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AACI 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameAACI 403(B) RETIREMENT PLAN
Plan identification number 001

AACI 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASIAN AMERICANS FOR COMMUNITY INVOLVEMENT OF SANTA CLARA COUNTY, has sponsored the creation of one or more 401k plans.

Company Name:ASIAN AMERICANS FOR COMMUNITY INVOLVEMENT OF SANTA CLARA COUNTY,
Employer identification number (EIN):942292491
NAIC Classification:624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AACI 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01MIKA MURAKAMI2023-04-06
0012020-07-01MIKA MURAKAMI2022-04-10
0012019-07-01MIKA MURAKAMI2021-04-11
0012018-07-01MIKA MURAKAMI2020-03-24 SARITA KOHLI2020-03-25
0012017-07-01ALMA LUNA2019-03-26 SARITA KOHLI2019-03-26
0012016-07-01
0012015-07-01KELLY D. CHAU
0012014-07-01TERI SCHWIMMER
0012013-07-01JUDITH P. RAMOS
0012012-07-01ROLAND ACUPIDO
0012010-07-01BRENT COPEN BRENT COPEN2012-04-17
0012009-07-01LENORA WILLIAMS LENORA WILLIAMS2011-04-13
0012008-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07
0012007-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07
0012006-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07
0012005-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07
0012004-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07
0012003-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07
0012002-07-01LENORA WILLIAMS LENORA WILLIAMS2010-09-07

Plan Statistics for AACI 403(B) RETIREMENT PLAN

401k plan membership statisitcs for AACI 403(B) RETIREMENT PLAN

Measure Date Value
2021: AACI 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01267
Total number of active participants reported on line 7a of the Form 55002021-07-01223
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0178
Total of all active and inactive participants2021-07-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-011
Total participants2021-07-01302
Number of participants with account balances2021-07-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0117
2020: AACI 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01271
Total number of active participants reported on line 7a of the Form 55002020-07-01199
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0167
Total of all active and inactive participants2020-07-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-011
Total participants2020-07-01267
Number of participants with account balances2020-07-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-017
2019: AACI 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01251
Total number of active participants reported on line 7a of the Form 55002019-07-01180
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0190
Total of all active and inactive participants2019-07-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01270
Number of participants with account balances2019-07-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-012
2018: AACI 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01247
Total number of active participants reported on line 7a of the Form 55002018-07-01165
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0186
Total of all active and inactive participants2018-07-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01251
Number of participants with account balances2018-07-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-015
2017: AACI 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01264
Total number of active participants reported on line 7a of the Form 55002017-07-01138
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0176
Total of all active and inactive participants2017-07-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01214
Number of participants with account balances2017-07-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-018
2016: AACI 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01244
Total number of active participants reported on line 7a of the Form 55002016-07-01168
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0175
Total of all active and inactive participants2016-07-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01243
Number of participants with account balances2016-07-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0112
2015: AACI 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01162
Total number of active participants reported on line 7a of the Form 55002015-07-0180
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0165
Total of all active and inactive participants2015-07-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01145
Number of participants with account balances2015-07-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-018
2014: AACI 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01149
Total number of active participants reported on line 7a of the Form 55002014-07-0175
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0178
Total of all active and inactive participants2014-07-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01153
Number of participants with account balances2014-07-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-017
2013: AACI 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01155
Total number of active participants reported on line 7a of the Form 55002013-07-0179
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0169
Total of all active and inactive participants2013-07-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01148
Number of participants with account balances2013-07-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-011
2012: AACI 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01165
Total number of active participants reported on line 7a of the Form 55002012-07-01105
Number of retired or separated participants receiving benefits2012-07-0150
Total of all active and inactive participants2012-07-01155
Total participants2012-07-01155
Number of participants with account balances2012-07-01136
2010: AACI 403(B) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01144
Total number of active participants reported on line 7a of the Form 55002010-07-01101
Number of retired or separated participants receiving benefits2010-07-018
Number of other retired or separated participants entitled to future benefits2010-07-010
Total of all active and inactive participants2010-07-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01109
Number of participants with account balances2010-07-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-012
2009: AACI 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01150
Total number of active participants reported on line 7a of the Form 55002009-07-0186
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0150
Total of all active and inactive participants2009-07-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-018
Total participants2009-07-01144
Number of participants with account balances2009-07-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on AACI 403(B) RETIREMENT PLAN

Measure Date Value
2022 : AACI 403(B) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-484,881
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$701,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$645,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$1,133,055
Value of total assets at end of year2022-06-30$9,426,597
Value of total assets at beginning of year2022-06-30$10,612,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$55,261
Total interest from all sources2022-06-30$22,402
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$463,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$463,571
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$2,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$925,090
Participant contributions at end of year2022-06-30$41,277
Participant contributions at beginning of year2022-06-30$48,341
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$14,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,186,089
Value of net assets at end of year (total assets less liabilities)2022-06-30$9,426,597
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$10,612,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$7,903,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$9,006,144
Value of interest in pooled separate accounts at end of year2022-06-30$11,616
Value of interest in pooled separate accounts at beginning of year2022-06-30$20,027
Interest on participant loans2022-06-30$1,627
Interest earned on other investments2022-06-30$20,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,373,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$1,407,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-2,103,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$193,824
Employer contributions (assets) at end of year2022-06-30$96,698
Employer contributions (assets) at beginning of year2022-06-30$130,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$645,947
Contract administrator fees2022-06-30$55,261
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30MOSS ADAMS
Accountancy firm EIN2022-06-30910189318
2021 : AACI 403(B) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$3,218,832
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$835,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$795,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,047,592
Value of total assets at end of year2021-06-30$10,612,686
Value of total assets at beginning of year2021-06-30$8,229,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$40,232
Total interest from all sources2021-06-30$36,788
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$799,197
Participant contributions at end of year2021-06-30$48,341
Participant contributions at beginning of year2021-06-30$42,865
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$34,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,383,414
Value of net assets at end of year (total assets less liabilities)2021-06-30$10,612,686
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$8,229,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$9,006,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$6,331,308
Value of interest in pooled separate accounts at end of year2021-06-30$20,027
Value of interest in pooled separate accounts at beginning of year2021-06-30$7,163
Interest on participant loans2021-06-30$1,315
Interest earned on other investments2021-06-30$35,473
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$1,407,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$1,764,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$2,134,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$213,640
Employer contributions (assets) at end of year2021-06-30$130,830
Employer contributions (assets) at beginning of year2021-06-30$83,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$795,186
Contract administrator fees2021-06-30$40,232
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30MOSS ADAMS LLP
Accountancy firm EIN2021-06-30910189318
2020 : AACI 403(B) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,693,008
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$548,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$537,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$964,740
Value of total assets at end of year2020-06-30$8,229,272
Value of total assets at beginning of year2020-06-30$7,084,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$10,404
Total interest from all sources2020-06-30$30,431
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$753,613
Participant contributions at end of year2020-06-30$42,865
Participant contributions at beginning of year2020-06-30$41,624
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$53,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$1,144,869
Value of net assets at end of year (total assets less liabilities)2020-06-30$8,229,272
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$7,084,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$6,331,308
Value of interest in pooled separate accounts at end of year2020-06-30$7,163
Value of interest in pooled separate accounts at beginning of year2020-06-30$6,045,188
Interest on participant loans2020-06-30$1,140
Interest earned on other investments2020-06-30$29,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$1,764,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$852,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$697,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$158,081
Employer contributions (assets) at end of year2020-06-30$83,247
Employer contributions (assets) at beginning of year2020-06-30$144,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$537,735
Contract administrator fees2020-06-30$10,404
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30Yes
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30MOSS ADAMS LLP
Accountancy firm EIN2020-06-30910189318
2019 : AACI 403(B) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$1,127,752
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$36,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$36,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$743,712
Value of total assets at end of year2019-06-30$7,084,403
Value of total assets at beginning of year2019-06-30$5,993,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$350
Total interest from all sources2019-06-30$590
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$598,715
Participant contributions at end of year2019-06-30$41,624
Participant contributions at beginning of year2019-06-30$10,620
Other income not declared elsewhere2019-06-30$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$1,091,272
Value of net assets at end of year (total assets less liabilities)2019-06-30$7,084,403
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$5,993,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$350
Value of interest in pooled separate accounts at end of year2019-06-30$6,045,188
Value of interest in pooled separate accounts at beginning of year2019-06-30$5,116,747
Interest on participant loans2019-06-30$590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$852,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$716,941
Net investment gain/loss from pooled separate accounts2019-06-30$383,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30Yes
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$144,997
Employer contributions (assets) at end of year2019-06-30$144,997
Employer contributions (assets) at beginning of year2019-06-30$148,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$36,130
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30MOSS ADAMS LLP
Accountancy firm EIN2019-06-30910189318
2018 : AACI 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,169,811
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$1,147,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$1,122,750
Expenses. Certain deemed distributions of participant loans2018-06-30$24,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$701,677
Value of total assets at end of year2018-06-30$5,993,131
Value of total assets at beginning of year2018-06-30$5,970,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$50
Total interest from all sources2018-06-30$494
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Administrative expenses professional fees incurred2018-06-30$50
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$547,035
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$18,903
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$1,350
Other income not declared elsewhere2018-06-30$830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$22,150
Value of net assets at end of year (total assets less liabilities)2018-06-30$5,993,131
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$5,970,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$4,605,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$4,389,105
Interest on participant loans2018-06-30$494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$522,101
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$721,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$721,305
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$716,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$706,975
Net investment gain/loss from pooled separate accounts2018-06-30$466,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$153,292
Employer contributions (assets) at end of year2018-06-30$148,823
Employer contributions (assets) at beginning of year2018-06-30$134,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$1,122,750
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30MOSS ADAMS LLP
Accountancy firm EIN2018-06-30910189318
2017 : AACI 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,523,026
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$896,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$896,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$857,600
Value of total assets at end of year2017-06-30$5,970,981
Value of total assets at beginning of year2017-06-30$5,344,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$0
Total interest from all sources2017-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$555,558
Participant contributions at end of year2017-06-30$18,903
Participant contributions at beginning of year2017-06-30$24,296
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$167,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$626,742
Value of net assets at end of year (total assets less liabilities)2017-06-30$5,970,981
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$5,344,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$4,389,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$4,238,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$721,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$332,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$332,246
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$706,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$612,083
Net investment gain/loss from pooled separate accounts2017-06-30$665,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$134,693
Employer contributions (assets) at end of year2017-06-30$134,693
Employer contributions (assets) at beginning of year2017-06-30$137,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$896,284
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30MOSS ADAMS LLP
Accountancy firm EIN2017-06-30910189318
2016 : AACI 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$690,386
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$647,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$647,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$799,792
Value of total assets at end of year2016-06-30$5,344,239
Value of total assets at beginning of year2016-06-30$5,301,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$0
Total interest from all sources2016-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$561,919
Participant contributions at end of year2016-06-30$24,296
Participant contributions at beginning of year2016-06-30$22,927
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$100,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$42,645
Value of net assets at end of year (total assets less liabilities)2016-06-30$5,344,239
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$5,301,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$4,238,185
Value of interest in pooled separate accounts at beginning of year2016-06-30$4,489,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$332,246
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$612,083
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$646,036
Net investment gain/loss from pooled separate accounts2016-06-30$-109,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$137,429
Employer contributions (assets) at end of year2016-06-30$137,429
Employer contributions (assets) at beginning of year2016-06-30$142,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$647,741
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30MOSS ADAMS LLP
Accountancy firm EIN2016-06-30910189318
2015 : AACI 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$1,083,430
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$776,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$772,623
Expenses. Certain deemed distributions of participant loans2015-06-30$3,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$938,768
Value of total assets at end of year2015-06-30$5,301,594
Value of total assets at beginning of year2015-06-30$4,994,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$0
Total interest from all sources2015-06-30$17,031
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$599,181
Participant contributions at end of year2015-06-30$22,927
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$196,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$307,143
Value of net assets at end of year (total assets less liabilities)2015-06-30$5,301,594
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$4,994,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$4,489,885
Value of interest in pooled separate accounts at beginning of year2015-06-30$4,350,660
Interest on participant loans2015-06-30$163
Interest earned on other investments2015-06-30$16,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$646,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$498,640
Net investment gain/loss from pooled separate accounts2015-06-30$127,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$142,746
Employer contributions (assets) at end of year2015-06-30$142,746
Employer contributions (assets) at beginning of year2015-06-30$145,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$772,623
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30ARMANINO LLP
Accountancy firm EIN2015-06-30946214841
2014 : AACI 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,560,921
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$177,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$177,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$766,810
Value of total assets at end of year2014-06-30$4,994,451
Value of total assets at beginning of year2014-06-30$3,611,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$0
Total interest from all sources2014-06-30$13,650
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$568,147
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$53,512
Other income not declared elsewhere2014-06-30$150,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,382,972
Value of net assets at end of year (total assets less liabilities)2014-06-30$4,994,451
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$3,611,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$4,350,660
Value of interest in pooled separate accounts at beginning of year2014-06-30$3,165,127
Interest earned on other investments2014-06-30$13,650
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$498,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$446,352
Net investment gain/loss from pooled separate accounts2014-06-30$630,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$145,151
Employer contributions (assets) at end of year2014-06-30$145,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$177,949
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30ARMANINO, LLP
Accountancy firm EIN2014-06-30946214841
2013 : AACI 403(B) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$1,033,646
Total of all expenses incurred2013-06-30$457,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$457,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$620,507
Value of total assets at end of year2013-06-30$3,611,479
Value of total assets at beginning of year2013-06-30$3,035,329
Total interest from all sources2013-06-30$13,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$100,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$446,097
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$47,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$576,150
Value of net assets at end of year (total assets less liabilities)2013-06-30$3,611,479
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$3,035,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$3,165,127
Value of interest in pooled separate accounts at beginning of year2013-06-30$2,601,130
Interest on participant loans2013-06-30$101
Interest earned on other investments2013-06-30$13,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$446,352
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$434,199
Net investment gain/loss from pooled separate accounts2013-06-30$399,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30Yes
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$126,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$457,496
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30BERGER LEWIS ACCOUNTANCY CORP
Accountancy firm EIN2013-06-30942763139
2012 : AACI 403(B) RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$443,382
Total of all expenses incurred2012-06-30$131,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$131,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$508,512
Value of total assets at end of year2012-06-30$3,035,329
Value of total assets at beginning of year2012-06-30$2,723,750
Total interest from all sources2012-06-30$12,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$100,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$389,387
Other income not declared elsewhere2012-06-30$1,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$311,579
Value of net assets at end of year (total assets less liabilities)2012-06-30$3,035,329
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$2,723,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$2,601,130
Value of interest in pooled separate accounts at beginning of year2012-06-30$2,324,857
Interest earned on other investments2012-06-30$12,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$434,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$398,893
Net investment gain/loss from pooled separate accounts2012-06-30$-79,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$119,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$131,803
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30BERGER LEWIS ACCOUNTANCY CORP
Accountancy firm EIN2012-06-30272763139
2011 : AACI 403(B) RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$843,066
Total of all expenses incurred2011-06-30$77,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$77,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$391,551
Value of total assets at end of year2011-06-30$2,723,750
Value of total assets at beginning of year2011-06-30$1,958,290
Total interest from all sources2011-06-30$693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$333,646
Other income not declared elsewhere2011-06-30$450,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$765,460
Value of net assets at end of year (total assets less liabilities)2011-06-30$2,723,750
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,958,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Interest on participant loans2011-06-30$693
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$2,723,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$1,958,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$57,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$77,606
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30BERGER LEWIS ACCOUNTANCY CORP
Accountancy firm EIN2011-06-30942763139
2010 : AACI 403(B) RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for AACI 403(B) RETIREMENT PLAN

2021: AACI 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: AACI 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: AACI 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: AACI 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: AACI 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: AACI 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: AACI 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: AACI 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: AACI 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: AACI 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2010: AACI 403(B) RETIREMENT PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan benefit arrangement – InsuranceYes
2009: AACI 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes
2008: AACI 403(B) RETIREMENT PLAN 2008 form 5500 responses
2008-07-01Type of plan entitySingle employer plan
2008-07-01Submission has been amendedNo
2008-07-01This submission is the final filingNo
2008-07-01This return/report is a short plan year return/report (less than 12 months)No
2008-07-01Plan is a collectively bargained planNo
2008-07-01Plan funding arrangement – InsuranceYes
2008-07-01Plan benefit arrangement – InsuranceYes
2007: AACI 403(B) RETIREMENT PLAN 2007 form 5500 responses
2007-07-01Type of plan entitySingle employer plan
2007-07-01Submission has been amendedNo
2007-07-01This submission is the final filingNo
2007-07-01This return/report is a short plan year return/report (less than 12 months)No
2007-07-01Plan is a collectively bargained planNo
2007-07-01Plan funding arrangement – InsuranceYes
2007-07-01Plan benefit arrangement – InsuranceYes
2006: AACI 403(B) RETIREMENT PLAN 2006 form 5500 responses
2006-07-01Type of plan entitySingle employer plan
2006-07-01Submission has been amendedNo
2006-07-01This submission is the final filingNo
2006-07-01This return/report is a short plan year return/report (less than 12 months)No
2006-07-01Plan is a collectively bargained planNo
2006-07-01Plan funding arrangement – InsuranceYes
2006-07-01Plan benefit arrangement – InsuranceYes
2005: AACI 403(B) RETIREMENT PLAN 2005 form 5500 responses
2005-07-01Type of plan entitySingle employer plan
2005-07-01Submission has been amendedNo
2005-07-01This submission is the final filingNo
2005-07-01This return/report is a short plan year return/report (less than 12 months)No
2005-07-01Plan is a collectively bargained planNo
2005-07-01Plan funding arrangement – InsuranceYes
2005-07-01Plan benefit arrangement – InsuranceYes
2004: AACI 403(B) RETIREMENT PLAN 2004 form 5500 responses
2004-07-01Type of plan entitySingle employer plan
2004-07-01Submission has been amendedNo
2004-07-01This submission is the final filingNo
2004-07-01This return/report is a short plan year return/report (less than 12 months)No
2004-07-01Plan is a collectively bargained planNo
2004-07-01Plan funding arrangement – InsuranceYes
2004-07-01Plan benefit arrangement – InsuranceYes
2003: AACI 403(B) RETIREMENT PLAN 2003 form 5500 responses
2003-07-01Type of plan entitySingle employer plan
2003-07-01Submission has been amendedNo
2003-07-01This submission is the final filingNo
2003-07-01This return/report is a short plan year return/report (less than 12 months)No
2003-07-01Plan is a collectively bargained planNo
2003-07-01Plan funding arrangement – InsuranceYes
2003-07-01Plan benefit arrangement – InsuranceYes
2002: AACI 403(B) RETIREMENT PLAN 2002 form 5500 responses
2002-07-01Type of plan entitySingle employer plan
2002-07-01First time form 5500 has been submittedYes
2002-07-01Submission has been amendedNo
2002-07-01This submission is the final filingNo
2002-07-01This return/report is a short plan year return/report (less than 12 months)No
2002-07-01Plan is a collectively bargained planNo
2002-07-01Plan funding arrangement – InsuranceYes
2002-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 2
Insurance contract or identification numberVF6718
Number of Individuals Covered18
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $391
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $391
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number813831
Policy instance 1
Insurance contract or identification number813831
Number of Individuals Covered302
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 2
Insurance contract or identification numberVF6718
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $578
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $578
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number813831
Policy instance 1
Insurance contract or identification number813831
Number of Individuals Covered267
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 2
Insurance contract or identification numberVF6718
Number of Individuals Covered0
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $11,787
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,755
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number813831
Policy instance 1
Insurance contract or identification number813831
Number of Individuals Covered270
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 1
Insurance contract or identification numberVF6718
Number of Individuals Covered167
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $12,430
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $12,185
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 1
Insurance contract or identification numberVF6718
Number of Individuals Covered157
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $13,460
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 1
Insurance contract or identification numberVF6718
Number of Individuals Covered175
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $12,536
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,963
Insurance broker organization code?3
Insurance broker nameHUANG, EUGENE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 1
Insurance contract or identification numberVF6718
Number of Individuals Covered164
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $13,299
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,299
Insurance broker organization code?3
Insurance broker nameNOLASCO, SHELLEY
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 1
Insurance contract or identification numberVF6718
Number of Individuals Covered155
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $11,038
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11,038
Insurance broker organization code?3
Insurance broker nameSHELLEY NOLASCO
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6718
Policy instance 1
Insurance contract or identification numberVF6718
Number of Individuals Covered150
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $5,203
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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