FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2015: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-10-01 | 16 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 11 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 4 |
Total of all active and inactive participants | 2015-10-01 | 16 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 0 |
Total participants | 2015-10-01 | 16 |
Number of participants with account balances | 2015-10-01 | 16 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 2 |
2014: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-10-01 | 14 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 14 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 2 |
Total of all active and inactive participants | 2014-10-01 | 16 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 0 |
Total participants | 2014-10-01 | 16 |
Number of participants with account balances | 2014-10-01 | 16 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 0 |
2013: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-10-01 | 17 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 12 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 1 |
Total of all active and inactive participants | 2013-10-01 | 14 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 0 |
Total participants | 2013-10-01 | 14 |
Number of participants with account balances | 2013-10-01 | 14 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 1 |
2012: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-10-01 | 15 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 15 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 1 |
Total of all active and inactive participants | 2012-10-01 | 17 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 0 |
Total participants | 2012-10-01 | 17 |
Number of participants with account balances | 2012-10-01 | 17 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 0 |
2011: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-10-01 | 17 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 14 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 1 |
Total of all active and inactive participants | 2011-10-01 | 15 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 0 |
Total participants | 2011-10-01 | 15 |
Number of participants with account balances | 2011-10-01 | 15 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 0 |
2010: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-10-01 | 17 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-10-01 | 12 |
Number of retired or separated participants receiving benefits | 2010-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-10-01 | 5 |
Total of all active and inactive participants | 2010-10-01 | 17 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-10-01 | 0 |
Total participants | 2010-10-01 | 17 |
Number of participants with account balances | 2010-10-01 | 17 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-10-01 | 1 |
2009: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-10-01 | 18 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 15 |
Number of retired or separated participants receiving benefits | 2009-10-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 1 |
Total of all active and inactive participants | 2009-10-01 | 17 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 0 |
Total participants | 2009-10-01 | 17 |
Number of participants with account balances | 2009-10-01 | 17 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 0 |
Measure | Date | Value |
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2016 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2016 401k financial data |
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Total income from all sources | 2016-09-30 | $362,231 |
Expenses. Total of all expenses incurred | 2016-09-30 | $1,101,023 |
Benefits paid (including direct rollovers) | 2016-09-30 | $1,090,894 |
Total plan assets at end of year | 2016-09-30 | $1,197,851 |
Total plan assets at beginning of year | 2016-09-30 | $1,936,643 |
Value of fidelity bond covering the plan | 2016-09-30 | $500,000 |
Total contributions received or receivable from participants | 2016-09-30 | $189,376 |
Contributions received from other sources (not participants or employers) | 2016-09-30 | $1,245 |
Other income received | 2016-09-30 | $136,155 |
Net income (gross income less expenses) | 2016-09-30 | $-738,792 |
Net plan assets at end of year (total assets less liabilities) | 2016-09-30 | $1,197,851 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-09-30 | $1,936,643 |
Assets. Value of participant loans | 2016-09-30 | $3,641 |
Assets. Value of assets in partnership/joint-venture interests | 2016-09-30 | $0 |
Total contributions received or receivable from employer(s) | 2016-09-30 | $35,455 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-09-30 | $10,129 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
2015 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
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Total income from all sources | 2015-09-30 | $-229,907 |
Expenses. Total of all expenses incurred | 2015-09-30 | $703,860 |
Benefits paid (including direct rollovers) | 2015-09-30 | $687,771 |
Total plan assets at end of year | 2015-09-30 | $1,936,643 |
Total plan assets at beginning of year | 2015-09-30 | $2,870,410 |
Value of fidelity bond covering the plan | 2015-09-30 | $500,000 |
Total contributions received or receivable from participants | 2015-09-30 | $95,938 |
Other income received | 2015-09-30 | $-361,178 |
Net income (gross income less expenses) | 2015-09-30 | $-933,767 |
Net plan assets at end of year (total assets less liabilities) | 2015-09-30 | $1,936,643 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-09-30 | $2,870,410 |
Assets. Value of assets in partnership/joint-venture interests | 2015-09-30 | $31,260 |
Total contributions received or receivable from employer(s) | 2015-09-30 | $35,333 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-09-30 | $16,089 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
2014 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
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Total income from all sources | 2014-09-30 | $494,392 |
Expenses. Total of all expenses incurred | 2014-09-30 | $209,590 |
Benefits paid (including direct rollovers) | 2014-09-30 | $180,729 |
Total plan assets at end of year | 2014-09-30 | $2,870,410 |
Total plan assets at beginning of year | 2014-09-30 | $2,585,608 |
Value of fidelity bond covering the plan | 2014-09-30 | $500,000 |
Total contributions received or receivable from participants | 2014-09-30 | $231,343 |
Other income received | 2014-09-30 | $203,857 |
Net income (gross income less expenses) | 2014-09-30 | $284,802 |
Net plan assets at end of year (total assets less liabilities) | 2014-09-30 | $2,870,410 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-09-30 | $2,585,608 |
Assets. Value of participant loans | 2014-09-30 | $0 |
Assets. Value of assets in partnership/joint-venture interests | 2014-09-30 | $131,260 |
Total contributions received or receivable from employer(s) | 2014-09-30 | $59,192 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-09-30 | $28,861 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
2013 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
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Total income from all sources | 2013-09-30 | $478,252 |
Expenses. Total of all expenses incurred | 2013-09-30 | $3,625,674 |
Benefits paid (including direct rollovers) | 2013-09-30 | $3,577,221 |
Total plan assets at end of year | 2013-09-30 | $2,585,608 |
Total plan assets at beginning of year | 2013-09-30 | $5,733,030 |
Value of fidelity bond covering the plan | 2013-09-30 | $500,000 |
Total contributions received or receivable from participants | 2013-09-30 | $92,732 |
Other income received | 2013-09-30 | $294,432 |
Net income (gross income less expenses) | 2013-09-30 | $-3,147,422 |
Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $2,585,608 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $5,733,030 |
Assets. Value of participant loans | 2013-09-30 | $4,000 |
Assets. Value of assets in partnership/joint-venture interests | 2013-09-30 | $192,500 |
Total contributions received or receivable from employer(s) | 2013-09-30 | $91,088 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-09-30 | $48,453 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
2012 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
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Total income from all sources | 2012-09-30 | $1,172,743 |
Expenses. Total of all expenses incurred | 2012-09-30 | $383,773 |
Benefits paid (including direct rollovers) | 2012-09-30 | $307,707 |
Total plan assets at end of year | 2012-09-30 | $5,733,030 |
Total plan assets at beginning of year | 2012-09-30 | $4,944,060 |
Value of fidelity bond covering the plan | 2012-09-30 | $500,000 |
Total contributions received or receivable from participants | 2012-09-30 | $164,206 |
Other income received | 2012-09-30 | $971,849 |
Net income (gross income less expenses) | 2012-09-30 | $788,970 |
Net plan assets at end of year (total assets less liabilities) | 2012-09-30 | $5,733,030 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-09-30 | $4,944,060 |
Assets. Value of participant loans | 2012-09-30 | $2,585 |
Assets. Value of assets in partnership/joint-venture interests | 2012-09-30 | $213,500 |
Total contributions received or receivable from employer(s) | 2012-09-30 | $36,688 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-09-30 | $76,066 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
2011 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
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Total income from all sources | 2011-09-30 | $217,395 |
Expenses. Total of all expenses incurred | 2011-09-30 | $129,759 |
Benefits paid (including direct rollovers) | 2011-09-30 | $83,397 |
Total plan assets at end of year | 2011-09-30 | $4,944,060 |
Total plan assets at beginning of year | 2011-09-30 | $4,856,424 |
Value of fidelity bond covering the plan | 2011-09-30 | $500,000 |
Total contributions received or receivable from participants | 2011-09-30 | $177,775 |
Other income received | 2011-09-30 | $-2,072 |
Net income (gross income less expenses) | 2011-09-30 | $87,636 |
Net plan assets at end of year (total assets less liabilities) | 2011-09-30 | $4,944,060 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-09-30 | $4,856,424 |
Assets. Value of participant loans | 2011-09-30 | $5,899 |
Assets. Value of assets in partnership/joint-venture interests | 2011-09-30 | $213,500 |
Total contributions received or receivable from employer(s) | 2011-09-30 | $41,692 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-09-30 | $46,362 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
2010 : FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
2015: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses |
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2015-10-01 | Type of plan entity | Single employer plan |
2015-10-01 | Submission has been amended | No |
2015-10-01 | This submission is the final filing | No |
2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-10-01 | Plan is a collectively bargained plan | No |
2015-10-01 | Plan funding arrangement – Insurance | Yes |
2015-10-01 | Plan funding arrangement – Trust | Yes |
2015-10-01 | Plan benefit arrangement – Insurance | Yes |
2015-10-01 | Plan benefit arrangement - Trust | Yes |
2014: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses |
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2014-10-01 | Type of plan entity | Single employer plan |
2014-10-01 | Submission has been amended | No |
2014-10-01 | This submission is the final filing | No |
2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-10-01 | Plan is a collectively bargained plan | No |
2014-10-01 | Plan funding arrangement – Insurance | Yes |
2014-10-01 | Plan funding arrangement – Trust | Yes |
2014-10-01 | Plan benefit arrangement – Insurance | Yes |
2014-10-01 | Plan benefit arrangement - Trust | Yes |
2013: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses |
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2013-10-01 | Type of plan entity | Single employer plan |
2013-10-01 | Submission has been amended | No |
2013-10-01 | This submission is the final filing | No |
2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-10-01 | Plan is a collectively bargained plan | No |
2013-10-01 | Plan funding arrangement – Insurance | Yes |
2013-10-01 | Plan funding arrangement – Trust | Yes |
2013-10-01 | Plan benefit arrangement – Insurance | Yes |
2013-10-01 | Plan benefit arrangement - Trust | Yes |
2012: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
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2012-10-01 | Type of plan entity | Single employer plan |
2012-10-01 | Submission has been amended | No |
2012-10-01 | This submission is the final filing | No |
2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-10-01 | Plan is a collectively bargained plan | No |
2012-10-01 | Plan funding arrangement – Insurance | Yes |
2012-10-01 | Plan funding arrangement – Trust | Yes |
2012-10-01 | Plan benefit arrangement – Insurance | Yes |
2012-10-01 | Plan benefit arrangement - Trust | Yes |
2011: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses |
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2011-10-01 | Type of plan entity | Single employer plan |
2011-10-01 | Submission has been amended | No |
2011-10-01 | This submission is the final filing | No |
2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-10-01 | Plan is a collectively bargained plan | No |
2011-10-01 | Plan funding arrangement – Insurance | Yes |
2011-10-01 | Plan funding arrangement – Trust | Yes |
2011-10-01 | Plan benefit arrangement – Insurance | Yes |
2011-10-01 | Plan benefit arrangement - Trust | Yes |
2010: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses |
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2010-10-01 | Type of plan entity | Single employer plan |
2010-10-01 | Submission has been amended | No |
2010-10-01 | This submission is the final filing | No |
2010-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-10-01 | Plan is a collectively bargained plan | No |
2010-10-01 | Plan funding arrangement – Insurance | Yes |
2010-10-01 | Plan funding arrangement – Trust | Yes |
2010-10-01 | Plan benefit arrangement – Insurance | Yes |
2010-10-01 | Plan benefit arrangement - Trust | Yes |
2009: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses |
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2009-10-01 | Type of plan entity | Single employer plan |
2009-10-01 | Submission has been amended | No |
2009-10-01 | This submission is the final filing | No |
2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-10-01 | Plan is a collectively bargained plan | No |
2009-10-01 | Plan funding arrangement – Insurance | Yes |
2009-10-01 | Plan funding arrangement – Trust | Yes |
2009-10-01 | Plan benefit arrangement – Insurance | Yes |
2009-10-01 | Plan benefit arrangement - Trust | Yes |
2008: FAVARO, LAVEZZO, GILL, CARETTI & HEPPELL, APC 401(K) PROFIT SHARING PLAN 2008 form 5500 responses |
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2008-10-01 | Type of plan entity | Single employer plan |
2008-10-01 | Submission has been amended | No |
2008-10-01 | This submission is the final filing | No |
2008-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-10-01 | Plan is a collectively bargained plan | No |
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA-811178 |
Policy instance | 1 |
Insurance contract or identification number | GA-811178 | Number of Individuals Covered | 13 | Insurance policy start date | 2014-10-01 | Insurance policy end date | 2015-09-30 | Total amount of commissions paid to insurance broker | USD $5,569 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $5,569 | Insurance broker organization code? | 3 | Insurance broker name | MERRILL LYNCH LIFE AGENCY INC. |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA811178 |
Policy instance | 1 |
Insurance contract or identification number | GA811178 | Number of Individuals Covered | 12 | Insurance policy start date | 2013-10-01 | Insurance policy end date | 2014-09-30 | Total amount of commissions paid to insurance broker | USD $6,921 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $6,921 | Amount paid for insurance broker fees | 0 | Additional information about fees paid to insurance broker | N/A | Insurance broker organization code? | 3 | Insurance broker name | MERRILL LYNCH LIFE AGENCY INC. |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA811178 |
Policy instance | 1 |
Insurance contract or identification number | GA811178 | Number of Individuals Covered | 13 | Insurance policy start date | 2012-10-01 | Insurance policy end date | 2013-09-30 | Total amount of commissions paid to insurance broker | USD $7,307 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $7,307 | Amount paid for insurance broker fees | 0 | Additional information about fees paid to insurance broker | N/A | Insurance broker organization code? | 3 | Insurance broker name | MERRILL LYNCH LIFE AGENCY |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA811178 |
Policy instance | 1 |
Insurance contract or identification number | GA811178 | Number of Individuals Covered | 14 | Insurance policy start date | 2011-10-01 | Insurance policy end date | 2012-09-30 | Total amount of commissions paid to insurance broker | USD $3,866 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA811178 |
Policy instance | 1 |
Insurance contract or identification number | GA811178 | Number of Individuals Covered | 14 | Insurance policy start date | 2010-10-01 | Insurance policy end date | 2011-09-30 | Total amount of commissions paid to insurance broker | USD $2,826 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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