KOMATSU AMERICA CORP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan KOMATSU AMERICA CORP. MASTER TRUST
| Measure | Date | Value |
|---|
| 2011 : KOMATSU AMERICA CORP. MASTER TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-29 | $26 |
| Total unrealized appreciation/depreciation of assets | 2011-12-29 | $26 |
| Total transfer of assets from this plan | 2011-12-29 | $106,540,824 |
| Total income from all sources (including contributions) | 2011-12-29 | $-1,805,929 |
| Total loss/gain on sale of assets | 2011-12-29 | $106,379 |
| Total of all expenses incurred | 2011-12-29 | $9,728,465 |
| Value of total assets at end of year | 2011-12-29 | $0 |
| Value of total assets at beginning of year | 2011-12-29 | $118,075,218 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-29 | $9,728,465 |
| Total interest from all sources | 2011-12-29 | $1,384,154 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-29 | $1,220,747 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-29 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-29 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-29 | $677,273 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-29 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-29 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-29 | $1,864,192 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-29 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-29 | $417,195 |
| Other income not declared elsewhere | 2011-12-29 | $-33,673 |
| Administrative expenses (other) incurred | 2011-12-29 | $9,728,465 |
| Value of net income/loss | 2011-12-29 | $-11,534,394 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-29 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-29 | $118,075,218 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-29 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-29 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-29 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-29 | $49,787,748 |
| Interest earned on other investments | 2011-12-29 | $179,907 |
| Income. Interest from US Government securities | 2011-12-29 | $454,180 |
| Income. Interest from corporate debt instruments | 2011-12-29 | $749,555 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-29 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-29 | $2,401,855 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-29 | $2,401,855 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-29 | $512 |
| Asset value of US Government securities at end of year | 2011-12-29 | $0 |
| Asset value of US Government securities at beginning of year | 2011-12-29 | $16,500,542 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-29 | $-4,483,562 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-29 | Yes |
| Income. Dividends from common stock | 2011-12-29 | $543,474 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-29 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-29 | $20,343,392 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-29 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-29 | $26,760,294 |
| Did the plan have assets held for investment | 2011-12-29 | No |
| Aggregate proceeds on sale of assets | 2011-12-29 | $119,625,011 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-29 | $119,518,632 |
| 2010 : KOMATSU AMERICA CORP. MASTER TRUST 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $2,693,417 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $2,693,417 |
| Total income from all sources (including contributions) | 2010-12-31 | $10,747,699 |
| Total loss/gain on sale of assets | 2010-12-31 | $-513,777 |
| Total of all expenses incurred | 2010-12-31 | $7,020,391 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $30,461 |
| Value of total assets at end of year | 2010-12-31 | $118,075,218 |
| Value of total assets at beginning of year | 2010-12-31 | $114,347,910 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,020,391 |
| Total interest from all sources | 2010-12-31 | $1,519,860 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,390,909 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $852,170 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,864,192 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $639,475 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $417,195 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $314,849 |
| Other income not declared elsewhere | 2010-12-31 | $-3,420 |
| Administrative expenses (other) incurred | 2010-12-31 | $7,020,391 |
| Income. Non cash contributions | 2010-12-31 | $30,461 |
| Value of net income/loss | 2010-12-31 | $3,727,308 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $118,075,218 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $114,347,910 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $49,787,748 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,904,301 |
| Interest earned on other investments | 2010-12-31 | $3,732 |
| Income. Interest from US Government securities | 2010-12-31 | $545,439 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $966,711 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $2,401,855 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,683,865 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,683,865 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $3,978 |
| Asset value of US Government securities at end of year | 2010-12-31 | $16,500,542 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $12,591,926 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $5,630,249 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $36,100,000 |
| Income. Dividends from common stock | 2010-12-31 | $538,739 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $20,343,392 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $13,205,013 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $26,760,294 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $23,908,481 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $97,793,566 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $98,307,343 |
