?>
Logo

KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 401k Plan overview

Plan NameKOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS
Plan identification number 003

KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KOMATSU AMERICA CORP has sponsored the creation of one or more 401k plans.

Company Name:KOMATSU AMERICA CORP
Employer identification number (EIN):941715128
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01MATTHEW STUART2023-10-09
0032021-01-01MATTHEW STUART2022-10-13
0032020-01-01MATTHEW STUART2021-10-13
0032019-01-01MATT STUART2020-10-14
0032018-01-01
0032017-01-01MATTHEW STUART JEFF EMANS2018-09-19
0032016-01-01MERRILL GAD JEFF EMANS2017-10-06
0032015-01-01MERRILL GAD JEFF EMANS2016-08-30
0032014-01-01MERRILL GAD BRADLEY PERLSTEIN2015-10-06
0032013-01-01BRAD PERLSTEIN JIM FRENCH2014-11-16
0032012-01-01BRAD PERLSTEIN JIM FRENCH2013-10-15
0032011-01-01LAUREN JAY
0032010-01-01IRA FINN IRA FINN2011-10-10
0032009-01-01NOREEN CLEARY NOREEN CLEARY2010-10-11

Plan Statistics for KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS

401k plan membership statisitcs for KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS

Measure Date Value
2022: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2022 401k membership
Total participants, beginning-of-year2022-01-01502
Total number of active participants reported on line 7a of the Form 55002022-01-01452
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0129
Total of all active and inactive participants2022-01-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-01485
Number of participants with account balances2022-01-01162
2021: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2021 401k membership
Total participants, beginning-of-year2021-01-01486
Total number of active participants reported on line 7a of the Form 55002021-01-01476
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0123
Total of all active and inactive participants2021-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01502
Number of participants with account balances2021-01-01167
2020: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2020 401k membership
Total participants, beginning-of-year2020-01-01603
Total number of active participants reported on line 7a of the Form 55002020-01-01459
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0126
Total of all active and inactive participants2020-01-01485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01486
Number of participants with account balances2020-01-01170
2019: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2019 401k membership
Total participants, beginning-of-year2019-01-01501
Total number of active participants reported on line 7a of the Form 55002019-01-01498
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0198
Total of all active and inactive participants2019-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-01603
Number of participants with account balances2019-01-01139
2018: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2018 401k membership
Total participants, beginning-of-year2018-01-01500
Total number of active participants reported on line 7a of the Form 55002018-01-01468
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01501
Number of participants with account balances2018-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2017 401k membership
Total participants, beginning-of-year2017-01-01433
Total number of active participants reported on line 7a of the Form 55002017-01-01466
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0133
Total of all active and inactive participants2017-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01500
Number of participants with account balances2017-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2016 401k membership
Total participants, beginning-of-year2016-01-01476
Total number of active participants reported on line 7a of the Form 55002016-01-01389
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0143
Total of all active and inactive participants2016-01-01432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01433
Number of participants with account balances2016-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2015 401k membership
Total participants, beginning-of-year2015-01-01573
Total number of active participants reported on line 7a of the Form 55002015-01-01421
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01476
Number of participants with account balances2015-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2014 401k membership
Total participants, beginning-of-year2014-01-01584
Total number of active participants reported on line 7a of the Form 55002014-01-01551
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0120
Total of all active and inactive participants2014-01-01571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01573
Number of participants with account balances2014-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2013 401k membership
Total participants, beginning-of-year2013-01-01628
Total number of active participants reported on line 7a of the Form 55002013-01-01563
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01584
Number of participants with account balances2013-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2012 401k membership
Total participants, beginning-of-year2012-01-01564
Total number of active participants reported on line 7a of the Form 55002012-01-01606
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01628
Number of participants with account balances2012-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2011 401k membership
Total participants, beginning-of-year2011-01-01211
Total number of active participants reported on line 7a of the Form 55002011-01-01539
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01564
Total participants2011-01-01564
Number of participants with account balances2011-01-01211
2010: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2010 401k membership
Total participants, beginning-of-year2010-01-01231
Total number of active participants reported on line 7a of the Form 55002010-01-01187
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01211
Total participants2010-01-01211
Number of participants with account balances2010-01-01211
2009: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2009 401k membership
Total participants, beginning-of-year2009-01-01232
Total number of active participants reported on line 7a of the Form 55002009-01-01189
Number of other retired or separated participants entitled to future benefits2009-01-0142
Total of all active and inactive participants2009-01-01231
Total participants2009-01-01231
Number of participants with account balances2009-01-01231

Financial Data on KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS

Measure Date Value
2022 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-11,088
Total unrealized appreciation/depreciation of assets2022-12-31$-11,088
Total income from all sources (including contributions)2022-12-31$-1,514,634
Total loss/gain on sale of assets2022-12-31$-6,317
Total of all expenses incurred2022-12-31$1,626,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,609,062
Expenses. Certain deemed distributions of participant loans2022-12-31$2,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$794,591
Value of total assets at end of year2022-12-31$12,754,447
Value of total assets at beginning of year2022-12-31$15,895,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$15,133
Total interest from all sources2022-12-31$9,832
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$11,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$11,842
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$47
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$774,492
Participant contributions at end of year2022-12-31$266,277
Participant contributions at beginning of year2022-12-31$206,102
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$20,099
Administrative expenses (other) incurred2022-12-31$11,035
Total non interest bearing cash at end of year2022-12-31$530
Total non interest bearing cash at beginning of year2022-12-31$452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,140,924
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,754,447
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,895,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,098
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$177,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$420,535
Interest on participant loans2022-12-31$9,707
Value of interest in common/collective trusts at end of year2022-12-31$12,265,961
Value of interest in common/collective trusts at beginning of year2022-12-31$15,209,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$8,551
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$11,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$11,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-96,623
Net investment gain or loss from common/collective trusts2022-12-31$-2,216,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from common stock2022-12-31$82
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,609,062
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$35,404
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$47,323
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$21,985
Aggregate carrying amount (costs) on sale of assets2022-12-31$28,302
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-11,616
Total unrealized appreciation/depreciation of assets2021-12-31$-11,616
Total income from all sources (including contributions)2021-12-31$2,579,505
Total loss/gain on sale of assets2021-12-31$4,813
Total of all expenses incurred2021-12-31$2,190,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,177,633
Expenses. Certain deemed distributions of participant loans2021-12-31$-2,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$921,548
Value of total assets at end of year2021-12-31$15,895,371
Value of total assets at beginning of year2021-12-31$15,506,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,081
Total interest from all sources2021-12-31$10,174
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$22,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$22,214
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$837,253
Participant contributions at end of year2021-12-31$206,102
Participant contributions at beginning of year2021-12-31$223,559
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$84,070
Administrative expenses (other) incurred2021-12-31$11,221
Total non interest bearing cash at end of year2021-12-31$452
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$388,985
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,895,371
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,506,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$420,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$385,601
Interest on participant loans2021-12-31$10,172
Value of interest in common/collective trusts at end of year2021-12-31$15,209,818
Value of interest in common/collective trusts at beginning of year2021-12-31$14,854,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$11,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$9,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$9,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-15,107
Net investment gain or loss from common/collective trusts2021-12-31$1,647,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$225
Income. Dividends from common stock2021-12-31$14
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,177,633
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$47,323
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$33,106
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$27,685
Aggregate carrying amount (costs) on sale of assets2021-12-31$22,872
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$12,515
Total unrealized appreciation/depreciation of assets2020-12-31$12,515
Total income from all sources (including contributions)2020-12-31$2,643,082
Total loss/gain on sale of assets2020-12-31$1,581
Total of all expenses incurred2020-12-31$1,225,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,208,586
Expenses. Certain deemed distributions of participant loans2020-12-31$2,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$887,341
Value of total assets at end of year2020-12-31$15,506,386
Value of total assets at beginning of year2020-12-31$14,088,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,262
Total interest from all sources2020-12-31$20,766
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$50,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$50,896
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$800,811
Participant contributions at end of year2020-12-31$223,559
Participant contributions at beginning of year2020-12-31$247,079
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$321,100
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$86,530
Administrative expenses (other) incurred2020-12-31$10,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,418,064
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,506,386
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,088,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,354
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$385,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,317,469
Interest on participant loans2020-12-31$12,663
Value of interest in common/collective trusts at end of year2020-12-31$14,854,817
Value of interest in common/collective trusts at beginning of year2020-12-31$8,470,784
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$9,303
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,731,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,731,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$8,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$410,218
Net investment gain or loss from common/collective trusts2020-12-31$1,259,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,208,586
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$33,106
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$30,719
Aggregate carrying amount (costs) on sale of assets2020-12-31$29,138
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$967,780
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$967,780
Total unrealized appreciation/depreciation of assets2019-12-31$967,780
Total unrealized appreciation/depreciation of assets2019-12-31$967,780
Total income from all sources (including contributions)2019-12-31$3,137,288
Total income from all sources (including contributions)2019-12-31$3,137,288
Total of all expenses incurred2019-12-31$2,501,213
Total of all expenses incurred2019-12-31$2,501,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,489,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,489,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$963,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$963,698
Value of total assets at end of year2019-12-31$14,088,322
Value of total assets at end of year2019-12-31$14,088,322
Value of total assets at beginning of year2019-12-31$13,452,247
Value of total assets at beginning of year2019-12-31$13,452,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,457
Total interest from all sources2019-12-31$28,357
Total interest from all sources2019-12-31$28,357
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$79,658
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$79,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$79,658
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$79,658
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$817,293
Contributions received from participants2019-12-31$817,293
Participant contributions at end of year2019-12-31$247,079
Participant contributions at end of year2019-12-31$247,079
Participant contributions at beginning of year2019-12-31$198,527
Participant contributions at beginning of year2019-12-31$198,527
Assets. Other investments not covered elsewhere at end of year2019-12-31$321,100
Assets. Other investments not covered elsewhere at end of year2019-12-31$321,100
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$263,609
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$263,609
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$146,405
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$146,405
Other income not declared elsewhere2019-12-31$16,976
Other income not declared elsewhere2019-12-31$16,976
Administrative expenses (other) incurred2019-12-31$1,804
Administrative expenses (other) incurred2019-12-31$1,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$636,075
Value of net income/loss2019-12-31$636,075
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,088,322
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,088,322
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,452,247
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,452,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$9,653
Investment advisory and management fees2019-12-31$9,653
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,317,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,317,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,725,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,725,765
Interest on participant loans2019-12-31$11,502
Interest on participant loans2019-12-31$11,502
Value of interest in common/collective trusts at end of year2019-12-31$8,470,784
Value of interest in common/collective trusts at end of year2019-12-31$8,470,784
Value of interest in common/collective trusts at beginning of year2019-12-31$7,778,823
Value of interest in common/collective trusts at beginning of year2019-12-31$7,778,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,731,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,731,890
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,485,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,485,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,485,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,485,523
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$16,855
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$16,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$19,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$19,979
Net investment gain or loss from common/collective trusts2019-12-31$1,060,840
Net investment gain or loss from common/collective trusts2019-12-31$1,060,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,489,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,489,756
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$62,953
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$398,989
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$567,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$561,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$922,291
Value of total assets at end of year2018-12-31$13,452,247
Value of total assets at beginning of year2018-12-31$13,683,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,686
Total interest from all sources2018-12-31$25,484
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$57,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$57,201
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$842,178
Participant contributions at end of year2018-12-31$198,527
Participant contributions at beginning of year2018-12-31$172,758
Assets. Other investments not covered elsewhere at end of year2018-12-31$263,609
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$271,612
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$80,113
Other income not declared elsewhere2018-12-31$-28,022
Administrative expenses (other) incurred2018-12-31$1,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-168,219
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,452,247
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,683,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,234
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,725,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,335,983
Interest on participant loans2018-12-31$9,069
Value of interest in common/collective trusts at end of year2018-12-31$7,778,823
Value of interest in common/collective trusts at beginning of year2018-12-31$7,903,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,485,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$16,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-208,529
Net investment gain or loss from common/collective trusts2018-12-31$-369,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$561,522
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$39,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,289,453
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,279,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,274,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$702,857
Value of total assets at end of year2017-12-31$13,683,419
Value of total assets at beginning of year2017-12-31$12,712,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,479
Total interest from all sources2017-12-31$13,637
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$44,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$44,906
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$702,857
Participant contributions at end of year2017-12-31$172,758
Participant contributions at beginning of year2017-12-31$231,233
Assets. Other investments not covered elsewhere at end of year2017-12-31$271,612
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$469,085
Other income not declared elsewhere2017-12-31$39,406
Administrative expenses (other) incurred2017-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,009,900
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,683,419
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,712,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$4,879
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,335,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,821,545
Interest on participant loans2017-12-31$13,637
Value of interest in common/collective trusts at end of year2017-12-31$7,903,066
Value of interest in common/collective trusts at beginning of year2017-12-31$7,190,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$469,493
Net investment gain or loss from common/collective trusts2017-12-31$1,019,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,274,074
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,296,998
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,100,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,096,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$551,904
Value of total assets at end of year2016-12-31$12,712,752
Value of total assets at beginning of year2016-12-31$12,516,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,935
Total interest from all sources2016-12-31$8,941
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$54,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$54,589
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$486,402
Participant contributions at end of year2016-12-31$231,233
Participant contributions at beginning of year2016-12-31$319,744
Assets. Other investments not covered elsewhere at end of year2016-12-31$469,085
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$229,524
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$65,502
Other income not declared elsewhere2016-12-31$14,824
Administrative expenses (other) incurred2016-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$196,445
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,712,752
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,516,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,485
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,821,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,697,838
Interest on participant loans2016-12-31$8,941
Value of interest in common/collective trusts at end of year2016-12-31$7,190,889
Value of interest in common/collective trusts at beginning of year2016-12-31$7,269,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$238,670
Net investment gain or loss from common/collective trusts2016-12-31$428,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,096,618
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$485,064
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$967,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$961,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$521,719
Value of total assets at end of year2015-12-31$12,516,307
Value of total assets at beginning of year2015-12-31$12,998,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,279
Total interest from all sources2015-12-31$12,403
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$49,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$49,661
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$498,230
Participant contributions at end of year2015-12-31$319,744
Participant contributions at beginning of year2015-12-31$339,822
Assets. Other investments not covered elsewhere at end of year2015-12-31$229,524
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$233,149
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,489
Other income not declared elsewhere2015-12-31$-7,497
Administrative expenses (other) incurred2015-12-31$1,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-482,316
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,516,307
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,998,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$4,379
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,697,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,644,386
Interest on participant loans2015-12-31$10,696
Value of interest in common/collective trusts at end of year2015-12-31$7,269,201
Value of interest in common/collective trusts at beginning of year2015-12-31$7,781,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,707
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-76,200
Net investment gain or loss from common/collective trusts2015-12-31$-15,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$961,101
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,246,889
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,358,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,339,614
Expenses. Certain deemed distributions of participant loans2014-12-31$16,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$593,138
Value of total assets at end of year2014-12-31$12,998,623
Value of total assets at beginning of year2014-12-31$13,110,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,200
Total interest from all sources2014-12-31$11,308
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$37,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$37,902
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$593,138
Participant contributions at end of year2014-12-31$339,822
Participant contributions at beginning of year2014-12-31$274,599
Assets. Other investments not covered elsewhere at end of year2014-12-31$233,149
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$47,974
Other income not declared elsewhere2014-12-31$8,585
Administrative expenses (other) incurred2014-12-31$2,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-111,525
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,998,623
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,110,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,644,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,504,345
Interest on participant loans2014-12-31$11,308
Value of interest in common/collective trusts at end of year2014-12-31$7,781,266
Value of interest in common/collective trusts at beginning of year2014-12-31$7,283,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$137,742
Net investment gain or loss from common/collective trusts2014-12-31$458,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,339,614
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,364,326
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,660,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,656,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$745,315
Value of total assets at end of year2013-12-31$13,110,148
Value of total assets at beginning of year2013-12-31$13,406,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,042
Total interest from all sources2013-12-31$10,465
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$41,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$41,047
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$745,315
Participant contributions at end of year2013-12-31$274,599
Participant contributions at beginning of year2013-12-31$254,638
Assets. Other investments not covered elsewhere at end of year2013-12-31$47,974
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$38,384
Other income not declared elsewhere2013-12-31$-4,802
Administrative expenses (other) incurred2013-12-31$4,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-296,101
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,110,148
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,406,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,504,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,122,653
Interest on participant loans2013-12-31$10,465
Value of interest in common/collective trusts at end of year2013-12-31$7,283,230
Value of interest in common/collective trusts at beginning of year2013-12-31$6,990,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$425,621
Net investment gain or loss from common/collective trusts2013-12-31$1,146,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,656,385
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,962,381
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$783,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$781,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$923,354
Value of total assets at end of year2012-12-31$13,406,249
Value of total assets at beginning of year2012-12-31$12,227,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,850
Total interest from all sources2012-12-31$13,378
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$51,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$51,392
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$886,080
Participant contributions at end of year2012-12-31$254,638
Participant contributions at beginning of year2012-12-31$223,925
Assets. Other investments not covered elsewhere at end of year2012-12-31$38,384
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$37,274
Other income not declared elsewhere2012-12-31$851
Administrative expenses (other) incurred2012-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,179,070
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,406,249
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,227,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$950
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,324,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,303,216
Interest on participant loans2012-12-31$10,129
Value of interest in common/collective trusts at end of year2012-12-31$6,990,574
Value of interest in common/collective trusts at beginning of year2012-12-31$10,700,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,798,182
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$154,805
Net investment gain or loss from common/collective trusts2012-12-31$818,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$781,461
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$989,330
Total of all expenses incurred2011-12-31$1,160,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,158,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$822,099
Value of total assets at end of year2011-12-31$12,227,179
Value of total assets at beginning of year2011-12-31$12,397,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,610
Total interest from all sources2011-12-31$11,836
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$87,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$87,148
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$816,604
Participant contributions at end of year2011-12-31$223,925
Participant contributions at beginning of year2011-12-31$258,717
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-170,814
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,227,179
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,397,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,303,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,455,359
Interest on participant loans2011-12-31$11,836
Value of interest in common/collective trusts at end of year2011-12-31$10,700,038
Value of interest in common/collective trusts at beginning of year2011-12-31$4,683,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-160,318
Net investment gain or loss from common/collective trusts2011-12-31$228,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,158,534
Contract administrator fees2011-12-31$1,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,768,209
Total of all expenses incurred2010-12-31$1,242,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,240,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$710,034
Value of total assets at end of year2010-12-31$12,397,993
Value of total assets at beginning of year2010-12-31$11,872,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,452
Total interest from all sources2010-12-31$16,961
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$146,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$146,430
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$710,034
Participant contributions at end of year2010-12-31$258,717
Participant contributions at beginning of year2010-12-31$357,695
Participant contributions at beginning of year2010-12-31$23,946
Administrative expenses (other) incurred2010-12-31$1,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$525,891
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,397,993
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,872,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,455,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,680,955
Interest on participant loans2010-12-31$16,961
Value of interest in common/collective trusts at end of year2010-12-31$4,683,917
Value of interest in common/collective trusts at beginning of year2010-12-31$4,809,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$755,291
Net investment gain or loss from common/collective trusts2010-12-31$139,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,240,866
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558

Form 5500 Responses for KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS

2022: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KOMATSU AMERICA CORP. 401(K) DEFERRED SAVINGS PLAN FOR UNION HOURLY EMPLOYEES, PEORIA, ILLINOIS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3