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FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 401k Plan overview

Plan NameFREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN
Plan identification number 001

FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

FREMONT BANCORPORATION has sponsored the creation of one or more 401k plans.

Company Name:FREMONT BANCORPORATION
Employer identification number (EIN):941707113
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about FREMONT BANCORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0567135

More information about FREMONT BANCORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01WANDA WILLIAMS
0012016-01-01WANDA WILLIAMS
0012015-01-01WANDA WILLIAMS
0012014-01-01WANDA WILLIAMS
0012013-01-01WANDA WILLIAMS
0012012-01-01WANDA WILLIAMS
0012011-01-01JACQUELINE MCCORMICK JACQUELINE MCCORMICK2012-10-15
0012009-01-01JACQUELINE MCCORMICK JACQUELINE MCCORMICK2010-10-14

Plan Statistics for FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN

401k plan membership statisitcs for FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN

Measure Date Value
2022: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,127
Total number of active participants reported on line 7a of the Form 55002022-01-01738
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01280
Total of all active and inactive participants2022-01-011,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,023
Number of participants with account balances2022-01-01946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01115
2021: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,187
Total number of active participants reported on line 7a of the Form 55002021-01-01908
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01219
Total of all active and inactive participants2021-01-011,127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-011,131
Number of participants with account balances2021-01-011,054
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0192
2020: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,131
Total number of active participants reported on line 7a of the Form 55002020-01-011,011
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01169
Total of all active and inactive participants2020-01-011,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,180
Number of participants with account balances2020-01-01990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0134
2019: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,063
Total number of active participants reported on line 7a of the Form 55002019-01-01882
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01239
Total of all active and inactive participants2019-01-011,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,124
Number of participants with account balances2019-01-01990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0149
2018: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,054
Total number of active participants reported on line 7a of the Form 55002018-01-01798
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01228
Total of all active and inactive participants2018-01-011,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-011,034
Number of participants with account balances2018-01-01844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0145
2017: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,061
Total number of active participants reported on line 7a of the Form 55002017-01-01851
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-01192
Total of all active and inactive participants2017-01-011,054
Total participants2017-01-011,054
Number of participants with account balances2017-01-01777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0145
2016: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,057
Total number of active participants reported on line 7a of the Form 55002016-01-01882
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01174
Total of all active and inactive participants2016-01-011,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,061
Number of participants with account balances2016-01-01760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0136
2015: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01663
Total number of active participants reported on line 7a of the Form 55002015-01-01824
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01232
Total of all active and inactive participants2015-01-011,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,057
Number of participants with account balances2015-01-01800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0132
2014: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01966
Total number of active participants reported on line 7a of the Form 55002014-01-01760
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01152
Total of all active and inactive participants2014-01-01913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01914
Number of participants with account balances2014-01-01657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,007
Total number of active participants reported on line 7a of the Form 55002013-01-01809
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01156
Total of all active and inactive participants2013-01-01965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01966
Number of participants with account balances2013-01-01672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0158
2012: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01842
Total number of active participants reported on line 7a of the Form 55002012-01-01892
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01114
Total of all active and inactive participants2012-01-011,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,007
Number of participants with account balances2012-01-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0136
2011: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01577
Total number of active participants reported on line 7a of the Form 55002011-01-01487
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0160
Total of all active and inactive participants2011-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01549
Number of participants with account balances2011-01-01542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0132
2009: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01502
Total number of active participants reported on line 7a of the Form 55002009-01-01433
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0168
Total of all active and inactive participants2009-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01503
Number of participants with account balances2009-01-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN

Measure Date Value
2022 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-4,196,580
Total unrealized appreciation/depreciation of assets2022-12-31$-4,196,580
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$4,487,106
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,469,948
Total income from all sources (including contributions)2022-12-31$-9,325,647
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$20,681,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$20,631,873
Expenses. Certain deemed distributions of participant loans2022-12-31$15,314
Value of total corrective distributions2022-12-31$12,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,802,865
Value of total assets at end of year2022-12-31$172,176,060
Value of total assets at beginning of year2022-12-31$199,165,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$21,826
Total interest from all sources2022-12-31$270,305
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,403,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,403,977
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,015,180
Participant contributions at end of year2022-12-31$1,374,121
Participant contributions at beginning of year2022-12-31$1,611,868
Participant contributions at end of year2022-12-31$153
Assets. Other investments not covered elsewhere at end of year2022-12-31$2,914,583
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,732,351
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$887,769
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$4,487,106
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,469,948
Other income not declared elsewhere2022-12-31$3,535,467
Administrative expenses (other) incurred2022-12-31$300
Total non interest bearing cash at end of year2022-12-31$318,383
Total non interest bearing cash at beginning of year2022-12-31$318,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-30,006,886
Value of net assets at end of year (total assets less liabilities)2022-12-31$167,688,954
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$197,695,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$87,981,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$108,057,028
Value of interest in pooled separate accounts at end of year2022-12-31$904,735
Value of interest in pooled separate accounts at beginning of year2022-12-31$977,265
Interest on participant loans2022-12-31$71,155
Interest earned on other investments2022-12-31$140,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$7,718,460
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$8,945,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$8,945,943
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$58,582
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$9,188,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$8,548,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-21,104,276
Net investment gain/loss from pooled separate accounts2022-12-31$-37,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$61,775,544
Assets. Invements in employer securities at beginning of year2022-12-31$65,974,008
Contributions received in cash from employer2022-12-31$2,899,916
Employer contributions (assets) at end of year2022-12-31$61
Employer contributions (assets) at beginning of year2022-12-31$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$20,631,873
Contract administrator fees2022-12-31$21,526
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$3,075,469
Total unrealized appreciation/depreciation of assets2021-12-31$3,075,469
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,469,948
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,172,764
Expenses. Interest paid2021-12-31$65,618
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$65,618
Total income from all sources (including contributions)2021-12-31$37,467,263
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,566,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,500,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$11,786,703
Value of total assets at end of year2021-12-31$199,165,788
Value of total assets at beginning of year2021-12-31$172,967,984
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$377
Total interest from all sources2021-12-31$232,589
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,282,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,282,881
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,675,318
Participant contributions at end of year2021-12-31$1,611,868
Participant contributions at beginning of year2021-12-31$1,560,496
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,732,351
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,744,648
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$960,754
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$13,893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,469,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,172,764
Other income not declared elsewhere2021-12-31$6,294,531
Administrative expenses (other) incurred2021-12-31$377
Total non interest bearing cash at end of year2021-12-31$318,383
Total non interest bearing cash at beginning of year2021-12-31$318,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$26,900,620
Value of net assets at end of year (total assets less liabilities)2021-12-31$197,695,840
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$170,795,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$108,057,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$85,296,666
Value of interest in pooled separate accounts at end of year2021-12-31$977,265
Value of interest in pooled separate accounts at beginning of year2021-12-31$782,725
Interest on participant loans2021-12-31$82,151
Interest earned on other investments2021-12-31$137,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$8,945,943
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$8,965,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$8,965,630
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$13,281
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$8,548,942
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,387,045
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,799,189
Net investment gain/loss from pooled separate accounts2021-12-31$-4,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$65,974,008
Assets. Invements in employer securities at beginning of year2021-12-31$62,898,538
Contributions received in cash from employer2021-12-31$3,150,631
Employer contributions (assets) at end of year2021-12-31$1,000,000
Employer contributions (assets) at beginning of year2021-12-31$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,500,648
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$4,726,361
Total unrealized appreciation/depreciation of assets2020-12-31$4,726,361
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,172,764
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,854,747
Expenses. Interest paid2020-12-31$86,450
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$86,450
Total income from all sources (including contributions)2020-12-31$36,693,316
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,380,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,287,078
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$4,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,433,182
Value of total assets at end of year2020-12-31$172,967,984
Value of total assets at beginning of year2020-12-31$144,337,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,879
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$268,400
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,047,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,047,132
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$6,749,951
Participant contributions at end of year2020-12-31$1,560,496
Participant contributions at beginning of year2020-12-31$1,490,172
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,744,648
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,556,759
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,756,460
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$13,893
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$24,949
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,172,764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,854,747
Other income not declared elsewhere2020-12-31$8,907,496
Administrative expenses (other) incurred2020-12-31$320
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$318,343
Total non interest bearing cash at beginning of year2020-12-31$318,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$29,312,527
Value of net assets at end of year (total assets less liabilities)2020-12-31$170,795,220
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$141,482,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$85,296,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$67,915,845
Value of interest in pooled separate accounts at end of year2020-12-31$782,725
Value of interest in pooled separate accounts at beginning of year2020-12-31$437,985
Interest on participant loans2020-12-31$82,593
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$155,176
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$8,965,630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$5,874,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$5,874,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$30,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,387,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,546,913
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,283,993
Net investment gain/loss from pooled separate accounts2020-12-31$26,752
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$62,898,538
Assets. Invements in employer securities at beginning of year2020-12-31$58,172,177
Contributions received in cash from employer2020-12-31$2,926,771
Employer contributions (assets) at end of year2020-12-31$1,000,000
Employer contributions (assets) at beginning of year2020-12-31$1,000,000
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,287,078
Contract administrator fees2020-12-31$2,559
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-908,785
Total unrealized appreciation/depreciation of assets2019-12-31$-908,785
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,854,747
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,516,968
Expenses. Interest paid2019-12-31$106,213
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$106,213
Total income from all sources (including contributions)2019-12-31$28,616,169
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,782,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,656,017
Expenses. Certain deemed distributions of participant loans2019-12-31$15,967
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,915,695
Value of total assets at end of year2019-12-31$144,337,440
Value of total assets at beginning of year2019-12-31$127,166,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,717
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$360,201
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,089,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,089,185
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$5,904,215
Participant contributions at end of year2019-12-31$1,490,172
Participant contributions at beginning of year2019-12-31$1,279,284
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,556,759
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,354,957
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$24,949
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$7,108
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,854,747
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$3,516,968
Other income not declared elsewhere2019-12-31$5,953,340
Administrative expenses (other) incurred2019-12-31$350
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$318,363
Total non interest bearing cash at beginning of year2019-12-31$319,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$17,833,255
Value of net assets at end of year (total assets less liabilities)2019-12-31$141,482,693
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$123,649,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$67,915,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,025,950
Value of interest in pooled separate accounts at end of year2019-12-31$437,985
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$76,020
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$154,692
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,874,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,453,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,453,606
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$129,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,546,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,200,161
Net investment gain/loss from pooled separate accounts2019-12-31$6,372
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$58,172,177
Assets. Invements in employer securities at beginning of year2019-12-31$59,080,962
Contributions received in cash from employer2019-12-31$2,656,523
Employer contributions (assets) at end of year2019-12-31$1,000,000
Employer contributions (assets) at beginning of year2019-12-31$1,000,000
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,656,017
Contract administrator fees2019-12-31$4,367
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,828,860
Total unrealized appreciation/depreciation of assets2018-12-31$-1,828,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,516,968
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,893,184
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,880,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,873,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,642,976
Value of total assets at end of year2018-12-31$127,166,406
Value of total assets at beginning of year2018-12-31$125,636,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,181
Total interest from all sources2018-12-31$171,352
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,838,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,335,157
Participant contributions at end of year2018-12-31$1,279,284
Participant contributions at beginning of year2018-12-31$1,121,031
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$81
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$951,681
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$7,108
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$3,516,968
Other income not declared elsewhere2018-12-31$3,895,632
Total non interest bearing cash at end of year2018-12-31$319,496
Total non interest bearing cash at beginning of year2018-12-31$319,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,987,449
Value of net assets at end of year (total assets less liabilities)2018-12-31$123,649,438
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$125,636,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,025,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$59,072,908
Interest on participant loans2018-12-31$60,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$6,453,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$8,629,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$8,629,229
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$110,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,826,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$59,080,962
Assets. Invements in employer securities at beginning of year2018-12-31$55,494,271
Contributions received in cash from employer2018-12-31$2,356,138
Employer contributions (assets) at end of year2018-12-31$1,000,000
Employer contributions (assets) at beginning of year2018-12-31$1,000,000
Income. Dividends from common stock2018-12-31$4,838,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,873,452
Contract administrator fees2018-12-31$7,181
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$12,145,257
Total unrealized appreciation/depreciation of assets2017-12-31$12,145,257
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$25,643,325
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,452,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,443,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,546,916
Value of total assets at end of year2017-12-31$125,636,887
Value of total assets at beginning of year2017-12-31$109,446,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,856
Total interest from all sources2017-12-31$90,968
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,559,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,513,832
Participant contributions at end of year2017-12-31$1,121,031
Participant contributions at beginning of year2017-12-31$1,075,851
Participant contributions at end of year2017-12-31$81
Participant contributions at beginning of year2017-12-31$115
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$275,579
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,944
Other income not declared elsewhere2017-12-31$2,300,879
Total non interest bearing cash at end of year2017-12-31$319,367
Total non interest bearing cash at beginning of year2017-12-31$319,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,190,678
Value of net assets at end of year (total assets less liabilities)2017-12-31$125,636,887
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$109,446,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$59,072,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$48,410,621
Interest on participant loans2017-12-31$45,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$8,629,229
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,804,249
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,804,249
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$45,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$55,494,271
Assets. Invements in employer securities at beginning of year2017-12-31$49,833,363
Contributions received in cash from employer2017-12-31$1,757,505
Employer contributions (assets) at end of year2017-12-31$1,000,000
Employer contributions (assets) at beginning of year2017-12-31$1,000,014
Income. Dividends from common stock2017-12-31$4,559,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,443,791
Contract administrator fees2017-12-31$8,856
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$10,422,510
Total unrealized appreciation/depreciation of assets2016-12-31$10,422,510
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$23,264,797
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,495,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,480,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,587,678
Value of total assets at end of year2016-12-31$109,446,209
Value of total assets at beginning of year2016-12-31$93,676,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,493
Total interest from all sources2016-12-31$65,304
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,959,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,431,978
Participant contributions at end of year2016-12-31$1,075,851
Participant contributions at beginning of year2016-12-31$1,238,034
Participant contributions at end of year2016-12-31$115
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$403,871
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,944
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$555
Other income not declared elsewhere2016-12-31$1,230,238
Total non interest bearing cash at end of year2016-12-31$319,052
Total non interest bearing cash at beginning of year2016-12-31$319,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$15,769,581
Value of net assets at end of year (total assets less liabilities)2016-12-31$109,446,209
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$93,676,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$48,410,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$41,759,851
Interest on participant loans2016-12-31$48,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,804,249
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$7,770,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$7,770,769
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$17,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$49,833,363
Assets. Invements in employer securities at beginning of year2016-12-31$41,571,142
Contributions received in cash from employer2016-12-31$1,751,829
Employer contributions (assets) at end of year2016-12-31$1,000,014
Employer contributions (assets) at beginning of year2016-12-31$1,017,000
Income. Dividends from common stock2016-12-31$4,959,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,480,723
Contract administrator fees2016-12-31$14,493
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$4,662,164
Total unrealized appreciation/depreciation of assets2015-12-31$4,662,164
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,423,855
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,097,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,084,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,003,395
Value of total assets at end of year2015-12-31$93,676,628
Value of total assets at beginning of year2015-12-31$88,349,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,366
Total interest from all sources2015-12-31$63,260
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,429,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,429,143
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,077,880
Participant contributions at end of year2015-12-31$1,238,034
Participant contributions at beginning of year2015-12-31$978,167
Participant contributions at beginning of year2015-12-31$1,036
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$236,666
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$555
Other income not declared elsewhere2015-12-31$5,249,809
Total non interest bearing cash at end of year2015-12-31$319,277
Total non interest bearing cash at beginning of year2015-12-31$319,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,326,717
Value of net assets at end of year (total assets less liabilities)2015-12-31$93,676,628
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$88,349,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$41,759,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$41,297,933
Interest on participant loans2015-12-31$45,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$7,770,769
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$7,944,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$7,944,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$17,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,983,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$41,571,142
Assets. Invements in employer securities at beginning of year2015-12-31$36,908,978
Contributions received in cash from employer2015-12-31$1,688,849
Employer contributions (assets) at end of year2015-12-31$1,017,000
Employer contributions (assets) at beginning of year2015-12-31$900,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,084,772
Contract administrator fees2015-12-31$12,366
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4,779,258
Total unrealized appreciation/depreciation of assets2014-12-31$4,779,258
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$16,146,981
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$17,007,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$16,996,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,134,158
Value of total assets at end of year2014-12-31$88,349,911
Value of total assets at beginning of year2014-12-31$89,210,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,543
Total interest from all sources2014-12-31$70,551
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,910,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,910,984
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,587,689
Participant contributions at end of year2014-12-31$978,167
Participant contributions at beginning of year2014-12-31$812,487
Participant contributions at end of year2014-12-31$1,036
Participant contributions at beginning of year2014-12-31$4,368
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$31,918
Other income not declared elsewhere2014-12-31$3,798,593
Administrative expenses (other) incurred2014-12-31$11,543
Total non interest bearing cash at end of year2014-12-31$319,377
Total non interest bearing cash at beginning of year2014-12-31$319,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-860,696
Value of net assets at end of year (total assets less liabilities)2014-12-31$88,349,911
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$89,210,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$41,297,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$38,119,297
Interest on participant loans2014-12-31$37,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$7,944,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$16,725,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$16,725,433
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$32,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$453,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$36,908,978
Assets. Invements in employer securities at beginning of year2014-12-31$32,129,720
Contributions received in cash from employer2014-12-31$1,514,551
Employer contributions (assets) at end of year2014-12-31$900,281
Employer contributions (assets) at beginning of year2014-12-31$1,100,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$16,996,134
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,056,795
Total unrealized appreciation/depreciation of assets2013-12-31$4,056,795
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$23,007,931
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,735,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,724,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,225,277
Value of total assets at end of year2013-12-31$89,210,607
Value of total assets at beginning of year2013-12-31$74,937,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,825
Total interest from all sources2013-12-31$67,984
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,006,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,006,562
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,786,825
Participant contributions at end of year2013-12-31$812,487
Participant contributions at beginning of year2013-12-31$763,784
Participant contributions at end of year2013-12-31$4,368
Participant contributions at beginning of year2013-12-31$351
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$942,993
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$731,892
Other income not declared elsewhere2013-12-31$7,103,193
Administrative expenses (other) incurred2013-12-31$10,825
Total non interest bearing cash at end of year2013-12-31$319,227
Total non interest bearing cash at beginning of year2013-12-31$319,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$14,272,700
Value of net assets at end of year (total assets less liabilities)2013-12-31$89,210,607
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$74,937,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$38,119,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,349,526
Interest on participant loans2013-12-31$32,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$16,725,433
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$18,210,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$18,210,777
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$35,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,548,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$32,129,720
Assets. Invements in employer securities at beginning of year2013-12-31$28,072,925
Contributions received in cash from employer2013-12-31$1,706,560
Employer contributions (assets) at end of year2013-12-31$1,100,075
Employer contributions (assets) at beginning of year2013-12-31$1,278,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,724,406
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$9,276,850
Total unrealized appreciation/depreciation of assets2012-12-31$9,276,850
Total income from all sources (including contributions)2012-12-31$24,414,083
Total of all expenses incurred2012-12-31$4,564,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,514,914
Expenses. Certain deemed distributions of participant loans2012-12-31$40,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,332,074
Value of total assets at end of year2012-12-31$74,937,907
Value of total assets at beginning of year2012-12-31$55,088,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,824
Total interest from all sources2012-12-31$60,190
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$491,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$491,045
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,211,703
Participant contributions at end of year2012-12-31$763,784
Participant contributions at end of year2012-12-31$351
Assets. Other investments not covered elsewhere at end of year2012-12-31$942,993
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$293,020
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$26,120,327
Other income not declared elsewhere2012-12-31$6,872,955
Administrative expenses (other) incurred2012-12-31$8,824
Total non interest bearing cash at end of year2012-12-31$319,252
Total non interest bearing cash at beginning of year2012-12-31$318,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$19,849,901
Value of net assets at end of year (total assets less liabilities)2012-12-31$74,937,907
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$55,088,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,349,526
Interest on participant loans2012-12-31$33,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$18,210,777
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$9,003,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$9,003,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$26,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,380,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$28,072,925
Assets. Invements in employer securities at beginning of year2012-12-31$18,646,075
Contributions received in cash from employer2012-12-31$1,827,351
Employer contributions (assets) at end of year2012-12-31$1,278,299
Employer contributions (assets) at beginning of year2012-12-31$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,514,914
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$3,060,450
Total unrealized appreciation/depreciation of assets2011-12-31$3,060,450
Total transfer of assets to this plan2011-12-31$26,120,325
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$469,392
Expenses. Interest paid2011-12-31$2,836
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$2,836
Total income from all sources (including contributions)2011-12-31$7,513,695
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,570,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,566,826
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,000,000
Value of total assets at end of year2011-12-31$55,088,006
Value of total assets at beginning of year2011-12-31$24,493,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$450
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$30,640
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$26,120,327
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,748,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$469,392
Other income not declared elsewhere2011-12-31$3,422,603
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$318,383
Total non interest bearing cash at beginning of year2011-12-31$318,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$4,943,583
Value of net assets at end of year (total assets less liabilities)2011-12-31$55,088,006
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$24,024,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$450
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$9,003,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,255,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,255,536
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$30,640
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$18,646,075
Assets. Invements in employer securities at beginning of year2011-12-31$15,585,625
Contributions received in cash from employer2011-12-31$1,000,000
Employer contributions (assets) at end of year2011-12-31$1,000,000
Employer contributions (assets) at beginning of year2011-12-31$585,000
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$2
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,566,826
Contract administrator fees2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-283,376
Total unrealized appreciation/depreciation of assets2010-12-31$-283,376
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$469,392
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$593,579
Expenses. Interest paid2010-12-31$20,536
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$20,536
Total income from all sources (including contributions)2010-12-31$3,726,438
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,644,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,623,703
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$585,000
Value of total assets at end of year2010-12-31$24,493,490
Value of total assets at beginning of year2010-12-31$22,535,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$415
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$12,167
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$10,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,748,946
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$9,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$469,392
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$592,008
Other income not declared elsewhere2010-12-31$3,402,469
Administrative expenses (other) incurred2010-12-31$115
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$318,383
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$2,081,784
Value of net assets at end of year (total assets less liabilities)2010-12-31$24,024,098
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,942,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,255,536
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$6,157,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$6,157,870
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$12,167
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$15,585,625
Assets. Invements in employer securities at beginning of year2010-12-31$15,869,000
Contributions received in cash from employer2010-12-31$585,000
Employer contributions (assets) at end of year2010-12-31$585,000
Employer contributions (assets) at beginning of year2010-12-31$500,000
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$10,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,623,703
Contract administrator fees2010-12-31$300
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$1,571
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31SENSIBA SAN FILIPPO
Accountancy firm EIN2010-12-31942370906
2009 : FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN

2022: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FREMONT BANK AND FREMONT BANCORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered997
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number468187
Policy instance 2
Insurance contract or identification number468187
Number of Individuals Covered997
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1116
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number468187
Policy instance 2
Insurance contract or identification number468187
Number of Individuals Covered1116
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1172
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number468187
Policy instance 2
Insurance contract or identification number468187
Number of Individuals Covered1172
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1105
Insurance policy start date2019-02-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number468187
Policy instance 2
Insurance contract or identification number468187
Number of Individuals Covered1105
Insurance policy start date2019-02-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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