401k Plan data: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN plan

LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN
Plan identification number	001

LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

LAUTZE & LAUTZE has sponsored the creation of one or more 401k plans.

Company Name: LAUTZE & LAUTZE

Employer identification number (EIN): 942513310

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2018-06-21
001 2016-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2018-01-29
001 2015-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2016-12-28
001 2014-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2016-01-29
001 2013-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2015-01-28
001 2012-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2014-01-28
001 2011-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2013-01-23
001 2009-10-01 JUDY LEE-STRAIN JUDY LEE-STRAIN 2011-01-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2018-06-21
001	2016-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2018-01-29
001	2015-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2016-12-28
001	2014-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2016-01-29
001	2013-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2015-01-28
001	2012-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2014-01-28
001	2011-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2013-01-23
001	2009-10-01	JUDY LEE-STRAIN	JUDY LEE-STRAIN	2011-01-07

Plan Statistics for LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN

401k plan membership statisitcs for LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN

Measure Date Value
2017: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 0
Total of all active and inactive participants 2017-10-01 0
Total participants 2017-10-01 0
Number of participants with account balances 2017-10-01 0
2016: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 0
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 0
Total of all active and inactive participants 2016-10-01 0
Total participants 2016-10-01 0
Number of participants with account balances 2016-10-01 8
2015: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 73
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 0
Total of all active and inactive participants 2015-10-01 0
Total participants 2015-10-01 0
Number of participants with account balances 2015-10-01 34
2014: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 73
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 42
Number of retired or separated participants receiving benefits 2014-10-01 31
Total of all active and inactive participants 2014-10-01 73
Total participants 2014-10-01 73
Number of participants with account balances 2014-10-01 73
2013: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 75
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 49
Number of retired or separated participants receiving benefits 2013-10-01 24
Total of all active and inactive participants 2013-10-01 73
Total participants 2013-10-01 73
Number of participants with account balances 2013-10-01 73
2012: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 81
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 47
Number of retired or separated participants receiving benefits 2012-10-01 28
Total of all active and inactive participants 2012-10-01 75
Total participants 2012-10-01 75
Number of participants with account balances 2012-10-01 75
2011: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 72
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 44
Number of other retired or separated participants entitled to future benefits 2011-10-01 37
Total of all active and inactive participants 2011-10-01 81
Total participants 2011-10-01 81
Number of participants with account balances 2011-10-01 81
2009: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 77
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 47
Number of other retired or separated participants entitled to future benefits 2009-10-01 28
Total of all active and inactive participants 2009-10-01 75
Total participants 2009-10-01 75
Number of participants with account balances 2009-10-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2017: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	0
Total of all active and inactive participants	2017-10-01	0
Total participants	2017-10-01	0
Number of participants with account balances	2017-10-01	0
2016: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	0
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	0
Total of all active and inactive participants	2016-10-01	0
Total participants	2016-10-01	0
Number of participants with account balances	2016-10-01	8
2015: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	73
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	0
Total of all active and inactive participants	2015-10-01	0
Total participants	2015-10-01	0
Number of participants with account balances	2015-10-01	34
2014: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	73
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	42
Number of retired or separated participants receiving benefits	2014-10-01	31
Total of all active and inactive participants	2014-10-01	73
Total participants	2014-10-01	73
Number of participants with account balances	2014-10-01	73
2013: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	75
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	49
Number of retired or separated participants receiving benefits	2013-10-01	24
Total of all active and inactive participants	2013-10-01	73
Total participants	2013-10-01	73
Number of participants with account balances	2013-10-01	73
2012: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	81
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	47
Number of retired or separated participants receiving benefits	2012-10-01	28
Total of all active and inactive participants	2012-10-01	75
Total participants	2012-10-01	75
Number of participants with account balances	2012-10-01	75
2011: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	72
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	44
Number of other retired or separated participants entitled to future benefits	2011-10-01	37
Total of all active and inactive participants	2011-10-01	81
Total participants	2011-10-01	81
Number of participants with account balances	2011-10-01	81
2009: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	77
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	47
Number of other retired or separated participants entitled to future benefits	2009-10-01	28
Total of all active and inactive participants	2009-10-01	75
Total participants	2009-10-01	75
Number of participants with account balances	2009-10-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN

Measure	Date	Value
2017 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$253
Expenses. Total of all expenses incurred	2017-12-31	$445,557
Benefits paid (including direct rollovers)	2017-12-31	$445,439
Total plan assets at end of year	2017-12-31	$0
Total plan assets at beginning of year	2017-12-31	$445,304
Value of fidelity bond covering the plan	2017-12-31	$500,000
Other income received	2017-12-31	$253
Net income (gross income less expenses)	2017-12-31	$-445,304
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$445,304
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$118
Total income from all sources	2017-09-30	$181,425
Expenses. Total of all expenses incurred	2017-09-30	$4,392,527
Benefits paid (including direct rollovers)	2017-09-30	$4,388,872
Total plan assets at end of year	2017-09-30	$445,304
Total plan assets at beginning of year	2017-09-30	$4,656,406
Value of fidelity bond covering the plan	2017-09-30	$500,000
Other income received	2017-09-30	$181,425
Net income (gross income less expenses)	2017-09-30	$-4,211,102
Net plan assets at end of year (total assets less liabilities)	2017-09-30	$445,304
Net plan assets at beginning of year (total assets less liabilities)	2017-09-30	$4,656,406
Expenses. Administrative service providers (salaries,fees and commissions)	2017-09-30	$3,655
2016 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-09-30	$1,487,599
Expenses. Total of all expenses incurred	2016-09-30	$10,201,655
Benefits paid (including direct rollovers)	2016-09-30	$10,182,327
Total plan assets at end of year	2016-09-30	$4,656,406
Total plan assets at beginning of year	2016-09-30	$13,370,462
Value of fidelity bond covering the plan	2016-09-30	$500,000
Total contributions received or receivable from participants	2016-09-30	$363,718
Contributions received from other sources (not participants or employers)	2016-09-30	$5,592
Other income received	2016-09-30	$1,049,469
Net income (gross income less expenses)	2016-09-30	$-8,714,056
Net plan assets at end of year (total assets less liabilities)	2016-09-30	$4,656,406
Net plan assets at beginning of year (total assets less liabilities)	2016-09-30	$13,370,462
Total contributions received or receivable from employer(s)	2016-09-30	$68,820
Expenses. Administrative service providers (salaries,fees and commissions)	2016-09-30	$19,328
2015 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-09-30	$240,128
Expenses. Total of all expenses incurred	2015-09-30	$176,926
Benefits paid (including direct rollovers)	2015-09-30	$156,212
Total plan assets at end of year	2015-09-30	$13,370,462
Total plan assets at beginning of year	2015-09-30	$13,307,260
Value of fidelity bond covering the plan	2015-09-30	$500,000
Total contributions received or receivable from participants	2015-09-30	$472,856
Contributions received from other sources (not participants or employers)	2015-09-30	$15,869
Other income received	2015-09-30	$-339,225
Net income (gross income less expenses)	2015-09-30	$63,202
Net plan assets at end of year (total assets less liabilities)	2015-09-30	$13,370,462
Net plan assets at beginning of year (total assets less liabilities)	2015-09-30	$13,307,260
Total contributions received or receivable from employer(s)	2015-09-30	$90,628
Expenses. Administrative service providers (salaries,fees and commissions)	2015-09-30	$20,714
2014 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-09-30	$1,963,378
Expenses. Total of all expenses incurred	2014-09-30	$696,349
Benefits paid (including direct rollovers)	2014-09-30	$677,120
Total plan assets at end of year	2014-09-30	$13,307,260
Total plan assets at beginning of year	2014-09-30	$12,040,231
Value of fidelity bond covering the plan	2014-09-30	$500,000
Total contributions received or receivable from participants	2014-09-30	$475,150
Other income received	2014-09-30	$1,408,886
Net income (gross income less expenses)	2014-09-30	$1,267,029
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$13,307,260
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$12,040,231
Total contributions received or receivable from employer(s)	2014-09-30	$79,342
Expenses. Administrative service providers (salaries,fees and commissions)	2014-09-30	$19,229
2013 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-09-30	$2,031,667
Expenses. Total of all expenses incurred	2013-09-30	$403,440
Benefits paid (including direct rollovers)	2013-09-30	$390,640
Total plan assets at end of year	2013-09-30	$12,040,231
Total plan assets at beginning of year	2013-09-30	$10,412,004
Value of fidelity bond covering the plan	2013-09-30	$500,000
Total contributions received or receivable from participants	2013-09-30	$542,109
Other income received	2013-09-30	$1,398,380
Net income (gross income less expenses)	2013-09-30	$1,628,227
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$12,040,231
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$10,412,004
Total contributions received or receivable from employer(s)	2013-09-30	$91,178
Expenses. Administrative service providers (salaries,fees and commissions)	2013-09-30	$12,800
2012 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-09-30	$1,888,051
Expenses. Total of all expenses incurred	2012-09-30	$1,884,625
Benefits paid (including direct rollovers)	2012-09-30	$1,884,625
Total plan assets at end of year	2012-09-30	$10,412,004
Total plan assets at beginning of year	2012-09-30	$10,408,578
Value of fidelity bond covering the plan	2012-09-30	$500,000
Total contributions received or receivable from participants	2012-09-30	$519,094
Other income received	2012-09-30	$1,277,258
Net income (gross income less expenses)	2012-09-30	$3,426
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$10,412,004
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$10,408,578
Total contributions received or receivable from employer(s)	2012-09-30	$91,699
2011 : LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-09-30	$551,962
Expenses. Total of all expenses incurred	2011-09-30	$1,125,681
Benefits paid (including direct rollovers)	2011-09-30	$1,125,681
Total plan assets at end of year	2011-09-30	$10,408,578
Total plan assets at beginning of year	2011-09-30	$10,982,297
Value of fidelity bond covering the plan	2011-09-30	$500,000
Total contributions received or receivable from participants	2011-09-30	$552,300
Other income received	2011-09-30	$-100,967
Net income (gross income less expenses)	2011-09-30	$-573,719
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$10,408,578
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$10,982,297
Total contributions received or receivable from employer(s)	2011-09-30	$100,629

Form 5500 Responses for LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN

2017: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	This submission is the final filing	Yes
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: LAUTZE & LAUTZE 401K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	This submission is the final filing	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LAUTZE & LAUTZE
Employer identification number (EIN):	942513310
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants