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KOMATSU AMERICA CORP. SAVINGS PLAN 401k Plan overview

Plan NameKOMATSU AMERICA CORP. SAVINGS PLAN
Plan identification number 002

KOMATSU AMERICA CORP. SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KOMATSU AMERICA CORP has sponsored the creation of one or more 401k plans.

Company Name:KOMATSU AMERICA CORP
Employer identification number (EIN):941715128
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOMATSU AMERICA CORP. SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MATTHEW STUART2023-10-09
0022021-01-01MATTHEW STUART2022-10-13
0022020-01-01MATTHEW STUART2021-10-13
0022019-01-01MATTHEW STUART2020-10-14
0022018-01-01
0022017-01-01MATTHEW STUART JEFF EMANS2018-09-19
0022016-01-01MERRILL GAD JEFF EMANS2017-10-06
0022015-01-01MERRILL GAD JEFF EMANS2016-08-30
0022014-01-01MERRILL GAD BRADLEY PERLSTEIN2015-10-06
0022013-01-01BRAD PERLSTEIN JIM FRENCH2014-11-16
0022012-01-01BRAD PERLSTEIN JIM FRENCH2013-10-15
0022011-01-01LAUREN JAY
0022009-01-01NOREEN CLEARY NOREEN CLEARY2010-10-11

Plan Statistics for KOMATSU AMERICA CORP. SAVINGS PLAN

401k plan membership statisitcs for KOMATSU AMERICA CORP. SAVINGS PLAN

Measure Date Value
2022: KOMATSU AMERICA CORP. SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,977
Total number of active participants reported on line 7a of the Form 55002022-01-013,591
Number of retired or separated participants receiving benefits2022-01-0119
Number of other retired or separated participants entitled to future benefits2022-01-01565
Total of all active and inactive participants2022-01-014,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0112
Total participants2022-01-014,187
Number of participants with account balances2022-01-013,410
2021: KOMATSU AMERICA CORP. SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,781
Total number of active participants reported on line 7a of the Form 55002021-01-013,430
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-01515
Total of all active and inactive participants2021-01-013,963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0114
Total participants2021-01-013,977
Number of participants with account balances2021-01-013,467
2020: KOMATSU AMERICA CORP. SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,599
Total number of active participants reported on line 7a of the Form 55002020-01-013,294
Number of retired or separated participants receiving benefits2020-01-018
Number of other retired or separated participants entitled to future benefits2020-01-01466
Total of all active and inactive participants2020-01-013,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-013,781
Number of participants with account balances2020-01-013,505
2019: KOMATSU AMERICA CORP. SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,773
Total number of active participants reported on line 7a of the Form 55002019-01-013,241
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-011,332
Total of all active and inactive participants2019-01-014,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0121
Total participants2019-01-014,599
Number of participants with account balances2019-01-013,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011,242
2018: KOMATSU AMERICA CORP. SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,466
Total number of active participants reported on line 7a of the Form 55002018-01-013,275
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01480
Total of all active and inactive participants2018-01-013,755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0118
Total participants2018-01-013,773
Number of participants with account balances2018-01-013,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KOMATSU AMERICA CORP. SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,277
Total number of active participants reported on line 7a of the Form 55002017-01-013,010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01442
Total of all active and inactive participants2017-01-013,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0114
Total participants2017-01-013,466
Number of participants with account balances2017-01-013,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: KOMATSU AMERICA CORP. SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,163
Total number of active participants reported on line 7a of the Form 55002016-01-012,854
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01413
Total of all active and inactive participants2016-01-013,267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0110
Total participants2016-01-013,277
Number of participants with account balances2016-01-012,877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: KOMATSU AMERICA CORP. SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,208
Total number of active participants reported on line 7a of the Form 55002015-01-012,730
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01423
Total of all active and inactive participants2015-01-013,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0110
Total participants2015-01-013,163
Number of participants with account balances2015-01-012,802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: KOMATSU AMERICA CORP. SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,048
Total number of active participants reported on line 7a of the Form 55002014-01-012,796
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01404
Total of all active and inactive participants2014-01-013,200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-013,208
Number of participants with account balances2014-01-012,829
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: KOMATSU AMERICA CORP. SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,218
Total number of active participants reported on line 7a of the Form 55002013-01-012,648
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01392
Total of all active and inactive participants2013-01-013,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-013,048
Number of participants with account balances2013-01-012,711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KOMATSU AMERICA CORP. SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,095
Total number of active participants reported on line 7a of the Form 55002012-01-012,821
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01393
Total of all active and inactive participants2012-01-013,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-013,218
Number of participants with account balances2012-01-012,701
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KOMATSU AMERICA CORP. SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,547
Total number of active participants reported on line 7a of the Form 55002011-01-012,654
Number of other retired or separated participants entitled to future benefits2011-01-01438
Total of all active and inactive participants2011-01-013,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-013,095
Number of participants with account balances2011-01-012,528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: KOMATSU AMERICA CORP. SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,837
Total number of active participants reported on line 7a of the Form 55002009-01-011,932
Number of other retired or separated participants entitled to future benefits2009-01-01440
Total of all active and inactive participants2009-01-012,372
Total participants2009-01-012,372
Number of participants with account balances2009-01-012,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0123

Financial Data on KOMATSU AMERICA CORP. SAVINGS PLAN

Measure Date Value
2022 : KOMATSU AMERICA CORP. SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-893,453
Total unrealized appreciation/depreciation of assets2022-12-31$-893,453
Total income from all sources (including contributions)2022-12-31$-33,468,535
Total loss/gain on sale of assets2022-12-31$-380,527
Total of all expenses incurred2022-12-31$49,810,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$49,335,157
Expenses. Certain deemed distributions of participant loans2022-12-31$85,351
Value of total corrective distributions2022-12-31$888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$36,864,119
Value of total assets at end of year2022-12-31$382,275,234
Value of total assets at beginning of year2022-12-31$465,554,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$389,342
Total interest from all sources2022-12-31$208,647
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$350,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$321,579
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$171
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$302
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,099,680
Participant contributions at end of year2022-12-31$3,466,878
Participant contributions at beginning of year2022-12-31$3,774,348
Assets. Other investments not covered elsewhere at end of year2022-12-31$9
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,070,752
Administrative expenses (other) incurred2022-12-31$213,482
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$2,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-83,279,273
Value of net assets at end of year (total assets less liabilities)2022-12-31$382,275,234
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$465,554,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$175,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,674,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$20,214,332
Interest on participant loans2022-12-31$177,064
Income. Interest from US Government securities2022-12-31$203
Value of interest in common/collective trusts at end of year2022-12-31$363,817,747
Value of interest in common/collective trusts at beginning of year2022-12-31$435,722,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,293,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,430,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,430,972
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$31,380
Asset value of US Government securities at end of year2022-12-31$24,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,578,581
Net investment gain or loss from common/collective trusts2022-12-31$-67,039,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$14,693,687
Employer contributions (assets) at end of year2022-12-31$465,532
Employer contributions (assets) at beginning of year2022-12-31$386,098
Income. Dividends from common stock2022-12-31$29,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$49,335,157
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$2,533,252
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,022,862
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$3,128,076
Aggregate carrying amount (costs) on sale of assets2022-12-31$3,508,603
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : KOMATSU AMERICA CORP. SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-51,828
Total unrealized appreciation/depreciation of assets2021-12-31$-51,828
Total transfer of assets to this plan2021-12-31$2,149,778
Total income from all sources (including contributions)2021-12-31$88,323,366
Total loss/gain on sale of assets2021-12-31$131,705
Total of all expenses incurred2021-12-31$40,301,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$39,698,118
Expenses. Certain deemed distributions of participant loans2021-12-31$207,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$36,591,228
Value of total assets at end of year2021-12-31$465,554,507
Value of total assets at beginning of year2021-12-31$415,382,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$396,140
Total interest from all sources2021-12-31$203,505
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$489,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$455,278
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$302
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$20,179,866
Participant contributions at end of year2021-12-31$3,774,348
Participant contributions at beginning of year2021-12-31$4,115,213
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$940
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,794,590
Administrative expenses (other) incurred2021-12-31$213,170
Total non interest bearing cash at end of year2021-12-31$2,969
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$48,021,787
Value of net assets at end of year (total assets less liabilities)2021-12-31$465,554,507
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$415,382,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$182,970
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$20,214,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,415,738
Interest on participant loans2021-12-31$203,037
Value of interest in common/collective trusts at end of year2021-12-31$435,722,624
Value of interest in common/collective trusts at beginning of year2021-12-31$389,959,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,430,972
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,003,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,003,832
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,211,797
Net investment gain or loss from common/collective trusts2021-12-31$49,747,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$14,616,772
Employer contributions (assets) at end of year2021-12-31$386,098
Employer contributions (assets) at beginning of year2021-12-31$148,640
Income. Dividends from common stock2021-12-31$33,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$39,698,118
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,022,862
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,739,167
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$12,946,597
Aggregate carrying amount (costs) on sale of assets2021-12-31$12,814,892
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : KOMATSU AMERICA CORP. SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$230,232
Total unrealized appreciation/depreciation of assets2020-12-31$230,232
Total income from all sources (including contributions)2020-12-31$85,998,698
Total loss/gain on sale of assets2020-12-31$122,703
Total of all expenses incurred2020-12-31$39,337,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$38,820,056
Expenses. Certain deemed distributions of participant loans2020-12-31$57,383
Value of total corrective distributions2020-12-31$96,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$34,483,064
Value of total assets at end of year2020-12-31$415,382,942
Value of total assets at beginning of year2020-12-31$368,721,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$363,066
Total interest from all sources2020-12-31$424,624
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,833,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,816,971
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$19,667,398
Participant contributions at end of year2020-12-31$4,115,213
Participant contributions at beginning of year2020-12-31$4,170,642
Assets. Other investments not covered elsewhere at end of year2020-12-31$940
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,800,740
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,382,571
Administrative expenses (other) incurred2020-12-31$215,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$46,661,646
Value of net assets at end of year (total assets less liabilities)2020-12-31$415,382,942
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$368,721,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$147,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,415,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$118,804,728
Interest on participant loans2020-12-31$224,876
Income. Interest from corporate debt instruments2020-12-31$3,555
Value of interest in common/collective trusts at end of year2020-12-31$389,959,412
Value of interest in common/collective trusts at beginning of year2020-12-31$200,616,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,003,832
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$38,149,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$38,149,012
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$196,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$20,896,664
Net investment gain or loss from common/collective trusts2020-12-31$28,007,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$13,433,095
Employer contributions (assets) at end of year2020-12-31$148,640
Employer contributions (assets) at beginning of year2020-12-31$180,095
Income. Dividends from common stock2020-12-31$16,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$38,820,056
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,739,167
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$10,704,949
Aggregate carrying amount (costs) on sale of assets2020-12-31$10,582,246
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : KOMATSU AMERICA CORP. SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$25,988,718
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$25,988,718
Total unrealized appreciation/depreciation of assets2019-12-31$25,988,718
Total unrealized appreciation/depreciation of assets2019-12-31$25,988,718
Total income from all sources (including contributions)2019-12-31$92,449,853
Total income from all sources (including contributions)2019-12-31$92,449,853
Total of all expenses incurred2019-12-31$33,739,929
Total of all expenses incurred2019-12-31$33,739,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$33,510,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$33,510,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$33,399,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$33,399,113
Value of total assets at end of year2019-12-31$368,721,296
Value of total assets at end of year2019-12-31$368,721,296
Value of total assets at beginning of year2019-12-31$310,011,372
Value of total assets at beginning of year2019-12-31$310,011,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$229,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$229,644
Total interest from all sources2019-12-31$562,197
Total interest from all sources2019-12-31$562,197
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,552,932
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,552,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,552,932
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,552,932
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$18,735,528
Contributions received from participants2019-12-31$18,735,528
Participant contributions at end of year2019-12-31$4,170,642
Participant contributions at end of year2019-12-31$4,170,642
Participant contributions at beginning of year2019-12-31$4,319,192
Participant contributions at beginning of year2019-12-31$4,319,192
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,800,740
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,800,740
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,490,005
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,490,005
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,090,367
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,090,367
Other income not declared elsewhere2019-12-31$655,037
Other income not declared elsewhere2019-12-31$655,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$58,709,924
Value of net income/loss2019-12-31$58,709,924
Value of net assets at end of year (total assets less liabilities)2019-12-31$368,721,296
Value of net assets at end of year (total assets less liabilities)2019-12-31$368,721,296
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$310,011,372
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$310,011,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$229,644
Investment advisory and management fees2019-12-31$229,644
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$118,804,728
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$118,804,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$93,094,171
Interest on participant loans2019-12-31$218,563
Interest on participant loans2019-12-31$218,563
Value of interest in common/collective trusts at end of year2019-12-31$200,616,079
Value of interest in common/collective trusts at end of year2019-12-31$200,616,079
Value of interest in common/collective trusts at beginning of year2019-12-31$168,251,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$38,149,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$38,149,012
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$38,666,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$38,666,954
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$38,666,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$38,666,954
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$343,634
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$343,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$605,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$605,320
Net investment gain or loss from common/collective trusts2019-12-31$28,686,536
Net investment gain or loss from common/collective trusts2019-12-31$28,686,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$12,573,218
Contributions received in cash from employer2019-12-31$12,573,218
Employer contributions (assets) at end of year2019-12-31$180,095
Employer contributions (assets) at end of year2019-12-31$180,095
Employer contributions (assets) at beginning of year2019-12-31$189,209
Employer contributions (assets) at beginning of year2019-12-31$189,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$33,510,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$33,510,285
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : KOMATSU AMERICA CORP. SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$62,953
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$20,614,154
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$21,431,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,376,649
Value of total corrective distributions2018-12-31$3,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$36,544,805
Value of total assets at end of year2018-12-31$310,011,372
Value of total assets at beginning of year2018-12-31$310,765,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,129
Total interest from all sources2018-12-31$444,625
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,838,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,838,756
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$16,755,872
Participant contributions at end of year2018-12-31$4,319,192
Participant contributions at beginning of year2018-12-31$4,198,312
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,490,005
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,826,340
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,765,075
Other income not declared elsewhere2018-12-31$-649,507
Administrative expenses (other) incurred2018-12-31$35,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-816,912
Value of net assets at end of year (total assets less liabilities)2018-12-31$310,011,372
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$310,765,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,675
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$93,094,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$130,465,922
Income. Interest from loans (other than to participants)2018-12-31$196,672
Value of interest in common/collective trusts at end of year2018-12-31$168,251,841
Value of interest in common/collective trusts at beginning of year2018-12-31$170,137,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$38,666,954
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$247,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,526,014
Net investment gain or loss from common/collective trusts2018-12-31$-9,038,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$10,023,858
Employer contributions (assets) at end of year2018-12-31$189,209
Employer contributions (assets) at beginning of year2018-12-31$136,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,376,649
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : KOMATSU AMERICA CORP. SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$39,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$65,681,007
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$19,635,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$19,599,311
Value of total corrective distributions2017-12-31$2,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$27,646,597
Value of total assets at end of year2017-12-31$310,765,331
Value of total assets at beginning of year2017-12-31$264,680,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$34,133
Total interest from all sources2017-12-31$182,489
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,377,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,377,671
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$14,566,378
Participant contributions at end of year2017-12-31$4,198,312
Participant contributions at beginning of year2017-12-31$4,431,220
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,826,340
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,943,322
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,226,704
Other income not declared elsewhere2017-12-31$713,090
Administrative expenses (other) incurred2017-12-31$21,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$46,045,532
Value of net assets at end of year (total assets less liabilities)2017-12-31$310,765,331
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$264,680,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,958
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$130,465,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$109,216,007
Interest on participant loans2017-12-31$182,489
Value of interest in common/collective trusts at end of year2017-12-31$170,137,864
Value of interest in common/collective trusts at beginning of year2017-12-31$145,998,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,962,479
Net investment gain or loss from common/collective trusts2017-12-31$22,798,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,853,515
Employer contributions (assets) at end of year2017-12-31$136,893
Employer contributions (assets) at beginning of year2017-12-31$91,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$19,599,311
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : KOMATSU AMERICA CORP. SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$38,937,717
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$16,794,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$16,760,222
Value of total corrective distributions2016-12-31$866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,117,407
Value of total assets at end of year2016-12-31$264,680,566
Value of total assets at beginning of year2016-12-31$242,537,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$33,081
Total interest from all sources2016-12-31$173,382
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,243,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,243,562
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$12,901,738
Participant contributions at end of year2016-12-31$4,431,220
Participant contributions at beginning of year2016-12-31$4,146,694
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,943,322
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,303,482
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,260,451
Other income not declared elsewhere2016-12-31$78,609
Administrative expenses (other) incurred2016-12-31$22,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$22,143,548
Value of net assets at end of year (total assets less liabilities)2016-12-31$264,680,566
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$242,537,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,731
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$109,216,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$93,561,398
Interest on participant loans2016-12-31$173,382
Value of interest in common/collective trusts at end of year2016-12-31$145,998,797
Value of interest in common/collective trusts at beginning of year2016-12-31$141,392,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,162,697
Net investment gain or loss from common/collective trusts2016-12-31$9,162,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,955,218
Employer contributions (assets) at end of year2016-12-31$91,220
Employer contributions (assets) at beginning of year2016-12-31$133,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$16,760,222
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : KOMATSU AMERICA CORP. SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$4,402,045
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$19,563,586
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$31,193,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$31,167,217
Value of total corrective distributions2015-12-31$277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$20,470,882
Value of total assets at end of year2015-12-31$242,537,018
Value of total assets at beginning of year2015-12-31$249,764,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,927
Total interest from all sources2015-12-31$174,992
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,174,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,174,641
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$12,147,692
Participant contributions at end of year2015-12-31$4,146,694
Participant contributions at beginning of year2015-12-31$4,323,200
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$240,175
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,303,482
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,260,999
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$832,391
Other income not declared elsewhere2015-12-31$-149,390
Administrative expenses (other) incurred2015-12-31$19,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-11,629,835
Value of net assets at end of year (total assets less liabilities)2015-12-31$242,537,018
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$249,764,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,752
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$93,561,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$95,138,851
Interest on participant loans2015-12-31$174,992
Value of interest in common/collective trusts at end of year2015-12-31$141,392,116
Value of interest in common/collective trusts at beginning of year2015-12-31$146,513,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,893,436
Net investment gain or loss from common/collective trusts2015-12-31$-214,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,490,799
Employer contributions (assets) at end of year2015-12-31$133,328
Employer contributions (assets) at beginning of year2015-12-31$287,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$31,167,217
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : KOMATSU AMERICA CORP. SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$3,286,466
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$32,015,270
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$19,849,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$19,774,090
Expenses. Certain deemed distributions of participant loans2014-12-31$26,073
Value of total corrective distributions2014-12-31$25,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$19,370,102
Value of total assets at end of year2014-12-31$249,764,808
Value of total assets at beginning of year2014-12-31$234,312,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$23,925
Total interest from all sources2014-12-31$163,322
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$924,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$924,747
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$11,439,578
Participant contributions at end of year2014-12-31$4,323,200
Participant contributions at beginning of year2014-12-31$4,159,758
Participant contributions at end of year2014-12-31$240,175
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,260,999
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,697,910
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$626,856
Other income not declared elsewhere2014-12-31$118,616
Administrative expenses (other) incurred2014-12-31$23,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,165,744
Value of net assets at end of year (total assets less liabilities)2014-12-31$249,764,808
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$234,312,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$95,138,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$87,663,537
Interest on participant loans2014-12-31$163,322
Value of interest in common/collective trusts at end of year2014-12-31$146,513,907
Value of interest in common/collective trusts at beginning of year2014-12-31$139,791,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,883,409
Net investment gain or loss from common/collective trusts2014-12-31$8,555,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,303,668
Employer contributions (assets) at end of year2014-12-31$287,676
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$19,774,090
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : KOMATSU AMERICA CORP. SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$47,153,115
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$23,757,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$23,700,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,976,628
Value of total assets at end of year2013-12-31$234,312,598
Value of total assets at beginning of year2013-12-31$210,916,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$56,910
Total interest from all sources2013-12-31$163,551
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$860,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$860,223
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$11,084,216
Participant contributions at end of year2013-12-31$4,159,758
Participant contributions at beginning of year2013-12-31$4,212,573
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$28,487
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,697,910
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$2,024,864
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$286,012
Other income not declared elsewhere2013-12-31$-243,458
Administrative expenses (other) incurred2013-12-31$56,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$23,395,841
Value of net assets at end of year (total assets less liabilities)2013-12-31$234,312,598
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$210,916,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$87,663,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$81,485,479
Interest on participant loans2013-12-31$163,551
Value of interest in common/collective trusts at end of year2013-12-31$139,791,393
Value of interest in common/collective trusts at beginning of year2013-12-31$123,022,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,936,644
Net investment gain or loss from common/collective trusts2013-12-31$21,459,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,606,400
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$142,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$23,700,364
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : KOMATSU AMERICA CORP. SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$9,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$36,904,162
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$20,217,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$20,189,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$17,576,002
Value of total assets at end of year2012-12-31$210,916,757
Value of total assets at beginning of year2012-12-31$194,220,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,575
Total interest from all sources2012-12-31$240,195
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$734,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$734,359
Administrative expenses professional fees incurred2012-12-31$4,900
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$10,722,469
Participant contributions at end of year2012-12-31$4,212,573
Participant contributions at beginning of year2012-12-31$4,653,226
Participant contributions at end of year2012-12-31$28,487
Assets. Other investments not covered elsewhere at end of year2012-12-31$2,024,864
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,420,358
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$331,670
Other income not declared elsewhere2012-12-31$249,769
Administrative expenses (other) incurred2012-12-31$21,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,686,666
Value of net assets at end of year (total assets less liabilities)2012-12-31$210,916,757
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$194,220,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,025
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$33,719,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$18,583,000
Interest on participant loans2012-12-31$191,485
Value of interest in common/collective trusts at end of year2012-12-31$123,022,635
Value of interest in common/collective trusts at beginning of year2012-12-31$169,326,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$47,765,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$48,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,598,143
Net investment gain or loss from common/collective trusts2012-12-31$15,505,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,521,863
Employer contributions (assets) at end of year2012-12-31$142,719
Employer contributions (assets) at beginning of year2012-12-31$237,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$20,189,921
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : KOMATSU AMERICA CORP. SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$15,188,237
Total of all expenses incurred2011-12-31$22,114,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$22,096,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$16,496,768
Value of total assets at end of year2011-12-31$194,220,983
Value of total assets at beginning of year2011-12-31$201,147,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,704
Total interest from all sources2011-12-31$219,274
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,138,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,138,614
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,888,172
Participant contributions at end of year2011-12-31$4,653,226
Participant contributions at beginning of year2011-12-31$4,876,863
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,420,358
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$556,092
Other income not declared elsewhere2011-12-31$24,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-6,926,529
Value of net assets at end of year (total assets less liabilities)2011-12-31$194,220,983
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$201,147,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$18,583,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$145,094,462
Interest on participant loans2011-12-31$219,274
Value of interest in common/collective trusts at end of year2011-12-31$169,326,471
Value of interest in common/collective trusts at beginning of year2011-12-31$51,076,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-6,856,565
Net investment gain or loss from common/collective trusts2011-12-31$4,165,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,052,504
Employer contributions (assets) at end of year2011-12-31$237,928
Employer contributions (assets) at beginning of year2011-12-31$99,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$22,096,062
Contract administrator fees2011-12-31$18,704
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : KOMATSU AMERICA CORP. SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$15,833,208
Total income from all sources (including contributions)2010-12-31$37,314,193
Total of all expenses incurred2010-12-31$16,879,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,862,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$14,971,164
Value of total assets at end of year2010-12-31$201,147,512
Value of total assets at beginning of year2010-12-31$164,879,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,375
Total interest from all sources2010-12-31$233,484
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,174,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,174,180
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$9,391,348
Participant contributions at end of year2010-12-31$4,876,863
Participant contributions at beginning of year2010-12-31$4,173,717
Participant contributions at beginning of year2010-12-31$28,774
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$79,866
Administrative expenses (other) incurred2010-12-31$17,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,434,585
Value of net assets at end of year (total assets less liabilities)2010-12-31$201,147,512
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$164,879,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$145,094,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$112,242,604
Interest on participant loans2010-12-31$233,484
Value of interest in common/collective trusts at end of year2010-12-31$51,076,702
Value of interest in common/collective trusts at beginning of year2010-12-31$48,199,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$18,434,495
Net investment gain or loss from common/collective trusts2010-12-31$1,500,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,499,950
Employer contributions (assets) at end of year2010-12-31$99,485
Employer contributions (assets) at beginning of year2010-12-31$235,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$16,862,233
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558

Form 5500 Responses for KOMATSU AMERICA CORP. SAVINGS PLAN

2022: KOMATSU AMERICA CORP. SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KOMATSU AMERICA CORP. SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KOMATSU AMERICA CORP. SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KOMATSU AMERICA CORP. SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KOMATSU AMERICA CORP. SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KOMATSU AMERICA CORP. SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KOMATSU AMERICA CORP. SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KOMATSU AMERICA CORP. SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KOMATSU AMERICA CORP. SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KOMATSU AMERICA CORP. SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KOMATSU AMERICA CORP. SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KOMATSU AMERICA CORP. SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: KOMATSU AMERICA CORP. SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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