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KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 401k Plan overview

Plan NameKOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA,
Plan identification number 140

KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KOMATSU AMERICA CORP has sponsored the creation of one or more 401k plans.

Company Name:KOMATSU AMERICA CORP
Employer identification number (EIN):941715128
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA,

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
1402018-01-01
1402017-01-01MATTHEW STUART JEFF EMANS2018-09-19
1402016-01-01MERRILL GAD JEFF EMANS2017-10-09
1402015-01-01MERRILL GAD JEFF EMANS2016-09-21
1402014-01-01MERRILL GAD BRAD PERLSTEIN2015-10-06
1402013-01-01BRAD PERLSTEIN JIM FRENCH2015-01-08
1402012-01-01BRAD PERLSTEIN JIM FRENCH2013-10-15
1402011-01-01LAUREN JAY
1402010-01-01IRA FINN IRA FINN2011-10-10
1402009-01-01NOREEN CLEARY NOREEN CLEARY2010-10-12

Plan Statistics for KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA,

401k plan membership statisitcs for KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA,

Measure Date Value
2018: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2018 401k membership
Market value of plan assets2018-12-31104,319,284
Acturial value of plan assets2018-12-3199,656,004
Funding target for retired participants and beneficiaries receiving payment2018-12-3135,564,450
Number of terminated vested participants2018-12-31248
Fundng target for terminated vested participants2018-12-315,667,784
Active participant vested funding target2018-12-3124,455,014
Number of active participants2018-12-31371
Total funding liabilities for active participants2018-12-3126,746,917
Total participant count2018-12-31994
Total funding target for all participants2018-12-3167,979,151
Balance at beginning of prior year after applicable adjustments2018-12-3111,390,625
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3111,390,625
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Balance of carryovers at beginning of current year2018-12-3112,926,081
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-311,516,104
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01981
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
2017: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2017 401k membership
Market value of plan assets2017-12-3195,377,657
Acturial value of plan assets2017-12-3196,895,399
Funding target for retired participants and beneficiaries receiving payment2017-12-3132,313,330
Number of terminated vested participants2017-12-31227
Fundng target for terminated vested participants2017-12-314,983,556
Active participant vested funding target2017-12-3123,605,758
Number of active participants2017-12-31412
Total funding liabilities for active participants2017-12-3125,490,469
Total participant count2017-12-31987
Total funding target for all participants2017-12-3162,787,355
Balance at beginning of prior year after applicable adjustments2017-12-3110,581,166
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3110,581,166
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Balance of carryovers at beginning of current year2017-12-3111,390,625
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-311,213,981
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01987
Total number of active participants reported on line 7a of the Form 55002017-01-01371
Number of retired or separated participants receiving benefits2017-01-01311
Number of other retired or separated participants entitled to future benefits2017-01-01240
Total of all active and inactive participants2017-01-01922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0159
Total participants2017-01-01981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2016 401k membership
Market value of plan assets2016-12-3192,039,501
Acturial value of plan assets2016-12-3196,326,265
Funding target for retired participants and beneficiaries receiving payment2016-12-3130,069,188
Number of terminated vested participants2016-12-31234
Fundng target for terminated vested participants2016-12-314,476,546
Active participant vested funding target2016-12-3123,942,497
Number of active participants2016-12-31416
Total funding liabilities for active participants2016-12-3125,944,410
Total participant count2016-12-31981
Total funding target for all participants2016-12-3160,490,144
Balance at beginning of prior year after applicable adjustments2016-12-3110,579,050
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3110,579,050
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Balance of carryovers at beginning of current year2016-12-3110,581,166
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-311,410,681
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01980
Total number of active participants reported on line 7a of the Form 55002016-01-01412
Number of retired or separated participants receiving benefits2016-01-01299
Number of other retired or separated participants entitled to future benefits2016-01-01221
Total of all active and inactive participants2016-01-01932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0155
Total participants2016-01-01987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2015 401k membership
Total participants, beginning-of-year2015-01-011,010
Total number of active participants reported on line 7a of the Form 55002015-01-01415
Number of retired or separated participants receiving benefits2015-01-01284
Number of other retired or separated participants entitled to future benefits2015-01-01229
Total of all active and inactive participants2015-01-01928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0152
Total participants2015-01-01980
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2014 401k membership
Total participants, beginning-of-year2014-01-011,112
Total number of active participants reported on line 7a of the Form 55002014-01-01442
Number of retired or separated participants receiving benefits2014-01-01281
Number of other retired or separated participants entitled to future benefits2014-01-01236
Total of all active and inactive participants2014-01-01959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0151
Total participants2014-01-011,010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0163
2013: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2013 401k membership
Total participants, beginning-of-year2013-01-011,093
Total number of active participants reported on line 7a of the Form 55002013-01-01539
Number of retired or separated participants receiving benefits2013-01-01275
Number of other retired or separated participants entitled to future benefits2013-01-01246
Total of all active and inactive participants2013-01-011,060
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0152
Total participants2013-01-011,112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0125
2012: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2012 401k membership
Total participants, beginning-of-year2012-01-011,013
Total number of active participants reported on line 7a of the Form 55002012-01-01522
Number of retired or separated participants receiving benefits2012-01-01274
Number of other retired or separated participants entitled to future benefits2012-01-01245
Total of all active and inactive participants2012-01-011,041
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0151
Total participants2012-01-011,092
2011: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2011 401k membership
Total participants, beginning-of-year2011-01-011,025
Total number of active participants reported on line 7a of the Form 55002011-01-01432
Number of retired or separated participants receiving benefits2011-01-01282
Number of other retired or separated participants entitled to future benefits2011-01-01250
Total of all active and inactive participants2011-01-01964
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0146
Total participants2011-01-011,010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2010 401k membership
Total participants, beginning-of-year2010-01-011,001
Total number of active participants reported on line 7a of the Form 55002010-01-01452
Number of retired or separated participants receiving benefits2010-01-01267
Number of other retired or separated participants entitled to future benefits2010-01-01261
Total of all active and inactive participants2010-01-01980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0145
Total participants2010-01-011,025
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2009 401k membership
Total participants, beginning-of-year2009-01-011,065
Total number of active participants reported on line 7a of the Form 55002009-01-01427
Number of retired or separated participants receiving benefits2009-01-01262
Number of other retired or separated participants entitled to future benefits2009-01-01268
Total of all active and inactive participants2009-01-01957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0144
Total participants2009-01-011,001
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0157

Financial Data on KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA,

Measure Date Value
2018 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-3,868,235
Total unrealized appreciation/depreciation of assets2018-12-31$-3,868,235
Total transfer of assets from this plan2018-12-31$96,423,482
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$187,839
Total income from all sources (including contributions)2018-12-31$-4,037,926
Total loss/gain on sale of assets2018-12-31$1,165,350
Total of all expenses incurred2018-12-31$3,954,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,323,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$104,603,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$630,376
Total interest from all sources2018-12-31$1,261,258
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,287,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$876,171
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,242,098
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$284,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$187,839
Other income not declared elsewhere2018-12-31$-36,329
Administrative expenses (other) incurred2018-12-31$555,313
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$1,510,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,992,087
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$104,415,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$75,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$37,317,018
Interest earned on other investments2018-12-31$285,017
Income. Interest from US Government securities2018-12-31$387,037
Income. Interest from corporate debt instruments2018-12-31$583,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5,323
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$18,747,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,847,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Income. Dividends from common stock2018-12-31$410,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,323,785
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$20,871,897
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$24,629,993
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Aggregate proceeds on sale of assets2018-12-31$19,006,961
Aggregate carrying amount (costs) on sale of assets2018-12-31$17,841,611
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,642,200
Total unrealized appreciation/depreciation of assets2017-12-31$2,642,200
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$187,839
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$185,104
Total income from all sources (including contributions)2017-12-31$12,833,112
Total loss/gain on sale of assets2017-12-31$2,154,980
Total of all expenses incurred2017-12-31$3,868,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,457,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$104,603,408
Value of total assets at beginning of year2017-12-31$95,635,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$410,643
Total interest from all sources2017-12-31$1,343,618
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,000,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$491,388
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,242,098
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,222,404
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$284,124
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$258,073
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$187,839
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$185,104
Other income not declared elsewhere2017-12-31$93,183
Administrative expenses (other) incurred2017-12-31$15,935
Total non interest bearing cash at end of year2017-12-31$1,510,954
Total non interest bearing cash at beginning of year2017-12-31$343,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,964,943
Value of net assets at end of year (total assets less liabilities)2017-12-31$104,415,569
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$95,450,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$394,708
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$37,317,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$31,733,084
Income. Interest from US Government securities2017-12-31$541,940
Income. Interest from corporate debt instruments2017-12-31$801,678
Asset value of US Government securities at end of year2017-12-31$18,747,324
Asset value of US Government securities at beginning of year2017-12-31$13,868,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,598,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Income. Dividends from common stock2017-12-31$508,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,457,526
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$20,871,897
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$18,102,538
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$24,629,993
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$30,107,389
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$32,304,124
Aggregate carrying amount (costs) on sale of assets2017-12-31$30,149,144
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,087,863
Total unrealized appreciation/depreciation of assets2016-12-31$2,087,863
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$185,104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$181,634
Total income from all sources (including contributions)2016-12-31$7,109,785
Total loss/gain on sale of assets2016-12-31$51,648
Total of all expenses incurred2016-12-31$3,761,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,356,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$95,635,730
Value of total assets at beginning of year2016-12-31$92,283,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$404,129
Total interest from all sources2016-12-31$1,080,954
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,034,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,222,404
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,159,027
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$258,073
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$244,040
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$185,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$181,634
Other income not declared elsewhere2016-12-31$50,395
Administrative expenses (other) incurred2016-12-31$207,487
Total non interest bearing cash at end of year2016-12-31$343,497
Total non interest bearing cash at beginning of year2016-12-31$274,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,348,719
Value of net assets at end of year (total assets less liabilities)2016-12-31$95,450,626
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$92,101,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$196,642
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$31,733,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,133,550
Income. Interest from US Government securities2016-12-31$401,198
Income. Interest from corporate debt instruments2016-12-31$679,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,288,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,288,966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$112
Asset value of US Government securities at end of year2016-12-31$13,868,745
Asset value of US Government securities at beginning of year2016-12-31$14,974,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,803,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$484,631
Income. Dividends from common stock2016-12-31$550,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,356,937
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$18,102,538
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$16,239,181
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$30,107,389
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$23,969,590
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$26,526,846
Aggregate carrying amount (costs) on sale of assets2016-12-31$26,475,198
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-4,357,631
Total unrealized appreciation/depreciation of assets2015-12-31$-4,357,631
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$181,634
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$131,178
Total income from all sources (including contributions)2015-12-31$182,685
Total loss/gain on sale of assets2015-12-31$3,573,106
Total of all expenses incurred2015-12-31$3,459,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,070,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$92,283,541
Value of total assets at beginning of year2015-12-31$95,509,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$388,970
Total interest from all sources2015-12-31$854,658
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,247,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$730,188
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,159,027
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$866,701
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$244,040
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$225,670
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$181,634
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$131,178
Other income not declared elsewhere2015-12-31$61,479
Administrative expenses (other) incurred2015-12-31$240,413
Total non interest bearing cash at end of year2015-12-31$274,966
Total non interest bearing cash at beginning of year2015-12-31$127,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,276,842
Value of net assets at end of year (total assets less liabilities)2015-12-31$92,101,907
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$95,378,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$148,557
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,133,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$37,788,893
Income. Interest from US Government securities2015-12-31$335,061
Income. Interest from corporate debt instruments2015-12-31$519,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,288,966
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$857,093
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$857,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$107
Asset value of US Government securities at end of year2015-12-31$14,974,221
Asset value of US Government securities at beginning of year2015-12-31$14,541,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,196,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$517,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,070,557
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$16,239,181
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$17,818,274
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$23,969,590
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$23,284,149
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$62,663,066
Aggregate carrying amount (costs) on sale of assets2015-12-31$59,089,960
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$657,214
Total unrealized appreciation/depreciation of assets2014-12-31$657,214
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$131,178
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$80,191
Total income from all sources (including contributions)2014-12-31$6,462,287
Total loss/gain on sale of assets2014-12-31$2,175,065
Total of all expenses incurred2014-12-31$3,218,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,837,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$95,509,927
Value of total assets at beginning of year2014-12-31$92,215,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$381,095
Total interest from all sources2014-12-31$686,608
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,498,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,041,747
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$866,701
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$810,543
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$225,670
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$236,994
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$131,178
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$80,191
Other income not declared elsewhere2014-12-31$267,076
Administrative expenses (other) incurred2014-12-31$283,240
Total non interest bearing cash at end of year2014-12-31$127,409
Total non interest bearing cash at beginning of year2014-12-31$8,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,243,746
Value of net assets at end of year (total assets less liabilities)2014-12-31$95,378,749
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$92,135,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$97,855
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$37,788,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$35,488,584
Income. Interest from US Government securities2014-12-31$288,291
Income. Interest from corporate debt instruments2014-12-31$398,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$857,093
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,598,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,598,846
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$143
Asset value of US Government securities at end of year2014-12-31$14,541,738
Asset value of US Government securities at beginning of year2014-12-31$12,462,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,178,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$456,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,837,446
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$17,818,274
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$17,435,685
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$23,284,149
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$24,173,140
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$20,898,699
Aggregate carrying amount (costs) on sale of assets2014-12-31$18,723,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,584,633
Total unrealized appreciation/depreciation of assets2013-12-31$2,584,633
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$80,191
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$117,448
Total income from all sources (including contributions)2013-12-31$13,069,081
Total loss/gain on sale of assets2013-12-31$2,367,265
Total of all expenses incurred2013-12-31$3,014,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,656,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$92,121,881
Value of total assets at beginning of year2013-12-31$82,104,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$358,337
Total interest from all sources2013-12-31$923,278
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,127,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$681,996
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$810,542
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$806,340
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$236,994
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$80,191
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$117,448
Other income not declared elsewhere2013-12-31$-24,164
Administrative expenses (other) incurred2013-12-31$175,570
Total non interest bearing cash at end of year2013-12-31$8,590
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,054,607
Value of net assets at end of year (total assets less liabilities)2013-12-31$92,041,690
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$81,987,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$182,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,996,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$29,929,788
Income. Interest from US Government securities2013-12-31$320,374
Income. Interest from corporate debt instruments2013-12-31$602,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,598,846
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$799,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$799,858
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$111
Asset value of US Government securities at end of year2013-12-31$12,447,188
Asset value of US Government securities at beginning of year2013-12-31$11,470,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,090,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$7,000,000
Income. Dividends from common stock2013-12-31$446,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,656,137
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$17,594,991
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$13,355,019
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$26,664,914
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$18,743,365
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$25,193,245
Aggregate carrying amount (costs) on sale of assets2013-12-31$22,825,980
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,364,872
Total unrealized appreciation/depreciation of assets2012-12-31$1,364,872
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$117,448
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$39,166
Total income from all sources (including contributions)2012-12-31$15,210,753
Total loss/gain on sale of assets2012-12-31$894,776
Total of all expenses incurred2012-12-31$2,772,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,390,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,000,000
Value of total assets at end of year2012-12-31$82,104,531
Value of total assets at beginning of year2012-12-31$69,587,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$381,559
Total interest from all sources2012-12-31$683,822
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,054,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$682,198
Administrative expenses professional fees incurred2012-12-31$37,093
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$806,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$117,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$39,166
Other income not declared elsewhere2012-12-31$90,753
Administrative expenses (other) incurred2012-12-31$35,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,438,583
Value of net assets at end of year (total assets less liabilities)2012-12-31$81,987,083
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$69,548,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$175,683
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$29,929,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,032,617
Income. Interest from US Government securities2012-12-31$262,770
Income. Interest from corporate debt instruments2012-12-31$420,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$799,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,278,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,278,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$182
Asset value of US Government securities at end of year2012-12-31$11,470,161
Asset value of US Government securities at beginning of year2012-12-31$6,915,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,121,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,000,000
Employer contributions (assets) at end of year2012-12-31$7,000,000
Employer contributions (assets) at beginning of year2012-12-31$20,100,000
Income. Dividends from common stock2012-12-31$372,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,390,611
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$13,355,019
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$9,510,321
Contract administrator fees2012-12-31$132,908
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$18,743,365
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$10,750,559
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$19,500,112
Aggregate carrying amount (costs) on sale of assets2012-12-31$18,605,336
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WOLF FINANCIAL MANAGEMENT, LLC
Accountancy firm EIN2012-12-31364183202
2011 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-43,318
Total unrealized appreciation/depreciation of assets2011-12-31$-43,318
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$39,166
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,999
Total income from all sources (including contributions)2011-12-31$20,403,140
Total of all expenses incurred2011-12-31$2,400,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,267,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$20,100,000
Value of total assets at end of year2011-12-31$69,587,666
Value of total assets at beginning of year2011-12-31$51,550,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$133,168
Total interest from all sources2011-12-31$30,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$98,261
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$39,166
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$3,999
Administrative expenses (other) incurred2011-12-31$32,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$18,002,334
Value of net assets at end of year (total assets less liabilities)2011-12-31$69,548,500
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$51,546,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,032,617
Income. Interest from US Government securities2011-12-31$6,382
Income. Interest from corporate debt instruments2011-12-31$23,633
Value of interest in master investment trust accounts at beginning of year2011-12-31$51,550,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,278,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$12
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$12
Asset value of US Government securities at end of year2011-12-31$6,915,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-44,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$20,100,000
Employer contributions (assets) at end of year2011-12-31$20,100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,267,638
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$9,510,321
Contract administrator fees2011-12-31$2,112
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$10,750,559
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,999
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,574
Total income from all sources (including contributions)2010-12-31$4,590,830
Total of all expenses incurred2010-12-31$2,361,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,128,950
Value of total assets at end of year2010-12-31$51,550,165
Value of total assets at beginning of year2010-12-31$49,323,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$232,811
Total interest from all sources2010-12-31$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$148,098
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$3,999
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$6,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,229,069
Value of net assets at end of year (total assets less liabilities)2010-12-31$51,546,166
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$49,317,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in master investment trust accounts at end of year2010-12-31$51,550,153
Value of interest in master investment trust accounts at beginning of year2010-12-31$31,823,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$12
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$12
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$12
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at beginning of year2010-12-31$17,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,128,950
Contract administrator fees2010-12-31$84,713
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558

Form 5500 Responses for KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA,

2018: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KOMATSU AMERICA CORP. PENSION PLAN LOCAL 158 INTL BROTHERHOOD BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS, & HELPERS, PEORIA, 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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