OPTICS EAST, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OPTICS EAST, INC 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2016 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2016 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2016-06-30 | $99,061 |
Total unrealized appreciation/depreciation of assets | 2016-06-30 | $99,061 |
Total transfer of assets from this plan | 2016-06-30 | $1,818,120 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $277 |
Total income from all sources (including contributions) | 2016-06-30 | $154,615 |
Total loss/gain on sale of assets | 2016-06-30 | $0 |
Total of all expenses incurred | 2016-06-30 | $2,391 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $760 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $52,477 |
Value of total assets at end of year | 2016-06-30 | $0 |
Value of total assets at beginning of year | 2016-06-30 | $1,666,173 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $1,631 |
Total interest from all sources | 2016-06-30 | $3,077 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-06-30 | $0 |
Administrative expenses professional fees incurred | 2016-06-30 | $1,631 |
Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
Value of fidelity bond cover | 2016-06-30 | $160,000 |
If this is an individual account plan, was there a blackout period | 2016-06-30 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
Contributions received from participants | 2016-06-30 | $44,648 |
Participant contributions at end of year | 2016-06-30 | $0 |
Participant contributions at beginning of year | 2016-06-30 | $63,950 |
Participant contributions at end of year | 2016-06-30 | $0 |
Participant contributions at beginning of year | 2016-06-30 | $13,717 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-06-30 | $2,547 |
Liabilities. Value of operating payables at end of year | 2016-06-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2016-06-30 | $277 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Value of net income/loss | 2016-06-30 | $152,224 |
Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $1,665,896 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
Value of interest in pooled separate accounts at end of year | 2016-06-30 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2016-06-30 | $1,362,748 |
Interest on participant loans | 2016-06-30 | $1,422 |
Interest earned on other investments | 2016-06-30 | $1,655 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-06-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-06-30 | $195,035 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
Contributions received in cash from employer | 2016-06-30 | $7,829 |
Employer contributions (assets) at end of year | 2016-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2016-06-30 | $28,176 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $760 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-06-30 | Yes |
Did the plan have assets held for investment | 2016-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
Accountancy firm name | 2016-06-30 | HUTCHISON & BLOODGOOD LLP |
Accountancy firm EIN | 2016-06-30 | 950858589 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-02-29 | $-141,563 |
Total unrealized appreciation/depreciation of assets | 2016-02-29 | $-141,563 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-02-29 | $277 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-02-29 | $637 |
Total income from all sources (including contributions) | 2016-02-29 | $60,025 |
Total loss/gain on sale of assets | 2016-02-29 | $0 |
Total of all expenses incurred | 2016-02-29 | $153,419 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-02-29 | $143,727 |
Value of total corrective distributions | 2016-02-29 | $6,140 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-02-29 | $191,908 |
Value of total assets at end of year | 2016-02-29 | $1,666,145 |
Value of total assets at beginning of year | 2016-02-29 | $1,759,899 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-02-29 | $3,552 |
Total interest from all sources | 2016-02-29 | $9,680 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-02-29 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-02-29 | No |
Administrative expenses professional fees incurred | 2016-02-29 | $3,552 |
Was this plan covered by a fidelity bond | 2016-02-29 | Yes |
Value of fidelity bond cover | 2016-02-29 | $160,000 |
If this is an individual account plan, was there a blackout period | 2016-02-29 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-02-29 | No |
Contributions received from participants | 2016-02-29 | $163,760 |
Participant contributions at end of year | 2016-02-29 | $63,950 |
Participant contributions at beginning of year | 2016-02-29 | $78,257 |
Participant contributions at end of year | 2016-02-29 | $13,717 |
Participant contributions at beginning of year | 2016-02-29 | $5,037 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-02-29 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-02-29 | $2,547 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-02-29 | $948 |
Administrative expenses (other) incurred | 2016-02-29 | $0 |
Liabilities. Value of operating payables at end of year | 2016-02-29 | $277 |
Liabilities. Value of operating payables at beginning of year | 2016-02-29 | $637 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-02-29 | No |
Value of net income/loss | 2016-02-29 | $-93,394 |
Value of net assets at end of year (total assets less liabilities) | 2016-02-29 | $1,665,868 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-02-29 | $1,759,262 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-02-29 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-02-29 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-02-29 | No |
Value of interest in pooled separate accounts at end of year | 2016-02-29 | $1,362,748 |
Value of interest in pooled separate accounts at beginning of year | 2016-02-29 | $1,429,271 |
Interest on participant loans | 2016-02-29 | $6,189 |
Interest earned on other investments | 2016-02-29 | $3,491 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-02-29 | $195,035 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-02-29 | $224,959 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-02-29 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-02-29 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-02-29 | No |
Contributions received in cash from employer | 2016-02-29 | $28,148 |
Employer contributions (assets) at end of year | 2016-02-29 | $28,148 |
Employer contributions (assets) at beginning of year | 2016-02-29 | $21,427 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-02-29 | $143,727 |
Did the plan have assets held for investment | 2016-02-29 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-02-29 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-02-29 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-02-29 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-02-29 | Disclaimer |
Accountancy firm name | 2016-02-29 | HUCHINSON & BLOODGOOD, LLP |
Accountancy firm EIN | 2016-02-29 | 950858589 |
2015 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2015-02-28 | $87,309 |
Total unrealized appreciation/depreciation of assets | 2015-02-28 | $87,309 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $637 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $825 |
Total income from all sources (including contributions) | 2015-02-28 | $231,121 |
Total loss/gain on sale of assets | 2015-02-28 | $0 |
Total of all expenses incurred | 2015-02-28 | $198,319 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-02-28 | $194,956 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-02-28 | $135,469 |
Value of total assets at end of year | 2015-02-28 | $1,759,899 |
Value of total assets at beginning of year | 2015-02-28 | $1,727,285 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-02-28 | $3,363 |
Total interest from all sources | 2015-02-28 | $8,343 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-02-28 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-02-28 | No |
Administrative expenses professional fees incurred | 2015-02-28 | $3,363 |
Was this plan covered by a fidelity bond | 2015-02-28 | Yes |
Value of fidelity bond cover | 2015-02-28 | $160,000 |
If this is an individual account plan, was there a blackout period | 2015-02-28 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-02-28 | No |
Contributions received from participants | 2015-02-28 | $114,042 |
Participant contributions at end of year | 2015-02-28 | $78,257 |
Participant contributions at beginning of year | 2015-02-28 | $94,533 |
Participant contributions at end of year | 2015-02-28 | $5,037 |
Participant contributions at beginning of year | 2015-02-28 | $2,890 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-02-28 | $948 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-02-28 | $1,552 |
Liabilities. Value of operating payables at end of year | 2015-02-28 | $637 |
Liabilities. Value of operating payables at beginning of year | 2015-02-28 | $825 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-02-28 | No |
Value of net income/loss | 2015-02-28 | $32,802 |
Value of net assets at end of year (total assets less liabilities) | 2015-02-28 | $1,759,262 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-02-28 | $1,726,460 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-02-28 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-02-28 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-02-28 | No |
Value of interest in pooled separate accounts at end of year | 2015-02-28 | $1,429,271 |
Value of interest in pooled separate accounts at beginning of year | 2015-02-28 | $1,379,710 |
Interest on participant loans | 2015-02-28 | $4,818 |
Interest earned on other investments | 2015-02-28 | $3,525 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-02-28 | $224,959 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-02-28 | $231,053 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-02-28 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-02-28 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-02-28 | No |
Contributions received in cash from employer | 2015-02-28 | $21,427 |
Employer contributions (assets) at end of year | 2015-02-28 | $21,427 |
Employer contributions (assets) at beginning of year | 2015-02-28 | $17,547 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-02-28 | $194,956 |
Did the plan have assets held for investment | 2015-02-28 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-02-28 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-02-28 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-02-28 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-02-28 | Disclaimer |
Accountancy firm name | 2015-02-28 | HUTCHINSON & BLOODGOOD, LLP |
Accountancy firm EIN | 2015-02-28 | 950858589 |
2014 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2014-02-28 | $174,470 |
Total unrealized appreciation/depreciation of assets | 2014-02-28 | $174,470 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-02-28 | $825 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-02-28 | $193 |
Total income from all sources (including contributions) | 2014-02-28 | $289,091 |
Total loss/gain on sale of assets | 2014-02-28 | $0 |
Total of all expenses incurred | 2014-02-28 | $84,546 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-02-28 | $78,662 |
Expenses. Certain deemed distributions of participant loans | 2014-02-28 | $1,240 |
Value of total corrective distributions | 2014-02-28 | $1,203 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-02-28 | $103,978 |
Value of total assets at end of year | 2014-02-28 | $1,727,285 |
Value of total assets at beginning of year | 2014-02-28 | $1,522,108 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-02-28 | $3,441 |
Total interest from all sources | 2014-02-28 | $10,643 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-02-28 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-02-28 | No |
Administrative expenses professional fees incurred | 2014-02-28 | $3,441 |
Was this plan covered by a fidelity bond | 2014-02-28 | Yes |
Value of fidelity bond cover | 2014-02-28 | $160,000 |
If this is an individual account plan, was there a blackout period | 2014-02-28 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-02-28 | No |
Contributions received from participants | 2014-02-28 | $86,431 |
Participant contributions at end of year | 2014-02-28 | $94,533 |
Participant contributions at beginning of year | 2014-02-28 | $98,234 |
Participant contributions at end of year | 2014-02-28 | $2,890 |
Participant contributions at beginning of year | 2014-02-28 | $3,488 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-02-28 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-02-28 | $1,552 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-02-28 | $1,014 |
Liabilities. Value of operating payables at end of year | 2014-02-28 | $825 |
Liabilities. Value of operating payables at beginning of year | 2014-02-28 | $193 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-02-28 | No |
Value of net income/loss | 2014-02-28 | $204,545 |
Value of net assets at end of year (total assets less liabilities) | 2014-02-28 | $1,726,460 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-02-28 | $1,521,915 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-02-28 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-02-28 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-02-28 | No |
Value of interest in pooled separate accounts at end of year | 2014-02-28 | $1,379,710 |
Value of interest in pooled separate accounts at beginning of year | 2014-02-28 | $1,173,424 |
Interest on participant loans | 2014-02-28 | $7,143 |
Interest earned on other investments | 2014-02-28 | $3,500 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-02-28 | $231,053 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-02-28 | $227,525 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-02-28 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-02-28 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-02-28 | No |
Contributions received in cash from employer | 2014-02-28 | $17,547 |
Employer contributions (assets) at end of year | 2014-02-28 | $17,547 |
Employer contributions (assets) at beginning of year | 2014-02-28 | $18,423 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-02-28 | $78,662 |
Did the plan have assets held for investment | 2014-02-28 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-02-28 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-02-28 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-02-28 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-02-28 | Disclaimer |
Accountancy firm name | 2014-02-28 | HUTCHINSON & BLOODGOOD, LLP |
Accountancy firm EIN | 2014-02-28 | 950858589 |
2013 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2013-02-28 | $76,384 |
Total unrealized appreciation/depreciation of assets | 2013-02-28 | $76,384 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $193 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $429 |
Total income from all sources (including contributions) | 2013-02-28 | $200,052 |
Total loss/gain on sale of assets | 2013-02-28 | $0 |
Total of all expenses incurred | 2013-02-28 | $72,970 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-02-28 | $69,990 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-02-28 | $115,475 |
Value of total assets at end of year | 2013-02-28 | $1,522,108 |
Value of total assets at beginning of year | 2013-02-28 | $1,395,262 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-02-28 | $2,980 |
Total interest from all sources | 2013-02-28 | $8,193 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-02-28 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-02-28 | No |
Administrative expenses professional fees incurred | 2013-02-28 | $2,980 |
Was this plan covered by a fidelity bond | 2013-02-28 | Yes |
Value of fidelity bond cover | 2013-02-28 | $160,000 |
If this is an individual account plan, was there a blackout period | 2013-02-28 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-02-28 | No |
Contributions received from participants | 2013-02-28 | $97,052 |
Participant contributions at end of year | 2013-02-28 | $98,234 |
Participant contributions at beginning of year | 2013-02-28 | $53,791 |
Participant contributions at end of year | 2013-02-28 | $3,488 |
Participant contributions at beginning of year | 2013-02-28 | $3,362 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-02-28 | $1,014 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-02-28 | $772 |
Liabilities. Value of operating payables at end of year | 2013-02-28 | $193 |
Liabilities. Value of operating payables at beginning of year | 2013-02-28 | $429 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
Value of net income/loss | 2013-02-28 | $127,082 |
Value of net assets at end of year (total assets less liabilities) | 2013-02-28 | $1,521,915 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-02-28 | $1,394,833 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-02-28 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-02-28 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-02-28 | No |
Value of interest in pooled separate accounts at end of year | 2013-02-28 | $1,173,424 |
Value of interest in pooled separate accounts at beginning of year | 2013-02-28 | $1,053,015 |
Interest on participant loans | 2013-02-28 | $4,302 |
Interest earned on other investments | 2013-02-28 | $3,891 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-02-28 | $227,525 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-02-28 | $266,425 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-02-28 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-02-28 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-02-28 | No |
Contributions received in cash from employer | 2013-02-28 | $18,423 |
Employer contributions (assets) at end of year | 2013-02-28 | $18,423 |
Employer contributions (assets) at beginning of year | 2013-02-28 | $17,897 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-02-28 | $69,990 |
Did the plan have assets held for investment | 2013-02-28 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-02-28 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-02-28 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-02-28 | Disclaimer |
Accountancy firm name | 2013-02-28 | HUTCHINSON & BLOODGOOD, LLP |
Accountancy firm EIN | 2013-02-28 | 950858589 |
2012 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2012-02-29 | $-2,347 |
Total unrealized appreciation/depreciation of assets | 2012-02-29 | $-2,347 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $429 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
Total income from all sources (including contributions) | 2012-02-29 | $142,197 |
Total loss/gain on sale of assets | 2012-02-29 | $0 |
Total of all expenses incurred | 2012-02-29 | $17,742 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-29 | $13,843 |
Value of total corrective distributions | 2012-02-29 | $1,251 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-29 | $135,279 |
Value of total assets at end of year | 2012-02-29 | $1,395,262 |
Value of total assets at beginning of year | 2012-02-29 | $1,270,378 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-29 | $2,648 |
Total interest from all sources | 2012-02-29 | $9,265 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-02-29 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-02-29 | No |
Administrative expenses professional fees incurred | 2012-02-29 | $2,648 |
Was this plan covered by a fidelity bond | 2012-02-29 | Yes |
Value of fidelity bond cover | 2012-02-29 | $140,000 |
If this is an individual account plan, was there a blackout period | 2012-02-29 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-02-29 | No |
Contributions received from participants | 2012-02-29 | $86,396 |
Participant contributions at end of year | 2012-02-29 | $53,791 |
Participant contributions at beginning of year | 2012-02-29 | $49,252 |
Participant contributions at end of year | 2012-02-29 | $3,362 |
Participant contributions at beginning of year | 2012-02-29 | $2,876 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-02-29 | $30,986 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-02-29 | $772 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-02-29 | $666 |
Liabilities. Value of operating payables at end of year | 2012-02-29 | $429 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
Value of net income/loss | 2012-02-29 | $124,455 |
Value of net assets at end of year (total assets less liabilities) | 2012-02-29 | $1,394,833 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-02-29 | $1,270,378 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-02-29 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-02-29 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-02-29 | No |
Value of interest in pooled separate accounts at end of year | 2012-02-29 | $1,053,015 |
Value of interest in pooled separate accounts at beginning of year | 2012-02-29 | $995,196 |
Interest on participant loans | 2012-02-29 | $3,855 |
Interest earned on other investments | 2012-02-29 | $5,410 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-02-29 | $266,425 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-02-29 | $189,315 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-02-29 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-02-29 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-02-29 | No |
Contributions received in cash from employer | 2012-02-29 | $17,897 |
Employer contributions (assets) at end of year | 2012-02-29 | $17,897 |
Employer contributions (assets) at beginning of year | 2012-02-29 | $33,073 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-02-29 | $13,843 |
Did the plan have assets held for investment | 2012-02-29 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-02-29 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-02-29 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-02-29 | Disclaimer |
Accountancy firm name | 2012-02-29 | HUTCHINSON & BLOODGOOD, LLP |
Accountancy firm EIN | 2012-02-29 | 950858589 |
2011 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-02-28 | $132,184 |
Total unrealized appreciation/depreciation of assets | 2011-02-28 | $132,184 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
Total income from all sources (including contributions) | 2011-02-28 | $242,474 |
Total loss/gain on sale of assets | 2011-02-28 | $2,350 |
Total of all expenses incurred | 2011-02-28 | $60,524 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-02-28 | $58,093 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-02-28 | $97,340 |
Value of total assets at end of year | 2011-02-28 | $1,270,378 |
Value of total assets at beginning of year | 2011-02-28 | $1,088,428 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-02-28 | $2,431 |
Total interest from all sources | 2011-02-28 | $10,600 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-02-28 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-02-28 | No |
Administrative expenses professional fees incurred | 2011-02-28 | $2,431 |
Was this plan covered by a fidelity bond | 2011-02-28 | Yes |
Value of fidelity bond cover | 2011-02-28 | $120,000 |
Were there any nonexempt tranactions with any party-in-interest | 2011-02-28 | No |
Contributions received from participants | 2011-02-28 | $81,029 |
Participant contributions at end of year | 2011-02-28 | $49,252 |
Participant contributions at beginning of year | 2011-02-28 | $49,470 |
Participant contributions at end of year | 2011-02-28 | $2,876 |
Participant contributions at beginning of year | 2011-02-28 | $6,685 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-02-28 | $666 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-02-28 | $2,413 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
Value of net income/loss | 2011-02-28 | $181,950 |
Value of net assets at end of year (total assets less liabilities) | 2011-02-28 | $1,270,378 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-02-28 | $1,088,428 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-02-28 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-02-28 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-02-28 | No |
Value of interest in pooled separate accounts at end of year | 2011-02-28 | $995,196 |
Value of interest in pooled separate accounts at beginning of year | 2011-02-28 | $836,735 |
Interest on participant loans | 2011-02-28 | $4,887 |
Interest earned on other investments | 2011-02-28 | $5,713 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-02-28 | $189,315 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-02-28 | $176,362 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-02-28 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-02-28 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-02-28 | No |
Contributions received in cash from employer | 2011-02-28 | $16,311 |
Employer contributions (assets) at end of year | 2011-02-28 | $33,073 |
Employer contributions (assets) at beginning of year | 2011-02-28 | $16,763 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-02-28 | $58,093 |
Did the plan have assets held for investment | 2011-02-28 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-02-28 | No |
Aggregate proceeds on sale of assets | 2011-02-28 | $2,350 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-02-28 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-02-28 | Disclaimer |
Accountancy firm name | 2011-02-28 | HUTCHINSON & BLOODGOOD, LLP |
Accountancy firm EIN | 2011-02-28 | 950858589 |