401k Plan data: KOMATSU AMERICA CORP. PENSION PLAN #132 plan

KOMATSU AMERICA CORP. PENSION PLAN #132 401k Plan overview

Plan Name	KOMATSU AMERICA CORP. PENSION PLAN #132
Plan identification number	132

KOMATSU AMERICA CORP. PENSION PLAN #132 Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KOMATSU AMERICA CORP has sponsored the creation of one or more 401k plans.

Company Name: KOMATSU AMERICA CORP

Employer identification number (EIN): 941715128

NAIC Classification: 333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOMATSU AMERICA CORP. PENSION PLAN #132

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
132 2017-01-01 MATTHEW STUART JEFF EMANS 2018-08-15
132 2016-01-01 MERRILL GAD JEFF EMANS 2017-10-09
132 2015-01-01 MERRILL GAD JEFF EMANS 2016-09-21
132 2014-01-01 MERRILL GAD BRAD PERLSTEIN 2015-10-06
132 2013-01-01 BRAD PERLSTEIN JIM FRENCH 2015-01-08
132 2012-01-01 BRAD PERLSTEIN JIM FRENCH 2013-10-15
132 2011-01-01 LAUREN JAY
132 2010-01-01 IRA FINN IRA FINN 2011-10-10
132 2009-01-01 NOREEN CLEARY NOREEN CLEARY 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
132	2017-01-01	MATTHEW STUART	JEFF EMANS	2018-08-15
132	2016-01-01	MERRILL GAD	JEFF EMANS	2017-10-09
132	2015-01-01	MERRILL GAD	JEFF EMANS	2016-09-21
132	2014-01-01	MERRILL GAD	BRAD PERLSTEIN	2015-10-06
132	2013-01-01	BRAD PERLSTEIN	JIM FRENCH	2015-01-08
132	2012-01-01	BRAD PERLSTEIN	JIM FRENCH	2013-10-15
132	2011-01-01	LAUREN JAY
132	2010-01-01	IRA FINN	IRA FINN	2011-10-10
132	2009-01-01	NOREEN CLEARY	NOREEN CLEARY	2010-10-13

Plan Statistics for KOMATSU AMERICA CORP. PENSION PLAN #132

401k plan membership statisitcs for KOMATSU AMERICA CORP. PENSION PLAN #132

Measure Date Value
2017: KOMATSU AMERICA CORP. PENSION PLAN #132 2017 401k membership
Market value of plan assets 2017-10-31 84,641,158
Acturial value of plan assets 2017-10-31 86,080,694
Funding target for retired participants and beneficiaries receiving payment 2017-10-31 32,612,165
Number of terminated vested participants 2017-10-31 168
Fundng target for terminated vested participants 2017-10-31 5,829,442
Active participant vested funding target 2017-10-31 0
Number of active participants 2017-10-31 0
Total funding liabilities for active participants 2017-10-31 0
Total participant count 2017-10-31 1,121
Total funding target for all participants 2017-10-31 38,441,607
Balance at beginning of prior year after applicable adjustments 2017-10-31 28,156,064
Prefunding balance at beginning of prior year after applicable adjustments 2017-10-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-10-31 0
Prefunding balanced used to offset prior years funding requirement 2017-10-31 0
Amount remaining of carryover balance 2017-10-31 28,156,064
Amount remaining of prefunding balance 2017-10-31 0
Present value of excess contributions 2017-10-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-10-31 0
Balance of carryovers at beginning of current year 2017-10-31 30,276,216
Balance of prefunding at beginning of current year 2017-10-31 0
Total employer contributions 2017-10-31 0
Total employee contributions 2017-10-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-10-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-10-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-10-31 0
Unpaid minimum required contributions for all prior years 2017-10-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-10-31 0
Remaining amount of unpaid minimum required contributions 2017-10-31 0
Minimum required contributions for current year target normal cost 2017-10-31 185,000
Net shortfall amortization installment of oustanding balance 2017-10-31 0
Waiver amortization installment 2017-10-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-10-31 0
Carryover balance elected to use to offset funding requirement 2017-10-31 0
Prefunding balance elected to use to offset funding requirement 2017-10-31 0
Additional cash requirement 2017-10-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-10-31 0
Unpaid minimum required contributions for current year 2017-10-31 0
Unpaid minimum required contributions for all years 2017-10-31 0
Total participants, beginning-of-year 2017-01-01 1,121
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: KOMATSU AMERICA CORP. PENSION PLAN #132 2016 401k membership
Market value of plan assets 2016-12-31 82,910,357
Acturial value of plan assets 2016-12-31 86,789,253
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 33,484,300
Number of terminated vested participants 2016-12-31 197
Fundng target for terminated vested participants 2016-12-31 5,636,490
Active participant vested funding target 2016-12-31 0
Number of active participants 2016-12-31 0
Total funding liabilities for active participants 2016-12-31 0
Total participant count 2016-12-31 1,166
Total funding target for all participants 2016-12-31 39,120,790
Balance at beginning of prior year after applicable adjustments 2016-12-31 28,147,620
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 28,147,620
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 28,156,064
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 0
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 185,000
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 1,166
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 716
Number of other retired or separated participants entitled to future benefits 2016-01-01 164
Total of all active and inactive participants 2016-01-01 880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 241
Total participants 2016-01-01 1,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: KOMATSU AMERICA CORP. PENSION PLAN #132 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,203
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 724
Number of other retired or separated participants entitled to future benefits 2015-01-01 192
Total of all active and inactive participants 2015-01-01 916
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 250
Total participants 2015-01-01 1,166
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: KOMATSU AMERICA CORP. PENSION PLAN #132 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,234
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 741
Number of other retired or separated participants entitled to future benefits 2014-01-01 221
Total of all active and inactive participants 2014-01-01 962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 241
Total participants 2014-01-01 1,203
2013: KOMATSU AMERICA CORP. PENSION PLAN #132 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,266
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 753
Number of other retired or separated participants entitled to future benefits 2013-01-01 250
Total of all active and inactive participants 2013-01-01 1,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 231
Total participants 2013-01-01 1,234
2012: KOMATSU AMERICA CORP. PENSION PLAN #132 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,301
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 772
Number of other retired or separated participants entitled to future benefits 2012-01-01 271
Total of all active and inactive participants 2012-01-01 1,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 223
Total participants 2012-01-01 1,266
2011: KOMATSU AMERICA CORP. PENSION PLAN #132 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,328
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 775
Number of other retired or separated participants entitled to future benefits 2011-01-01 308
Total of all active and inactive participants 2011-01-01 1,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 218
Total participants 2011-01-01 1,301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: KOMATSU AMERICA CORP. PENSION PLAN #132 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,363
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 0
Number of retired or separated participants receiving benefits 2010-01-01 770
Number of other retired or separated participants entitled to future benefits 2010-01-01 350
Total of all active and inactive participants 2010-01-01 1,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 208
Total participants 2010-01-01 1,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: KOMATSU AMERICA CORP. PENSION PLAN #132 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,437
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 0
Number of retired or separated participants receiving benefits 2009-01-01 782
Number of other retired or separated participants entitled to future benefits 2009-01-01 379
Total of all active and inactive participants 2009-01-01 1,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 202
Total participants 2009-01-01 1,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: KOMATSU AMERICA CORP. PENSION PLAN #132 2017 401k membership
Market value of plan assets	2017-10-31	84,641,158
Acturial value of plan assets	2017-10-31	86,080,694
Funding target for retired participants and beneficiaries receiving payment	2017-10-31	32,612,165
Number of terminated vested participants	2017-10-31	168
Fundng target for terminated vested participants	2017-10-31	5,829,442
Active participant vested funding target	2017-10-31	0
Number of active participants	2017-10-31	0
Total funding liabilities for active participants	2017-10-31	0
Total participant count	2017-10-31	1,121
Total funding target for all participants	2017-10-31	38,441,607
Balance at beginning of prior year after applicable adjustments	2017-10-31	28,156,064
Prefunding balance at beginning of prior year after applicable adjustments	2017-10-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-10-31	0
Prefunding balanced used to offset prior years funding requirement	2017-10-31	0
Amount remaining of carryover balance	2017-10-31	28,156,064
Amount remaining of prefunding balance	2017-10-31	0
Present value of excess contributions	2017-10-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-10-31	0
Balance of carryovers at beginning of current year	2017-10-31	30,276,216
Balance of prefunding at beginning of current year	2017-10-31	0
Total employer contributions	2017-10-31	0
Total employee contributions	2017-10-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-10-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-10-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-10-31	0
Unpaid minimum required contributions for all prior years	2017-10-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-10-31	0
Remaining amount of unpaid minimum required contributions	2017-10-31	0
Minimum required contributions for current year target normal cost	2017-10-31	185,000
Net shortfall amortization installment of oustanding balance	2017-10-31	0
Waiver amortization installment	2017-10-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-10-31	0
Carryover balance elected to use to offset funding requirement	2017-10-31	0
Prefunding balance elected to use to offset funding requirement	2017-10-31	0
Additional cash requirement	2017-10-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-10-31	0
Unpaid minimum required contributions for current year	2017-10-31	0
Unpaid minimum required contributions for all years	2017-10-31	0
Total participants, beginning-of-year	2017-01-01	1,121
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: KOMATSU AMERICA CORP. PENSION PLAN #132 2016 401k membership
Market value of plan assets	2016-12-31	82,910,357
Acturial value of plan assets	2016-12-31	86,789,253
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	33,484,300
Number of terminated vested participants	2016-12-31	197
Fundng target for terminated vested participants	2016-12-31	5,636,490
Active participant vested funding target	2016-12-31	0
Number of active participants	2016-12-31	0
Total funding liabilities for active participants	2016-12-31	0
Total participant count	2016-12-31	1,166
Total funding target for all participants	2016-12-31	39,120,790
Balance at beginning of prior year after applicable adjustments	2016-12-31	28,147,620
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	28,147,620
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	28,156,064
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	0
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	185,000
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	1,166
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	716
Number of other retired or separated participants entitled to future benefits	2016-01-01	164
Total of all active and inactive participants	2016-01-01	880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	241
Total participants	2016-01-01	1,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: KOMATSU AMERICA CORP. PENSION PLAN #132 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,203
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	724
Number of other retired or separated participants entitled to future benefits	2015-01-01	192
Total of all active and inactive participants	2015-01-01	916
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	250
Total participants	2015-01-01	1,166
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: KOMATSU AMERICA CORP. PENSION PLAN #132 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,234
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	741
Number of other retired or separated participants entitled to future benefits	2014-01-01	221
Total of all active and inactive participants	2014-01-01	962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	241
Total participants	2014-01-01	1,203
2013: KOMATSU AMERICA CORP. PENSION PLAN #132 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,266
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	753
Number of other retired or separated participants entitled to future benefits	2013-01-01	250
Total of all active and inactive participants	2013-01-01	1,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	231
Total participants	2013-01-01	1,234
2012: KOMATSU AMERICA CORP. PENSION PLAN #132 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,301
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	772
Number of other retired or separated participants entitled to future benefits	2012-01-01	271
Total of all active and inactive participants	2012-01-01	1,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	223
Total participants	2012-01-01	1,266
2011: KOMATSU AMERICA CORP. PENSION PLAN #132 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,328
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	775
Number of other retired or separated participants entitled to future benefits	2011-01-01	308
Total of all active and inactive participants	2011-01-01	1,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	218
Total participants	2011-01-01	1,301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: KOMATSU AMERICA CORP. PENSION PLAN #132 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,363
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	0
Number of retired or separated participants receiving benefits	2010-01-01	770
Number of other retired or separated participants entitled to future benefits	2010-01-01	350
Total of all active and inactive participants	2010-01-01	1,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	208
Total participants	2010-01-01	1,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: KOMATSU AMERICA CORP. PENSION PLAN #132 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,437
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	0
Number of retired or separated participants receiving benefits	2009-01-01	782
Number of other retired or separated participants entitled to future benefits	2009-01-01	379
Total of all active and inactive participants	2009-01-01	1,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	202
Total participants	2009-01-01	1,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KOMATSU AMERICA CORP. PENSION PLAN #132

Measure	Date	Value
2017 : KOMATSU AMERICA CORP. PENSION PLAN #132 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-10-31	$0
Total transfer of assets from this plan	2017-10-31	$90,633,689
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$169,441
Total income from all sources (including contributions)	2017-10-31	$9,381,290
Total loss/gain on sale of assets	2017-10-31	$4,418,290
Total of all expenses incurred	2017-10-31	$3,454,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-31	$3,113,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-31	$0
Value of total assets at end of year	2017-10-31	$0
Value of total assets at beginning of year	2017-10-31	$84,876,141
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-31	$340,433
Total interest from all sources	2017-10-31	$1,024,928
Total dividends received (eg from common stock, registered investment company shares)	2017-10-31	$593,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-10-31	$209,898
Was this plan covered by a fidelity bond	2017-10-31	Yes
Value of fidelity bond cover	2017-10-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-10-31	No
Assets. Other investments not covered elsewhere at end of year	2017-10-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-10-31	$1,248,913
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-10-31	$234,983
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-10-31	$169,441
Other income not declared elsewhere	2017-10-31	$67,692
Administrative expenses (other) incurred	2017-10-31	$6,933
Total non interest bearing cash at end of year	2017-10-31	$0
Total non interest bearing cash at beginning of year	2017-10-31	$617,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Value of net income/loss	2017-10-31	$5,926,989
Value of net assets at end of year (total assets less liabilities)	2017-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-10-31	$84,706,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-31	No
Were any leases to which the plan was party in default or uncollectible	2017-10-31	No
Investment advisory and management fees	2017-10-31	$333,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-10-31	$27,544,700
Income. Interest from US Government securities	2017-10-31	$391,073
Income. Interest from corporate debt instruments	2017-10-31	$633,855
Asset value of US Government securities at end of year	2017-10-31	$0
Asset value of US Government securities at beginning of year	2017-10-31	$12,518,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-10-31	$3,276,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-31	No
Was there a failure to transmit to the plan any participant contributions	2017-10-31	No
Has the plan failed to provide any benefit when due under the plan	2017-10-31	No
Income. Dividends from common stock	2017-10-31	$383,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-31	$3,113,868
Asset. Corporate debt instrument debt (other) at end of year	2017-10-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-10-31	$16,290,078
Assets. Corporate common stocks other than exployer securities at end of year	2017-10-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-10-31	$26,420,924
Did the plan have assets held for investment	2017-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-31	Yes
Aggregate proceeds on sale of assets	2017-10-31	$26,902,341
Aggregate carrying amount (costs) on sale of assets	2017-10-31	$22,484,051
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-10-31	Disclaimer
Accountancy firm name	2017-10-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-10-31	390859910
2016 : KOMATSU AMERICA CORP. PENSION PLAN #132 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$1,813,399
Total unrealized appreciation/depreciation of assets	2016-12-31	$1,813,399
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$169,441
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$167,660
Total income from all sources (including contributions)	2016-12-31	$6,259,443
Total loss/gain on sale of assets	2016-12-31	$27,900
Total of all expenses incurred	2016-12-31	$4,522,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,140,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$84,876,141
Value of total assets at beginning of year	2016-12-31	$83,137,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$381,721
Total interest from all sources	2016-12-31	$982,977
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$906,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$475,606
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,248,913
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,199,347
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$234,983
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$226,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$169,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$167,660
Other income not declared elsewhere	2016-12-31	$53,639
Administrative expenses (other) incurred	2016-12-31	$205,208
Total non interest bearing cash at end of year	2016-12-31	$617,624
Total non interest bearing cash at beginning of year	2016-12-31	$401,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,737,360
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$84,706,700
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$82,969,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$176,513
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$27,544,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$30,721,854
Income. Interest from US Government securities	2016-12-31	$503,137
Income. Interest from corporate debt instruments	2016-12-31	$479,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,064,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,064,279
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$128
Asset value of US Government securities at end of year	2016-12-31	$12,518,919
Asset value of US Government securities at beginning of year	2016-12-31	$12,701,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,475,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Income. Dividends from common stock	2016-12-31	$430,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,140,362
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$16,290,078
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$15,236,317
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$26,420,924
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$21,585,797
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$20,754,463
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$20,726,563
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : KOMATSU AMERICA CORP. PENSION PLAN #132 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-4,223,211
Total unrealized appreciation/depreciation of assets	2015-12-31	$-4,223,211
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$167,660
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$124,332
Total income from all sources (including contributions)	2015-12-31	$180,732
Total loss/gain on sale of assets	2015-12-31	$3,525,361
Total of all expenses incurred	2015-12-31	$4,300,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,921,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$83,137,000
Value of total assets at beginning of year	2015-12-31	$87,213,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$378,956
Total interest from all sources	2015-12-31	$781,593
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,132,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$661,986
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,199,347
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$938,854
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$226,643
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$209,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$167,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$124,332
Other income not declared elsewhere	2015-12-31	$56,027
Administrative expenses (other) incurred	2015-12-31	$334,637
Total non interest bearing cash at end of year	2015-12-31	$401,416
Total non interest bearing cash at beginning of year	2015-12-31	$116,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,119,996
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$82,969,340
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$87,089,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$44,319
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$30,721,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$34,416,385
Income. Interest from US Government securities	2015-12-31	$285,769
Income. Interest from corporate debt instruments	2015-12-31	$495,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,064,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$734,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$734,259
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$95
Asset value of US Government securities at end of year	2015-12-31	$12,701,347
Asset value of US Government securities at beginning of year	2015-12-31	$12,122,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,091,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Income. Dividends from common stock	2015-12-31	$470,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,921,772
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$15,236,317
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$17,212,831
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$21,585,797
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$21,463,005
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$56,570,458
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$53,045,097
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : KOMATSU AMERICA CORP. PENSION PLAN #132 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$413,110
Total unrealized appreciation/depreciation of assets	2014-12-31	$413,110
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$124,332
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$78,023
Total income from all sources (including contributions)	2014-12-31	$5,987,187
Total loss/gain on sale of assets	2014-12-31	$2,209,975
Total of all expenses incurred	2014-12-31	$4,486,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,110,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$87,213,668
Value of total assets at beginning of year	2014-12-31	$85,666,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$375,848
Total interest from all sources	2014-12-31	$649,312
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,386,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$961,985
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$938,854
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$872,946
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$209,274
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$222,808
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$124,332
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$78,023
Other income not declared elsewhere	2014-12-31	$250,256
Administrative expenses (other) incurred	2014-12-31	$194,066
Total non interest bearing cash at end of year	2014-12-31	$116,209
Total non interest bearing cash at beginning of year	2014-12-31	$8,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,500,718
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$87,089,336
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$85,588,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$181,782
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$34,416,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$32,959,368
Income. Interest from US Government securities	2014-12-31	$251,062
Income. Interest from corporate debt instruments	2014-12-31	$398,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$734,259
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,352,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,352,257
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$107
Asset value of US Government securities at end of year	2014-12-31	$12,122,851
Asset value of US Government securities at beginning of year	2014-12-31	$10,571,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,077,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Income. Dividends from common stock	2014-12-31	$424,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,110,621
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$17,212,831
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$17,223,904
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$21,463,005
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$22,456,204
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$18,866,367
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$16,656,392
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : KOMATSU AMERICA CORP. PENSION PLAN #132 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$2,253,421
Total unrealized appreciation/depreciation of assets	2013-12-31	$2,253,421
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$78,023
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$112,855
Total income from all sources (including contributions)	2013-12-31	$12,721,305
Total loss/gain on sale of assets	2013-12-31	$2,525,607
Total of all expenses incurred	2013-12-31	$4,462,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,104,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$85,626,702
Value of total assets at beginning of year	2013-12-31	$77,402,539
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$357,510
Total interest from all sources	2013-12-31	$936,258
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,072,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$642,553
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$872,946
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,055,374
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$222,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$78,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$112,855
Other income not declared elsewhere	2013-12-31	$-20,020
Administrative expenses (other) incurred	2013-12-31	$184,241
Total non interest bearing cash at end of year	2013-12-31	$8,003
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$8,258,995
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$85,548,679
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$77,289,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$173,269
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$30,998,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$29,911,193
Income. Interest from US Government securities	2013-12-31	$277,754
Income. Interest from corporate debt instruments	2013-12-31	$658,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,352,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$303,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$303,421
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$83
Asset value of US Government securities at end of year	2013-12-31	$10,551,266
Asset value of US Government securities at beginning of year	2013-12-31	$10,194,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,953,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$2,600,000
Income. Dividends from common stock	2013-12-31	$429,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,104,800
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$17,426,657
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$14,633,866
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$24,417,325
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$18,704,560
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$24,973,981
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$22,448,374
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : KOMATSU AMERICA CORP. PENSION PLAN #132 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$1,546,104
Total unrealized appreciation/depreciation of assets	2012-12-31	$1,546,104
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$112,855
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$38,559
Total income from all sources (including contributions)	2012-12-31	$11,225,163
Total loss/gain on sale of assets	2012-12-31	$934,167
Total of all expenses incurred	2012-12-31	$4,576,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,143,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,600,000
Value of total assets at end of year	2012-12-31	$77,402,539
Value of total assets at beginning of year	2012-12-31	$70,679,995
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$433,031
Total interest from all sources	2012-12-31	$781,546
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,110,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$700,225
Administrative expenses professional fees incurred	2012-12-31	$63,039
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,055,374
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$112,855
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$38,559
Other income not declared elsewhere	2012-12-31	$139,372
Administrative expenses (other) incurred	2012-12-31	$45,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,648,248
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$77,289,684
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$70,641,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$194,299
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$29,911,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$26,584,738
Income. Interest from US Government securities	2012-12-31	$271,069
Income. Interest from corporate debt instruments	2012-12-31	$510,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$303,421
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,987,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,987,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$138
Asset value of US Government securities at end of year	2012-12-31	$10,194,125
Asset value of US Government securities at beginning of year	2012-12-31	$8,810,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,113,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,600,000
Employer contributions (assets) at end of year	2012-12-31	$2,600,000
Employer contributions (assets) at beginning of year	2012-12-31	$7,600,000
Income. Dividends from common stock	2012-12-31	$410,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,143,884
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$14,633,866
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$12,108,694
Contract administrator fees	2012-12-31	$130,438
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$18,704,560
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$13,588,629
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$21,241,137
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$20,306,970
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WOLF FINANCIAL MANAGEMENT, LLC
Accountancy firm EIN	2012-12-31	364183202
2011 : KOMATSU AMERICA CORP. PENSION PLAN #132 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$26,307
Total unrealized appreciation/depreciation of assets	2011-12-31	$26,307
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$38,559
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$13,851
Total income from all sources (including contributions)	2011-12-31	$8,540,002
Total of all expenses incurred	2011-12-31	$4,413,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,244,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,600,000
Value of total assets at end of year	2011-12-31	$70,679,995
Value of total assets at beginning of year	2011-12-31	$66,528,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$169,555
Total interest from all sources	2011-12-31	$392,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$162,510
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$38,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$13,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,126,304
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$70,641,436
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$66,515,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$26,584,738
Income. Interest from US Government securities	2011-12-31	$-1,576
Income. Interest from corporate debt instruments	2011-12-31	$43,189
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$66,525,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,987,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,918
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$350,761
Asset value of US Government securities at end of year	2011-12-31	$8,810,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$33,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$7,600,000
Employer contributions (assets) at end of year	2011-12-31	$7,600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,244,143
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$12,108,694
Contract administrator fees	2011-12-31	$7,045
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$13,588,629
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : KOMATSU AMERICA CORP. PENSION PLAN #132 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$13,851
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$9,689
Total income from all sources (including contributions)	2010-12-31	$6,137,670
Total of all expenses incurred	2010-12-31	$4,640,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,347,869
Value of total assets at end of year	2010-12-31	$66,528,983
Value of total assets at beginning of year	2010-12-31	$65,027,977
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$292,957
Total interest from all sources	2010-12-31	$195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$175,374
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$13,851
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$9,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,496,844
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$66,515,132
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$65,018,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in master investment trust accounts at end of year	2010-12-31	$66,525,064
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$46,424,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$3,918
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,725
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Employer contributions (assets) at beginning of year	2010-12-31	$18,600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,347,869
Contract administrator fees	2010-12-31	$117,583
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	366055558

Form 5500 Responses for KOMATSU AMERICA CORP. PENSION PLAN #132

2017: KOMATSU AMERICA CORP. PENSION PLAN #132 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KOMATSU AMERICA CORP. PENSION PLAN #132 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KOMATSU AMERICA CORP. PENSION PLAN #132 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KOMATSU AMERICA CORP. PENSION PLAN #132 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KOMATSU AMERICA CORP. PENSION PLAN #132 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KOMATSU AMERICA CORP. PENSION PLAN #132 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KOMATSU AMERICA CORP. PENSION PLAN #132 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: KOMATSU AMERICA CORP. PENSION PLAN #132 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: KOMATSU AMERICA CORP. PENSION PLAN #132 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KOMATSU AMERICA CORP
Employer identification number (EIN):	941715128
NAIC Classification:	333100