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WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 401k Plan overview

Plan NameWEST MARINE ASSOCIATES 401(K) SAVINGS PLAN
Plan identification number 002

WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

WEST MARINE PRODUCTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:WEST MARINE PRODUCTS, INC.
Employer identification number (EIN):942374523
NAIC Classification:453990

Additional information about WEST MARINE PRODUCTS, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1993-01-08
Company Identification Number: 0009402306
Legal Registered Office Address: 1 E BROWARD BLVD STE 200

FT LAUDERDALE
United States of America (USA)
33301

More information about WEST MARINE PRODUCTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DEBORAH AJESKA DEBORAH AJESKA2018-10-15
0022017-01-01
0022016-01-01DEBORAH AJESKA DEBORAH AJESKA2017-10-12
0022015-01-01DEBORAH AJESKA DEBORAH AJESKA2016-10-13
0022014-01-01LINDA KENNEDY LINDA KENNEDY2015-10-09
0022013-01-01LINDA KENNEDY LINDA KENNEDY2014-10-08
0022012-01-01LINDA KENNEDY
0022011-01-01LINDA KENNEDY
0022009-01-01LINDA KENNEDY

Plan Statistics for WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN

401k plan membership statisitcs for WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN

Measure Date Value
2021: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,709
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,780
Total number of active participants reported on line 7a of the Form 55002020-01-013,358
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01349
Total of all active and inactive participants2020-01-013,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,708
Number of participants with account balances2020-01-011,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,692
Total number of active participants reported on line 7a of the Form 55002019-01-012,451
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01329
Total of all active and inactive participants2019-01-012,780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,780
Number of participants with account balances2019-01-011,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,558
Total number of active participants reported on line 7a of the Form 55002018-01-013,252
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01440
Total of all active and inactive participants2018-01-013,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013,692
Number of participants with account balances2018-01-011,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0112
2017: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,891
Total number of active participants reported on line 7a of the Form 55002017-01-01908
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01291
Total of all active and inactive participants2017-01-011,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,199
Number of participants with account balances2017-01-011,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,724
Total number of active participants reported on line 7a of the Form 55002016-01-013,603
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01288
Total of all active and inactive participants2016-01-013,891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013,891
Number of participants with account balances2016-01-011,208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,454
Total number of active participants reported on line 7a of the Form 55002015-01-013,421
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01303
Total of all active and inactive participants2015-01-013,724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013,724
Number of participants with account balances2015-01-011,241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,275
Total number of active participants reported on line 7a of the Form 55002014-01-013,237
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01217
Total of all active and inactive participants2014-01-013,454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,454
Number of participants with account balances2014-01-011,246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,461
Total number of active participants reported on line 7a of the Form 55002013-01-013,021
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01252
Total of all active and inactive participants2013-01-013,273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,273
Number of participants with account balances2013-01-011,276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,565
Total number of active participants reported on line 7a of the Form 55002012-01-013,225
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01236
Total of all active and inactive participants2012-01-013,461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,461
Number of participants with account balances2012-01-011,283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,991
Total number of active participants reported on line 7a of the Form 55002011-01-013,335
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01229
Total of all active and inactive participants2011-01-013,564
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013,564
Number of participants with account balances2011-01-011,294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0124
2009: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,956
Total number of active participants reported on line 7a of the Form 55002009-01-013,269
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01272
Total of all active and inactive participants2009-01-013,541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,541
Number of participants with account balances2009-01-011,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN

Measure Date Value
2021 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-05-28$0
Total transfer of assets from this plan2021-05-28$77,909,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-28$0
Total income from all sources (including contributions)2021-05-28$7,133,146
Total loss/gain on sale of assets2021-05-28$0
Total of all expenses incurred2021-05-28$6,564,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-05-28$6,410,918
Value of total corrective distributions2021-05-28$133,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-05-28$1,596,383
Value of total assets at end of year2021-05-28$0
Value of total assets at beginning of year2021-05-28$77,340,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-05-28$19,656
Total interest from all sources2021-05-28$102,154
Total dividends received (eg from common stock, registered investment company shares)2021-05-28$183,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-05-28Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-05-28$0
Total dividends received from registered investment company shares (eg mutual funds)2021-05-28$183,956
Was this plan covered by a fidelity bond2021-05-28Yes
Value of fidelity bond cover2021-05-28$5,000,000
If this is an individual account plan, was there a blackout period2021-05-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-05-28$0
Were there any nonexempt tranactions with any party-in-interest2021-05-28No
Contributions received from participants2021-05-28$1,332,286
Participant contributions at end of year2021-05-28$0
Participant contributions at beginning of year2021-05-28$898,555
Income. Received or receivable in cash from other sources (including rollovers)2021-05-28$27,230
Other income not declared elsewhere2021-05-28$16,802
Administrative expenses (other) incurred2021-05-28$19,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-28No
Value of net income/loss2021-05-28$568,662
Value of net assets at end of year (total assets less liabilities)2021-05-28$0
Value of net assets at beginning of year (total assets less liabilities)2021-05-28$77,340,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-05-28No
Were any loans by the plan or fixed income obligations due to the plan in default2021-05-28No
Were any leases to which the plan was party in default or uncollectible2021-05-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-05-28$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-05-28$44,338,768
Value of interest in pooled separate accounts at end of year2021-05-28$0
Value of interest in pooled separate accounts at beginning of year2021-05-28$19,876,777
Interest on participant loans2021-05-28$19,706
Interest earned on other investments2021-05-28$82,448
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-05-28$16,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-05-28$16,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-05-28$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-05-28$12,210,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-05-28$3,456,028
Net investment gain/loss from pooled separate accounts2021-05-28$1,777,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-05-28No
Was there a failure to transmit to the plan any participant contributions2021-05-28Yes
Has the plan failed to provide any benefit when due under the plan2021-05-28No
Contributions received in cash from employer2021-05-28$236,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-05-28$6,410,918
Did the plan have assets held for investment2021-05-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-05-28Yes
Opinion of an independent qualified public accountant for this plan2021-05-28Unqualified
Accountancy firm name2021-05-28MOSS ADAMS
Accountancy firm EIN2021-05-28910189318
2020 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$15,646,180
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,971,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,750,317
Value of total corrective distributions2020-12-31$167,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,455,161
Value of total assets at end of year2020-12-31$77,340,753
Value of total assets at beginning of year2020-12-31$68,665,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$53,440
Total interest from all sources2020-12-31$266,446
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$688,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$688,698
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,860,240
Participant contributions at end of year2020-12-31$898,555
Participant contributions at beginning of year2020-12-31$927,057
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$40,069
Other income not declared elsewhere2020-12-31$45,819
Administrative expenses (other) incurred2020-12-31$53,440
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,674,974
Value of net assets at end of year (total assets less liabilities)2020-12-31$77,340,753
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$68,665,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$44,338,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$40,433,501
Value of interest in pooled separate accounts at end of year2020-12-31$19,876,777
Value of interest in pooled separate accounts at beginning of year2020-12-31$16,369,901
Interest on participant loans2020-12-31$50,049
Interest earned on other investments2020-12-31$216,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$16,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$16,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$16,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,210,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,918,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,467,039
Net investment gain/loss from pooled separate accounts2020-12-31$5,723,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$554,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,750,317
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS
Accountancy firm EIN2020-12-31910189318
2019 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$16,953,694
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,665,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,542,480
Value of total corrective distributions2019-12-31$54,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,146,230
Value of total assets at end of year2019-12-31$68,665,779
Value of total assets at beginning of year2019-12-31$57,377,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$68,366
Total interest from all sources2019-12-31$281,047
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$705,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$705,103
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,276,963
Participant contributions at end of year2019-12-31$927,057
Participant contributions at beginning of year2019-12-31$1,008,934
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$266,348
Other income not declared elsewhere2019-12-31$60,218
Administrative expenses (other) incurred2019-12-31$68,366
Total non interest bearing cash at end of year2019-12-31$329
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,288,691
Value of net assets at end of year (total assets less liabilities)2019-12-31$68,665,779
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$57,377,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$40,433,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,001,490
Value of interest in pooled separate accounts at end of year2019-12-31$16,369,901
Value of interest in pooled separate accounts at beginning of year2019-12-31$12,735,288
Interest on participant loans2019-12-31$51,992
Interest earned on other investments2019-12-31$229,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$16,350
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$16,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$16,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,918,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,614,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,420,507
Net investment gain/loss from pooled separate accounts2019-12-31$4,340,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$602,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,542,480
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS
Accountancy firm EIN2019-12-31910189318
2018 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,540,529
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,026,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,748,732
Value of total corrective distributions2018-12-31$117,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,778,933
Value of total assets at end of year2018-12-31$57,377,088
Value of total assets at beginning of year2018-12-31$62,862,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$160,297
Total interest from all sources2018-12-31$286,019
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$684,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$684,861
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,144,550
Participant contributions at end of year2018-12-31$1,008,934
Participant contributions at beginning of year2018-12-31$1,005,850
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$20,744
Other income not declared elsewhere2018-12-31$153,310
Administrative expenses (other) incurred2018-12-31$160,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,485,895
Value of net assets at end of year (total assets less liabilities)2018-12-31$57,377,088
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$62,862,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$33,001,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$36,691,744
Value of interest in pooled separate accounts at end of year2018-12-31$12,735,288
Value of interest in pooled separate accounts at beginning of year2018-12-31$14,200,915
Interest on participant loans2018-12-31$45,266
Interest earned on other investments2018-12-31$240,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$16,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$16,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$16,453
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$18
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,614,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,948,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,905,478
Net investment gain/loss from pooled separate accounts2018-12-31$-457,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$613,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,748,732
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS
Accountancy firm EIN2018-12-31910189318
2017 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,032,841
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,265,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,146,024
Value of total corrective distributions2017-12-31$71,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,075,901
Value of total assets at end of year2017-12-31$62,862,983
Value of total assets at beginning of year2017-12-31$56,095,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,288
Total interest from all sources2017-12-31$269,501
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$594,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$594,884
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,357,090
Participant contributions at end of year2017-12-31$1,005,850
Participant contributions at beginning of year2017-12-31$1,044,110
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$51,727
Other income not declared elsewhere2017-12-31$45,738
Administrative expenses (other) incurred2017-12-31$48,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,767,288
Value of net assets at end of year (total assets less liabilities)2017-12-31$62,862,983
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$56,095,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$36,691,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$31,850,646
Value of interest in pooled separate accounts at end of year2017-12-31$14,200,915
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,450,489
Interest on participant loans2017-12-31$43,567
Interest earned on other investments2017-12-31$225,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$16,453
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,948,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,737,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,923,180
Net investment gain/loss from pooled separate accounts2017-12-31$3,123,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$667,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,146,024
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$13,286
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS
Accountancy firm EIN2017-12-31910189318
2016 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,840,678
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,242,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,149,614
Value of total corrective distributions2016-12-31$90,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,729,924
Value of total assets at end of year2016-12-31$56,095,695
Value of total assets at beginning of year2016-12-31$54,497,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,239
Total interest from all sources2016-12-31$271,110
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$508,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$508,732
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,393,276
Participant contributions at end of year2016-12-31$1,044,110
Participant contributions at beginning of year2016-12-31$1,299,330
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$747,789
Other income not declared elsewhere2016-12-31$2,516
Administrative expenses (other) incurred2016-12-31$2,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,598,474
Value of net assets at end of year (total assets less liabilities)2016-12-31$56,095,695
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$54,497,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$31,850,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$42,820,610
Value of interest in pooled separate accounts at end of year2016-12-31$12,450,489
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$48,649
Interest earned on other investments2016-12-31$222,461
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,737,164
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,366,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,456,138
Net investment gain/loss from pooled separate accounts2016-12-31$-127,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$588,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,149,614
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$13,286
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$10,768
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS
Accountancy firm EIN2016-12-31910189318
2015 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,117,119
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,473,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,292,050
Expenses. Certain deemed distributions of participant loans2015-12-31$4,123
Value of total corrective distributions2015-12-31$174,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,908,339
Value of total assets at end of year2015-12-31$54,497,221
Value of total assets at beginning of year2015-12-31$54,853,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,130
Total interest from all sources2015-12-31$273,058
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$542,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$542,095
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,201,844
Participant contributions at end of year2015-12-31$1,299,330
Participant contributions at beginning of year2015-12-31$1,397,754
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$59,104
Other income not declared elsewhere2015-12-31$-5,750
Administrative expenses (other) incurred2015-12-31$3,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-356,721
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,497,221
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$54,853,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$42,820,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$43,449,558
Interest on participant loans2015-12-31$54,706
Interest earned on other investments2015-12-31$218,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,366,513
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,990,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-600,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$647,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,292,050
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$10,768
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$16,569
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS
Accountancy firm EIN2015-12-31910189318
2014 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,093,127
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,847,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,727,472
Expenses. Certain deemed distributions of participant loans2014-12-31$19,236
Value of total corrective distributions2014-12-31$97,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,842,734
Value of total assets at end of year2014-12-31$54,853,942
Value of total assets at beginning of year2014-12-31$52,608,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,130
Total interest from all sources2014-12-31$278,153
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$492,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$492,568
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,148,827
Participant contributions at end of year2014-12-31$1,397,754
Participant contributions at beginning of year2014-12-31$1,154,228
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$50,784
Other income not declared elsewhere2014-12-31$14,464
Administrative expenses (other) incurred2014-12-31$3,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,245,406
Value of net assets at end of year (total assets less liabilities)2014-12-31$54,853,942
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$52,608,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$43,449,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$41,425,695
Interest on participant loans2014-12-31$53,199
Interest earned on other investments2014-12-31$224,954
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,990,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,010,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,465,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$643,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,727,472
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$16,569
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$18,323
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$12,731,230
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,085,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,923,871
Expenses. Certain deemed distributions of participant loans2013-12-31$5,254
Value of total corrective distributions2013-12-31$152,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,469,345
Value of total assets at end of year2013-12-31$52,608,536
Value of total assets at beginning of year2013-12-31$43,962,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,330
Total interest from all sources2013-12-31$277,023
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$492,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$492,836
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,156,809
Participant contributions at end of year2013-12-31$1,154,228
Participant contributions at beginning of year2013-12-31$1,049,720
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$635,745
Other income not declared elsewhere2013-12-31$19,962
Administrative expenses (other) incurred2013-12-31$3,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,645,864
Value of net assets at end of year (total assets less liabilities)2013-12-31$52,608,536
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$43,962,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$41,425,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$33,724,989
Interest on participant loans2013-12-31$45,335
Interest earned on other investments2013-12-31$231,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$10,010,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,174,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,472,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$676,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,923,871
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$18,323
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$13,846
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,312,834
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,389,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,265,723
Expenses. Certain deemed distributions of participant loans2012-12-31$7,521
Value of total corrective distributions2012-12-31$113,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,767,412
Value of total assets at end of year2012-12-31$43,962,672
Value of total assets at beginning of year2012-12-31$38,039,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,680
Total interest from all sources2012-12-31$300,790
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$558,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$558,775
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,876,582
Participant contributions at end of year2012-12-31$1,049,720
Participant contributions at beginning of year2012-12-31$1,151,584
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$274,204
Other income not declared elsewhere2012-12-31$19,994
Administrative expenses (other) incurred2012-12-31$2,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,923,317
Value of net assets at end of year (total assets less liabilities)2012-12-31$43,962,672
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$38,039,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$33,724,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$28,235,133
Interest on participant loans2012-12-31$45,050
Interest earned on other investments2012-12-31$255,740
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,174,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$8,637,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,665,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$616,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,265,723
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$13,846
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$14,991
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,339,096
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,614,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,581,434
Expenses. Certain deemed distributions of participant loans2011-12-31$5,468
Value of total corrective distributions2011-12-31$23,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,415,819
Value of total assets at end of year2011-12-31$38,039,355
Value of total assets at beginning of year2011-12-31$37,314,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,720
Total interest from all sources2011-12-31$325,746
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$470,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$470,615
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,745,186
Participant contributions at end of year2011-12-31$1,151,584
Participant contributions at beginning of year2011-12-31$987,113
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$100,615
Administrative expenses (other) incurred2011-12-31$3,720
Total non interest bearing cash at beginning of year2011-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$724,565
Value of net assets at end of year (total assets less liabilities)2011-12-31$38,039,355
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$37,314,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$28,235,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,177,797
Interest on participant loans2011-12-31$45,329
Interest earned on other investments2011-12-31$280,417
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$8,637,647
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,136,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-873,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$570,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,581,434
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$14,991
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$13,765
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,446,157
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,540,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,482,799
Expenses. Certain deemed distributions of participant loans2010-12-31$1,720
Value of total corrective distributions2010-12-31$38,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,547,504
Value of total assets at end of year2010-12-31$37,314,790
Value of total assets at beginning of year2010-12-31$32,409,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,384
Total interest from all sources2010-12-31$337,793
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$438,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$438,793
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,764,575
Participant contributions at end of year2010-12-31$987,113
Participant contributions at beginning of year2010-12-31$857,261
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$204,675
Administrative expenses (other) incurred2010-12-31$17,384
Total non interest bearing cash at end of year2010-12-31$10
Total non interest bearing cash at beginning of year2010-12-31$110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,905,670
Value of net assets at end of year (total assets less liabilities)2010-12-31$37,314,790
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$32,409,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,177,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$24,173,619
Interest on participant loans2010-12-31$48,227
Interest earned on other investments2010-12-31$289,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,136,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,367,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,122,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$578,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,482,799
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$13,765
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$10,486
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2010-12-31770106234

Form 5500 Responses for WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN

2021: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WEST MARINE ASSOCIATES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-05-28
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered3708
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered2780
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered3692
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered1199
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered3724
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered3454
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040677
Policy instance 1
Insurance contract or identification number040677
Number of Individuals Covered3273
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040652
Policy instance 1
Insurance contract or identification number040652
Number of Individuals Covered3461
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040652
Policy instance 1
Insurance contract or identification number040652
Number of Individuals Covered3564
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040652
Policy instance 1
Insurance contract or identification number040652
Number of Individuals Covered4040
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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