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THERMA 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameTHERMA 401K PROFIT SHARING PLAN
Plan identification number 002

THERMA 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THERMA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:THERMA CORPORATION
Employer identification number (EIN):941745020
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Additional information about THERMA CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0627756

More information about THERMA CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THERMA 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01
0022015-01-01
0022014-01-01JOSEPH PARISI
0022013-01-01JOSEPH PARISI
0022012-01-01JOSEPH PARISI
0022011-01-01JOSEPH PARISI
0022010-01-01JOSEPH PARISI
0022009-01-01JOSEPH PARISI

Plan Statistics for THERMA 401K PROFIT SHARING PLAN

401k plan membership statisitcs for THERMA 401K PROFIT SHARING PLAN

Measure Date Value
2016: THERMA 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01122
Total number of active participants reported on line 7a of the Form 55002016-01-01116
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01126
Number of participants with account balances2016-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THERMA 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01114
Total number of active participants reported on line 7a of the Form 55002015-01-01109
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01122
Number of participants with account balances2015-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THERMA 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01106
Total number of active participants reported on line 7a of the Form 55002014-01-01109
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01114
Number of participants with account balances2014-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THERMA 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0198
Total number of active participants reported on line 7a of the Form 55002013-01-0199
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01106
Number of participants with account balances2013-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THERMA 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01103
Total number of active participants reported on line 7a of the Form 55002012-01-0192
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0198
Number of participants with account balances2012-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THERMA 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01112
Total number of active participants reported on line 7a of the Form 55002011-01-0193
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01103
Number of participants with account balances2011-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THERMA 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01123
Total number of active participants reported on line 7a of the Form 55002010-01-0197
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0114
Total of all active and inactive participants2010-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01112
Number of participants with account balances2010-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THERMA 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01144
Total number of active participants reported on line 7a of the Form 55002009-01-01102
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01123
Number of participants with account balances2009-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THERMA 401K PROFIT SHARING PLAN

Measure Date Value
2016 : THERMA 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,703
Total income from all sources (including contributions)2016-12-31$1,542,223
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$332,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$330,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,093,845
Value of total assets at end of year2016-12-31$11,013,104
Value of total assets at beginning of year2016-12-31$9,803,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,100
Total interest from all sources2016-12-31$55
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$761,276
Participant contributions at end of year2016-12-31$6,754
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$10,120,708
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$8,879,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,100
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,703
Other income not declared elsewhere2016-12-31$448,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,209,946
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,011,004
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,801,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$563,385
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$602,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$602,521
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$55
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$332,569
Employer contributions (assets) at end of year2016-12-31$322,257
Employer contributions (assets) at beginning of year2016-12-31$321,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$330,177
Contract administrator fees2016-12-31$2,100
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31EKS & H
Accountancy firm EIN2016-12-31461497033
2015 : THERMA 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,703
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,484
Total income from all sources (including contributions)2015-12-31$1,023,169
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,031,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,027,844
Value of total corrective distributions2015-12-31$539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,118,434
Value of total assets at end of year2015-12-31$9,803,761
Value of total assets at beginning of year2015-12-31$9,810,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,703
Total interest from all sources2015-12-31$56
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$775,080
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$8,879,877
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$8,933,263
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,763
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,703
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,484
Other income not declared elsewhere2015-12-31$-95,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-7,917
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,801,058
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,808,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$602,521
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$569,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$569,835
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$56
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$339,591
Employer contributions (assets) at end of year2015-12-31$321,363
Employer contributions (assets) at beginning of year2015-12-31$307,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,027,844
Contract administrator fees2015-12-31$2,703
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31EKS & H
Accountancy firm EIN2015-12-31461497033
2014 : THERMA 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,322
Total income from all sources (including contributions)2014-12-31$1,472,544
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$50,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$49,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,143,859
Value of total assets at end of year2014-12-31$9,810,459
Value of total assets at beginning of year2014-12-31$8,388,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,484
Total interest from all sources2014-12-31$58
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$754,084
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$8,267
Assets. Other investments not covered elsewhere at end of year2014-12-31$8,933,263
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$7,524,784
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$82,414
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,322
Other income not declared elsewhere2014-12-31$328,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,421,913
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,808,975
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,387,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$569,835
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$599,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$599,257
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$58
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$307,361
Employer contributions (assets) at end of year2014-12-31$307,361
Employer contributions (assets) at beginning of year2014-12-31$256,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$49,147
Contract administrator fees2014-12-31$1,484
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31WUBBELS & DUFFY, CPA'S, RLLP
Accountancy firm EIN2014-12-31770501817
2013 : THERMA 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,322
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,142
Total income from all sources (including contributions)2013-12-31$1,438,419
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$780,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$778,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$886,824
Value of total assets at end of year2013-12-31$8,388,384
Value of total assets at beginning of year2013-12-31$7,732,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,347
Total interest from all sources2013-12-31$63
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$624,086
Participant contributions at end of year2013-12-31$8,267
Participant contributions at beginning of year2013-12-31$5,148
Assets. Other investments not covered elsewhere at end of year2013-12-31$7,524,784
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,107,245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,322
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,142
Other income not declared elsewhere2013-12-31$551,532
Administrative expenses (other) incurred2013-12-31$25
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$658,082
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,387,062
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,728,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$599,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$619,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$619,729
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$63
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$262,738
Employer contributions (assets) at end of year2013-12-31$256,076
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$778,990
Contract administrator fees2013-12-31$1,322
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WUBBELS & DUFFY, CPA'S, RLLP
Accountancy firm EIN2013-12-31770501817
2012 : THERMA 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,142
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,156
Total income from all sources (including contributions)2012-12-31$801,005
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$652,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$649,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$501,987
Value of total assets at end of year2012-12-31$7,732,122
Value of total assets at beginning of year2012-12-31$7,583,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,142
Total interest from all sources2012-12-31$71
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$496,478
Participant contributions at end of year2012-12-31$5,148
Participant contributions at beginning of year2012-12-31$12,319
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,107,245
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$6,829,535
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,509
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,156
Other income not declared elsewhere2012-12-31$298,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$148,274
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,728,980
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,580,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$619,729
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$742,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$742,008
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$71
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$649,589
Contract administrator fees2012-12-31$3,142
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31WUBBELS & DUFFY, CPA'S, RLLP
Accountancy firm EIN2012-12-31770501817
2011 : THERMA 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,156
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,967
Total income from all sources (including contributions)2011-12-31$327,408
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,201,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,197,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$536,944
Value of total assets at end of year2011-12-31$7,583,862
Value of total assets at beginning of year2011-12-31$8,458,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,530
Total interest from all sources2011-12-31$76
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$536,944
Participant contributions at end of year2011-12-31$12,319
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$6,829,535
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$7,650,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$3,156
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$3,967
Other income not declared elsewhere2011-12-31$-209,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-873,740
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,580,706
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,454,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$742,008
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$808,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$808,334
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$76
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,197,618
Contract administrator fees2011-12-31$3,530
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31WUBBELS & DUFFY, CPA'S, RLLP
Accountancy firm EIN2011-12-31770501817
2010 : THERMA 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,967
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$34,250
Total income from all sources (including contributions)2010-12-31$863,053
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$735,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$731,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$528,798
Value of total assets at end of year2010-12-31$8,458,413
Value of total assets at beginning of year2010-12-31$8,360,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,985
Total interest from all sources2010-12-31$86
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$528,798
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$11,208
Assets. Other investments not covered elsewhere at end of year2010-12-31$7,650,079
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$8,349,435
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$3,967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,865
Other income not declared elsewhere2010-12-31$334,169
Administrative expenses (other) incurred2010-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$128,053
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,454,446
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,326,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$808,334
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$86
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$731,015
Contract administrator fees2010-12-31$3,967
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$32,385
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31WUBBELS & DUFFY, CPA'S, RLLP
Accountancy firm EIN2010-12-31770501817
2009 : THERMA 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THERMA 401K PROFIT SHARING PLAN

2016: THERMA 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THERMA 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THERMA 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THERMA 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THERMA 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THERMA 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THERMA 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THERMA 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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