401k Plan data: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN plan

DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN
Plan identification number	002

DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DELTA BANK, NATIONAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name: DELTA BANK, NATIONAL ASSOCIATION

Employer identification number (EIN): 942197053

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 NICHOL CUNNINGHAM
002 2011-01-01 NICHOL CUNNINGHAM 2012-03-26
002 2010-01-01 WARREN WEGGE 2011-02-28

Plan Statistics for DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN

Measure Date Value
2015: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 32
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 33
Number of participants with account balances 2015-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 33
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 35
Number of participants with account balances 2014-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 36
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 39
Number of participants with account balances 2013-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 37
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 38
Number of participants with account balances 2012-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1

Measure	Date	Value
2015: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	32
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	33
Number of participants with account balances	2015-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	33
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	35
Number of participants with account balances	2014-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	36
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	39
Number of participants with account balances	2013-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	37
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	38
Number of participants with account balances	2012-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1

Financial Data on DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2015 : DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$-228,496
Total income from all sources	2015-12-31	$19,022
Expenses. Total of all expenses incurred	2015-12-31	$324,907
Benefits paid (including direct rollovers)	2015-12-31	$318,659
Total plan assets at end of year	2015-12-31	$1,367,832
Total plan assets at beginning of year	2015-12-31	$1,902,213
Value of fidelity bond covering the plan	2015-12-31	$2,000,000
Total contributions received or receivable from participants	2015-12-31	$36,520
Contributions received from other sources (not participants or employers)	2015-12-31	$6,331
Other income received	2015-12-31	$-23,829
Net income (gross income less expenses)	2015-12-31	$-305,885
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,367,832
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,902,213
Assets. Value of participant loans	2015-12-31	$22,995
Assets. Value of employer securities	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$6,248
2014 : DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$533,290
Expenses. Total of all expenses incurred	2014-12-31	$60,811
Benefits paid (including direct rollovers)	2014-12-31	$56,393
Total plan assets at end of year	2014-12-31	$1,902,213
Total plan assets at beginning of year	2014-12-31	$1,429,734
Value of fidelity bond covering the plan	2014-12-31	$2,000,000
Total contributions received or receivable from participants	2014-12-31	$46,288
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Other income received	2014-12-31	$487,002
Net income (gross income less expenses)	2014-12-31	$472,479
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,902,213
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,429,734
Assets. Value of participant loans	2014-12-31	$34,005
Assets. Value of employer securities	2014-12-31	$228,496
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,418
2013 : DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$172,304
Expenses. Total of all expenses incurred	2013-12-31	$32,047
Benefits paid (including direct rollovers)	2013-12-31	$27,949
Total plan assets at end of year	2013-12-31	$1,429,734
Total plan assets at beginning of year	2013-12-31	$1,289,477
Value of fidelity bond covering the plan	2013-12-31	$2,000,000
Total contributions received or receivable from participants	2013-12-31	$43,357
Other income received	2013-12-31	$128,947
Net income (gross income less expenses)	2013-12-31	$140,257
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,429,734
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,289,477
Assets. Value of participant loans	2013-12-31	$44,963
Assets. Value of employer securities	2013-12-31	$194,937
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,098
2012 : DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$261,114
Total income from all sources	2012-12-31	$169,559
Expenses. Total of all expenses incurred	2012-12-31	$259,959
Benefits paid (including direct rollovers)	2012-12-31	$256,807
Total plan assets at end of year	2012-12-31	$1,289,477
Total plan assets at beginning of year	2012-12-31	$1,118,763
Value of fidelity bond covering the plan	2012-12-31	$2,000,000
Total contributions received or receivable from participants	2012-12-31	$44,381
Other income received	2012-12-31	$125,178
Net income (gross income less expenses)	2012-12-31	$-90,400
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,289,477
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,118,763
Assets. Value of participant loans	2012-12-31	$21,433
Assets. Value of employer securities	2012-12-31	$179,369
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,152

Form 5500 Responses for DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN

2015: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DELTA BANK, NATIONAL ASSOCIATION PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

18817

Policy instance

Insurance contract or identification number	18817
Number of Individuals Covered	26
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5,379
Total amount of fees paid to insurance company	USD $6,827
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,379
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	6827
Insurance broker name	OSBORNE & ASSOCIATES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

18817

Policy instance

Insurance contract or identification number	18817
Number of Individuals Covered	23
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $4,868
Total amount of fees paid to insurance company	USD $4,961
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $4,448
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	4961
Insurance broker name	NFP ADVISOR SERVICES LLC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

18817

Policy instance

Insurance contract or identification number	18817
Number of Individuals Covered	25
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4,411
Total amount of fees paid to insurance company	USD $4,566
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $4,411
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	4566
Insurance broker name	OSBORNE & ASSOCIATES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

18817

Policy instance

Insurance contract or identification number	18817
Number of Individuals Covered	27
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $4,892
Total amount of fees paid to insurance company	USD $3,720
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $2,842
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	3720
Insurance broker name	OSBORNE & ASSOCIATES, INC.

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Company Name:	DELTA BANK, NATIONAL ASSOCIATION
Employer identification number (EIN):	942197053
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	NICHOL CUNNINGHAM
002	2011-01-01	NICHOL CUNNINGHAM	2012-03-26
002	2010-01-01	WARREN WEGGE	2011-02-28