015-12-31$762,429
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$56,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,143,669
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$2,000
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$2,072,047
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$3,209,332
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$2,213,080
Aggregate carrying amount (costs) on sale of assets2015-12-31$2,255,918
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2015-12-31010560759
2014 : SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$911,080
Total unrealized appreciation/depreciation of assets2014-12-31$911,080
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,035
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,787,179
Total loss/gain on sale of assets2014-12-31$1,200,822
Total of all expenses incurred2014-12-31$10,182,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,164,734
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,094,062
Value of total assets at end of year2014-12-31$14,273,008
Value of total assets at beginning of year2014-12-31$20,670,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$18,206
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$316,685
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$46,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$355
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$297,863
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Participant contributions at end of year2014-12-31$56,850
Participant contributions at beginning of year2014-12-31$4,300
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$32,173
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$145,329
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$2,035
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$2,115
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$292,280
Total non interest bearing cash at beginning of year2014-12-31$606,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$-6,395,761
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,273,008
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,668,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$15,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,544,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,175,403
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$0
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$55
Income. Interest from US Government securities2014-12-31$313,796
Income. Interest from corporate debt instruments2014-12-31$2,358
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$369,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,106,985
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,106,985
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$476
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$3,659,212
Asset value of US Government securities at beginning of year2014-12-31$10,885,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$217,929
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$796,199
Employer contributions (assets) at end of year2014-12-31$779,314
Employer contributions (assets) at beginning of year2014-12-31$699,987
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$46,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,164,734
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$175,529
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$124,702
Contract administrator fees2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$3,362,967
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,922,463
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$11,379,987
Aggregate carrying amount (costs) on sale of assets2014-12-31$10,179,165
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WILLIAMS AND OLDS CPAS
Accountancy firm EIN2014-12-31010560759

Form 5500 Responses for SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

2022: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SACRAMENTO ENT MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811710
Policy instance 1
Insurance contract or identification number811710
Number of Individuals Covered184
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811710
Policy instance 1
Insurance contract or identification number811710
Number of Individuals Covered187
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811710
Policy instance 1
Insurance contract or identification number811710
Number of Individuals Covered186
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811710
Policy instance 1
Insurance contract or identification number811710
Number of Individuals Covered144
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811710
Policy instance 1
Insurance contract or identification number811710
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811710
Policy instance 1
Insurance contract or identification number811710
Number of Individuals Covered161
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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