| Plan Name | OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN |
| Plan identification number | 002 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | OPTICAL ASSOCIATES, INC. |
| Employer identification number (EIN): | 942201014 |
| NAIC Classification: | 334500 |
Additional information about OPTICAL ASSOCIATES, INC.
| Jurisdiction of Incorporation: | Florida Department of State Division of Corporations |
| Incorporation Date: | 1977-07-11 |
| Company Identification Number: | 541157 |
| Legal Registered Office Address: |
1401 BRICKELL AVE, STE 806 MIAMI 33131 |
More information about OPTICAL ASSOCIATES, INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 002 | 2023-04-01 | PHILIP L. KAEFER | 2025-01-10 | ||
| 002 | 2022-04-01 | PHILIP L. KAEFER | 2024-01-11 | ||
| 002 | 2022-04-01 | PHILIP L. KAEFER | 2024-04-01 | ||
| 002 | 2021-04-01 | PHILIP L. KAEFER | 2023-03-28 | ||
| 002 | 2020-04-01 | PHILIP L. KAEFER | 2022-01-12 | ||
| 002 | 2019-04-01 | ||||
| 002 | 2018-04-01 | ||||
| 002 | 2018-04-01 | ||||
| 002 | 2017-04-01 | PHILIP L. KAEFER | |||
| 002 | 2016-04-01 | PHILIP L. KAEFER | PHILIP L. KAEFER | 2018-01-12 | |
| 002 | 2015-04-01 | PHILIP L. KAEFER | PHILIP L. KAEFER | 2017-01-13 | |
| 002 | 2014-04-01 | PHILIP L. KAEFER | |||
| 002 | 2013-04-01 | PHILIP L. KAEFER | PHILIP L. KAEFER | 2015-01-13 | |
| 002 | 2012-04-01 | PHILIP L. KAEFER | |||
| 002 | 2011-04-01 | PHILIP L. KAEFER | |||
| 002 | 2010-04-01 | PHILIP L. KAEFER | |||
| 002 | 2009-04-01 | PHILIP L. KAEFER |
| Measure | Date | Value |
|---|---|---|
| 2024 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2024 401k financial data | ||
| Total income from all sources | 2024-03-31 | $0 |
| Expenses. Total of all expenses incurred | 2024-03-31 | $0 |
| Total plan assets at end of year | 2024-03-31 | $2,162,912 |
| Total plan assets at beginning of year | 2024-03-31 | $2,162,912 |
| Value of fidelity bond covering the plan | 2024-03-31 | $200,000 |
| Net income (gross income less expenses) | 2024-03-31 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2024-03-31 | $2,162,912 |
| Net plan assets at beginning of year (total assets less liabilities) | 2024-03-31 | $2,162,912 |
| Assets. Value of employer securities | 2024-03-31 | $1,357,013 |
| 2023 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data | ||
| Total income from all sources | 2023-03-31 | $0 |
| Expenses. Total of all expenses incurred | 2023-03-31 | $0 |
| Benefits paid (including direct rollovers) | 2023-03-31 | $95,912 |
| Total plan assets at end of year | 2023-03-31 | $2,493,478 |
| Total plan assets at beginning of year | 2023-03-31 | $2,493,478 |
| Value of fidelity bond covering the plan | 2023-03-31 | $200,000 |
| Other income received | 2023-03-31 | $-234,654 |
| Net income (gross income less expenses) | 2023-03-31 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2023-03-31 | $2,493,478 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-03-31 | $2,493,478 |
| Assets. Value of employer securities | 2023-03-31 | $1,666,981 |
| 2022 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data | ||
| Total plan liabilities at beginning of year | 2022-03-31 | $45,590 |
| Total income from all sources | 2022-03-31 | $294,928 |
| Expenses. Total of all expenses incurred | 2022-03-31 | $41,681 |
| Benefits paid (including direct rollovers) | 2022-03-31 | $41,681 |
| Total plan assets at end of year | 2022-03-31 | $2,493,478 |
| Total plan assets at beginning of year | 2022-03-31 | $2,285,821 |
| Value of fidelity bond covering the plan | 2022-03-31 | $200,000 |
| Other income received | 2022-03-31 | $294,928 |
| Net income (gross income less expenses) | 2022-03-31 | $253,247 |
| Net plan assets at end of year (total assets less liabilities) | 2022-03-31 | $2,493,478 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-03-31 | $2,240,231 |
| Assets. Value of employer securities | 2022-03-31 | $1,343,158 |
| 2021 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data | ||
| Total plan liabilities at end of year | 2021-03-31 | $45,590 |
| Total plan liabilities at beginning of year | 2021-03-31 | $976 |
| Total income from all sources | 2021-03-31 | $1,178,965 |
| Expenses. Total of all expenses incurred | 2021-03-31 | $45,071 |
| Benefits paid (including direct rollovers) | 2021-03-31 | $45,071 |
| Total plan assets at end of year | 2021-03-31 | $2,285,821 |
| Total plan assets at beginning of year | 2021-03-31 | $1,107,313 |
| Value of fidelity bond covering the plan | 2021-03-31 | $200,000 |
| Other income received | 2021-03-31 | $978,965 |
| Net income (gross income less expenses) | 2021-03-31 | $1,133,894 |
| Net plan assets at end of year (total assets less liabilities) | 2021-03-31 | $2,240,231 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-03-31 | $1,106,337 |
| Assets. Value of employer securities | 2021-03-31 | $1,372,123 |
| Total contributions received or receivable from employer(s) | 2021-03-31 | $200,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-03-31 | $0 |
| 2020 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data | ||
| Total plan liabilities at end of year | 2020-03-31 | $976 |
| Total plan liabilities at beginning of year | 2020-03-31 | $3,312 |
| Total income from all sources | 2020-03-31 | $318,316 |
| Expenses. Total of all expenses incurred | 2020-03-31 | $5,194 |
| Benefits paid (including direct rollovers) | 2020-03-31 | $5,194 |
| Total plan assets at end of year | 2020-03-31 | $1,107,313 |
| Total plan assets at beginning of year | 2020-03-31 | $796,527 |
| Value of fidelity bond covering the plan | 2020-03-31 | $200,000 |
| Other income received | 2020-03-31 | $118,316 |
| Net income (gross income less expenses) | 2020-03-31 | $313,122 |
| Net plan assets at end of year (total assets less liabilities) | 2020-03-31 | $1,106,337 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-03-31 | $793,215 |
| Assets. Value of employer securities | 2020-03-31 | $393,211 |
| Total contributions received or receivable from employer(s) | 2020-03-31 | $200,000 |
| 2019 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data | ||
| Total plan liabilities at end of year | 2019-03-31 | $3,312 |
| Total plan liabilities at beginning of year | 2019-03-31 | $55,485 |
| Total income from all sources | 2019-03-31 | $-267,563 |
| Expenses. Total of all expenses incurred | 2019-03-31 | $38,803 |
| Benefits paid (including direct rollovers) | 2019-03-31 | $38,803 |
| Total plan assets at end of year | 2019-03-31 | $795,992 |
| Total plan assets at beginning of year | 2019-03-31 | $1,154,531 |
| Value of fidelity bond covering the plan | 2019-03-31 | $200,000 |
| Other income received | 2019-03-31 | $-267,563 |
| Net income (gross income less expenses) | 2019-03-31 | $-306,366 |
| Net plan assets at end of year (total assets less liabilities) | 2019-03-31 | $792,680 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-03-31 | $1,099,046 |
| Assets. Value of employer securities | 2019-03-31 | $274,563 |
| 2018 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data | ||
| Total plan liabilities at end of year | 2018-03-31 | $55,485 |
| Total plan liabilities at beginning of year | 2018-03-31 | $794 |
| Total income from all sources | 2018-03-31 | $52,515 |
| Expenses. Total of all expenses incurred | 2018-03-31 | $54,969 |
| Benefits paid (including direct rollovers) | 2018-03-31 | $54,969 |
| Total plan assets at end of year | 2018-03-31 | $1,154,531 |
| Total plan assets at beginning of year | 2018-03-31 | $1,102,294 |
| Value of fidelity bond covering the plan | 2018-03-31 | $200,000 |
| Other income received | 2018-03-31 | $52,515 |
| Net income (gross income less expenses) | 2018-03-31 | $-2,454 |
| Net plan assets at end of year (total assets less liabilities) | 2018-03-31 | $1,099,046 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-03-31 | $1,101,500 |
| Assets. Value of employer securities | 2018-03-31 | $542,348 |
| 2017 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data | ||
| Total plan liabilities at end of year | 2017-03-31 | $794 |
| Total plan liabilities at beginning of year | 2017-03-31 | $772 |
| Total income from all sources | 2017-03-31 | $430,199 |
| Expenses. Total of all expenses incurred | 2017-03-31 | $6,100 |
| Benefits paid (including direct rollovers) | 2017-03-31 | $6,100 |
| Total plan assets at end of year | 2017-03-31 | $1,102,294 |
| Total plan assets at beginning of year | 2017-03-31 | $678,173 |
| Value of fidelity bond covering the plan | 2017-03-31 | $200,000 |
| Other income received | 2017-03-31 | $230,199 |
| Net income (gross income less expenses) | 2017-03-31 | $424,099 |
| Net plan assets at end of year (total assets less liabilities) | 2017-03-31 | $1,101,500 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-03-31 | $677,401 |
| Assets. Value of employer securities | 2017-03-31 | $490,019 |
| Total contributions received or receivable from employer(s) | 2017-03-31 | $200,000 |
| 2016 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data | ||
| Total plan liabilities at end of year | 2016-03-31 | $772 |
| Total plan liabilities at beginning of year | 2016-03-31 | $13,125 |
| Total income from all sources | 2016-03-31 | $-417,991 |
| Expenses. Total of all expenses incurred | 2016-03-31 | $60,661 |
| Benefits paid (including direct rollovers) | 2016-03-31 | $60,661 |
| Total plan assets at end of year | 2016-03-31 | $678,173 |
| Total plan assets at beginning of year | 2016-03-31 | $1,169,178 |
| Value of fidelity bond covering the plan | 2016-03-31 | $200,000 |
| Other income received | 2016-03-31 | $-417,991 |
| Net income (gross income less expenses) | 2016-03-31 | $-478,652 |
| Net plan assets at end of year (total assets less liabilities) | 2016-03-31 | $677,401 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-03-31 | $1,156,053 |
| Assets. Value of employer securities | 2016-03-31 | $259,986 |
| 2015 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data | ||
| Total plan liabilities at end of year | 2015-03-31 | $13,125 |
| Total plan liabilities at beginning of year | 2015-03-31 | $1,960 |
| Total income from all sources | 2015-03-31 | $7,207 |
| Expenses. Total of all expenses incurred | 2015-03-31 | $82,089 |
| Benefits paid (including direct rollovers) | 2015-03-31 | $82,089 |
| Total plan assets at end of year | 2015-03-31 | $1,169,178 |
| Total plan assets at beginning of year | 2015-03-31 | $1,232,895 |
| Value of fidelity bond covering the plan | 2015-03-31 | $200,000 |
| Other income received | 2015-03-31 | $7,207 |
| Net income (gross income less expenses) | 2015-03-31 | $-74,882 |
| Net plan assets at end of year (total assets less liabilities) | 2015-03-31 | $1,156,053 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-03-31 | $1,230,935 |
| Assets. Value of employer securities | 2015-03-31 | $678,173 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
| 2014 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data | ||
| Total plan liabilities at end of year | 2014-03-31 | $1,960 |
| Total plan liabilities at beginning of year | 2014-03-31 | $4,853 |
| Total income from all sources | 2014-03-31 | $-560,099 |
| Expenses. Total of all expenses incurred | 2014-03-31 | $33,411 |
| Benefits paid (including direct rollovers) | 2014-03-31 | $33,411 |
| Total plan assets at end of year | 2014-03-31 | $1,232,895 |
| Total plan assets at beginning of year | 2014-03-31 | $1,829,298 |
| Value of fidelity bond covering the plan | 2014-03-31 | $200,000 |
| Other income received | 2014-03-31 | $-560,099 |
| Net income (gross income less expenses) | 2014-03-31 | $-593,510 |
| Net plan assets at end of year (total assets less liabilities) | 2014-03-31 | $1,230,935 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-03-31 | $1,824,445 |
| Assets. Value of employer securities | 2014-03-31 | $671,241 |
| 2013 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data | ||
| Total plan liabilities at end of year | 2013-03-31 | $4,853 |
| Total plan liabilities at beginning of year | 2013-03-31 | $8,148 |
| Total income from all sources | 2013-03-31 | $433,788 |
| Expenses. Total of all expenses incurred | 2013-03-31 | $93,133 |
| Benefits paid (including direct rollovers) | 2013-03-31 | $93,133 |
| Total plan assets at end of year | 2013-03-31 | $1,829,298 |
| Total plan assets at beginning of year | 2013-03-31 | $1,491,938 |
| Value of fidelity bond covering the plan | 2013-03-31 | $200,000 |
| Other income received | 2013-03-31 | $233,788 |
| Net income (gross income less expenses) | 2013-03-31 | $340,655 |
| Net plan assets at end of year (total assets less liabilities) | 2013-03-31 | $1,824,445 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-03-31 | $1,483,790 |
| Assets. Value of employer securities | 2013-03-31 | $1,231,564 |
| Total contributions received or receivable from employer(s) | 2013-03-31 | $200,000 |
| 2012 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data | ||
| Total plan liabilities at end of year | 2012-03-31 | $8,148 |
| Total plan liabilities at beginning of year | 2012-03-31 | $19,763 |
| Total income from all sources | 2012-03-31 | $16,068 |
| Expenses. Total of all expenses incurred | 2012-03-31 | $49,047 |
| Benefits paid (including direct rollovers) | 2012-03-31 | $49,047 |
| Total plan assets at end of year | 2012-03-31 | $1,491,938 |
| Total plan assets at beginning of year | 2012-03-31 | $1,536,532 |
| Value of fidelity bond covering the plan | 2012-03-31 | $200,000 |
| Other income received | 2012-03-31 | $-83,932 |
| Net income (gross income less expenses) | 2012-03-31 | $-32,979 |
| Net plan assets at end of year (total assets less liabilities) | 2012-03-31 | $1,483,790 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-03-31 | $1,516,769 |
| Assets. Value of employer securities | 2012-03-31 | $998,177 |
| Total contributions received or receivable from employer(s) | 2012-03-31 | $100,000 |
| 2011 : OPTICAL ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data | ||
| Total plan liabilities at end of year | 2011-03-31 | $19,763 |
| Total plan liabilities at beginning of year | 2011-03-31 | $4,902 |
| Total income from all sources | 2011-03-31 | $676,162 |
| Expenses. Total of all expenses incurred | 2011-03-31 | $43,096 |
| Benefits paid (including direct rollovers) | 2011-03-31 | $43,096 |
| Total plan assets at end of year | 2011-03-31 | $1,536,532 |
| Total plan assets at beginning of year | 2011-03-31 | $888,605 |
| Value of fidelity bond covering the plan | 2011-03-31 | $200,000 |
| Other income received | 2011-03-31 | $376,162 |
| Net income (gross income less expenses) | 2011-03-31 | $633,066 |
| Net plan assets at end of year (total assets less liabilities) | 2011-03-31 | $1,516,769 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-03-31 | $883,703 |
| Assets. Value of employer securities | 2011-03-31 | $1,082,553 |
| Total contributions received or receivable from employer(s) | 2011-03-31 | $300,000 |